banking lawsとは 意味・読み方・使い方

Since the banking business, a securities company and an insurer have staffs and specialists familiar with procedures, etc. of assets application, taxation business and laws and regulations, the office booth provided to each storekeeper necessary therefor is opened in each of these service stores.例文帳に追加

銀行業、証券業、保険業者は、資産運用や、税務、法令による手続などに精通しているスタッフ、専門家を有するので、これらの機関店舗内に前記事務室を必要とする商店主へ提供するオフィスブースを設ける。 - 特許庁

Article 47 (1) When a person conducting Banking Business in a foreign state in accordance with the laws and regulations of the foreign state (excluding Banks, etc.; hereinafter referred to as a "Foreign Bank") intends to conduct Banking Business in Japan, said Foreign Bank shall obtain a license from the Prime Minister as set forth in Article 4(1) by specifying a single branch office that will serve as the principal base of that Foreign Bank's Banking Business in Japan (hereinafter referred to as the "Principal Branch Office of the Foreign Bank" in this Chapter), pursuant to the provisions of a Cabinet Office Ordinance.発音を聞く 例文帳に追加

第四十七条　外国の法令に準拠して外国において銀行業を営む者（銀行等を除く。以下「外国銀行」という。）が日本において銀行業を営もうとするときは、当該外国銀行は、内閣府令で定めるところにより、当該外国銀行の日本における銀行業の本拠となる一の支店（以下この章において「種たる外国銀行支店」という。）を定めて、第四条第一項の内閣総理大臣の免許を受けなければならない。 - 日本法令外国語訳データベースシステム

(viii) Agency or intermediation for the business activities of a Bank or person engaged in other financial services (excluding persons engaged in Banking in a foreign state in accordance with laws and regulations of the foreign state (excluding Banks, etc. defined in Article 4, paragraph (5); hereinafter referred to as a "Foreign Bank")) (excluding business activities falling under the business set forth in the following item) (limited to the agency or intermediation specified by Cabinet Office Ordinance);発音を聞く 例文帳に追加

八　銀行その他金融業を行う者（外国の法令に準拠して外国において銀行業を営む者（第四条第五項に規定する銀行等を除く。以下「外国銀行」という。）を除く。）の業務（次号に掲げる業務に該当するものを除く。）の代理又は媒介（内閣府令で定めるものに限る。） - 日本法令外国語訳データベースシステム

In cases where inappropriate practices have been recognized with regard to securities-related businesses conducted by registered financial institutions, supervisory departments shall require the submission of reports and issue orders for business improvement, etc., as necessary in cooperation with the divisions in charge of the supervision of banks, from the viewpoint of not only protecting investors under the FIEA but also ensuring the soundness of the management under the Banking Act and other relevant laws.発音を聞く 例文帳に追加

登録金融機関が行う有価証券関連業務について不適切な事例が見られた場合においては、金商法に基づく投資者保護等の観点に加え、銀行法等に基づく経営の健全性の観点も踏まえ、銀行監督担当部局等と連携して、報告徴求を行い、必要に応じ業務改善命令等を発出することとする。 - 金融庁

(3) Where a person whose all or part of shareholders is a person conducting Banking Business in a foreign state in accordance with the laws and regulations of the foreign state (including a person who has a special relationship with such other person specified by a Cabinet Order, but excluding Banks, etc.; hereinafter referred to as "Foreign Bank, etc." in this paragraph) files an application for license of Banking Business, if the Foreign Bank, etc. lawfully holds voting rights of the person filing the application for license of Banking Business which exceeds the number calculated by multiplying the Voting Rights Held by All of the Shareholders, etc. of that person by the rate specified by a Cabinet Office Ordinance, the Prime Minister shall make examination on whether it is found that Banks are given substantially the same treatment as given under this Act in the state where the principal business office of the Foreign Bank, etc. is located, in addition to the requirements prescribed in each item of the preceding paragraph; provided, however, that this shall not apply to the cases where that examination would preclude sincere implementation of an international agreement or in any other cases specified by a Cabinet Order.発音を聞く 例文帳に追加

