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Futures Transactionの部分一致の例文一覧と使い方

該当件数 : 112



例文

(i) Minister of Agriculture, Forestry and Fisheries: with regard to Commodity Exchanges which open only the Commodity Markets on which the Listed Commodities consist solely of Commodities related to the Ministry of Agriculture, Forestry and Fisheries (which refers to such Commodities specified by a Cabinet Order; the same shall apply hereinafter) or the Commodity Markets on which the Listed Commodities consist solely of Commodity Indices whose sole target Goods are Commodities related to the Ministry of Agriculture, Forestry and Fisheries (hereinafter referred to as "Commodity Markets related to the Ministry of Agriculture, Forestry and Fisheries"), Commodity Clearing Organizations which conduct Business of Assuming Commodity Transaction Debts solely pertaining to Commodity Markets related to the Ministry of Agriculture, Forestry and Fisheries, establishers of Facilities Similar to Type 1 Specified Commodity Market or Facilities Similar to Type 2 Specified Commodity Market for carrying out transactions solely for Commodities related to the Ministry of Agriculture, Forestry and Fisheries or for Commodity Indices of which the sole target Goods are Commodities related to the Ministry of Agriculture, Forestry and Fisheries, or Over-the-Counter Commodity Futures Transactions Dealers pertaining to Over-the-Counter Commodity Futures Transactions, etc. solely using quotations on the Commodity Markets related to the Ministry of Agriculture, Forestry and Fisheries 例文帳に追加

一 農林水産省関係商品(商品のうち政令で指定するものをいう。以下同じ。)のみを上場商品とする商品市場若しくはその対象となる物品が農林水産省関係商品のみである商品指数を上場商品指数とする商品市場(以下「農林水産省関係商品市場」という。)のみを開設する商品取引所、農林水産省関係商品市場のみに係る商品取引債務引受業を行う商品取引清算機関、農林水産省関係商品のみ若しくはその対象となる物品が農林水産省関係商品のみである商品指数のみについて取引をするための第一種特定商品市場類似施設若しくは第二種特定商品市場類似施設の開設者又は農林水産省関係商品市場における相場のみを利用した店頭商品先物取引等に係る店頭商品先物取引業者については、農林水産大臣 - 日本法令外国語訳データベースシステム

(i) Minister of Agriculture, Forestry and Fisheries: with regard to Commodity Exchanges which open only the Commodity Markets on which the Listed Commodities consist solely of Commodities related to the Ministry of Agriculture, Forestry and Fisheries (which refers to such Commodities specified by a Cabinet Order; the same shall apply hereinafter) or the Commodity Markets on which the Listed Commodities consist solely of Commodity Indices whose sole target Goods are Commodities related to the Ministry of Agriculture, Forestry and Fisheries (hereinafter referred to as "Commodity Markets related to the Ministry of Agriculture, Forestry and Fisheries"), Commodity Clearing Organizations which conduct Business of Assuming Commidity Transaction Debts solely pertaining to Commodity Markets related to the Ministry of Agriculture, Forestry and Fisheries, establishers of Facilities Similar to Type 1 Specified Commodity Market or Facilities Similar to Type 2 Specified Commodity Market for carrying out transactions solely for Commodities related to the Ministry of Agriculture, Forestry and Fisheries or for Commodity Indices of which the sole target Goods are Commodities related to the Ministry of Agriculture, Forestry and Fisheries, or Over-the-Counter Commodity Futures Transactions Dealers pertaining to Over-the-Counter Commodity Futures Transactions, etc. solely using quotations on the Commodity Markets related to the Ministry of Agriculture, Forestry and Fisheries 例文帳に追加

一 農林水産省関係商品(商品のうち政令で指定するものをいう。以下同じ。)のみを上場商品とする商品市場若しくはその対象となる物品が農林水産省関係商品のみである商品指数を上場商品指数とする商品市場(以下「農林水産省関係商品市場」という。)のみを開設する商品取引所、農林水産省関係商品市場のみに係る商品取引債務引受業を行う商品取引清算機関、農林水産省関係商品のみ若しくはその対象となる物品が農林水産省関係商品のみである商品指数のみについて取引をするための第一種特定商品市場類似施設若しくは第二種特定商品市場類似施設の開設者又は農林水産省関係商品市場における相場のみを利用した店頭商品先物取引等に係る店頭商品先物取引業者については、農林水産大臣 - 経済産業省

Article 13 (1) A Futures Commission Merchant shall deposit money and securities (except for those specified by an Order of the competent ministry) which have been, at the time of the enforcement of this Act, deposited as customer margins pursuant to the provisions of Article 97, paragraph (1) of the Former Act, to a Commodity Exchange which has opened the Commodity Market pertaining to said transactions in the case settlement of said transactions is made by the method set forth in Article 105, item (i) of the New Act, and to a Commodity Exchange which conducts the Business of Assuming Commodity Transaction Debts pertaining to said transactions in the case settlement of said transactions is made by the method set forth in item (ii) of the same Article. 例文帳に追加

