「board rules」に関連した英語例文の一覧と使い方(2ページ目) - Weblio英語例文検索

Has the Board of Directors or organization equivalent to the Board of Directors approved the Customer Protection Management Rules and disseminated them throughout the institution after determining if they comply with the Customer Protection Management Policy after legal checks, etc.? 例文帳に追加

取締役会等は、顧客保護等管理規程について、リーガル・チェック等を経て、顧客保護等管理方針に合致することを確認した上で承認し、組織内に周知させているか。 - 金融庁

Does the Board of Directors or organization equivalent to the Board of Directors provide a system to have the Managers specified below appointed, stipulated the responsibilities and authority of the Managers and allocated appropriate roles to them in accordance with the Customer Protection Management Policy and the Customer Protection Management Rules? 例文帳に追加

取締役会等は、顧客保護等管理方針及び顧客保護等管理規程に則り、以下の管理責任者を設置し、その責任及び権限を明確化し適切な役割を担わせる態勢を整備しているか。 - 金融庁

For example, does the Board of Directors or organization equivalent to the Board of Directors instruct the Managers to take concrete measures such as specifying the internal rules and operational procedures that must be observed by the Marketing and Sales Division, etc. and conducting effective training on a regular basis? 例文帳に追加

例えば、各管理責任者に、営業推進部門等が遵守すべき内部規程・業務細則等を特定させ、効果的な研修を定期的に行わせる等の具体的な施策を行うよう指示しているか。 - 金融庁

(i) Has the Board of Directors or organization equivalent to the Board of Directors clearly specified the rules concerning the handling of customer information by outsourcing contractors operating under outsourcing contracts (hereinafter referred to as the “Outsourcing Contractors”) in a manner suited to the nature and quantity of the customer information handled? 例文帳に追加

（ⅰ）取締役会等は、顧客情報について、委託契約等に基づく外部委託先（以下「外部委託先」という。）が取り扱う顧客情報の性質及び量等に応じた取扱いルール及び責任を明確に定めているか。 - 金融庁

(ii) Does the Customer Information Supervisory Manager provide a system to ensure that the person in charge of customer information management reports to the Compliance Control Division or the Board of Directors or organization equivalent to the Board of Directors without delay in the event of an information leak in accordance with the Customer Information Management Rules? 例文帳に追加

（ⅱ）顧客情報統括管理責任者は、顧客情報の漏えいが発生した場合、顧客情報管理規程に従い、速やかにコンプライアンス統括部門及び取締役会等に報告する態勢となっているか。 - 金融庁

Has the Board of Directors or equivalent organization to the Board of Directors approved the Comprehensive Risk Management Rules after determining if they comply with the Comprehensive Risk Management Policy and after legal checks, etc.? 例文帳に追加

取締役会等は、統合的リスク管理規程についてリーガル・チェック等を経て、統合的リスク管理方針に合致することを確認した上で承認しているか。 - 金融庁

(i) Does the Board of Directors or equivalent organization to the Board of Directors have a Comprehensive Risk Management Division established and have the division prepared to undertake appropriate roles in accordance with the Comprehensive Risk Management Policy and the Comprehensive Risk Management Rules? 例文帳に追加

（ⅰ）取締役会等は、統合的リスク管理方針及び統合的リスク管理規程に則り、統合的リスク管理部門を設置し、適切な役割を担わせる態勢を整備しているか。 - 金融庁

(i) Does the Board of Directors or equivalent organization to the Board of Directors provide a system to fully disseminate the relevant internal rules and operational procedures to the divisions involving risks to be managed (e.g. the Office (Trading, Banking) Divisions, Marketing and Sales Divisions, etc.) and ensure that such divisions observe them? 例文帳に追加

（ⅰ）取締役会等は、管理すべきリスクの存在する部門（例えば、市場部門、営業推進部門等）に対し、遵守すべき内部規程・業務細則等を周知させ、遵守させる態勢を整備しているか。 - 金融庁

