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例文

1,3−ブタジエンを、コバルト化合物、ハロゲン含有有機アルミニウム化合物、及び水からなるコバルト系触媒組成物、もしくはニッケル化合物、有機アルミニウム化合物、及びフッ素化合物からなるニッケル系触媒組成物の存在下で重合させてポリブタジエンとした後、このポリブタジエンを少なくとも二個のアミノ基と一個のカルボキシル基とを有する芳香族化合物により変性することを特徴とする変性ポリブタジエンの製造方法。例文帳に追加

In a preparation process of a modified polybutadiene, 1,3-butadiene is polymerized in the presence of a cobalt catalyst composition comprising a cobalt compound, a halogen-containing organic aluminum compound and water or a nickel catalyst composition comprising a nickel compound, an organic aluminum compound and a fluorine compound to obtain a polybutadiene, which is subsequently modified with an aromatic compound having at least two amino groups and one carboxyl group. - 特許庁

レーザーマーキング用ポリアミド樹脂組成物であって、ポリアミド樹脂100重量部に対し、ハロゲン含有有機化合物および/またはアンチモン化合物を0.1〜100重量部の割合で含有して成り、ポリアミド樹脂成形体にしてレーザー照射によるレーザーマーキングを施した際、マーキング色調がレーザー未照射部分のポリアミド樹脂成形体表面の色調より暗色であることを特徴とするレーザーマーキング用ポリアミド樹脂組成物。例文帳に追加

The polyamide resin composition for laser marking comprises 100 parts by weight of a polyamide resin and 0.1 to 100 parts by weight of a halogen-containing organic compound and/or an antimony compound, and is characterized in that when the molding of the composition is marked by irradiation with laser, the color of the formed mark is darker than that of the non-irradiated surface areas of the molding. - 特許庁

一商品取引所が保管することにより管理する有価証券等(混蔵して保管される有価証 券等を除く。次号において同じ。) 充用有価証券等の保管場所については自己の固 有財産である有価証券等その他の充用有価証券等以外の有価証券等(以下この条にお いて「固有有価証券等」という。)の保管場所と明確に区分し、かつ、当該充用有価 証券等についてどの会員等から又はどの会員等を通じ預託を受けた有価証券等である かが直ちに判別できる状態で保管することにより管理する方法例文帳に追加

(i) Securities, etc. for retention under the management of a Commodity Exchange (excluding Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the Commodity Exchange controls the location for the retention of Securities, etc. for allocation that is clearly separate from that for the Securities, etc. of the Commodity Exchange's own property and other Securities, etc. than that for the Securities, etc. for allocation (hereinafter referred to as the "Private Securities, etc." in this Article), and that said Securities, etc. for allocation are retained in an available condition that is immediately distinguishable as to which Member, etc. deposited such property or for which Member, etc. such property was deposited;  - 経済産業省

二商品取引所が第三者をして保管させることにより管理する有価証券等当該第三者 をして、充用有価証券等の保管場所については固有有価証券等の保管場所と明確に区 分させ、かつ、当該充用有価証券等についてどの会員等から又はどの会員等を通じ預 託を受けた有価証券等であるかが直ちに判別できる状態で保管させることにより管理 する方法例文帳に追加

(ii) Securities, etc. for retention under the management of a Commodity Exchange using a third party: a management method by which the Commodity Exchange uses a third party to control the location for the retention of Securities, etc. for allocation clearly separating them from the Securities, etc. of the Private Securities, etc., and to retain said Securities, etc. for allocation in an available - 64 - condition that is immediately distinguishable as to which Member, etc. deposited such property or for which Member, etc. such property was deposited;  - 経済産業省

例文

三商品取引所が保管することにより管理する有価証券等(混蔵して保管される有価証 券等に限る。次号において同じ。) 充用有価証券等の保管場所については固有有価 証券等の保管場所と明確に区分し、かつ、各会員等から又は各会員等を通じ預託を受 けた充用有価証券等に係る持分が自己の帳簿により直ちに判別できる状態で保管する ことにより管理する方法例文帳に追加

(iii) Securities, etc. for retention under the management of a Commodity Exchange (limited to the Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the location for the retention of Securities, etc. for allocation is clearly separate from that for the Private Securities, etc., and that the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. are retained in an available condition which is easily distinguishable in their own books and records;  - 経済産業省