第十三条 商品取引員は、この法律の施行の際現に旧法第九十七条第一項の規定により委託証拠金として預託を受けている金銭及び有価証券(主務省令で定めるものを除く。)を、この法律の施行後遅滞なく、当該取引の決済が新法第百五条第一号に掲げる方法により行われる場合にあっては当該取引に係る商品市場を開設する商品取引所に、当該取引の決済が同条第二号に掲げる方法により行われる場合にあっては当該取引について商品取引債務引受業を行う商品取引所に預託しなければならない。 - 日本法令外国語訳データベースシステム

(1) A Futures Commission Merchant shall deposit money and securities (except for those specified by an Order of the competent ministry) which have been, at the time of the enforcement of this Act, deposited as customer margins pursuant to the provisions of Article 97, paragraph 1 of the Old Act, to a Commodity Exchange which has opened the Commodity Market pertaining to said transactions in the case settlement of said transactions is made by the method set forth in Article 105, item 1 of the New Act, and to a Commodity Exchange which conducts the Business of Assuming Commidity Transaction Debts pertaining to said transactions in the case settlement of said transactions is made by the method set forth in item 2 of the same Article. 例文帳に追加

1 商品取引員は、この法律の施行の際現に旧法第九十七条第一項の規定により委託証拠金として預託を受けている金銭及び有価証券(主務省令で定めるものを除く。)を、この法律の施行後遅滞なく、当該取引の決済が新法第百五条第一号に掲げる方法により行われる場合にあっては当該取引に係る商品市場を開設する商品取引所に、当該取引の決済が同条第二号に掲げる方法により行われる場合にあっては当該取引について商品取引債務引受業を行う商品取引所に預託しなければならない。 - 経済産業省

例文

(ii) Minister of Economy, Trade and Industry: with regard to Commodity Exchanges which open only the Commodity Markets where Listed Commodities consist solely of Commodities related to the Ministry of Economy, Trade and Industry (which refers to such Commodities other than Commodities related to the Ministry of Agriculture, Forestry and Fisheries; the same shall apply hereinafter) or the Commodity Markets where Listed Commodities consist solely of Commodity Indices of which the sole target Goods are Commodities related to the Ministry of Economy, Trade and Industry (hereinafter referred to as "Commodity Markets related to the Ministry of Economy, Trade and Industry"), Commodity Clearing Organizations which conduct Business of Assuming Commodity Transaction Debts solely pertaining to Commodity Markets related to the Ministry of Economy, Trade and Industry, establishers of Facilities Similar to Type 1 Specified Commodity Market or Facilities Similar to Type 2 Specified Commodity Market for carrying out transactions solely for Commodities related to the Ministry of Economy, Trade and Industry or for Commodity Indices where the sole target Goods are Commodities related to the Ministry of Economy, Trade and Industry, or Over-the-Counter Commodity Futures Transactions Dealers pertaining to Over-the-Counter Commodity Futures Transactions solely using quotations on the Commodity Markets related to the Ministry of Economy, Trade and Industry 例文帳に追加

二 経済産業省関係商品(商品のうち農林水産省関係商品以外のものをいう。以下同じ。)のみを上場商品とする商品市場若しくはその対象となる物品が経済産業省関係商品のみである商品指数を上場商品指数とする商品市場(以下「経済産業省関係商品市場」という。)のみを開設する商品取引所、経済産業省関係商品市場のみに係る商品取引債務引受業を行う商品取引清算機関、経済産業省関係商品のみ若しくはその対象となる物品が経済産業省関係商品のみである商品指数のみについて取引をするための第一種特定商品市場類似施設若しくは第二種特定商品市場類似施設の開設者又は経済産業省関係商品市場における相場のみを利用した店頭商品先物取引等に係る店頭商品先物取引業者については、経済産業大臣 - 日本法令外国語訳データベースシステム


例文

(ii) Minister of Economy, Trade and Industry: with regard to Commodity Exchanges which open only the Commodity Markets where Listed Commodities consist solely of Commodities related to the Ministry of Economy, Trade and Industry (which refers to such Commodities other than Commodities related to the Ministry of Agriculture, Forestry and Fisheries; the same shall apply hereinafter) or the Commodity Markets where Listed Commodities consist solely of Commodity Indices of which the sole target Goods are Commodities related to the Ministry of Economy, Trade and Industry (hereinafter referred to as "Commodity Markets related to the Ministry of Economy, Trade and Industry"), Commodity Clearing Organizations which conduct Business of Assuming Commidity Transaction Debts solely pertaining to Commodity Markets related to the Ministry of Economy, Trade and Industry, establishers of Facilities Similar to Type 1 Specified Commodity Market or Facilities Similar to Type 2 Specified Commodity Market for carrying out transactions solely for Commodities related to the Ministry of Economy, Trade and Industry or for Commodity Indices where the sole target Goods are Commodities related to the Ministry of Economy, Trade and Industry, or Over-the-Counter Commodity Futures Transactions Dealers pertaining to Over-the-Counter Commodity Futures Transactions solely using quotations on the Commodity Markets related to the Ministry of Economy, Trade and Industry 例文帳に追加