For example, does the Board of Directors or equivalent organization to the Board of Directors instruct the Manager to identify the internal rules and operational procedures that should be observed by the Office (Trading, Banking) Divisions, Marketing and Sales Divisions, etc. and to carry out specific measures for ensuring observance such as providing effective training on a regular basis? 例文帳に追加

例えば、管理者に、市場部門、営業推進部門等が遵守すべき内部規程・業務細則等を特定させ、効果的な研修を定期的に行わせる等の具体的な施策を行うよう指示しているか。 - 金融庁

Has the Board of Directors or equivalent organization to the Board of Directors approved the Capital Management Rules after determining if they comply with the Capital Management Policy after legal checks, etc.? 例文帳に追加

取締役会等は、自己資本管理規程についてリーガル・チェック等を経て、自己資本管理方針に合致することを確認した上で承認しているか。 - 金融庁

(i) Does the Board of Directors or equivalent organization to the Board of Directors have the Capital Management Division established and have the division prepared to undertake appropriate roles in accordance with the Capital Management Policy and the Capital Management Rules? 例文帳に追加

（ⅰ）取締役会等は、自己資本管理方針及び自己資本管理規程に則り、自己資本管理部門を設置し、適切な役割を担わせる態勢を整備しているか。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors revise the development process of internal rules and organizational frameworks in a timely manner by reviewing their effectiveness based on reports and findings on the status of capital management in a regular and timely manner or on an as needed basis? 例文帳に追加

取締役会等は、定期的に又は必要に応じて随時、自己資本管理の状況に関する報告・調査結果等を踏まえ、内部規程・組織体制の整備プロセスの有効性を検証し、適時に見直しているか。 - 金融庁

Has the Board of Directors or organization equivalent to the Board of Directors approved the Credit Risk Management Rules after determining if they comply with the Credit Risk Management Policy after legal checks, etc.? 例文帳に追加

取締役会等は、信用リスク管理規程についてリール・チェック等を経て、信用リスク管理方針に合致することを確認した上で承認しているか。 - 金融庁

(i) Does the Board of Directors or organization equivalent to the Board of Directors have a Credit Risk Management Division established and have the division prepared to undertake appropriate roles in accordance with the Credit Risk Management Policy and the Credit Risk Management Rules 例文帳に追加

（ⅰ）取締役会等は、信用リスク管理方針及び信用リスク管理規程に則り、信用リスク管理部門を設置し、適切な役割を担わせる態勢を整備しているか。 - 金融庁

(i) Does the Board of Directors or organization equivalent to the Board of Directors provide a system to fully disseminate the relevant internal rules and operational procedures to the divisions involving credit risks to be managed (e.g., the Marketing and Sales Division, etc.) and ensure that such divisions observe them? 例文帳に追加

（ⅰ）取締役会等は、管理すべき信用リスクの存在する部門（例えば、営業推進部門等）に対し、遵守すべき内部規程・業務細則等を周知させ、遵守させる態勢を整備しているか。 - 金融庁

For example, does the Board of Directors or organization equivalent to the Board of Directors instruct the Manager to identify the internal rules and operational procedures that should be observed by the Marketing and Sales Division, etc. and to carry out specific measures for ensuring observance such as providing effective training on a regular basis? 例文帳に追加

例えば、管理者に営業推進部門等が遵守すべき内部規程・業務細則等を特定させ、効果的な研修を定期的に行わせる等の具体的な施策を行うよう指示しているか。 - 金融庁

Does the Board of Directors or organization equivalent to the Board of Directors revise the development process of internal rules and organizational frameworks in a timely manner by reviewing their effectiveness based on reports and findings on the status of credit risk management in a regular and timely manner or on an as needed basis? 例文帳に追加

取締役会等は、定期的に又は必要に応じて随時、信用リスク管理の状況に関する報告・調査結果等を踏まえ、内部規程・組織体制の整備プロセスの有効性を検証し、適時に見直しているか。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors provide a system to fully disseminate the relevant internal rules and operational procedures to the divisions in charge of first- and second-stage assessments and have such divisions observe them? 例文帳に追加