例文

二商品取引清算機関が第三者をして保管させることにより管理する有価証券等当該 第三者をして、充用有価証券等の保管場所については清算機関固有有価証券等の保 管場所と明確に区分させ、かつ、当該充用有価証券等についてどの会員等から又は どの会員等を通じ預託を受けた有価証券等であるかが直ちに判別できる状態で保管 させることにより管理する方法例文帳に追加

(ii) Securities, etc. for retention under the management of a Commodity Clearing Organization using a third party: a management method by which the Commodity Clearing Organization uses a third party to control the location for the retention of Securities, etc. for allocation clearly separating them from the Securities, etc. of a Clearing Organization's Own Property, and to retain said Securities, etc. for allocation in an available condition that is immediately distinguishable as to which customer deposited such property or for which customer such property was deposited;  - 経済産業省

三商品取引清算機関が保管することにより管理する有価証券等(混蔵して保管される 有価証券等に限る。次号において同じ。) 充用有価証券等の保管場所については清 算機関固有有価証券等の保管場所と明確に区分し、かつ、各会員等から又は各会員 等を通じ預託を受けた充用有価証券等に係る持分が自己の帳簿により直ちに判別で きる状態で保管することにより管理する方法例文帳に追加

(iii) Securities, etc. for retention under the management of a Commodity Clearing Organization (limited to the Securities, etc., which are retained and commingled; the same shall apply in the following item): a management method by which the location for the retention of Securities, etc. for allocation is clearly separate from that for the Securities, etc. of the Clearing Organization's Own Property, and that the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. are retained in an available condition which is easily distinguishable in their own books and records;  - 経済産業省

一委託者保護基金が保管することにより管理する有価証券(混蔵して保管される有価 証券を除く。次号において同じ。) 保全対象財産である有価証券の保管場所につい ては自己の固有財産である有価証券その他の保全対象財産である有価証券以外の有 価証券(以下この条において「基金固有有価証券等」という。)の保管場所と明確に 区分し、かつ、保全対象財産である有価証券についてどの会員から預託を受けた有 価証券であるかが直ちに判別できる状態で保管することにより管理する方法例文帳に追加

(i) Securities for retention under the management of a Consignor Protection Fund (excluding Securities which are retained and commingled; the same shall apply to the following item): a management method by which the location for the retention of Securities that are Properties Subject to Preservation is clearly separate from that for Securities of a persons own property and other Securities than Property Subject to Preservation (hereinafter referred to as the “Fund’s Securities, etc.in this Article), and that Securities that are Property Subject to Preservation are retained in an available condition that is immediately distinguishable as to which Member deposited such property;  - 経済産業省

二委託者保護基金が第三者をして保管させることにより管理する有価証券当該第三 者をして、保全対象財産である有価証券の保管場所については基金固有有価証券等の保管場所と明確に区分させ、かつ、保全対象財産である有価証券についてどの会 員から預託を受けた有価証券であるかが直ちに判別できる状態で保管させることに より管理する方法例文帳に追加

(ii) Securities for retention under the management of a Consignor Protection Fund using a third party: a management method by which the Consignor Protection Fund uses a third party to control the location for the retention of Securities that are Properties Subject to Preservation, clearly separating them from Securities of a persons own property and other Securities than Property Subject to Preservation, and to retain Securities that are Properties Subject to Preservation in an available condition that is immediately distinguishable as to which Member deposited such property;  - 経済産業省

例文

三委託者保護基金が保管することにより管理する有価証券(混蔵して保管される有価 証券に限る。次号において同じ。) 保全対象財産である有価証券の保管場所につい ては基金固有有価証券等の保管場所と明確に区分し、かつ、各会員から預託を受け た保全対象財産である有価証券に係る持分が自己の帳簿により直ちに判別できる状 態で保管することにより管理する方法例文帳に追加

(iii) Securities for retention under the management of a Consignor Protection Fund (limited to Securities which are retained and commingled; the same shall apply to the following item): a management method by which the location for the retention of Securities that are Properties Subject to Preservation is clearly separate from that for the Fund’s Securities, etc., and that shares pertaining to Securities that are Properties Subject to Preservation and are deposited from each Member are retained in an available condition that is immediately distinguishable by using a persons own books;  - 経済産業省

