Authorized Service Providerとは 意味・読み方・使い方

Article 68-2 An Authorized Association shall stipulate in its articles of incorporation that, when a Member Firm or a Financial Instruments Intermediary Service Provider whose Entrusting Financial Instruments Business Operators, etc. is the Member Firm has violated laws and regulations, dispositions rendered by government agencies based on laws and regulations, or the Authorized Association's articles of incorporation or other rules, or has violated the fair and equitable principles of transactions, the Authorized Association shall impose a fine for default, order said Member Firm to suspend or limit the rights of a Member Firm under the articles of incorporation or shall expel said Member Firm from the Authorized Association.発音を聞く 例文帳に追加

第六十八条の二　認可協会は、その定款において、協会員又は当該協会員を所属金融商品取引業者等とする金融商品仲介業者が、法令、法令に基づく行政官庁の処分若しくは当該認可協会の定款その他の規則に違反し、又は取引の信義則に背反した場合に、当該協会員に対し、過怠金を課し、定款の定める協会員の権利の停止若しくは制限を命じ、又は除名する旨を定めなければならない。 - 日本法令外国語訳データベースシステム

To provide a device for performing a telephone exchange service, which is conventionally performed only by an authorized type 1 carrier, cooperatively by an enterpriser in charge of a center and an individual to become the local call access point provider of an incoming destination by using an environment connected to the Internet.例文帳に追加

許認可を受けた第一種通信事業者のみが行っていた電話交換業務を、インターネットに接続された環境を用いることによってセンタを受け持つ事業者と着信先市内通話アクセスポイント提供者になる個人とで共同で行うしくみを構築する。 - 特許庁

Article 77-2 (1) When there is a dispute pertaining to sales and purchase or other transactions of Securities or Derivative Transactions, etc. conducted by a Member Firm or a Financial Instruments Intermediary Service Provider, any party to the above transactions may file an application for mediation with an Authorized Association, for the purpose of resolving such dispute.発音を聞く 例文帳に追加

第七十七条の二　協会員又は金融商品仲介業者の行う有価証券の売買その他の取引又はデリバティブ取引等につき争いがある場合においては、当事者は、その争いの解決を図るため、認可協会に申し立て、あつせんを求めることができる。 - 日本法令外国語訳データベースシステム

Article 201 In the case of act of violation set forth in any of the following items, a representative person, agent, employee or other worker of a Financial Instruments Business Operator, etc., person who obtained permission under Article 59, Authorized Transaction-at-Exchange Operator, Financial Instruments Intermediary Service Provider, Authorized Financial Instruments Firms Association, Financial Instruments Exchange, Self-Regulation Organization prescribed in Article 85(1), Financial Instruments Exchange Holding Company, Foreign Financial Instruments Exchange, or Securities Finance Company, or a Financial Instruments Business Operator or Financial Instruments Intermediary Service Provider that has committed such act shall be punished by imprisonment with work for not more than one year or by a fine of not more than one million yen, or both:発音を聞く 例文帳に追加

第二百一条　次の各号に掲げる違反があつた場合においては、その行為をした金融商品取引業者等、第五十九条の規定により許可を受けた者、取引所取引許可業者、金融商品仲介業者、認可金融商品取引業協会、金融商品取引所、第八十五条第一項に規定する自主規制法人、金融商品取引所持株会社、外国金融商品取引所若しくは証券金融会社の代表者、代理人、使用人その他の従業者又は金融商品取引業者若しくは金融商品仲介業者は、一年以下の懲役若しくは百万円以下の罰金に処し、又はこれを併科する。 - 日本法令外国語訳データベースシステム

Article 198-5 In the case of act of violation set forth in any of the following items, a representative person, agent, employee or other worker of a Financial Instruments Business Operator, etc., Authorized Transaction-at-Exchange Operator, Financial Instruments Intermediary Service Provider, Authorized Financial Instruments Firms Association or Public Interest Corporation-Type Financial Instruments Firms Association prescribed in Article 78(2), Financial Instruments Exchange, Self-Regulation Organization prescribed in Article 85(1), Financial Instruments Exchange Holding Company, Foreign Financial Instruments Exchange, Financial Instruments Clearing Organization, or Securities Finance Company, or a Financial Instruments Business Operator or Financial Instruments Intermediary Service Provider that has committed such act shall be punished by imprisonment with work for not more than two years or by a fine of not more than three million yen, or both:発音を聞く 例文帳に追加

第百九十八条の五　次の各号に掲げる違反があつた場合においては、その行為をした金融商品取引業者等、取引所取引許可業者、金融商品仲介業者、認可金融商品取引業協会若しくは第七十八条第二項に規定する公益法人金融商品取引業協会、金融商品取引所、第八十五条第一項に規定する自主規制法人、金融商品取引所持株会社、外国金融商品取引所、金融商品取引清算機関若しくは証券金融会社の代表者、代理人、使用人その他の従業者又は金融商品取引業者若しくは金融商品仲介業者は、二年以下の懲役若しくは三百万円以下の罰金に処し、又はこれを併科する。 - 日本法令外国語訳データベースシステム