二 経済産業省関係商品(商品のうち農林水産省関係商品以外のものをいう。以下同じ。)のみを上場商品とする商品市場若しくはその対象となる物品が経済産業省関係商品のみである商品指数を上場商品指数とする商品市場(以下「経済産業省関係商品市場」という。)のみを開設する商品取引所、経済産業省関係商品市場のみに係る商品取引債務引受業を行う商品取引清算機関、経済産業省関係商品のみ若しくはその対象となる物品が経済産業省関係商品のみである商品指数のみについて取引をするための第一種特定商品市場類似施設若しくは第二種特定商品市場類似施設の開設者又は経済産業省関係商品市場における相場のみを利用した店頭商品先物取引等に係る店頭商品先物取引業者については、経済産業大臣 - 経済産業省

(ii) a person who has been punished by a fine (including a punishment under laws and regulations of a foreign state equivalent to this) for violating provisions of this Act, the Secured Debenture Trust Act, the Act on Concurrent Operation of Trust Business by a Financial Institution, the Commodity Exchange Act, the Act on Investment Trusts and Investment Corporations, the Building Lots and Buildings Transaction Business Act, the Act on Regulation of Receiving of Capital Subscription, Deposits, and Interest Rates, etc., the Installment Sales Act, the Act on Assumption of Entrustment, etc. of Futures Trading in Foreign Commodities Market, the Act on Controls, etc. on Money Lending, the Act on Deposit, etc. Transaction Agreement of Specified Commodities, etc., the Act on Regulation of Business Pertaining to Commodity Investment, the Real Estate Specified Joint Enterprise Act, the Act on the Securitization of Assets, the Act on Issuance, etc. of Bonds for Financial Corporations' Loan Business, the Trust Business Act, or other Acts specified by a Cabinet Order, or laws and regulations of a foreign state equivalent to these Acts, and for whom five years have not passed since the day when the execution of the punishment terminated or he/she became free from the execution of the punishment; or 例文帳に追加

二 この法律、担保付社債信託法、金融機関の信託業務の兼営等に関する法律、商品取引所法、投資信託及び投資法人に関する法律、宅地建物取引業法、出資の受入れ、預り金及び金利等の取締りに関する法律、割賦販売法、海外商品市場における先物取引の受託等に関する法律、貸金業の規制等に関する法律、特定商品等の預託等取引契約に関する法律、商品投資に係る事業の規制に関する法律、不動産特定共同事業法、資産の流動化に関する法律、金融業者の貸付業務のための社債の発行等に関する法律、信託業法その他政令で定める法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑(これに相当する外国の法令による刑を含む。)に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者 - 日本法令外国語訳データベースシステム

(iv) the method of having information broadcast through the broadcasting equipment of a general broadcaster, a Cable Television Broadcaster (which means the Cable Television Broadcaster set forth in Article 2, paragraph (4) of the Cable Television Broadcasting Act [Act No. 114 of 1972]), a person engaged in the business of Cable Radio Broadcasting (which means Cable Radio Broadcasting as set forth in Article 2 of the Act on Regulation on the Operation of Cable Radio Broadcasting Business [Act No. 135 of 1951]) or a person engaged in the business of Broadcasting Using Telecommunications Services (which means Broadcasting Using Telecommunications Services as set forth in Article 2, paragraph (1) of the Act on Broadcasting Using Telecommunications Services [Act No. 85 of 2001]), the method of having customers inspect, via telecommunications lines, the contents of information that is recorded onto a file in a computer used by a Futures Commission Merchant or a person who has accepted consignment of business pertaining to advertising, etc. conducted by the Futures Commission Merchant, or the method of indicating information to the public either indoors or outdoors on a constant basis or continuously for a certain period where the information is posted or indicated on a signboard, a billboard, a poster, a placard or an advertising pillar, advertising board, building or any other structure, etc., or a method similar thereto, in which case the following matters are clearly and accurately indicated and there is no indication that is significantly contradictory to facts or seriously misleading with regard to the profits forecast from conducting a Transaction on a Commodity Market, etc. and other matters specified in Article 100-6: 例文帳に追加