例文

3 商品取引所は、法第百三条第四項の規定に基づき充用有価証券等(同条第五項の規定 により取引証拠金に充てられる有価証券及び倉荷証券(以下この条において「有価証券 等」という。)をいう。以下この条において同じ。)を管理するときは、次の各号に掲げ る有価証券等の区分に応じ、当該各号に定める方法により当該充用有価証券等を管理し なければならない。 一商品取引所が保管することにより管理する有価証券等(混蔵して保管される有価証 券等を除く。次号において同じ。) 充用有価証券等の保管場所については自己の固 有財産である有価証券等その他の充用有価証券等以外の有価証券等(以下この条にお いて「固有有価証券等」という。)の保管場所と明確に区分し、かつ、当該充用有価 証券等についてどの会員等から又はどの会員等を通じ預託を受けた有価証券等である かが直ちに判別できる状態で保管することにより管理する方法 二商品取引所が第三者をして保管させることにより管理する有価証券等当該第三者 をして、充用有価証券等の保管場所については固有有価証券等の保管場所と明確に区 分させ、かつ、当該充用有価証券等についてどの会員等から又はどの会員等を通じ預 託を受けた有価証券等であるかが直ちに判別できる状態で保管させることにより管理 する方法 三商品取引所が保管することにより管理する有価証券等(混蔵して保管される有価証 券等に限る。次号において同じ。) 充用有価証券等の保管場所については固有有価 証券等の保管場所と明確に区分し、かつ、各会員等から又は各会員等を通じ預託を受 けた充用有価証券等に係る持分が自己の帳簿により直ちに判別できる状態で保管する ことにより管理する方法 四商品取引所が第三者をして保管させることにより管理する有価証券等当該第三者 をして、充用有価証券等を預託する者のための口座については商品取引所の自己の口 座と区分する等の方法により、充用有価証券等に係る持分が直ちに判別でき、かつ、 各会員等から又は各会員等を通じ預託を受けた充用有価証券等に係る持分が自己の帳 簿により直ちに判別できる状態で保管させることにより管理する方法例文帳に追加

(3) When a Commodity Exchange manages Securities, etc. for allocation (which means Securities and warehouse receipts allocated for clearing margins pursuant to the provisions of Article 103, paragraph 5 of the Act [hereinafter referred to as "Securities, etc."]; hereinafter the same shall apply in this Article) based on the provisions of paragraph 4 of the same Article, it shall manage said Securities, etc. for allocation by the methods listed as follows, according to the classification of the Securities, etc. listed in the following items: (i) Securities, etc. for retention under the management of a Commodity Exchange (excluding Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the Commodity Exchange controls the location for the retention of Securities, etc. for allocation that is clearly separate from that for the Securities, etc. of the Commodity Exchange's own property and other Securities, etc. than that for the Securities, etc. for allocation (hereinafter referred to as the "Private Securities, etc." in this Article), and that said Securities, etc. for allocation are retained in an available condition that is immediately distinguishable as to which Member, etc. deposited such property or for which Member, etc. such property was deposited; (ii) Securities, etc. for retention under the management of a Commodity Exchange using a third party: a management method by which the Commodity Exchange uses a third party to control the location for the retention of Securities, etc. for allocation clearly separating them from the Securities, etc. of the Private Securities, etc., and to retain said Securities, etc. for allocation in an available - 64 - condition that is immediately distinguishable as to which Member, etc. deposited such property or for which Member, etc. such property was deposited; (iii) Securities, etc. for retention under the management of a Commodity Exchange (limited to the Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the location for the retention of Securities, etc. for allocation is clearly separate from that for the Private Securities, etc., and that the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. are retained in an available condition which is easily distinguishable in their own books and records; (iv) Securities, etc. for retention under the management of a Commodity Exchange using a third party: a management method by which the Commodity Exchange uses a third party to retain [the][an] account for a person who deposited Securities, etc. for allocation in a condition whereby the shares pertaining to Securities, etc. for allocation will be immediately distinguishable[] by a method such as separating them from the Commodity Exchange's own account, and whereby the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. will be immediately distinguishable in their own books and records.  - 経済産業省

