equity instrumentsとは 意味・読み方・使い方

(a) Acquisition and holding of shares, Share Options, Bond with Share Options, Etc., Designated Securities issued by a foreign juridical person, or, equity shares in a foreign juridical person, or instruments similar to the same.発音を聞く 例文帳に追加

イ　外国法人の発行する株式、新株予約権、新株予約権付社債等若しくは指定有価証券若しくは外国法人の持分又はこれらに類似するものの取得及び保有 - 日本法令外国語訳データベースシステム

(ii) when a Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger delivers to members of the Membership-Type Financial Instruments Exchange Extinguished upon an Absorption-Type Merger Shares, etc. (meaning shares or money; the same shall apply hereinafter) in lieu of the equity of such members, at the time of the Absorption-Type Merger, the following matters concerning said Shares, etc.:発音を聞く 例文帳に追加

二　吸収合併存続株式会社金融商品取引所が吸収合併に際して吸収合併消滅会員金融商品取引所の会員に対してその持分に代わる株式等（株式又は金銭をいう。以下同じ。）を交付するときは、当該株式等についての次に掲げる事項 - 日本法令外国語訳データベースシステム

Article 32-4 The provisions of the preceding three Articles shall apply mutatis mutandis to shareholders or equity investors of a Holding Company that holds a Financial Instruments Business Operator as its Subsidiary Company (meaning a Subsidiary Company prescribed in Article 29-4(3)).発音を聞く 例文帳に追加

第三十二条の四　前三条の規定は、金融商品取引業者を子会社（第二十九条の四第三項に規定する子会社をいう。）とする持株会社の株主又は出資者について準用する。 - 日本法令外国語訳データベースシステム

There are also cases in which anti-social forces such as “boryokudan” crime syndicates intervene in the financial instruments market through initial public offering in stock markets for emerging companies and through equity financing deals in markets for listed companies in an attempt to obtain funds.発音を聞く 例文帳に追加

また、新興市場における新規株式公開や上場市場におけるエクイティ・ファイナンス等により、暴力団等の反社会的勢力が金融商品市場に介入し、資金獲得を図っている状況も窺われる。 - 金融庁

Specifically, these include quick loans which use the credit scoring model, syndicated loans, collateralized loan or bond obligations(CLO/CBO) consisting of securitized interests in loan or debt instruments, asset-based lending (ABL) which secures loans against movable assets, and equity funds(see Column 2-3-2).例文帳に追加

具体的には、クレジットスコアリング型モデルを利用したクイックローンや、シンジケートローン、ローン債権の証券化を行うCLO・CBO、動産を担保に貸付を行う融資手法（ABL）やファンド等の資本調達（エクイティ資金、コラム2-3-2）などが挙げられる。 - 経済産業省

(vi) the number of shares of a Stock Company-Type Financial Instruments Exchange Established by a Consolidation-Type Merger (in the case of a company with class shares, the classes of shares and the number of shares for each class) which said Stock Company-Type Financial Instruments Exchange Established by a Consolidation-Type Merger delivers to members of the Membership-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger or shareholders of the Stock Company-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger in lieu of their equity or shares, at the time of the Consolidation-Type Merger, or the method of calculating such number; and the matters concerning the amount of the stated capital and reserve funds of the Stock Company-Type Financial Instruments Exchange Established by a Consolidation-Type Merger;発音を聞く 例文帳に追加

六　新設合併設立株式会社金融商品取引所が新設合併に際して新設合併消滅会員金融商品取引所の会員又は新設合併消滅株式会社金融商品取引所の株主に対して交付するその持分又は株式に代わる当該新設合併設立株式会社金融商品取引所の株式の数（種類株式発行会社にあつては、株式の種類及び種類ごとの数）又はその数の算定方法並びに当該新設合併設立株式会社金融商品取引所の資本金及び準備金の額に関する事項 - 日本法令外国語訳データベースシステム

(2) With regard to the application of the Financial Instruments and Exchange Act in cases where the Asset Management Company of an Investment Corporation is the Administrative Agent that has accepted entrustment of affairs related to the solicitation of persons to subscribe for Investment Equity or Investment Corporation Bonds issued by said Investment Corporation, said Asset Management Company's Dealings in Public Offering of Investment Securities, etc. issued by said Investment Corporation and other business carried out by said Asset Management Company in performance of the acts specified by a Cabinet Order shall be deemed to be Type II Financial Instruments Business as prescribed in Article 28, paragraph (2) of that Act.発音を聞く 例文帳に追加

２　投資法人の資産運用会社が当該投資法人の発行する投資口又は投資法人債を引き受ける者の募集に関する事務を受託した一般事務受託者である場合における金融商品取引法の適用については、当該資産運用会社が行う当該投資法人の発行する投資証券等の募集の取扱いその他政令で定める行為を行う業務は、同法第二十八条第二項に規定する第二種金融商品取引業とみなす。 - 日本法令外国語訳データベースシステム

(5) The provisions of paragraph (1) shall not apply to cases where an Investment Corporation has delivered a prospectus as prescribed in Article 2, paragraph (10) of the Financial Instruments and Exchange Act in which the matters listed in the items of paragraph (1) are stated, to the person who intends to file an application under paragraph (1), nor shall they apply to other cases specified by a Cabinet Office Ordinance as those in which it is unlikely that the protection of the person who intends to apply to subscribe for the Investment Equity for Subscription will be compromised.発音を聞く 例文帳に追加

５　第一項の規定は、投資法人が同項各号に掲げる事項を記載した金融商品取引法第二条第十項に規定する目論見書を第一項の申込みをしようとする者に対して交付している場合その他募集投資口の引受けの申込みをしようとする者の保護に欠けるおそれがないものとして内閣府令で定める場合には、適用しない。 - 日本法令外国語訳データベースシステム