３　外国の法令に準拠して外国において銀行業を営む者（その者と政令で定める特殊の関係のある者を含むものとし、銀行等を除く。以下この項において「外国銀行等」という。）をその株主の全部又は一部とする者が銀行業の免許を申請した場合において、当該外国銀行等が当該免許を申請した者の総株主の議決権に内閣府令で定める率を乗じて得た数を超える議決権を適法に保有しているときは、内閣総理大臣は、前項各号に掲げる基準のほか、当該外国銀行等の主たる営業所が所在する国において、銀行に対し、この法律による取扱いと実質的に同等な取扱いが行われると認められるかどうかの審査をしなければならない。ただし、当該審査が国際約束の誠実な履行を妨げることとなる場合その他の政令で定める場合は、この限りでない。 - 日本法令外国語訳データベースシステム

Article 38 (1) The Prime Minister and the Minister of Finance may, when they find it especially necessary for the maintenance of stability of the financial system, such as in the case where they find that serious problems may arise in the maintenance of stability of the financial system based on the consultation pursuant to Article 57-5 of the Banking Act (Act No. 59 of 1981) or other laws and regulations, request the Bank of Japan to conduct the business necessary to maintain stability of the financial system, such as to provide loans to the financial institution pertaining to the said consultation.発音を聞く 例文帳に追加

第三十八条　内閣総理大臣及び財務大臣は、銀行法（昭和五十六年法律第五十九号）第五十七条の五の規定その他の法令の規定による協議に基づき信用秩序の維持に重大な支障が生じるおそれがあると認めるとき、その他の信用秩序の維持のため特に必要があると認めるときは、日本銀行に対し、当該協議に係る金融機関への資金の貸付けその他の信用秩序の維持のために必要と認められる業務を行うことを要請することができる。 - 日本法令外国語訳データベースシステム

For banking groups, foreign-owned groups and other such groups for which it is regarded that the purpose of consolidated regulation and supervision have already been achieved through other industry laws or through the regulation and supervision conducted by foreign authorities, provisions may be needed to eliminate duplication of similar regulation and supervision. (However, it seems necessary that, for foreign-owned groups, conditions of the entire groups will have to be verified through the regulation and supervision of Japanese subsidiaries of the companies.)発音を聞く 例文帳に追加

・ 銀行系、外資系の証券会社グループ等、他業法や外国当局による規制・監督によって今般の連結規制・監督の目的が既に達成されていると判断されるグループについては、同様の規制・監督の重複を排除する措置が必要ではないか（ただし、外資系グループについては、日本拠点の規制・監督を通じて、グループ 全体の状況についても確認すべきと考えられる）。 - 金融庁

Does the Customer Explanation Manager, in accordance with internal rules concerning the representations used in materials for advertisement and solicitation (hereinafter referred to as the “Advertisements, etc.”), etc., subject the Advertisements etc. of Transactions and products to legal checks, etc. in advance and verify that there is no violation of the Banking Law, the Financial Instruments and Exchange Law, the Act Against Unjustifiable Premiums and Misleading Representations and the notification thereof, the Act concerning Prohibition of Private Monopolization and Maintenance of Fair Trade and other relevant Laws as well as rules established by voluntary regulatory organizations and that the Advertisements etc. provide appropriate and sufficient explanations to customers, or does the Customer Explanation Manager have a person in charge of screening of Advertisements, etc. conduct such checks?発音を聞く 例文帳に追加

顧客説明管理責任者は、広告及び勧誘に用いる資料等における表示（以下「広告等」という。）に関する内部規程等に従い、取引又は商品に関する広告等について事前にリーガル・チェック等を受け、銀行法、金融商品取引法、私的独占の禁止及び公正取引の確保に関する法律及びその告示、不当景品類及び不当表示防止法その他の関係法令及び自主規制機関の規則等に反しないものとなっているか、また顧客に対する説明として十分かつ適切なものとなっているか確認し、又は広告審査担当者等に確認させる態勢を整備しているか。 - 金融庁