3 商品取引清算機関は、法第百七十九条第五項において準用する法第百三条第四項の 規定に基づき充用有価証券等(法第百七十九条第六項において準用する法第百三条第 五項の規定により取引証拠金に充てられる有価証券及び倉荷証券(以下この条におい て「有価証券等」という。)をいう。以下この条において同じ。)を管理するときは、次 の各号に掲げる有価証券等の区分に応じ、当該各号に定める方法により当該充用有価証 券等を管理しなければならない。一商品取引清算機関が保管することにより管理する有価証券等(混蔵して保管される 有価証券等を除く。次号において同じ。) 充用有価証券等の保管場所については自 己の固有財産である有価証券等その他の充用有価証券等以外の有価証券等(以下こ の条において「清算機関固有有価証券等」という。)の保管場所と明確に区分し、か つ、当該充用有価証券等についてどの会員等から又はどの会員等を通じ預託を受けた有価証券等であるかが直ちに判別できる状態で保管することにより管理する方法 二商品取引清算機関が第三者をして保管させることにより管理する有価証券等当該 第三者をして、充用有価証券等の保管場所については清算機関固有有価証券等の保 管場所と明確に区分させ、かつ、当該充用有価証券等についてどの会員等から又は どの会員等を通じ預託を受けた有価証券等であるかが直ちに判別できる状態で保管 させることにより管理する方法 三商品取引清算機関が保管することにより管理する有価証券等(混蔵して保管される 有価証券等に限る。次号において同じ。) 充用有価証券等の保管場所については清 算機関固有有価証券等の保管場所と明確に区分し、かつ、各会員等から又は各会員 等を通じ預託を受けた充用有価証券等に係る持分が自己の帳簿により直ちに判別で きる状態で保管することにより管理する方法例文帳に追加

(3) When managing Securities, etc. for allocation (which means the securities and warehouse receipts [hereinafter referred to as the “Securities, etc.in this Article] which are allocated to clearing margins pursuant to the provisions of Article 103, paragraph 5 of the Act, as applied mutatis mutandis pursuant to Article 179, paragraph 6; hereinafter the same shall apply in this Article) based on the provisions of Article 103, paragraph 4 of the Act, as applied mutatis mutandis pursuant to Article 179, paragraph 5 of the Act, a Commodity Clearing Organization shall manage said Securities, etc. for allocation, by the methods specified in the following items, respectively, corresponding to the categories of the Securities, etc., as set forth in said items: (i) Securities, etc. for retention under the management of a Commodity Clearing Organization (excluding Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the Commodity Clearing Organization controls the location for the retention of Securities, etc. for allocation that is clearly separate from that for the Securities, etc. of a person's own property and other Securities, etc., than that for the Securities, etc. for allocation (hereinafter referred to as the "Securities, etc. of a Clearing Organization's Own Property" in this Article), and that said Securities, etc. for allocation are retained in an available condition that is immediately distinguishable as to which customer deposited such property or for which customer such property was deposited; (ii) Securities, etc. for retention under the management of a Commodity Clearing Organization using a third party: a management method by which the Commodity Clearing Organization uses a third party to control the location for the retention of Securities, etc. for allocation clearly separating them from the Securities, etc. of a Clearing Organization's Own Property, and to retain said Securities, etc. for allocation in an available condition that is immediately distinguishable as to which customer deposited such property or for which customer such property was deposited; (iii) Securities, etc. for retention under the management of a Commodity Clearing Organization (limited to the Securities, etc., which are retained and commingled; the same shall apply in the following item): a management method by which the location for the retention of Securities, etc. for allocation is clearly separate from that for the Securities, etc. of the Clearing Organization's Own Property, and that the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. are retained in an available condition which is easily distinguishable in their own books and records; (iv) Securities, etc. for retention under the management of a Commodity Clearing Organization using a third party: a management method by which the Commodity Clearing Organization uses a third party to retain the account for a person who deposited Securities, etc. for allocation in a condition whereby the shares pertaining to Securities, etc. for allocation will be immediately distinguishable, by a method such as separating them from the Commodity Clearing Organization's own account, and whereby the shares pertaining to Securities, etc. for allocation deposited by or through each Member, etc. will be immediately distinguishable in their own books and records.  - 経済産業省

