advisory serviceとは 意味・読み方・使い方

F. In cases where the service provider intends to act as a broker for investment advisory contracts or discretionary investment contracts, the intention must be indicated.発音を聞く 例文帳に追加

ヘ．投資顧問契約又は投資一任契約の締結の媒介を業務として行おうとする場合その旨 - 金融庁

To provide a system that provides a higher level advisory service and eliminates advisees' dissatisfaction and advisors' stress.例文帳に追加

よりレベルの高い相談等サービスの提供と、相談者等の不満や相談員等のストレス解消を図るシステムを提供する。 - 特許庁

In cases where the agency/brokerage service providers concurrently engage in other services in particular, whether the investment advisory business operator not only examines the possibility of the nature of the other services damaging public confidence in the service providers, but also conducts sufficient deliberations from the viewpoint of reputational risk for the primary business operator. (The “primary business operator” refers to an investment advisory business operator which signs investment advisory contracts through agency/brokerage services provided by agency/brokerage service providers. The same shall apply in VII.)発音を聞く 例文帳に追加

特に、代理・媒介業者が兼業業務を行う場合にあっては、当該兼業業務の内容について、代理・媒介業者としての社会的信用を損なうおそれがないこと等に係る検討を行うことに留まらず、所属業者（代理・媒介業者の代理又は媒介によって投資顧問契約を締結する投資助言業者をいう。Ⅶにおいて同じ。）のレピュテーション等の観点からも十分な検討が行われているか。 - 金融庁

(6) A person who has concluded an Investment Advisory Contract with a Financial Instruments Business Operator, who has concluded an Investment Advisory Contract or Discretionary Investment Contract through a Financial Instruments Business Operator's agency or intermediary service of an Investment Advisory Contract or an Discretionary Investment Contract, or who has concluded a sales and purchase contract of Securities through a Financial Instruments Business Operator's sales and purchase or intermediary, brokerage, or agency service therefor shall have the right to receive, in preference over other creditors, payment with regard to claims incurred under such contracts from a deposit for operation furnished by the Financial Instruments Business Operator.発音を聞く 例文帳に追加

６　金融商品取引業者と投資顧問契約を締結した者、金融商品取引業者による投資顧問契約又は投資一任契約の代理又は媒介により投資顧問契約又は投資一任契約を締結した者及び金融商品取引業者による有価証券の売買又はその媒介、取次ぎ若しくは代理により有価証券の売買契約を締結した者は、これらの契約により生じた債権に関し、当該金融商品取引業者に係る営業保証金について、他の債権者に先立ち弁済を受ける権利を有する。 - 日本法令外国語訳データベースシステム

B. Whether the investment advisory business operator conducts sufficient deliberations on whether the agency/brokerage service providers have sufficient qualifications to conduct the entrusted business operations in a sound and appropriate manner.発音を聞く 例文帳に追加

ロ．代理・媒介業者が、当該業務を健全かつ適切に運営できる資質を有しているか否かについて、十分に検討が行われているか。 - 金融庁

(Note) Cases where newspapers, magazines and books containing investment information, etc., are displayed in bookstores and other shops for purchase by any person at any time based on the judgment on their contents shall not be deemed to fall under the category of activities regarding investment advisory service.発音を聞く 例文帳に追加

（注）一般の書店、売店等の店頭に陳列され、誰でも、いつでも自由に内容をみて判断して購入できる状態にある場合。 - 金融庁

Relevant materials such as design-related books, magazines, catalogs and industrial property rights publications from Japan and overseas will be collected and organized, and these materials will be utilized for advisory service regarding counterfeit goods and on measures against the steep rise in counterfeit imported goods. (continuation) (\\0.5 million budget)例文帳に追加

内外のデザイン関係図書、雑誌、カタログ所有権広報等を収集整備し、「模倣相談」、「模倣輸入品急増対策」等の業務に活用する。（継続）（予算額0.5百万円） - 経済産業省

c. To encourage the set-up of a 'Patient advisory service' in core hospitals and medical bases to promote communication between patients and medical personnel (Fiscal 2007 ~ )例文帳に追加

ウ） 中核病院・拠点医療機関において患者と医療従事者とのコミュニケーションを促進する「患者向け相談窓口機能」が設置されるよう促す、（2007 年度～） こと等を実施していく。 - 厚生労働省