environment divisionsとは 意味・読み方・使い方

Supervisors shall hold hearings with the internal audit sections of Financial Instruments Business Operators as necessary, with regard to their control environment for internal audits, the status of the implementation of internal audits and the correction of problems, from the viewpoint of identifying the status of the divisions’ exercise of their functions.発音を聞く 例文帳に追加

内部監査の機能発揮状況を把握する観点から、必要に応じ、金融商品取引業者の内部監査部門に対し、内部監査態勢、内部監査の実施状況及び問題点の是正状況等につきヒアリングを実施することとする。 - 金融庁

(i) Whether the management team recognizes the necessity and importance of ensuring the appropriateness of managing information related to customers, etc., and whether they have developed an internal control environment, such as establishing an organizational structure (including establishing appropriate checks between divisions) and formulating internal rules for ensuring the appropriateness.発音を聞く 例文帳に追加

経営陣は、顧客等に関する情報管理の適切性を確保する必要性及び重要性を認識し、適切性を確保するための組織体制の確立（部門間における適切な牽制の確保を含む。）、社内規程の策定等、内部管理態勢の整備を図っているか。 - 金融庁

To provide an allocating system for dispensing with a system change and recompilation when changing allocating conditions in response to transfer to the other post and a change in a work environment in an allocating device for allocating a commodity to a tray divided into plural divisions.例文帳に追加

複数の区画に分割されたトレーへの商品の割り付けを行う割り付け装置であって、他部署への移設、作業環境の変化などに対応して割り付け条件を変更する場合、システム変更やリコンパイルが不要であるようなものを提供する。 - 特許庁

It should be noted that the inspector shall take care to avoid making excessive intervention in matters that concern the management decisions of the financial institution. The inspector shall bear in mind that although the scale and nature of the financial institution need to be taken into consideration when evaluating the establishment of necessary arrangements and procedures at the compliance control division and the improvement of the control environment for legal compliance at individual operational divisions, sales offices, etc., these factors cannot constitute an excuse for any violation of Laws. With this in mind, the inspector shall grasp the effects of any detected violation of Laws on the management of the financial institution, as well as the cause and background of the violation, and give a rating in light of this. In giving a rating, the inspector shall take into consideration the cause and background of any detected violation of Laws, as well as its impact on the management of the financial institution, even if the violation concerns laws other than those specified in “III. Specific Issues.” With regard to response and improvement measures taken in relation to a violation of Laws, it is important for the management to take the initiative in developing and implementing rigorous and effective measures in light of the cause and background of the violation. If only stop-gap measures or insufficient improvement measures have been taken, the inspector shall focus on grasping how the management recognizes the current situation and on identifying the cause and background of the lack of sufficient measures, and give a rating in light of this.発音を聞く 例文帳に追加

債務者に対する経営相談・経営指導及び債務者の経営改善に向けた取組みへの支援の評価に当たっては、創意工夫を凝らした特別な取組みのみならず、日常的で地道な取組みにより、債務者の実態をきめ細かく把握した上で対応しているかがポイントとなることに留意する。 - 金融庁

Supervisors shall check whether financial instruments business groups, which calculate their combined equity capital, etc., by applying the Bank Holding Companies Notice mutatis mutandis, identify the overall quantity of various risks involved in their individual business divisions, including risks not reflected in the consolidated capital-to-asset ratio, such as interest rate risk related to assets and liabilities not included in the calculation of the value of the market risk equivalent and credit risk related to large-lot borrowers, by establishing an integrated control environment for group-wide risk management.発音を聞く 例文帳に追加

最終指定親会社告示第３条に基づき連結自己資本規制比率を算出する指定親会社グループに対しては、グループ内における統合的なリスク管理態勢を構築することにより、マーケットリスク相当額算定対象以外の資産及び負債に対する金利リスクや大口信用リスク等、連結自己資本規制比率に反映されないリスクをはじめ、各事業部門等が内包する種々のリスクを総体的・計量的に把握をしているか、 - 金融庁