四 次に掲げる事項を明瞭かつ正確に表示し、かつ、商品市場における取引等を行うことによる利益の見込みその他第百条の六で定める事項について、著しく事実に相違するような表示をし、又は著しく人を誤認させるような表示をしていない、一般放送事業者、有線テレビジョン放送事業者(有線テレビジョン放送法(昭和四十七年法律第百十四号)第二条第四項の有線テレビジョン放送事業者をいう。)、有線ラジオ放送(有線ラジオ放送業務の運用の規正に関する法律(昭和二十六年法律第百三十五号)第二条の有線ラジオ放送をいう。)の業務を行う者及び電気通信役務利用放送(電気通信役務利用放送法(平成十三年法律第八十五号)第二条第一項の電気通信役務利用放送をいう。)の業務を行う者の放送設備により放送させる方法、商品取引員又は当該商品取引員が行う広告等に係る業務の委託を受けた者の使用に係る電子計算機に備えられたファイルに記録された情報の内容を電気通信回線を利用して顧客に閲覧させる方法並びに常時又は一定の期間継続して屋内又は屋外で公衆に表示させる方法であって、看板、立看板、はり紙及びはり札並びに広告塔、広告板、建物その他の工作物等に掲出させ、又は表示させるもの並びにこれらに類するもの - 日本法令外国語訳データベースシステム

(b) a person who has been punished by a fine (including a punishment under laws and regulations of a foreign state equivalent to this) for violating provisions of this Act, the Secured Debenture Trust Act (Act No. 52 of 1905), the Act on Concurrent Operation of Trust Business by a Financial Institution (Act No. 43 of 1943), the Commodity Exchange Act, the Act on Investment Trusts and Investment Corporations, the Building Lots and Buildings Transaction Business Act (Act No. 176 of 1952), the Act on Regulation of Receiving of Capital Subscription, Deposits, and Interest Rates, etc. (Act No. 195 of 1954), the Installment Sales Act (Act No. 159 of 1961), the Act on Assumption of Entrustment, etc. of Futures Trading in Foreign Commodities Market (Act No. 65 of 1982), the Act on Controls, etc. on Money Lending (Act No. 32 of 1983), the Act on Deposit, etc. Transaction Agreement of Specified Commodities, etc. (Act No. 62 of 1986), the Act on Regulation of Business Pertaining to Commodity Investment (Act No. 66 of 1991), the Real Estate Specified Joint Enterprise Act, the Act on the Securitization of Assets, the Act on Issuance, etc. of Bonds for Financial Corporations' Loan Business (Act No. 32 of 1999), the Trust Business Act (Act No. 154 of 2004), or other Acts specified by a Cabinet Order, or laws and regulations of a foreign state equivalent to these Acts, and for whom five years have not passed since the day when the execution of the punishment terminated or he/she became free from the execution of the punishment; 例文帳に追加

ロ この法律、担保付社債信託法(明治三十八年法律第五十二号)、金融機関の信託業務の兼営等に関する法律(昭和十八年法律第四十三号)、商品取引所法、投資信託及び投資法人に関する法律、宅地建物取引業法(昭和二十七年法律第百七十六号)、出資の受入れ、預り金及び金利等の取締りに関する法律(昭和二十九年法律第百九十五号)、割賦販売法(昭和三十六年法律第百五十九号)、海外商品市場における先物取引の受託等に関する法律(昭和五十七年法律第六十五号)、貸金業の規制等に関する法律(昭和五十八年法律第三十二号)、特定商品等の預託等取引契約に関する法律(昭和六十一年法律第六十二号)、商品投資に係る事業の規制に関する法律(平成三年法律第六十六号)、不動産特定共同事業法、資産の流動化に関する法律、金融業者の貸付業務のための社債の発行等に関する法律(平成十一年法律第三十二号)、信託業法(平成十六年法律第百五十四号)その他政令で定める法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑(これに相当する外国の法令による刑を含む。)に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者 - 日本法令外国語訳データベースシステム