取締役会等は、第一次査定部門及び第二次査定部門に、遵守すべき内部規程・業務細則等を周知し、遵守させる態勢を整備しているか。 - 金融庁

For example, does the Board of Directors or equivalent organization to the Board of Directors instruct the Managers to identify the internal rules and operational procedures that should be observed by the divisions in charge of first- and second-stage assessments and to carry out specific measures for ensuring observance such as providing effective training on a regular basis? 例文帳に追加

例えば、管理者に第一次査定部門及び第二次査定部門が遵守すべき内部規程・業務細則等を特定させ、効果的な研修を定期的に行わせる等の具体的な施策を行うよう指示しているか。 - 金融庁

Has the Board of Directors or equivalent organization to the Board of Directors approved the Market Risk Management Rules after determining if they comply with the Market Risk Management Policy after legal checks, etc.? 例文帳に追加

取締役会等は、市場リスク管理規程についてリーガル・チェック等を経て、市場リスク管理方針に合致することを確認した上で承認しているか。 - 金融庁

(i) Does the Board of Directors or equivalent organization to the Board of Directors have the Market Risk Management Division established and have the division prepared to undertake appropriate roles in accordance with the Market Risk Management Policy and the Market Risk Management Rules? 例文帳に追加

（ⅰ）取締役会等は、市場リスク管理方針及び市場リスク管理規程に則り、市場リスク管理部門を設置し、適切な役割を担わせる態勢を整備しているか。 - 金融庁

(i) Does the Board of Directors or equivalent organization to the Board of Directors provide a system to fully disseminate the relevant internal rules and operational procedures to the divisions involving market risks to be managed (e.g., the Office (Trading, Banking) Division, Marketing and Sales Divisions, etc.) and ensure that such divisions observe them? 例文帳に追加

（ⅰ）取締役会等は、管理すべき市場リスクの存在する部門（例えば、市場部門、営業推進部門等）に対し、遵守すべき内部規程・業務細則等を周知させ、遵守させる態勢を整備しているか。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors revise the development process of internal rules and organizational frameworks in a timely manner by reviewing their effectiveness based on reports and findings on the status of market risk management in a regular and timely manner or on an as needed basis? 例文帳に追加

取締役会等は、定期的に又は必要に応じて随時、市場リスク管理の状況に関する報告・調査結果等を踏まえ、内部規程・組織体制の整備プロセスの有効性を検証し、適時に見直しているか。 - 金融庁

(ii) Does the Market Risk Management Division review whether the market risk control is conducted in accordance with the strategic objectives, etc., the Market Risk Management Policy and the Market Risk Management Rules and the like and report its findings to the Board of Directors or equivalent organization to the Board of Directors? 例文帳に追加

（ⅱ）市場リスク管理部門は、戦略目標、市場リスク管理方針、市場リスク管理規程等に基づき、市場リスクのコントロールが行われているかを検証し、取締役会等に報告しているか。 - 金融庁

In order to exclude arbitrariness from accounting processes and ensure transparency, it is necessary for the Board of Directors or equivalent organization to the Board of Directors to establish internal rules and enforce them on a continuous basis. Does the institution specify the following items at a minimum? 例文帳に追加

会計処理の恣意性を排除し透明性を確保する観点から、取締役会等において明確な内部規程等を制定し、継続的に使用することが必要であり、少なくとも以下の項目について定めているか。 - 金融庁

Has the Board of Directors or equivalent organization to the Board of Directors approved the Liquidity Risk Management Rules after determining if they comply with the Liquidity Risk Management Policy after legal checks, etc.? 例文帳に追加

取締役会等は、流動性リスク管理規程についてリーガル・チェック等を経て、流動性リスク管理方針に合致することを確認した上で承認しているか。 - 金融庁

(i) Does the Board of Directors or equivalent organization to the Board of Directors have a Liquidity Risk Management Division and a Funds Management Division established and have the divisions prepared to undertake appropriate roles in accordance with the Liquidity Risk Management Policy and the Liquidity Risk Management Rules? 例文帳に追加

（ⅰ）取締役会等は、流動性リスク管理方針及び流動性リスク管理規程に則り、流動性リスク管理部門及び資金繰り管理部門を設置し、適切な役割を担わせる態勢を整備しているか。 - 金融庁

