stock exchange transactionsとは 意味・読み方・使い方

In addition to requirements to verify and mark whether the transactions in question are short selling or not, there is an “uptick rule requirement” that short selling are prohibited, in principle, at prices no higher than the latest market price announced by the stock exchange concerned.発音を聞く 例文帳に追加

金融庁においては、国際金融システムの健全性確保と安定化に向けた国際的協調を図るとの視点に留意し、警戒水準を高めて市場の動向を注視していくこととする。 - 金融庁

Recently, there have been cases whereby existing shareholders of listed companies were forced to surrender their ownership (squeeze-outs of minority shareholders in exchange for cash) during MBOs, and other transactions resulting in the transfers of control using such measures as combined reverse stock-splits and issuance of share options, the use of multiple-class shares or by other means.発音を聞く 例文帳に追加

近時、支配権の移転やＭＢＯ等の過程において、例えば、株式併合と新株予約権発行の組み合わせや種類株式の活用その他の方法により、上場会社等の既存株主が強制的にキャッシュアウト（現金を対価として行う少数株主の締め出し）されるケースがある。 - 金融庁

The FSA recognizes problems, such as the risk that the fact that investors were prevented from conducting stock transactions in some issues - 241 issues in total - could affect the credibility of the Japanese market and Japan's international competitiveness in the exchange business.発音を聞く 例文帳に追加

金融庁といたしましては、今般のシステム障害について、投資家の取引が一部行えなくなったこと、これはたしか241銘柄でしたか、我が国の市場への信頼や取引所ビジネスにおける国際競争力に影響を与えかねないこと等の問題があるというふうに考えております。 - 金融庁

(i) the provisions of the articles of incorporation, the operational rules and the brokerage contract rules of the Stock Company-Type Financial Instruments Exchange after Entity Conversion conform to laws and regulations, and are sufficient for achieving fair and smooth sales and purchase of Securities and Market Transactions of Derivatives on the Financial Instruments Exchange Market, as well as for protection of investors;発音を聞く 例文帳に追加

一　組織変更後株式会社金融商品取引所の定款、業務規程及び受託契約準則の規定が法令に適合し、かつ、取引所金融商品市場における有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに投資者を保護するために十分であること。 - 日本法令外国語訳データベースシステム

The market for professional investors, the outline for which was announced by the Tokyo Stock Exchange, is expected to enhance the attractiveness of Japan’s capital market by providing a place where professional investors can make transactions based on their own responsibility, thus giving Japanese and foreign companies as well as professional investors opportunities for fund-raising and investment.発音を聞く 例文帳に追加

東京証券取引所が概要を公表したプロ向け市場については、プロ投資家の自己責任に立脚した取引の場を整備することにより、内外の企業やプロの投資家に資金調達及び投資運用の機会を提供し、そのことを通じて我が国の資本市場の魅力を高めることが期待されているところでございます。 - 金融庁

(A) Trade name of the firm; (B) The fact that the firm is a financial instruments firm15 and its registration number; (C) The breakdown and total of the commission, trust charge, expenses and other consideration (except the consideration for securities or rights relating to derivatives, etc.) payable by customers for the relevant transactions, the maximum amount thereof, or its calculation method; (D) In the case of transactions that require the deposit of consignment guarantee money, the amount thereof and its calculation method; (E) If there is a risk of loss exceeding the amount of consignment guarantee money in a derivatives transaction, etc., that fact and the ratio of the transaction amount of such derivative transaction, etc. to the amount of consignment guarantee money (if calculation of such ratio is impossible, that fact and the reasons thereof); (F) If there is a risk of loss arising directly from such indicators as the interest rate, exchange rates or stock index, such indicators and the fact that fluctuation thereof may result in loss, and the reasons thereof; (G) If there is a risk of loss as referred to in the preceding item that exceeds the amount of consignment guarantee money, the indicator(s) which may directly lead to such loss, the fact that there is a risk of such loss, and the reasons thereof; (H) In regard to over-the-counter derivative transactions such as foreign exchange margin trading, where there is a difference between the selling price and buying price indicated by a financial instruments firm, etc., that fact; (I) Disadvantageous facts for customers in relation to other important matters; and (J) If the firm is a member of the Financial Instruments Firms Association, that fact and the name of the specific association.発音を聞く 例文帳に追加

①業者の商号②金融商品取引業者等である旨及び登録番号③手数料、信託報酬、費用その他顧客が当該取引につき支払うべき対価（有価証券の対価やデリバティブなどの権利の対価を除く）の種類ごと及び合計の金額、金額の上限又は計算方法④委託保証金を預託すべき取引については委託保証金の額又はその計算方法⑤デリバティブ取引等で損失が委託保証金を上回る可能性がある場合には、その旨及び当該デリバティブ取引等の額の委託保証金に対する比率（計算できない場合にはその旨及びその理由）⑥金利、為替相場、株価指数等の指標を直接の原因として損失が生じるおそれがある場合には、当該指標とその変動により損失が生じるおそれがある旨及びその理由⑦前号の損失が委託保証金の額を上回るおそれがある場合には、かかる損失のおそれを生じさせる直接の原因となる指標、かかる損失が生じるおそれがある旨及びその理由⑧外国為替証拠金取引のような店頭デリバティブ取引について、金融商品取引業者等が表示する金融商品の売付け価格と買付け価格に差がある場合にはその旨⑨その他重要な事項について顧客の不利益となる事実⑩業者が金融商品取引業協会に加盟している場合にはその旨及び協会名 - 経済産業省