売り付けの英語

売り手も買い手もいかなる第一順位の証券ポジションももたない売り付け・買い受けオプション例文帳に追加

a put or call option for which the seller or buyer has no underlying security position発音を聞く  - 日本語WordNet

一　適格機関投資家に取得させ、又は売り付ける場合（当該有価証券を募集又は売出しにより取得させ、又は売り付ける時までに当該適格機関投資家から当該目論見書の交付の請求があつた場合を除く。）例文帳に追加

(i) cases where such Securities are acquired by or sold to a Qualified Institutional Investor (excluding cases where the Qualified Institutional Investor requests the Prospectus by the time when such Securities are acquired or sold through Public Offering or Secondary Distribution); or発音を聞く  - 日本法令外国語訳データベースシステム

二　当該目論見書の交付を受けないことについて同意した次に掲げる者に当該有価証券を取得させ、又は売り付ける場合（当該有価証券を募集又は売出しにより取得させ、又は売り付ける時までに当該同意した者から当該目論見書の交付の請求があつた場合を除く。）例文帳に追加

(ii) cases where such Securities are acquired by or sold to a person who has consented not to receive the Prospectus (excluding cases where the consenting person requests the Prospectus by the time when such Securities are acquired or sold through Public Offering or Secondary Distribution), if:発音を聞く  - 日本法令外国語訳データベースシステム

二　当該発行開示書類に基づく売出しにより当該発行者が所有する有価証券を売り付けた場合　当該売り付けた有価証券の売出価額の総額の百分の一（当該有価証券が株券等である場合にあつては、百分の二）例文帳に追加

(ii) when the Issuer has sold Securities owned by said Issuer through secondary distribution based on the Offering Disclosure Documents: one percent of the total distribution price of the sold Securities (two percent, in cases where said Securities are the Share Certificates, etc.).発音を聞く  - 日本法令外国語訳データベースシステム

３　発行者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関又は金融商品仲介業者は、第一項の有価証券（政令で定めるものに限る。以下この項において同じ。）又は既に開示された有価証券を募集又は売出しにより取得させ、又は売り付ける場合において、その取得させ、又は売り付ける時までに、相手方から第十三条第二項第二号に定める事項に関する内容を記載した目論見書の交付の請求があつたときには、直ちに、当該目論見書を交付しなければならない。例文帳に追加

(3) In cases where the Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter, a Financial Instruments Business Operator, a Registered Financial Institution, or a Financial Instruments Intermediary Service Provider has another person acquire Securities referred to in paragraph (1) (limited to those so specified by a Cabinet Order; hereinafter the same shall apply in this paragraph) or Already Disclosed Securities, or sells such Securities to another person, through Public Offering or Secondary Distribution, if the other person requests the Prospectus stating the matters specified in Article 13(2)(ii) by the time when such Securities are acquired or sold through Public Offering or Secondary Distribution, they shall deliver the Prospectus to the other person immediately.発音を聞く  - 日本法令外国語訳データベースシステム

五　自己のする買付け（有価証券以外の金融商品にあつては、第二条第二十一項第一号又は第二十二項第一号に掲げる取引による買付けに限る。）と同時期に、それと同価格において、他人が当該金融商品を売り付けること（有価証券以外の金融商品にあつては、同条第二十一項第一号又は第二十二項第一号に掲げる取引により売り付けることに限る。）をあらかじめその者と通謀の上、当該買付けをすること。例文帳に追加

(v) to purchase Financial Instruments (limited to purchase conducted through transaction specified in Article 2(21)(i) or 2(22)(i) in the case of Financial Instruments other than Securities) based on collusion made in advance with another party in which the other party promises to sell the Financial Instruments at the same price and around the same time as the purchaser purchases them (limited to sales conducted through transaction specified in Article 2(21)(i) or 2(22)(i) in the case of Financial Instruments other than Securities);発音を聞く  - 日本法令外国語訳データベースシステム

七　累積投資契約（金融商品取引業者（有価証券等管理業務を行う者に限る。）が顧客から金銭を預かり、当該金銭を対価としてあらかじめ定めた期日において当該顧客に有価証券を継続的に売り付ける契約をいう。）の締結（内閣府令で定めるものに限る。）例文帳に追加

(vii) conclusion of a Contract for Cumulative Investment (meaning a contract wherein a Financial Instruments Business Operator (limited to those who engage in Securities, etc. Management Business) receives deposit money from a customer and sells Securities to that customer continuously on dates designated in advance while receiving consideration from that money) (limited to those specified by a Cabinet Office Ordinance);発音を聞く  - 日本法令外国語訳データベースシステム

２　前項本文の規定の適用を受ける適格機関投資家向け勧誘等を行う者は、同項本文に規定する有価証券を当該適格機関投資家向け勧誘等により取得させ、又は売り付ける場合には、あらかじめ又は同時にその相手方に対し、同項の規定により告知すべき事項を記載した書面を交付しなければならない。例文帳に追加

(2) A person who makes a Solicitation Only for Qualified Institutional Investors, etc. to which the main clause of the preceding paragraph is applicable shall, when having another person acquire Securities referred to in the main clause of the preceding paragraph or sell such Securities to another person through the Solicitation Only for Qualified Institutional Investors, etc., deliver a document containing a description on the matters to be notified under the preceding paragraph to the other person in advance of, or at the same time as, having the other person acquire such Securities or selling such Securities to the other person.発音を聞く  - 日本法令外国語訳データベースシステム