例文

The documents specified by an ordinance of the competent ministry set forth in Article 155, paragraph 2 of the Act shall be as listed in the corresponding categories set forth in the following items and as specified in such items, respectively: (i) in the case where the application for amendment pertains to the establishment of a Commodity Market, the documents set forth in the following: (a) a document recording the reasons for the amendment; (b) a comparative table of the prior and amended article provisions; (c) minutes of a general meeting of Members or a general meeting of shareholders or another document certifying that the necessary procedures for approval have been followed; (d) a document certifying that the total number of persons who are Members, etc. of the Commodity Exchange intending to establish a Commodity Market for each Commodity Market which is planned to be newly established and who intend to start transactions on such Commodity Market, and who intend to become Members, etc. of said Commodity Exchange intending to start transactions on such Commodity Market (with regard to a Member Commodity Exchange, limited to persons who have completed payment of the full amount of the contribution) are 20 or more; (e) among persons who are or intend to become Members, etc. prescribed in (d), with regard to a person who is or intends to become a member of a Member Commodity Exchange, a sworn, written statement that such person is subject to any of the provisions of Article 30, paragraph 1 of the Act regarding said Commodity Market; with regard to a person who is or intends to become a trading participant of an Incorporated Commodity Exchange, a sworn, written statement that such person is subject to any of the provisions of (a) through (c) of Article 82, paragraph 1, item 1 of the Act, or any of the provisions of (a) through (c) of item 2 of the same paragraph; (f) a sworn, written document stating that the majority of persons who are or intend to become Members, etc. prescribed in (d) are subject to such persons as specified in the respective items of Article 10, paragraph 2, and Article 28, paragraph 1, item 5, (a) and (b) of the Act, with regard to such Commodity Market; (g) a sworn, written document stating that the person who intends to become a - 134 - Member, etc. of said Commodity Exchange and intends to start transactions on said Commodity Market is not subject to any of the provisions of (a) through (l) of Article 15, paragraph 2, item 1 of the Act; (h) in the case of carrying out settlements by the method set forth in Article 105, paragraph 1 of the Act at one or more Commodity Markets which are planned to be newly established, a record prepared according to Form No. 1 within 30 days prior to the date of filing the application and pertaining to the amount of the net assets of a person who is or intends to become a Member, etc. as prescribed in (d); (i) a document stating the estimated transaction volume of Futures Transactions for one year after the opening on a Commodity Market which he/she seeks to open; (j) in the case of seeking to open a Commodity Market pertaining to a Listed Commodity, a document stating that it is appropriate to trade Listed Commodity Component Products, etc. on a single Commodity Market; (k) in the case of seeking to open a Commodity Market by specifying two or more Commodity Indices as a single Listed Commodity Index, a document stating that the majority of the goods subject to said two or more Commodity Indices shall be common to one another; (ii) in the case where the application for amendment is pertaining to a change to the scope of a Listed Commodity or Listed Commodity Index on a Commodity Market (excluding the abolishment or narrowing of such scope; hereinafter the same shall apply in this item) or a change to the type of transaction, the documents set forth in the following: (a) a document recording the reasons for the amendment; (b) a comparative table of the prior and amended article provisions; (c) minutes of a general meeting of Members or a general meeting of shareholders or another document certifying that the necessary procedures for approval have been followed; (d) in cases where making a settlement on a Commodity Market pertaining to said amendment by a method set forth in Article 105, item 1 of the Act and where changing the minimum amount of the net assets of Members, etc. who trade on said Commodity Market, a record pertaining to the amount of the net assets of Members, etc., which is prepared according to Form No. 1 within 30 days prior to the filing of the application; (e) a document stating the estimated transaction volume of Futures Transactions for one year after the amendment on the Commodity Market pertaining to said amendment; (f) in the case of changing the scope of a Listed Commodity, a document stating that it is appropriate that two or more Listed Commodity Component Products, etc. are traded on a single Commodity Market; (g) in the case of changing the scope of a Listed Commodity Index which sets two or more Commodity Indices as a single Listed Commodity Index, a document stating that the majority of goods subject to said two or more Commodity Indices are common to one another; 例文帳に追加

法第百五十五条第二項の主務省令で定める書類は、次の各号に掲げる場合の区分に応 じ、当該各号に定めるものとする。 一変更の申請が商品市場の開設に係る場合次に掲げる書面 イ変更の理由を記載した書面 ロ新旧条文の対照表 ハ会員総会又は株主総会の議事録その他必要な手続があったことを証する書面 ニ新たに開設しようとする商品市場ごとに当該商品市場を開設しようとする商品取 引所の会員等であって当該商品市場において取引をしようとするもの及び当該商品 取引所の会員等になろうとする者であって当該商品市場において取引をしようとす るもの(会員商品取引所にあっては、その出資の全額の払込みが終了した者に限る。) の合計数が二十人以上であることを証する書面 ホニに規定する会員等及び会員等になろうとする者のうち、会員商品取引所の会員 及び会員になろうとする者にあっては当該商品市場について法第三十条第一項各 号のいずれかに該当することを誓約する書面、株式会社商品取引所の取引参加者及 び取引参加者になろうとする者にあっては法第八十二条第一項第一号イからハま で又は同項第二号イからハまでのいずれかに該当することを誓約する書面 ヘニに規定する会員等及び会員等になろうとする者の過半数の者が当該商品市場に ついて法第十条第二項各号並びに第二十八条第一項第五号イ及びロに定める者に 該当することを誓約する書面 ト当該商品取引所の会員等になろうとする者であって当該商品市場において取引を しようとするものが法第十五条第二項第一号イからヲまでのいずれにも該当しな いことを誓約する書面 チ新たに開設しようとする一以上の商品市場において法第百五条第一号に掲げる 方法により決済を行う場合にあっては、認可の申請の日前三十日以内に様式第一号 により作成したニに規定する会員等及び会員等になろうとする者の純資産額に関す る調書 リ新たに開設しようとする商品市場における開設後一年間の先物取引の取引量の見 込みを記載した書面 ル二以上の商品指数を一の上場商品指数として商品市場を開設しようとする場合に あっては、当該二以上の商品指数の対象となる物品の大部分が共通していることを 明らかにすることができる書面 二変更の申請が商品市場における上場商品若しくは上場商品指数の範囲の変更(廃止 又は範囲の縮小を除く。以下この号において同じ。)又は取引の種類の変更に係る場 合次に掲げる書面 イ変更の理由を記載した書面 ハ会員総会又は株主総会の議事録その他必要な手続があったことを証する書面 ニ当該変更に係る商品市場において法第百五条第一号に掲げる方法により決済を 行っている場合であって、当該商品市場において取引をする会員等の純資産額の最 低額を変更した場合にあっては、認可の申請の日前三十日以内に様式第一号により 作成した会員等の純資産額に関する調書 ホ当該変更に係る商品市場における変更後一年間の先物取引の取引量の見込みを記 載した書面 ヘ上場商品の範囲の変更の場合にあっては、二以上の上場商品構成物品を一の商品 市場で取引をすることが適当である旨を明らかにすることができる書面 ト二以上の商品指数を一の上場商品指数とする上場商品指数の範囲の変更の場合に あっては、当該二以上の商品指数の対象となる物品の大部分が共通している旨を明 らかにすることができる書面 - 経済産業省

