内部管理責任者の英語

（ⅱ）利益相反管理責任者は、顧客保護等管理方針に則り、利益相反管理の適切性を確保するための取決めを明確に定めた内部規程（以下「利益相反管理規程」という。）を策定しているか。例文帳に追加

(ii) Has the Conflict of Interest Manager developed internal rules that clearly define the arrangements for appropriate Conflict of Interest Management (hereinafter referred to as the “Conflict of Interest Management Rules”) in accordance with the Customer Protection Management Policy?発音を聞く  - 金融庁

取締役会等は、金融円滑化管理方針に則り、金融円滑化管理に関する取決めを明 確に定めた内部規程（以下「金融円滑化管理規程」という。）を、金融円滑化管理態勢を整備・確立するための金融円滑化管理全般を統括する責任者（以下「金融円滑化管理責任者」という。）に策定させているか。例文帳に追加

Has the Board of Directors or organization equivalent to the Board of Directors had the manager in charge of supervising overall Finance Facilitation Management for developing and establishing the Finance Facilitation Management system (hereinafter referred to as the “Finance Facilitation Manager”) develop internal rules that clearly specify the arrangements on the management of finance facilitation (hereinafter referred to as the “Finance Facilitation Management Rules”) in accordance with the Finance Facilitation Management Policy?発音を聞く  - 金融庁

② 金融商品仲介業務に従事する者が法令を遵守するために顧客に告知しなければならない融資業務に係る情報や、金融商品仲介業務を行うため又は委託金融商品取引業者の法令遵守のために行われる当該委託金融商品取引業者との間での顧客情報の授受について、内部管理責任者（日本証券業協会自主規制規則「協会員の内部管理責任者等に関する規則」に定める内部管理責任者をいう。）等が適切に管理を行っているか。例文帳に追加

(ii) Whether internal administrators (referring to internal administrators prescribed in the self-regulatory regulations of the Japan Securities Dealers Association, entitled “Regulations Concerning Internal Administrators, etc., of Association Members”) appropriately control information exchanged among Financial Instruments Business Operators. Such information includes that pertaining to loan business to be given to clients for the purpose of legal compliance of those engaged in financial instruments intermediary services, as well as information for the purpose of conducting financial instruments intermediary services and the purpose of legal compliance of entrusted Financial Instruments Business Operators.発音を聞く  - 金融庁

④内部管理部門に設置する非公開情報の管理を行う責任者等が、営業部門等に対し十分に牽制機能を発揮できるよう、例えば以下の措置が講じられているか。例文帳に追加

(iv) Whether the securities company, etc. has taken measures, such as the following, so that the person responsible for the management of non-disclosure information, assigned within the internal control division, can fully check the sales division, etc.発音を聞く  - 金融庁

（ⅰ）外部委託管理責任者は、外部委託に関し、その管理の方法、確認すべき項目及び手続に関する取決め及び判断基準等を定めた内部規程（以下「外部委託規程」という。）を策定しているか。例文帳に追加

(i) With regard to outsourcing management, has the Outsourcing Manager developed internal rules that specify the management method, the rules and arrangements on matters and procedures that must be checked and the judgment criteria (hereinafter referred to as the “Outsourcing Rules”)?発音を聞く  - 金融庁

団体内部における統計情報の収集・管理の責任者を明確に限定するとともに、外部や他部署との情報遮断を行う等の情報管理を徹底すること。例文帳に追加

The person responsible for the collection and management of statistical data within the trade association should be clearly restricted and information should be carefully managed by, for example, implementing an information firewall with regard to external parties and other departments. - 経済産業省

顧客情報統括管理責任者は、顧客情報管理担当者を通じて、各部門の内部規程及び顧客情報管理マニュアルの遵守状況及び顧客情報の管理状況について継続的にモニタリングを実施しているか。例文帳に追加

Does the Customer Information Supervisory Manager, through the person in charge of customer information management, monitor on an ongoing basis the status of compliance with the internal rules and the Customer Information Management Manual as well as the status of customer information management at each division?発音を聞く  - 金融庁

取締役会等は、顧客保護等管理方針に則り、顧客説明管理、顧客サポート等管理、顧客情報管理、外部委託管理、利益相反管理に関する取決めを明確に定めた内部規程（以下総称して「顧客保護等管理規程」という。）を各顧客保護等管理に係る管理責任者に策定させているか。例文帳に追加

Has the Board of Directors or organization equivalent to the Board of Directors had the Managers in charge of operations concerning Customer Protection Management develop internal rules that clearly specify the arrangements on the management of Customer Explanation and Customer Support, as well as Customer Information Management, Outsourcing Management and Conflict of Interest Management (hereinafter referred to as the “Customer Protection Management Rules”) in accordance with the Customer Protection Management Policy?発音を聞く  - 金融庁