一 商品取引清算機関が保管することにより管理する有価証券等(混蔵して保管される有価証券等を除く。次号において同じ。) 充用有価証券等の保管場所については自己の固有財産である有価証券等その他の充用有価証券等以外の有価証券等(以下この条において「清算機関固有有価証券等」という。)の保管場所と明確に区分し、かつ、当該充用有価証券等についてどの会員等から又はどの会員等を通じ預託を受けた有価証券等であるかが直ちに判別できる状態で保管することにより管理する方法例文帳に追加

(i) Securities, etc. for retention under the management of a Commodity Clearing Organization (excluding Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the Commodity Clearing Organization controls the location for the retention of Securities, etc. for Allocation that is clearly separate from that for the Securities, etc. of a person's own property and other Securities, etc., than that for the Securities, etc. for Allocation (hereinafter referred to as the "Securities, etc. of a Clearing Organization's Own Property" in this Article), and that said Securities, etc. for Allocation are retained in an available condition that is immediately distinguishable as to which customer deposited such property or for which customer such property was deposited;  - 日本法令外国語訳データベースシステム

3 有価証券の募集又は売出し(第一項第四号に掲げる有価証券の売出しを除くものとし、適格機関投資家取得有価証券一般勧誘(有価証券の売出しに該当するものを除く。)及び特定組織再編成交付手続を含む。次項及び第五項、第十三条並びに第十五条第二項から第六項までを除き、以下この章及び次章において同じ。)が一定の日において株主名簿(優先出資法に規定する優先出資者名簿を含む。)に記載され、又は記録されている株主(優先出資法に規定する優先出資者を含む。)に対し行われる場合には、当該募集又は売出しに関する前二項の規定による届出は、その日の二十五日前までにしなければならない。ただし、有価証券の発行価格又は売出価格その他の事情を勘案して内閣府令で定める場合は、この限りでない。例文帳に追加

(3) With regard to a Public Offering or Secondary Distribution of Securities (excluding that falling under the category of Secondary Distribution of Securities set forth in item (iv) of paragraph (1), but including a General Solicitation for Securities Acquired by Qualified Institutional Investor (excluding those falling under the category of Secondary Distribution of Securities) and Procedures Relating to Securities Delivery for Reorganization; the same shall apply hereinafter in this Chapter and the following Chapter, except in the following paragraph and paragraph (5) of this Article, Article 13 and Article 15(2) to (6)) to be made to shareholders (including preferred equity investors provided in the Act on Preferred Equity Investment) who are stated or recorded in the shareholder registry (including the preferred equity investor registry provided in the Act on Preferred Equity Investment) on a certain date, the notification for the Public Offering or Secondary Distribution under the preceding two paragraphs shall be made twenty five days prior to the day on which the Public Offering or Secondary Distribution is to be made; provided, however, that this shall not apply to the cases specified by a Cabinet Office Ordinance by taking into consideration the Issue Price or distribution price of the Securities or other factors.  - 日本法令外国語訳データベースシステム

第十三条 その募集又は売出し(第四条第一項第四号に掲げる有価証券の売出しを除くものとし、適格機関投資家取得有価証券一般勧誘(有価証券の売出しに該当するものを除く。)を含む。以下この条並びに第十五条第二項から第四項まで及び第六項において同じ。)につき第四条第一項本文又は第二項本文の規定の適用を受ける有価証券の発行者は、当該募集又は売出しに際し、目論見書を作成しなければならない。開示が行われている場合(同条第一項第二号イに規定する開示が行われている場合をいう。以下この章において同じ。)における有価証券の売出し(その売出価額の総額が一億円未満であるものその他内閣府令で定めるものを除く。)に係る有価証券(以下この章において「既に開示された有価証券」という。)の発行者についても、同様とする。例文帳に追加

Article 13 (1) With regard to Securities of which Public Offering or Secondary Distribution (excluding Secondary Distribution of Securities specified in Article 4(1)(iv), but including General Solicitation for Securities Acquired by Qualified Institutional Investor (excluding those falling under the category of Secondary Distribution of Securities); hereinafter the same shall apply in this Article and paragraphs (2) to (4) and paragraph (6) of Article 15) shall be subject to the main clause of Article 4(1) or the main clause of Article 4(2), the Issuer of such Securities shall prepare a Prospectus for the Public Offering or Secondary Distribution. The same shall apply to an Issuer of Securities of which the Secondary Distribution (excluding that of which the total distribution price is less than 100 million yen or that falling under the categories specified by a Cabinet Office Ordinance) falls under the Case Where Disclosures Have Been Made (meaning the Case Where Disclosures Have Been Made as referred to in Article 4(1)(ii)(a); the same shall apply hereinafter in this Chapter) (such Securities are hereinafter referred to as "Already Disclosed Securities" in this Chapter).  - 日本法令外国語訳データベースシステム