例文

(v) A person who has been sentenced to pay a fine (including a punishment under the laws and regulations of a foreign state equivalent thereto) for having violated the provisions of this Act, the Trust Act, the Trust Business Act, the Act on Concurrent Operation of Trust Business by a Financial Institution, the Financial Instruments and Exchange Act, the Commodity Exchange Act (Act No. 239 of 1950), the Building Lots and Buildings Transaction Business Act, the Act Regulating the Receipt of Contributions, Receipt of Deposits, and Interest Rates, etc. (Act No. 195 of 1954), the Installment Sales Act (Act No. 159 of 1961), the Act on Assumption of Entrustment, etc. of Futures Trading in the Foreign Commodities Market (Act No.65 of 1982), the Money Lending Business Act (Act No. 32 of 1983), the Act on Deposit, etc. Transaction Agreements of Specified Commodities, etc. (Act No. 62 of 1986), the Act on Regulation of Business Pertaining to Commodity Investment (Act No. 66 of 1991), the Real Estate Specified Joint Enterprise Act (Act No. 77 of 1994), the Act on Securitization of Assets (Act No. 105 of 1998), the Act on Issuance, etc. of Bonds for Financial Corporations' Loan Business (Act No. 32 of 1999), the Companies Act, or the Act on General Incorporated Associations and General Incorporated Foundations (Act No. 48 of 2006), for having violated the provisions of the laws and regulations of a foreign state equivalent to those Acts, or for having committed a crime prescribed in Article 255, Article 256, Article 258 through Article 260, and Article 262 of the Civil Rehabilitation Act (Act No. 225 of 1999), Article 65, Article 66, Article 68, and Article 69 of the Act on Recognition and Assistance for Foreign Insolvency Procedures (Act No. 129 of 2000), Article 265, Article 266, Article 268 through Article 272, and Article 274 of the Bankruptcy Act (Act No. 75 of 2004), Article 204, Article 206, Article 208, Article 208-3, Article 222, and Article 247 of the Penal Code (Act No. 45 of 1907), the Act on the Punishment of Violent Acts (Act No. 60 of 1926), Article 46, Article 47, Article 49, and Article 50 of the Act on Prevention of Illegal Acts by Organized Crime Group Members (Act No. 77 of 1991), and for whom five years have yet to elapse since the day on which the execution of sentence was complete or since the sentence has become no longer applicable. 例文帳に追加

五 この法律、信託法、信託業法、金融機関の信託業務の兼営等に関する法律、金融商品取引法、商品取引所法(昭和二十五年法律第二百三十九号)、宅地建物取引業法、出資の受入れ、預り金及び金利等の取締りに関する法律(昭和二十九年法律第百九十五号)、割賦販売法(昭和三十六年法律第百五十九号)、海外商品市場における先物取引の受託等に関する法律(昭和五十七年法律第六十五号)、貸金業法(昭和五十八年法律第三十二号)、特定商品等の預託等取引契約に関する法律(昭和六十一年法律第六十二号)、商品投資に係る事業の規制に関する法律(平成三年法律第六十六号)、不動産特定共同事業法(平成六年法律第七十七号)、資産の流動化に関する法律(平成十年法律第百五号)、金融業者の貸付業務のための社債の発行等に関する法律(平成十一年法律第三十二号)、会社法若しくは一般社団法人及び一般財団法人に関する法律(平成十八年法律第四十八号)若しくはこれらに相当する外国の法令の規定に違反し、又は民事再生法(平成十一年法律第二百二十五号)第二百五十五条、第二百五十六条、第二百五十八条から第二百六十条まで若しくは第二百六十二条の罪、外国倒産処理手続の承認援助に関する法律(平成十二年法律第百二十九号)第六十五条、第六十六条、第六十八条若しくは第六十九条の罪、破産法(平成十六年法律第七十五号)第二百六十五条、第二百六十六条、第二百六十八条から第二百七十二条まで若しくは第二百七十四条の罪、刑法(明治四十年法律第四十五号)第二百四条、第二百六条、第二百八条、第二百八条の三、第二百二十二条若しくは第二百四十七条の罪、暴力行為等処罰に関する法律(大正十五年法律第六十号)の罪若しくは暴力団員による不当な行為の防止等に関する法律(平成三年法律第七十七号)第四十六条、第四十七条、第四十九条若しくは第五十条の罪を犯し、罰金の刑(これに相当する外国の法令による刑を含む。)に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者 - 日本法令外国語訳データベースシステム

