derivative instrumentsとは 意味・読み方・使い方

(28) The term "Financial Instruments Obligation Assumption Service" as used in this Act means provision of service, which is comprised of assumption of obligations arisen from a Subject Transaction (meaning sales and purchase of Securities, Derivative Transactions or other transactions specified by a Cabinet Order) conducted by a Financial Instruments Business Operator, Registered Financial Institution or Securities Finance Company (hereinafter referred to as "Business Operators Covered by Financial Instruments Obligation Assumption Service" in this paragraph), in the course of trade, to Business Operators Covered by Financial Instruments Obligation Assumption Service.発音を聞く 例文帳に追加

２８　この法律において「金融商品債務引受業」とは、金融商品取引業者、登録金融機関又は証券金融会社（以下この項において「金融商品債務引受業対象業者」という。）を相手方として、金融商品債務引受業対象業者が行う対象取引（有価証券の売買、デリバティブ取引その他政令で定める取引をいう。）に基づく債務の引受けを業として行うことをいう。 - 日本法令外国語訳データベースシステム

(b) the purchase and sale of Securities or a Derivative Transaction conducted by a Financial Instruments Specialist under a Discretionary Investment Contract (meaning a contract in which it is provided that the Financial Instruments Specialist may decide on the purchase and sale of the Securities and on the issues, volume and price (or, in the case of a Derivative Transaction, any equivalent matters) in connection with a transaction on the account of the Affiliated Foreign Financial Instruments Specialist; the same shall apply in sub-item (b)), and with regard to which said Financial Instruments Specialist has notified the Commissioner of the Financial Services Agency or Other Competent Official of the matters listed in the following sub-items prior to the formation of said Discretionary Investment Contract;発音を聞く 例文帳に追加

ロ　取引一任契約（関係外国金融商品取引業者の計算による取引に関し、売買の別、銘柄、数及び価格（デリバティブ取引にあっては、これらに相当する事項）について金融商品取引業者が定めることができることを内容とする契約をいう。ロにおいて同じ。）に基づき当該金融商品取引業者が行う有価証券の売買又はデリバティブ取引であって、当該金融商品取引業者が当該取引一任契約の成立前に次に掲げる事項を所管金融庁長官等に届け出ているもの - 日本法令外国語訳データベースシステム

Article 67 (1) An Authorized Financial Instruments Firms Association (hereinafter referred to as an "Authorized Association" in this Chapter) aims to ensure fair and smooth sales and purchase or other transactions of Securities and Derivative Transactions, etc. and to contribute to the sound development of Financial Instruments Businesses and protection of investors.発音を聞く 例文帳に追加

第六十七条　認可金融商品取引業協会（以下この章において「認可協会」という。）は、有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的とする。 - 日本法令外国語訳データベースシステム

(i) the juridical person shall aim at ensuring fair and smooth transaction of Securities, including sales and purchase or other transactions of Securities, and Derivative Transactions, etc. as well as contributing to sound development of Financial Instruments Businesses and protection of investors;発音を聞く 例文帳に追加

一　有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的とすること。 - 日本法令外国語訳データベースシステム

(Note) Even in cases where a Financial Instruments Business Operator conducts transactions that have a risk profile similar to that of over-the-counter derivative transactions (such as the sale of structured bonds), it should be kept in mind whether the business operator is treating them correspondingly.発音を聞く 例文帳に追加

（注）金融商品取引業者が、店頭デリバティブ取引に類する複雑な仕組債・投資信託の販売を行う場合についても、準じた取扱いとしているかに留意するものとする。 - 金融庁

(8) The term "Derivative Transactions" or "Transactions of Securities-Related Derivatives" set forth in paragraph (1), item (vi) or (vii) respectively means the Derivative Transactions prescribed in Article 2, paragraph (20) (Definitions) of the Financial Instruments and Exchange Act or the Transactions of Securities-Related Derivatives prescribed in Article 28, paragraph (8), item (vi) (Definitions) of that Act.発音を聞く 例文帳に追加

８　第一項第六号又は第七号の「デリバティブ取引」又は「有価証券関連デリバティブ取引」とは、それぞれ金融商品取引法第二条第二十項（定義）に規定するデリバティブ取引又は同法第二十八条第八項第六号（定義）に規定する有価証券関連デリバティブ取引をいう。 - 日本法令外国語訳データベースシステム

(iv) conducting Sales and Purchase or Other Transaction of Securities or Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transactions of Securities, etc.") based on the account of the Financial Instruments Business Operator, etc. by using the information concerning the transaction conducted by the customer who has received advice;発音を聞く 例文帳に追加

四　助言を受けた顧客が行う取引に関する情報を利用して、自己の計算において有価証券の売買その他の取引又はデリバティブ取引（以下「有価証券の売買その他の取引等」という。）を行うこと。 - 日本法令外国語訳データベースシステム

(10) The "Derivative Transactions" set forth in paragraph (2)(xii) and (xiii) and the "Over-the-Counter Transactions of Securities-Related Derivatives" set forth in paragraph (2)(xvi) and (xvii) respectively mean the Derivative Transactions prescribed in Article 2(xx) (Definitions) of the Financial Instruments and Exchange Act and the acts listed in Article 28(8)(iv) (Definitions) of that Act.発音を聞く 例文帳に追加

１０　第二項第十二号若しくは第十三号の「デリバティブ取引」又は第二項第十六号若しくは第十七号の「有価証券関連店頭デリバティブ取引」とは、それぞれ金融商品取引法第二条第二十項（定義）に規定するデリバティブ取引又は同法第二十八条第八項第四号（定義）に掲げる行為をいう。 - 日本法令外国語訳データベースシステム