藤原有陰に招かれて近江に赴いた際、穀蔵院の使者である伴世継と行き会い、悪夢を見たと言う伴世継が弓削是雄に占ってもらい対策をしてもらって九死に一生を得たという話(今昔物語「天文博士弓削是雄、夢を占ふ語」)や、陰陽頭在任時に、60歳を過ぎてもいまだに試験に合格せず僧侶の位がなかなか得られない修行者を憐れんで、何とか試験に合格させてやろうと呪術を用いて立会の試験官を排除してしまい、仲の良かった三善清行の一存でその高齢修行者を合格させてやったという話(善家異説)などが知られている。例文帳に追加

A story where, at the invitation of FUJIWARA no Arikage, YUGE no Koreo visited Omi where he met an emissary of Kokuzoin TOMO no Yotsugi, and YUGE no Koreo saved the life of TOMO by performing divination and taking countermeasures against a nightmare TOMO had ('Tenmon Hakase YUGE no Koreo divined a dream,' Konjaku Monogatari) and another story where, out of compassion for a trainee monk, over 60 years old, who had yet to pass an exam to become a monk, YUGE no Koreo eliminated the observing examiner by using magic in an attempt to help the trainee monk pass the exam and the trainee monk passed the exam at the discretion of Kiyoyuki MIYOSHI who was a good friend of YUGE no Koreo (Zenke isetsu); these stories are well known.  - Wikipedia日英京都関連文書対訳コーパス

一商品取引清算機関が保管することにより管理する有価証券等(混蔵して保管される 有価証券等を除く。次号において同じ。) 充用有価証券等の保管場所については自 己の固有財産である有価証券等その他の充用有価証券等以外の有価証券等(以下こ の条において「清算機関固有有価証券等」という。)の保管場所と明確に区分し、か つ、当該充用有価証券等についてどの会員等から又はどの会員等を通じ預託を受けた有価証券等であるかが直ちに判別できる状態で保管することにより管理する方法例文帳に追加

(i) Securities, etc. for retention under the management of a Commodity Clearing Organization (excluding Securities, etc. which are retained and commingled; the same shall apply in the following item): a management method by which the Commodity Clearing Organization controls the location for the retention of Securities, etc. for allocation that is clearly separate from that for the Securities, etc. of a person's own property and other Securities, etc., than that for the Securities, etc. for allocation (hereinafter referred to as the "Securities, etc. of a Clearing Organization's Own Property" in this Article), and that said Securities, etc. for allocation are retained in an available condition that is immediately distinguishable as to which customer deposited such property or for which customer such property was deposited;  - 経済産業省

3 少人数向け勧誘(有価証券発行勧誘等のうち次の各号に掲げる有価証券の区分に応じ、当該各号に定める場合に該当するもの(政令で定めるものを除く。)をいう。以下この項において同じ。)又はこれに係る有価証券の有価証券交付勧誘等で第四条第一項本文の規定の適用を受けないもの(次項において「少人数向け勧誘等」という。)を行う者は、当該有価証券の有価証券発行勧誘等が次の各号に掲げる有価証券の区分に応じ、当該各号に定める場合に該当することにより当該有価証券発行勧誘等に関し第四条第一項の規定による届出が行われていないことその他の内閣府令で定める事項を、その相手方に対して告知しなければならない。ただし、当該有価証券に関して開示が行われている場合及び発行価額の総額が一億円を超えない範囲内で内閣府令で定める金額未満である少人数向け勧誘に係る有価証券について行う場合は、この限りでない。例文帳に追加