Separately from the effectiveness of the contract, if a vendor or service provider attempted to force a customer to conclude a purchase agreement or a service contract against his/her will, the Minister of Economy and Trade is authorized, pursuant to Article 14 of the Specified Commercial Transaction Law, to order that certain measures be taken, if the business method is unfair and the interests of the purchaser may be impaired.3 3 See "Duty to Design an Easy-to-Understand Application Screen for Internet Trading" herein.発音を聞く 例文帳に追加

なお、契約の有効性とは直接の関係はないが、販売業者又は役務提供事業者が、顧客の意に反して売買契約又は役務提供契約の申込みをさせようとする行為をした場合において、取引の公正及び購入者等の利益が害されるおそれがあると認められる場合には、特定商取引に関する法律（以下、「特定商取引法」という）第１４条に基づき、経済産業大臣等は必要な措置をとるべきことを指示することができる。 - 経済産業省

Article 208 An Issuer of Securities, a representative person or Officer of a Financial Instruments Business Operator or Financial Instruments Intermediary Service Provider, a Financial Instruments Business Operator or Financial Instruments Intermediary Service Provider, a Financial Instruments Business Operator which is a foreign juridical person, a person who has received permission under Article 59 or representative person of an Authorized Transaction-at-Exchange Operator in Japan, an Officer (including a provisional director) or person who used to be a representative person of an Authorized Financial Instruments Firms Association or Public Interest Corporation-Type Financial Instruments Firms Association prescribed in Article 78(2), an Officer (including a provisional director and provisional auditor) or liquidator of an Investor Protection Fund, an Officer (including a provisional director and provisional executive officer), person who used to be a representative person, or liquidator of a Financial Instruments Exchange or self-regulation organization prescribed in Article 85(1), a representative person or person who used to be a representative person of a Foreign Financial Instruments Exchange in Japan, a representative person or Officer of a Financial Instruments Clearing Organization, or a representative person or Officer of a Securities Finance Company shall be punished by a non-penal fine of not more than 300 thousand yen in the following cases:発音を聞く 例文帳に追加

第二百八条　有価証券の発行者、金融商品取引業者等若しくは金融商品仲介業者の代表者若しくは役員、金融商品取引業者若しくは金融商品仲介業者、外国法人である金融商品取引業者、第五十九条の規定により許可を受けた者若しくは取引所取引許可業者の国内における代表者、認可金融商品取引業協会若しくは第七十八条第二項に規定する公益法人金融商品取引業協会の役員（仮理事を含む。）若しくは代表者であつた者、投資者保護基金の役員（仮理事及び仮監事を含む。）若しくは清算人、金融商品取引所若しくは第八十五条第一項に規定する自主規制法人の役員（仮理事、仮取締役及び仮執行役を含む。）、代表者であつた者若しくは清算人、外国金融商品取引所の国内における代表者若しくは代表者であつた者、金融商品取引清算機関の代表者若しくは役員又は証券金融会社の代表者若しくは役員は、次の場合においては、三十万円以下の過料に処する。 - 日本法令外国語訳データベースシステム

(2) When the Minister of Finance finds it particularly necessary for planning or drafting systems for Financial Instruments Transactions, in relation to a system for disposal of failed financial institutions and financial risk management under his/her jurisdiction, he/she may, within the limit necessary, request a Financial Instruments Business Operator, etc., Authorized Transaction-at-Exchange Operator, Financial Instruments Intermediary Service Provider, Authorized Financial Instruments Firms Association, Public Interest Corporation-Type Financial Instruments Firms Association (meaning a Public Interest Corporation-Type Financial Instruments Firms Association set forth in Article 78(2); the same shall apply in Article 194-7(2)(v)), Financial Instruments Exchange, Self-Regulation Organization under Article 85(1), Financial Instruments Exchange Holding Company, Foreign Financial Instruments Exchange, Financial Instruments Clearing Organization, Securities Finance Company or other persons concerned to provide materials or explanation or any other cooperation.発音を聞く 例文帳に追加

２　財務大臣は、その所掌に係る金融破綻処理制度及び金融危機管理に関し、金融商品取引に係る制度の企画又は立案をするため特に必要があると認めるときは、その必要の限度において、金融商品取引業者等、取引所取引許可業者、金融商品仲介業者、認可金融商品取引業協会、公益法人金融商品取引業協会（第七十八条第二項に規定する公益法人金融商品取引業協会をいう。第百九十四条の七第二項第五号において同じ。）、金融商品取引所、第八十五条第一項に規定する自主規制法人、金融商品取引所持株会社、外国金融商品取引所、金融商品取引清算機関、証券金融会社その他の関係者に対し、資料の提出、説明その他の協力を求めることができる。 - 日本法令外国語訳データベースシステム