例文

The documents specified by an ordinance set forth in Article 145, paragraph 3 of the Act shall be as listed in the following (in case of documents certified by a public agency, limited to documents prepared within three months prior to the date of filing the application): (i) a document recording the reasons for the merger; (ii) a document specified as follows corresponding to each case: (a) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is a foreign national: a copy of the residence certificate, etc., the curriculum vitae of said officer, and a sworn, written statement by that person that such person is not subject to any of the provisions of Article 15, paragraph 2, item 1, (a) through (k) of the Act; (b) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is a juridical person: a certificate of the registered matters of said officer, a document stating the corporate development, and a sworn, written statement by that person that such person is not subject to the provisions of Article 15, paragraph 2, item 1, (l) of the Act; (c) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is neither a foreign national nor a juridical person: a copy of the residence certificate, etc., and the curriculum vitae of said officer; a certification issued by a public agency that such person is not subject to the provisions of Article 15, paragraph 2, item 1, (a) and (b) of the Act; and a sworn, written statement by that person that such person is not subject to any of the provisions of (c) through (k) of the same item; (iii) a document stating the name or trade name of a Member, etc., and the address of the principal office or head office of the Member, etc.; a sworn, written statement that the Member, etc. is subject to any of the provisions of Article 30, paragraph 1 of the Act for each Commodity Market where transactions are conducted, or a sworn, written statement that trading participants are subject to any of the provisions of (a) through (c) of Article 82, paragraph 1, item 1 of the Act, or any of the provisions of (a) through (c) of item 2 of the same paragraph by each Commodity Market where they conduct - 111 - transactions; a sworn, written statement that such person is not subject to any of the provisions of (a) through (l) of Article 15, paragraph 2, item 1 of the Act; and in the case where the Commodity Exchange specified in the application carries out settlement by the method set forth in Article 105, paragraph 1 of the Act on one or more Commodity Markets that the Commodity Exchange intends to open, a record pertaining to such person's net assets prepared according to Form No. 1 within 30 days prior to the date of application for approval; (iv) minutes of the general meeting of shareholders approving the merger (in the case of a Member Commodity Exchange, referring to the general meeting of Members prescribed in Article 144, paragraph 4, Article 144-2, paragraph 2, or Article 144-3, paragraph 4 of the Act; in the case of an Incorporated Commodity Exchange, referring to the general meeting of shareholders prescribed in Article 144-6, paragraph 1 and Article 144-13, paragraph 1 of the Act, and Article 783, paragraph 1, Article 795, paragraph 1, or Article 804, paragraph 1 of the Company Act) of each Commodity Exchange which carries out the merger, or another document certifying that the necessary procedures for the merger have been followed; (v) a document stating the status of the property, income and expenditure of each Commodity Exchange that carries out the merger (in the case of a Member Commodity Exchange, the settlement related statements, etc. of the preceding business year; in the case of an Incorporated Commodity Exchange, the financial documents, etc. of the preceding business year and detailed statements thereof); (vi) in the case where a public notice or demand (in cases where the public notice is made through an official gazette, a daily newspaper which publishes matters of current events, or an Electronic Public Notice pursuant to the provisions of Article 124, paragraph 3 or Article 144-10, paragraph 3 of the Act [including cases where it is applied mutatis mutandis pursuant to Article 144-17), or Article 789, paragraph 3; Article 799, paragraph 3; or Article 810, paragraph 3 of the Company Act, a public notice by such method) is made pursuant to the provisions of Article 124, paragraph 2 as applied mutatis mutandis pursuant to Article 144, paragraph 5; Article 144-2, paragraph 3; and Article 144-3, paragraph 5 of the Act, or Article 144-10, paragraph 2 of the Act (including cases where it is applied mutatis mutandis pursuant to Article 144-17 of the Act); Article 789, paragraph 2; Article 799, paragraph 2; or Article 810, paragraph 2 of the Company Act; and in cases where a creditor has made an objection, a document certifying that the liabilities have been paid or reasonable collateral has been provided to said creditor, reasonable property has been deposited for the purpose of repaying the liabilities to said creditor, or that said merger is not likely to harm said creditor; (vii) a document stating a method for business succession pertaining to transactions on a Commodity Market which has been opened by a Commodity Exchange dissolved as a result of a merger; (viii) a document stating the status of securing employees who have the knowledge and experience pertaining to the business of a Commodity Exchange and the status of the assignment of such employees (limited to a case where a Commodity Exchange subsequent to a merger becomes an Incorporated Commodity Exchange); (ix) a document stating the estimated transaction volume of Futures Transactions for one year after the merger on the Commodity Market which he/she seeks to open; (x) in the case of seeking to open a Commodity Market pertaining to a Listed - 113 - Commodity at the time of a merger, a document stating that it is appropriate to conduct transactions of Listed Commodity Component Products, etc. on a single Commodity Market; (xi) in the case of seeking to open a Commodity Market at the time of a merger by specifying two or more Commodity Indices as a single Listed Commodity Index, a document stating that the majority of the goods subject to said two or more Commodity Indices shall be common to one another. 例文帳に追加