(i) Does the Board of Directors or equivalent organization to the Board of Directors have a Comprehensive Risk Management Division established and have the division prepared to undertake appropriate roles in accordance with the Comprehensive Risk Management Policy and the Comprehensive Risk Management Rules?2 例文帳に追加

（ⅰ）取締役会等は、統合的リスク管理方針及び統合的リスク管理規程に則り、統合的リスク管理部門を設置し、適切な役割を担わせる態勢を整備しているか。2 - 金融庁

(i) Does the Board of Directors or equivalent organization to the Board of Directors have the Capital Management Division established and have the division prepared to undertake appropriate roles in accordance with the Capital Management Policy and the Capital Management Rules?2例文帳に追加

（ⅰ）取締役会等は、自己資本管理方針及び自己資本管理規程に則り、自己資本管理部門を設置し、適切な役割を担わせる態勢を整備しているか。2 - 金融庁

Has the Board of Directors or equivalent organization to the Board of Directors approved the Credit Risk Management Rules after determining if they comply with the Credit Risk Management Policy after legal checks, etc.?例文帳に追加

取締役会等は、信用リスク管理規程についてリーガル・チェック等を経て、信用リスク管理方針に合致することを確認した上で承認しているか。 - 金融庁

(i) Does the Board of Directors or equivalent organization to the Board of Directors have a Credit Risk Management Division established and have the division prepared to undertake appropriate roles in accordance with the Credit Risk Management Policy and the Credit Risk Management Rules?1例文帳に追加

（ⅰ）取締役会等は、信用リスク管理方針及び信用リスク管理規程に則り、信用リスク管理部門を設置し、適切な役割を担わせる態勢を整備しているか。1 - 金融庁

Have the Credit Risk Management Rules been disseminated throughout the institution upon approval by the Board of Directors or equivalent organization to the Board of Directors?例文帳に追加

信用リスク管理規程は、取締役会等の承認を受けた上で、組織内に周知されているか。さらに、信用リスク管理規程は、金融円滑化管理規程との整合性を確保しているか。 - 金融庁

(i) Does the Board of Directors or equivalent organization to the Board of Directors have the Market Risk Management Division established and have the division prepared to undertake appropriate roles in accordance with the Market Risk Management Policy and the Market Risk Management Rules?2 例文帳に追加

（ⅰ）取締役会等は、市場リスク管理方針及び市場リスク管理規程に則り、市場リスク管理部門を設置し、適切な役割を担わせる態勢を整備しているか。2 - 金融庁

Has the Board of Directors or equivalent organization to the Board of Directors approved the Operational Risk Management Rules after determining if they comply with the Operational Risk Management Policy after legal checks, etc.? 例文帳に追加

取締役会等は、オペレーショナル・リスク管理規程についてリーガル・チェック等を経て、オペレーショナル・リスク管理方針に合致することを確認した上で承認しているか。 - 金融庁

(i)Does the Board of Directors or equivalent organization to the Board of Directors have a Comprehensive Operational Risk Management Division established and have the division prepared to undertake appropriate roles in accordance with the Operational Risk Management Policy and the Operational Risk Management Rules. 例文帳に追加

（ⅰ）取締役会等は、オペレーショナル・リスク管理方針及びオペレーショナル・リスク管理規程に則り、オペレーショナル・リスクの総合的な管理部門を設置し、適切な役割を担わせる態勢を整備しているか。 - 金融庁

For example, does the Board of Directors or equivalent organization to the Board of Directors instruct the Manager to identify the internal rules and operational procedures to be observed by operational divisions and sales branches and to carry out specific measures for ensuring observance such as providing effective training on a regular basis? 例文帳に追加

例えば、管理者に各業務部門及び営業店等が遵守すべき内部規程・業務細則等を特定させ、効果的な研修を定期的に行わせる等の具体的な施策を行うよう指示しているか。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors approve the Administrative Risk Management Rules after determining if they comply with the Administrative Risk Management Policy after legal checks, etc.? 例文帳に追加

