cash to marginとは 意味・読み方・使い方

Whether the over-the-counter financial futures business operator provides customers with appropriate explanations, when requested by them to do so, regarding the status of trusts for the segregated management of cash margin and other deposits prescribed in Article 143(1)(i) of the FIB Cabinet Office Ordinance.発音を聞く 例文帳に追加

金商業等府令第143条第１項第１号に定める顧客区分管理信託の状況について、顧客から説明を求められた場合には、適切な説明を行っているか。 - 金融庁

(ii) In cases where losses exceeding the amount of cash margin and other deposits may arise due to rapid market movements despite the Loss-Cutting Rule, whether the market derivatives business operator properly indicates this risk in the advertisement.発音を聞く 例文帳に追加

② ロスカットルールが設けられている場合であっても、相場の急激な変動により委託証拠金その他の保証金の額を上回る損失が生じることとなるおそれがある場合には、その旨が適切に表示されているか。 - 金融庁

Whether the securities company, etc., in accordance with “Regarding Treatment of Changes in Assessment Rates for Cash Margin Deposit Substitute Securities Related to Margin Trading,” a resolution adopted by the Japan Securities Dealers Association’s Board of Governors, implements appropriate measures such as the provision of prior explanations regarding incidents which may lead to changes in the assessment rates, so as to ensure that all customers are aware of the changes, the notification of changes, the setting of the notification periods and the establishment of relevant internal rules.発音を聞く 例文帳に追加

証券会社等においては、日本証券業協会理事会決議「信用取引に係る委託保証金代用有価証券の掛目の変更等の取扱いについて」を踏まえ、掛目の変更等を行う事象の顧客への事前説明・周知、掛目変更に当たっての顧客への通知、変更に当たっての周知期間の設定、社内規則の制定等が適切に図られているか。 - 金融庁

2. With regard to the amount of deposited margin, deposit of option premium, deposit pertaining to Commodity Transactions Brokerage Business, liabilities pertaining to receipt and delivery, and property deposited with a Commodity Exchange for the settlement of receipt or delivery, cash, Securities or warehouse receipts, and their total amount shall be recorded.発音を聞く 例文帳に追加

二　預り証拠金額、オプション料預り金及び商品取引受託業務に係る預り金、受渡しに係る負債並びに受渡しの決済のために商品取引所に預託された財産については、現金及び有価証券又は倉荷証券並びにそれらの合計額を記載すること。 - 日本法令外国語訳データベースシステム

(iv) In cases where a letter of guarantee or the like (hereinafter referred to as “LG”) is provided to a counterparty to a cover transaction by a financial institution, etc., which is the trustee of a trust for the segregated management of cash margin and other deposits, whether the trust assets always exceed the required amount for separate management, even in cases where payment based on the LG has been made.発音を聞く 例文帳に追加

④ 顧客区分管理信託の受託者である金融機関等からカバー取引相手方に対して保証状等（以下「ＬＧ」という。）が差し入れられる場合、ＬＧに基づく支払いがなされた場合でも、常に、信託財産が顧客区分管理必要額を上回ることとなっているか。 - 金融庁

IV-3-3-1 shall be applied mutatis mutandis to the points of attention for when an over-the-counter derivatives business operator manages cash margin and other deposits pertaining to securities-related over-the-counter derivative transactions (refers to transactions specified in Article 117(1)(xxix) of the FIB Cabinet Office Ordinance; the same shall apply hereinafter).発音を聞く 例文帳に追加

店頭デリバティブ取引業者が有価証券関連店頭デリバティブ取引（金商業等府令第117条第１項第29号に規定する取引をいう。以下同じ。）に係る金銭その他の保証金を管理するにあたっての留意事項は、Ⅳ－３－３－１に準ずるほか、 - 金融庁

Furthermore, in cases where a trust for the segregated management of cash margin and other deposits is terminated such as by way of a petition for commencement of bankruptcy proceedings, rehabilitation proceedings or reorganization proceedings, whether the terms of the contract give preference to the repayment of money or security deposits to the customer over the payment to the counterparties to the cover transaction; and発音を聞く 例文帳に追加

また、店頭デリバティブ取引業者に係る破産手続・再生手続・更生手続の開始の申立て等により顧客区分管理信託が終了する場合において、顧客に対する金銭又は保証金の返還がカバー取引相手方に対する支払いに優先する契約内容になっているか。 - 金融庁

A. Whether the over-the-counter financial futures business operator solicits customers to do transactions intended to offset possible losses involved in the transactions made by them (so-called hedging) or engage in similar practices with regard to over-the-counter financial futures business (limited to transactions involving cash margin and other deposits)発音を聞く 例文帳に追加

イ．店頭金融先物取引の受託等（証拠金その他の保証金を預託する取引に限る。）につき、顧客に対し、当該顧客が行う取引と対当する取引（これらの取引から生じ得る損失を減少させる取引をいう。いわゆる「両建て取引」）の勧誘その他これに類似する行為を行っていないか。 - 金融庁