法第百四十五条第三項の主務省令で定める書面は、次に掲げる書面(官公署が証明す る書面の場合には、認可の申請の日前三月以内に作成されたものに限る。)とする。 一合併の理由を記載した書面 二次に掲げる場合に応じ、それぞれ次に定める書面 イ合併後存続する商品取引所又は合併により設立される商品取引所の役員が外国 人である場合当該役員の住民票の写し等、履歴書及びその者が法第十五条第二 項第一号イからルまでのいずれにも該当しないことを誓約する書面 ロ合併後存続する商品取引所又は合併により設立される商品取引所の役員が法人 である場合当該役員の登記事項証明書、沿革を記載した書面及び法第十五条第 二項第一号ヲに該当しないことを誓約する書面 ハ合併後存続する商品取引所又は合併により設立される商品取引所の役員が外国 人又は法人でない場合当該役員の住民票の写し等、履歴書、その者が法第十五 条第二項第一号イ及びロに該当しない旨の官公署の証明書並びにその者が同号 ハからルまでのいずれにも該当しないことを誓約する書面 三会員等の氏名又は商号若しくは名称及び主たる事務所又は本店の所在地を記載した 書面、会員が取引をする商品市場ごとに法第三十条第一項各号のいずれかに該当す ることを誓約する書面又は取引参加者が取引をする商品市場ごとに法第八十二条第 一項第一号イからハまで若しくは同項第二号イからハまでのいずれかに該当する ことを誓約する書面、その者が法第十五条第二項第一号イからヲまでのいずれにも 該当しないことを誓約する書面並びに申請に係る商品取引所が開設しようとする一 以上の商品市場において法第百五条第一号に掲げる方法により決済を行う場合には 認可の申請の日前三十日以内に様式第一号により作成したその者の純資産額に関す る調書 四合併を行う各商品取引所の合併総会(会員商品取引所にあっては、法第百四十四条 第四項、第百四十四条の二第二項又は第百四十四条の三第四項の会員総会をいい、 株式会社商品取引所にあっては、法第百四十四条の六第一項、第百四十四条の十三 第一項、会社法第七百八十三条第一項、第七百九十五条第一項又は第八百四条第一 項の株主総会をいう。)の議事録その他必要な手続があったことを証する書面 五合併を行う各商品取引所の財産及び収支の状況を知ることができる書面(会員商品 取引所にあっては最終事業年度の決算関係書類等、株式会社商品取引所にあっては 最終事業年度の計算書類等及びその附属明細書)六法第百四十四条第五項、第百四十四条の二第三項及び第百四十四条の三第五項に おいて準用する法第百二十四条第二項、第百四十四条の十第二項(第百四十四条の 十七において準用する場合を含む。)、会社法第七百八十九条第二項 、第七百九十九 条第二項又は第八百十条第二項の規定による公告及び催告(第百二十四条第三項、 第百四十四条の十第三項(第百四十四条の十七において準用する場合を含む。)、会 社法第七百八十九条第三項、第七百九十九条第三項又は第八百十条第三項の規定に より公告を官報のほか時事に関する事項を掲載する日刊新聞紙又は電子公告によっ てした場合にあっては、これらの方法による公告)をしたこと並びに異議を述べた 債権者があるときは、当該債権者に対し弁済し若しくは相当の担保を提供し若しく は当該債権者に弁済を受けさせることを目的として相当の財産を信託したこと又は - 112 - 当該合併をしても当該債権者を害するおそれがないことを証する書面 七合併により消滅する商品取引所の開設している商品市場における取引に関する業務 の承継の方法を記載した書面 八商品取引所の業務に関する知識及び経験を有する従業員の確保の状況並びに当該従 業員の配置の状況を記載した書面(合併後の商品取引所が株式会社商品取引所であ る場合に限る。九開設しようとする商品市場における合併後一年間の先物取引の取引量の見込みを記 載した書面 十合併に際して上場商品に係る商品市場を開設しようとする場合にあっては、上場商 品構成物品を一の商品市場で取引をすることが適当である旨を明らかにすることが できる書面 十一合併に際して二以上の商品指数を一の上場商品指数として商品市場を開設しよう とする場合にあっては、当該二以上の商品指数の対象となる物品の大部分が共通し ていることを明らかにすることができる書面 - 経済産業省




  
日本法令外国語訳データベースシステム
※この記事は「日本法令外国語訳データベースシステム」の2010年9月現在の情報を転載しております。
  
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