取締役会等は、事務リスク管理規程についてリーガル・チェック等を経て、事務リスク管理方針に合致することを確認した上で承認しているか。 - 金融庁

(i) Does the Board of Directors or equivalent organization to the Board of Directors have an Administrative Risk Management Division established and have the division prepared to undertake appropriate roles in accordance with the Administrative Risk Management Policy and the Administrative Risk Management Rules? 例文帳に追加

（ⅰ）取締役会等は、事務リスク管理方針及び事務リスク管理規程に則り、事務リスク管理部門を設置し、適切な役割を担わせる態勢を整備しているか。 - 金融庁

Have the Administrative Risk Management Rules been disseminated throughout the institution upon approval by the Board of Directors or equivalent organization to the Board of Directors after confirmation by the Comprehensive Operational Management Division? 例文帳に追加

事務リスク管理規程は、オペレーショナル・リスクの総合的な管理部門が確認し、取締役会等の承認を受けた上で、組織内に周知されているか。 - 金融庁

(I) Does the Board of Directors or equivalent organization to the Board of Directors have the Information Technology Risk Management Division established and have the division prepared to undertake appropriate roles in accordance with the Information Technology Risk Management Policy and the Information Technology Risk Management Rules? 例文帳に追加

（ⅰ）取締役会等は、システムリスク管理方針及びシステムリスク管理規程に則り、システムリスク管理部門を設置し、適切な役割を担わせる態勢を整備しているか。 - 金融庁

Have the Information Technology Risk Management Rules been disseminated throughout the institution upon approval from the Board of Directors or equivalent organization to the Board of Directors after confirmation by the Comprehensive Operational Risk Management Division? 例文帳に追加

システムリスク管理規程は、オペレーショナル・リスクの総合的な管理部門が確認し、取締役会等の承認を受けた上で、組織内に周知されているか。 - 金融庁

To provide a board game which has a deep amusement while the rules are simple to solve the problem that in the game of chess or "shogi" being a conventional typical board game, the moves are complicated, and the game cannot be played within a short period of time.例文帳に追加

従来の代表的なボードゲームであるチェス、将棋は駒の動きが複雑で、短時間では遊べなかったが、ルールが簡単でありながら奥が深いボードゲームを提供する。 - 特許庁

The inspector should empirically review, regardless of the form of rules, whether or not the rules exhaustively stipulate necessary matters and are fully disseminated to personnel who should be acquainted with them, upon approval by the Board of Directors, thus ensuring an effective system of Customer Protection. (hereinafter referred to as the “Customer Support”) 例文帳に追加

これらの形式にこだわらず、記載すべき事項が漏れなく明文化され、取締役会等の承認を受け、必要のある役職員に周知徹底され、顧客保護等の実効的な態勢が整備されているか否かを実証的に検証する。 - 金融庁

The inspector should review, regardless of the form of rules, whether or not the rules exhaustively stipulate necessary matters and are disseminated throughout persons in charge of Customer Explanation upon approval from the Board of Directors, thus ensuring effective Customer Explanation. 例文帳に追加

これらの形式にこだわらず、記載すべき事項が明文化され、取締役会等の承認を受けた上、顧客説明を行なう者に周知徹底され、顧客に対する適切かつ十分な説明がなされる態勢となっているか否かを検証する。 - 金融庁

Has the Board of Directors or organization equivalent to the Board of Directors had the manager in charge of supervising overall Finance Facilitation Management for developing and establishing the Finance Facilitation Management system (hereinafter referred to as the “Finance Facilitation Manager”) develop internal rules that clearly specify the arrangements on the management of finance facilitation (hereinafter referred to as the “Finance Facilitation Management Rules”) in accordance with the Finance Facilitation Management Policy? 例文帳に追加

取締役会等は、金融円滑化管理方針に則り、金融円滑化管理に関する取決めを明 確に定めた内部規程（以下「金融円滑化管理規程」という。）を、金融円滑化管理態勢を整備・確立するための金融円滑化管理全般を統括する責任者（以下「金融円滑化管理責任者」という。）に策定させているか。 - 金融庁