investment institutionとは 意味・読み方・使い方

Is the risk quantity measured within the appropriate investment limitations established with due consideration for the institution's capital, profit-earning power, etc.?発音を聞く 例文帳に追加

また、計測されたリスク量が、自己資本、収益力等を勘案した上で適切に設定した投資枠の範囲内となっているか。 - 金融庁

in the case of Kuwait;the Central Bank of Kuwait;Kuwait Investment Authority;Kuwait Petroleum Corporation;the Public Institution for Social Security;Kuwait Fund for Arab Economic Development.発音を聞く 例文帳に追加

クウェートについては、、クウェート中央銀行、クウェート投資庁、クウェート石油公社、社会保障機構、アラブ経済開発クウェート基金。 - 財務省

This purchasable operation article list is formed by listing judged operation articles that the employee may buy (an operation managing institution may receive an operation command) according to the lecture attendance results of respective employees to the investment education, and the list is provided by the investment education provider for the operation managing institution.例文帳に追加

この購入可能運用商品リストは、投資教育に対する各従業員の受講結果に基づき、その従業員が購入してよい（運営管理機関が運用指図を受けてよい）と判断される運用商品をリスト化したものであり、投資教育提供者から運営管理機関に提供される。 - 特許庁

(2) When a registered financial institution conducts any dealing operations in government bond certificates, etc., futures commission business, trading operations of short-term investment securities, or trading operations of asset finance-type investment securities:発音を聞く 例文帳に追加

（２）国債証券等のディーリング業務、先物取次業務、短期有価証券の売買等の業務、資産金融型有価証券の売買等の業務のいずれかの業務を行う登録金融機関にあっては、 - 金融庁

Does the institution review, with the use of asset management reports and the like, whether the fund is managed in accordance with the investment strategies, investment guidelines, etc. explained in advance?発音を聞く 例文帳に追加

事前に説明した投資戦略や投資ガイドライン等に従って運用されているかどうかについて、運用報告書等により検証・確認しているか。 - 金融庁

(ii) giving advice intended to conduct a transaction with regard to its Investment Advisory Business that is unnecessary in light of the policy of the transaction, the amount of the transaction or the market conditions, or making investment intended to conduct a transaction with regard to its Investment Management Business that is unnecessary in light of the policy of the investment, the amount of Investment Property or the market conditions, for the purpose of gaining profit from Other Businesses of the Registered Financial Institution; and発音を聞く 例文帳に追加

二　登録金融機関その他業務による利益を図るため、その行う投資助言業務に関して取引の方針、取引の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした助言を行い、又はその行う投資運用業に関して運用の方針、運用財産の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした運用を行うこと。 - 日本法令外国語訳データベースシステム

To provide an investing method, device for investment and investment system which can increase large profits without exposing a customer's investment fund to, for example, a danger of falling below par so that they are attractive to both a customer and a financial institution.例文帳に追加

顧客の投資資金を、例えば、元本割れ等の危険にさらすことなく、しかも大きな収益を上げることも可能な、顧客及び金融機関の双方にとって魅力的な投資方法及び投資用装置ならびに投資システムを提供する。 - 特許庁

(6) With regard to the application of the provisions of the Act on Concurrent Operation of Trust Business by a Financial Institution, in cases where a Financial Institution Engaged in Trust Business invests the trust property of an Investment Trust Managed Without Instructions from the Settlor, the phrase "and the provisions Article 42-2 and Article 44-3, paragraph (2) (excluding item (ii)) of the Financial Instruments and Exchange Act (including penal provisions pertaining to these provisions) shall apply mutatis mutandis to business for investing the trust property of an Investment Trust Managed Without Instructions from the Settlor as prescribed in Article 2, paragraph (2) of the Act on Investment Trusts and Investment Corporations operated by a financial institution, respectively" shall be added after the term "(meaning the Specific Trust Agreement prescribed in Article 24-2 of the Trust Business Act)" in Article 2-2 of the Act on Concurrent Operation of Trust Business by a Financial Institution, the phrases "in these provisions," "Article 34 of the Financial Instruments and Exchange Act," and "in Article 39, paragraph (4) of the Financial Instruments and Exchange Act" in Article 2-2 of the Act on Concurrent Operation of Trust Business by a Financial Institution shall be deemed to be replaced with "in these provisions (excluding the provisions of Article 42-2 of the Financial Instruments and Exchange Act)," "Article 34 of the Trust Business Act" and "in Article 39, paragraph (4) and Article 42-2, item (vi) of the Financial Instruments and Exchange Act" respectively, and the phrase ", the term 'giving advice to conduct a transaction that is unnecessary in light of the transaction policy, the amount of the transaction, or the market conditions regarding the Investment Advisory Business, or the Investment Management Business that does so' in Article 44-3, paragraph (2), item (iii) of the Financial Instruments and Exchange Act shall be deemed to be replaced with 'or making an investment to conduct a transaction with regard to business for conducting investment of the trust property of an Investment Trust Managed Without Instructions from the Settlor' " shall be added after the phrase "a Financial Institution (meaning a Financial Institution as prescribed in Article 1, paragraph (1) of the Act on Concurrent Operation of Trust Business by a Financial Institution)" in Article 2-2 of the Act on Concurrent Operation of Trust Business by a Financial Institution.発音を聞く 例文帳に追加

６　信託業務を営む金融機関が委託者非指図型投資信託の信託財産の運用を行う場合における金融機関の信託業務の兼営等に関する法律の規定の適用については、同法第二条の二中「、金融機関」とあるのは「金融機関」と、「準用する。」とあるのは「、金融商品取引法第四十二条の二及び第四十四条の三第二項（第二号を除く。）の規定（これらの規定に係る罰則を含む。）は金融機関が行う投資信託及び投資法人に関する法律第二条第二項に規定する委託者非指図型投資信託の信託財産の運用を行う業務について、それぞれ準用する。」と、「これらの規定中」とあるのは「これらの規定（金融商品取引法第四十二条の二の規定を除く。）中」と、「金融商品取引法第三十四条」とあるのは「同法第三十四条」と、「同条第四項中」とあるのは「同条第四項及び同法第四十二条の二第六号中」と、「「金融機関（金融機関の信託業務の兼営等に関する法律第一条第一項に規定する金融機関をいう。）の責めに帰すべき事故」」とあるのは「「金融機関（金融機関の信託業務の兼営等に関する法律第一条第一項に規定する金融機関をいう。）の責めに帰すべき事故」と、同法第四十四条の三第二項第三号中「投資助言業務に関して取引の方針、取引の額若しくは市場の状況に照らして不必要な取引を行うことを内容とした助言を行い、又はその行う投資運用業」とあるのは「委託者非指図型投資信託の信託財産の運用を行う業務」」とする。 - 日本法令外国語訳データベースシステム