(3) A person shall, when he/she makes a Solicitation for Small Number of Investors (meaning a Solicitation for Newly Issued Securities, etc. which falls under any of the categories listed in the following items for each kind of Securities set forth in the respective items (excluding those specified by a Cabinet Order); hereinafter the same shall apply in this paragraph) or makes a Solicitation for Delivery of Existing Securities, etc. which is for Securities to which a Solicitation for Small Number of Investors was made and is exempted from application of the main clause of Article 4(1) (collectively referred to as "Solicitation for Small Number of Investors, etc." in the following paragraph), notify the solicited persons of the matters specified by a Cabinet Office Ordinance, including the fact that the Solicitation for Newly Issued Securities, etc. made for the Securities falls under any of the categories listed in the following items for each kind of Securities set forth in the respective items and therefore the notification under Article 4(1) has not been made for the Solicitation for Newly Issued Securities, etc.; provided, however, that this shall not apply to the Case Where Disclosures Have Been Made with regard to the Securities and to cases where the Solicitation for Small Number of Investors, etc. is made for the Securities of which the total issue price was or is less than the amount designated by a Cabinet Office Ordinance, which may not be more than 100 million yen:  - 日本法令外国語訳データベースシステム

例文

第二十三条の十三 適格機関投資家向け勧誘(有価証券発行勧誘等のうち、第二条第三項第一号に掲げる場合に該当する場合における同号の規定により当該有価証券発行勧誘等の相手方から除かれる適格機関投資家を相手方として行うもの又は同項第二号イ若しくは第二条の二第四項第二号イに掲げる場合に該当するものをいう。以下この項において同じ。)又はこれに係る有価証券の有価証券交付勧誘等で第四条第二項本文の規定の適用を受けないもの(次項において「適格機関投資家向け勧誘等」という。)を行う者(内閣府令で定める者に限る。)は、当該有価証券の有価証券発行勧誘等が次に掲げる場合に該当するものであつた有価証券(第一号に掲げる場合にあつては、第二条第三項第一号の規定により当該有価証券発行勧誘等の相手方から除かれた適格機関投資家が取得した有価証券に限る。)の有価証券発行勧誘等に該当することにより当該有価証券発行勧誘等に関し第四条第一項の規定による届出が行われていないことその他の内閣府令で定める事項を、その相手方に対して告知しなければならない。ただし、当該有価証券に関して開示が行われている場合及び発行価額の総額が一億円を超えない範囲内で内閣府令で定める金額未満である適格機関投資家向け勧誘に係る有価証券について行う場合は、この限りでない。例文帳に追加

Article 23-13 (1) A person (limited to a person who is specified by a Cabinet Office Ordinance) shall, when he/she makes a Solicitation Only for Qualified Institutional Investors (meaning a Solicitation for Newly Issued Securities, etc. which is made to Qualified Institutional Investors who are excluded under the provision of Article 2(3)(i) from the number of persons to which the Solicitation for Newly Issued Securities, etc. was made in cases where the Solicitation for Newly Issued Securities, etc. falls under the category of Solicitations for Acquisition specified by Article 2(3)(i), or which falls under the category of Solicitations for Acquisition specified by Article 2(3)(ii)(a) or Article 2-2(4)(ii)(a); hereinafter the same shall apply in this paragraph) or makes a Solicitation for Delivery of Existing Securities, etc. which is for Securities to which a Solicitation Only for Qualified Institutional Investors was made and is exempted from application of the main clause of Article 4(2) (collectively referred to as "Solicitation Only for Qualified Institutional Investors, etc." in the following paragraph), notify the solicited persons of the matters specified by a Cabinet Office Ordinance, including the fact that the Solicitation for Newly Issued Securities, etc. made for the Securities falls under any of the categories of Solicitation for Acquisition listed in the following items (limited to Securities acquired by Qualified Institutional Investors who are excluded under the provision of Article 2(3)(i) from the number of persons to which the Solicitation for Newly Issued Securities, etc. was made in cases where the Solicitation for Newly Issued Securities, etc. falls under the category of Solicitations for Acquisition specified by Article 2(3)(i)) and therefore the notification under Article 4(1) has not been made for the Solicitation for Newly Issued Securities, etc.; provided, however, that this shall not apply to the Case Where Disclosures Have Been Made with regard to the Securities and to cases where the Solicitation Only for Qualified Institutional Investors, etc. is made for Securities of which the total issue price was or is less than the amount specified by a Cabinet Office Ordinance, which may not be more than 100 million yen:  - 日本法令外国語訳データベースシステム

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日本法令外国語訳データベースシステム
※この記事は「日本法令外国語訳データベースシステム」の2010年9月現在の情報を転載しております。
  
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