under ratingとは 意味・読み方・使い方

For example, when an unregistered credit rating agency which has a capital relationship with a credit rating agency, conducts credit rating activities, does the registered credit rating agency carry out inappropriate acts such as purporting that the credit rating activities were conducted under its own name?発音を聞く 例文帳に追加

５．監査に関する態勢 - 金融庁

Accordingly, based on the fact that credit rating agencies have been newly subject to the inspection by the SESC under the FIEA, the SESC formulated the following “Inspection Manual for Credit Rating Agencies”.発音を聞く 例文帳に追加

２．検査マニュアルについて - 金融庁

(i) Has the credit rating agency made another person engage in credit rating business under the name of the said credit rating agency?発音を聞く 例文帳に追加

① 説明書類の記載事項(金商業府令第 318 条)は、正確かつ投資者に誤解を生じさせないよう記載されているか。 - 金融庁

On the other hand, for a credit rating in which an unregistered business operator within the group is involved in its determination, in cases where: . the credit rating agency examines whether the business activity pertaining to the said credit rating has been conducted appropriately under an adequate operational control system and in accordance with the rating policy, etc. of the said credit rating agency; and . after having verified that there are no problems, the credit rating agency approves the determination of the said credit rating, or the credit rating committee passes a resolution (if the credit rating is found to have problems, then the approval of or resolution on the said credit rating is not conducted), it should be kept in mind that the said credit rating, which has either been approved by the credit rating agency or resolved by the credit rating committee, will be recognized as having been determined by the credit rating agency, and will not fall under the category of name lending to an unregistered business operator within the group.発音を聞く 例文帳に追加

一方、グループ内の無登録業者が付与に関与する信用格付であっても、信用格付業者において、・当該信用格付に関する業務遂行が、十分な業務管理体制の下で、当該信用格付業者の格付方針等に則って適正に行われているかを検証し、・問題がないことを確認した上で、当該信用格付の付与について決裁し、又は格付委員会の議決を行う（問題があると認められる場合には、当該信用格付についての決裁又は議決は行わない）こととされている場合には、信用格付業者が決裁し、又は格付委員会の議決が行われた当該信用格付は、信用格付業者が付与したものと認められ、グループ内の無登録業者への名義貸しに該当しないことに留意する。 - 金融庁

On the other hand, even a credit rating determined by a credit rating agency that is a foreign corporation, if it is determined at a location in Japan, will not fall under the category of a non-Japan-related rating, and so FIEA regulation will apply.発音を聞く 例文帳に追加

他方、外国法人である信用格付業者が付与する信用格付であっても、国内の拠点で付与されるものについては、非日本関連格付に該当せず、金商法の規制が適用されることとなる。 - 金融庁

(iii) Under Article 314(2) of the FIB Cabinet Office Ordinance, credit rating agencies that conduct business as a group are, under certain conditions, permitted to jointly establish and make public their rating policy, etc.. In such cases, whether the credit rating agency displays, in an easy to understand manner, the names of the credit rating agencies which have jointly formulated and publicized the rating policy, etc..発音を聞く 例文帳に追加

③グループとして業務を行う信用格付業者については、金商業等府令第314条第２項において、一定の条件の下で、共同して格付方針等を定め、公表することが認められているが、この場合においては、格付方針等の策定・公表を共同で行っている信用格付業者名を、分かりやすく表示しているか。 - 金融庁

Drag an Image Hyperlink component onto Page1 and place it under the Rating component.発音を聞く 例文帳に追加

「画像ハイパーリンク」コンポーネントを Page1 にドラッグし、格付けコンポーネントの下にドロップします。 - NetBeans