CREDIT RATING AGENCYとは 意味・読み方・使い方

During an inspection as well, the inspectors verify whether any prohibited acts have been committed in the business of a credit rating agency.発音を聞く 例文帳に追加

⑶ その他禁止行為【金商業府令第 312 条】 - 金融庁

(i) Does the credit rating agency clearly prohibit the use of information acquired during the course of its credit rating business for purposes other than those for conducting the credit rating business fairly and appropriately, and has this principle been made fully known to all officers and employees?発音を聞く 例文帳に追加

② 苦情を受け付けた際の記録の保存、報告及び対処に関する手続が定められているか。 - 金融庁

Whether the credit rating agency has appropriately assigned the necessary number of credit rating analysts to conduct credit rating business appropriately and smoothly.発音を聞く 例文帳に追加

信用格付業の業務を適切かつ円滑に遂行するために必要な人数の格付アナリストを適切に配置しているか。 - 金融庁

(ii) When providing a credit rating or making it available for inspection, does the credit rating agency confirm in advance that the credit rating agency or the person in charge of the rating does not have a “close relationship” with a rating stakeholder?発音を聞く 例文帳に追加

市場参加者にとっての信用格付の有用性を高める観点からは、信用格付に関する情報開示に透明性・適時性が確保されることが重要であると考えられる。 - 金融庁

Furthermore, in cases where a credit rating agency is a foreign corporation, supervisory departments shall cooperate appropriately with the authorities in the home country of the said credit rating agency.発音を聞く 例文帳に追加

また、外国法人である信用格付業者については、当該信用格付業者の母国当局との適切な連携を図るものとする。 - 金融庁

Has the credit rating agency engaged in inappropriate acts such as using arbitrary data not based on the policies and processes for determining ratings発音を聞く 例文帳に追加

また、当該権限及び責任は明確にされているか。 - 金融庁

(i) Whether the credit rating agency has ensured the independence of the supervisory committee in accordance with the purpose of system.発音を聞く 例文帳に追加

①監督委員会は、制度の趣旨に則り、独立性を確保しているか。 - 金融庁

In the event it is found that the operation of a credit rating agency is not consistent with the operational control systems stated in the registration application, etc. (for example, in cases where credit rating activities are found that deviate from the agency’s internal rules established in terms of the development of operational control systems), the inspectors shall verify its background and decide whether the incident occurred by accident or was caused by some problem with the systems as well as whether the said credit rating agency is satisfactorily fulfilling its obligation to develop operational control systems.発音を聞く 例文帳に追加

⑵ 公正に信用格付行為を行うことについて重要な疑義がある者を採用しないための措置【金商業府令第 306 条第１項第３号】 - 金融庁