Brokingとは 意味・読み方・使い方

(3) A Member, etc. may, pursuant to the provisions of a Cabinet Office Ordinance, have the Entrusting Person of Transactions of Derivatives or the Broker (or the Applicant, in cases where the Market Transactions of Derivatives fall under the Brokered Market Derivative Transaction entrusted by a Broker who has not received from the Applicant the deposit of the broking margin under the preceding paragraph) deposit with said Member, etc. the customer margin for acceptance of entrustment of Market Transactions of Derivatives.発音を聞く 例文帳に追加

３　会員等は、市場デリバティブ取引の受託について、内閣府令で定めるところにより、委託者又は取次者（当該市場デリバティブ取引が、前項の規定に基づく取次証拠金の預託を申込者から受けていない取次者から受託した取次市場デリバティブ取引である場合にあつては、申込者）に、当該会員等に委託証拠金を預託させることができる。 - 日本法令外国語訳データベースシステム

Article 8 The business activities to be prescribed by Cabinet Order pursuant to Investment LPS Act Article 3(1)(x) shall be the business of engaging in the purchase, sale, exchange or lease, or broking or mediation of, real estate or movable property in which a security interest is created in respect of rights that are represented by Designated Securities as prescribed in Article 3(1)(ii) thereof or monetary claims as prescribed in Article 3(1)(iv) thereof (which in the case that the objective of the security interest is land shall include neighboring land to said land, and in the event that the object of the security interest is a building shall include the land and neighboring land on which said building is located).発音を聞く 例文帳に追加

第八条　法第三条第一項第十号の政令で定める事業は、同項第三号に規定する指定有価証券に表示されるべき権利又は同項第四号の金銭債権に係る担保権の目的である不動産（担保権の目的が土地である場合にあっては当該土地の隣地、担保権の目的が建物である場合にあっては当該建物の所在する土地及びその隣地を含む。）及び動産の売買、交換若しくは貸借又はその代理若しくは媒介を行う事業とする。 - 日本法令外国語訳データベースシステム

(27) The term "Broking for Clearing of Securities, etc." as used in this Act means a Subject Transaction (meaning a "Subject Transaction" defined in the following paragraph; hereinafter the same shall apply in this paragraph) which is conducted by a Financial Instruments Business Operator or Registered Financial Institution under entrustment by a customer and for the account of the customer in accordance with the business rules of a Financial Instruments Clearing Organization, which is conducted on condition that the obligation arisen from the Subject Transactions will be assumed by the Financial Instruments Clearing Organization, and which satisfies any of the following requirements:発音を聞く 例文帳に追加

２７　この法律において「有価証券等清算取次ぎ」とは、金融商品取引業者又は登録金融機関が金融商品取引清算機関の業務方法書の定めるところにより顧客の委託を受けてその計算において行う対象取引（次項に規定する「対象取引」をいう。以下この項において同じ。）であつて、対象取引に基づく債務を当該金融商品取引清算機関に引き受けさせることを条件とし、かつ、次に掲げる要件のいずれかに該当するものをいう。 - 日本法令外国語訳データベースシステム

Article 87 A Financial Instruments Exchange shall stipulate in its articles of incorporation that the Member, etc. shall observe the laws and regulations, dispositions given by a government agency based on the laws and regulations, and the Financial Instruments Exchange's articles of incorporation, operational rules, brokerage contract rules and other rules (hereinafter simply referred to as the "Rules" in this Article) as well as the fair and equitable principles of transactions, and that in the event that a Member, etc. violates the laws and regulations, dispositions given by a government agency based on the laws and regulations or the Rules, or in the event that the Member, etc. commits an act contrary to the fair and equitable principles of transactions, the Financial Instruments Exchange will impose a fine for default on said Member, etc., or order suspension or restriction of sales and purchase of Securities or Market Transactions of Derivatives on the Financial Instruments Exchange Market or entrustment of Broking for Clearing of Securities, etc. for these transactions, or expel said Member, etc. from the Financial Instruments Exchange (or to rescind the Qualification for Trading, with regard to a Trading Participant).発音を聞く 例文帳に追加

第八十七条　金融商品取引所は、その定款において、会員等が法令、法令に基づいてする行政官庁の処分、当該金融商品取引所の定款、業務規程、受託契約準則その他の規則（以下この条において単に「規則」という。）及び取引の信義則を遵守しなければならない旨並びに法令、法令に基づいてする行政官庁の処分若しくは規則に違反し、又は取引の信義則に背反する行為をした会員等に対し、過怠金を課し、その者の取引所金融商品市場における有価証券の売買若しくは市場デリバティブ取引若しくはその有価証券等清算取次ぎの委託の停止若しくは制限を命じ、又は除名（取引参加者にあつては、取引資格の取消し）をする旨を定めなければならない。 - 日本法令外国語訳データベースシステム