「regulations for exchange control」に関連した英語例文の一覧と使い方 - Weblio英語例文検索

Use “ Checklist for the Overall Internal Control System for Compliance with the Foreign Exchange Act, etc.” to check whether a specified business operator has a system to comply with criminal proceeds transfer prevention laws and regulations (in relation to the notification obligation pertaining to foreign exchange transactions) within the framework of the legal compliance system. 例文帳に追加

「外為法令等遵守のための内部管理体制全般に係るチェックリスト」により、法令等遵守体制の枠組みの中で、犯罪収益移転防止法令(外国為替取引に係る通知義務関係)を遵守する体制がとられているかチェックする。 - 財務省

Use “Checklist for the Overall Internal Control System for Compliance with the Foreign Exchange Act, etc.” to check whether a specified business operator has a system to comply with criminal proceeds transfer prevention laws and regulations (in relation to the notification obligation pertaining to foreign exchange transactions) within the framework of the administrative risk management system. 例文帳に追加

「外為法令等遵守のための内部管理体制全般に係るチェックリスト」により、事務リスク管理体制の枠組みの中で、犯罪収益移転防止法令（外国為替取引に係る通知義務関係）を遵守する体制がとられているかについてチェックする。 - 財務省

Use “ Checklist for the Overall Internal Control System for Compliance with the Foreign Exchange Act, etc.” to check whether a specified business operator has a system to comply with criminal proceeds transfer prevention laws and regulations (in relation to the obligation to give notification of suspicious transactions) within the framework of the legal compliance system. 例文帳に追加

「外為法令等遵守のための内部管理体制全般に係るチェックリスト」により、法令等遵守体制の枠組みの中で、犯罪収益移転防止法令（疑わしい取引の届出義務関係）を遵守する体制がとられているかチェックする。疑わしい取引の届出 2 - 財務省

Use “Checklist for the Overall Internal Control System for Compliance with the Foreign Exchange Act, etc.” to check whether a specified business operator has a system to comply with criminal proceeds transfer prevention laws and regulations (in relation to the obligation to give notification of suspicious transactions) within the framework of the administrative risk management system. 例文帳に追加

「外為法令等遵守のための内部管理体制全般に係るチェックリスト」により、事務リスク管理体制の枠組みの中で、犯罪収益移転防止法令（疑わしい取引の届出義務関係）を遵守する体制がとられているかチェックする。 - 財務省

Financial reporting includes those required by the Financial Instruments and Exchange Law, Company Law, and other laws and regulations, those required by contracts or agreements with banks or business partners, and voluntary disclosure to stakeholders. In the context of this standard, the term "financial reporting" refers to the financial statements and information that could have a material effect on the financial statements described in the disclosure documents (Annual Report and Securities Registration Statement) required by the Financial Instruments and Exchange Law. (for details, refer to "1.[1]. Scope of financial reporting" in "II. Assessment and Report on Internal Control Over Financial Reporting.") 例文帳に追加

本基準において、財務報告とは、金融商品取引法上の開示書類（有価証券報告書及び有価証券届出書）に記載される財務諸表及び財務諸表に重要な影響を及ぼす可能性のある情報をいう（詳細は、「Ⅱ．財務報告に係る内部統制の評価及び報告」１．①財務報告の範囲 参照。） - 金融庁

Does the institution appoint a director in charge or manager who is responsible for complying with foreign exchange laws and regulations related to the accounting, etc. of the Special International Financial Transactions Account (hereinafter referred to as “Offshore Account Administrator”)? Has the institution developed a system in which an Offshore Account Administrator coordinates among related divisions and branches, including the Compliance Control Division, operational divisions, administrative divisions, and sales branches, to comply with the provisions of foreign exchange laws and regulations related to the accounting, etc. of the Special International Financial Transactions Account without fail? 例文帳に追加

特別国際金融取引勘定の経理等に関する外為法令の遵守に責任を有する担当取締役又は管理者（以下「オフショア勘定責任者」という。）が定められており、オフショア勘定責任者がコンプライアンス統括部門、各業務部門、事務部門、営業店等の関係部店間を調整し、特別国際金融取引勘定の経理等に関する外為法令の規定を確実に遵守する体制を整備しているか。 - 財務省

Does the specified business operator appoint a director in charge or manager who is responsible for fulfilling the notification obligation pertaining to foreign exchange transactions (hereinafter referred to as “Foreign Exchange Transaction Notification Administrator”)? Has the specified business operator developed a system in which a Foreign Exchange Transaction Notification Administrator coordinates among related divisions and branches, including the Compliance Control Division, operational divisions, administrative divisions, and sales branches, to comply with the provisions of criminal proceeds transfer prevention laws and regulations related to the notification obligation pertaining to foreign exchange transactions without fail? 例文帳に追加

外国為替取引に係る通知義務の履行に責任を有する担当取締役又は管理者（以下「外国為替取引通知責任者」という。）が定められており、外国為替取引通知責任者がコンプライアンス統括部門、各業務部門、事務部門、営業店等の関係部店間を調整し、外国為替取引に係る通知義務に関する犯罪収益移転防止法令の規定を確実に遵守する体制を整備しているか。 - 財務省

Retention scope, format and period of prepared records on internal control over financial reporting should be determined by respective companies, in the light of the requirements under applicable laws and regulations. However, based on the Financial Instruments and Exchange Law, companies may be required to retain the appropriate scope and format of records (digital media, paper, film, etc. and other formats that can be visualized on a timely basis when necessary) for the period of time equivalent to the inspection period for the Annual Report and the Exhibits thereto (five years). 例文帳に追加

財務報告に係る内部統制について作成した記録の保存の範囲・方法・期間は、諸法令との関係を考慮して、企業において適切に判断されることとなるが、金融商品取引法上は、有価証券報告書及びその添付書類の縦覧期間（５年）を勘案して、それと同程度の期間、適切な範囲及び方法（磁気媒体、紙又はフィルム等のほか必要に応じて適時に可視化することができる方法）により保存することが考えられる。 - 金融庁