「売買目的有価証券」に関連した英語例文の一覧と使い方 - Weblio英語例文検索

④ 国債証券等のディーリング業務全般、短期有価証券の売買等の業務全般又は資産金融型有価証券の売買等の業務全般のうち、いずれか又は複数の業務全般を行う金融機関の営業所等にあっては、当該業務を担当する部門に係る組織、業務分掌及び職務権限を、当該業務に係る有価証券の投資目的の売買業務等及び融資業務から明確に分離、独立させているか。また、当該業務の担当職員が投資目的の売買業務等及び融資業務と兼任していないか。例文帳に追加

(iv) Whether the financial institution ensures that at sales branches handling any of government bond dealing operations in general, short-term securities trading operations in general, or asset finance-type securities trading operations in general, the organization, responsibilities and authorities regarding the said operations are clearly separated and independent from those regarding trading of these securities for the investment purpose and loan business, and whether it ensures that at such sales branches, employees handling the said operations do not concurrently engage in loan business or securities trading for the purpose of investment.  - 金融庁

イ　売買の当事者が将来の一定の時期において有価証券（政令で定めるものを除く。以下この号において同じ。）及びその対価の授受を約する売買であつて、当該売買の目的となつている有価証券の売戻し又は買戻しその他政令で定める行為をしたときは差金の授受によつて決済することができる取引例文帳に追加

(a) transactions wherein the parties thereto promise to pay or receive Securities (except those specified by a Cabinet Order; hereinafter the same shall apply in this item) or the consideration for them at a fixed time in the future, and, when the resale or repurchase of the underlying Securities or other acts specified by a Cabinet Order are made, settlement thereof may be made by paying or receiving the differences;  - 日本法令外国語訳データベースシステム

イ　関係会社（会社計算規則（平成十七年法務省令第十三号）第二条第三項第二十三号の関係会社をいう。第十六条の六において同じ。）の株式（売買目的有価証券に該当する株式を除く。以下同じ。）その他流動資産に属しない有価証券例文帳に追加

(a) Securities which do not belong to other current assets including shares (excluding shares falling under Securities available for sale; the same shall apply hereinafter) of Affiliated Companies (which means affiliated companies set forth in Article 2, paragraph (3), item (xxiii) of the Ordinance on Company Accounting (Ordinance of the Ministry of Justice No. 13 of 2005); the same shall apply in Article 16-6);  - 日本法令外国語訳データベースシステム

第百五十九条　何人も、有価証券の売買（金融商品取引所が上場する有価証券、店頭売買有価証券又は取扱有価証券の売買に限る。以下この条において同じ。）、市場デリバティブ取引又は店頭デリバティブ取引（金融商品取引所が上場する金融商品、店頭売買有価証券、取扱有価証券（これらの価格又は利率等に基づき算出される金融指標を含む。）又は金融商品取引所が上場する金融指標に係るものに限る。以下この条において同じ。）のうちいずれかの取引が繁盛に行われていると他人に誤解させる等これらの取引の状況に関し他人に誤解を生じさせる目的をもつて、次に掲げる行為をしてはならない。例文帳に追加

Article 159 (1) No person shall commit the following acts for the purpose of misleading other persons into believing sales and purchase of Securities (limited to sales and purchase of Securities listed in a Financial Instruments Exchange, Over-the-Counter Traded Securities or Tradable Securities; hereinafter the same shall apply in this Article), Market Transactions of Derivatives or Over-the-Counter Transactions of Derivatives (limited to those pertaining to Financial Instruments listed in a Financial Instruments Exchange, Over-the-Counter Traded Securities or Tradable Securities (including Financial Indicators calculated based on prices or interest rates thereof) or Financial Indicators listed in a Financial Instruments Exchange; hereinafter the same shall apply in this Article) are thriving or otherwise misleading other persons about state of these transactions:  - 日本法令外国語訳データベースシステム

七　有価証券（第十号に規定する証書をもつて表示される金銭債権に該当するもの及び短期社債等を除く。第十号の二及び第十一号において同じ。）の売買（有価証券関連デリバティブ取引に該当するものを除く。）又は有価証券関連デリバティブ取引（投資の目的をもつてするもの又は書面取次ぎ行為に限る。）例文帳に追加

vii) Sale and purchase of securities (excluding those that are monetary claims that are indicated in the form of certificates as provided in item (x) and short term company bonds, etc.; hereinafter the same shall apply in item (x)-2 and item (xi)) (excluding such sale and purchase of securities that fall under the category of transactions of securities-related derivatives) or transactions of securities-related derivatives (limited to those carried out for the purpose of investment or to the intermediary service of securities transactions on receiving written orders  - 日本法令外国語訳データベースシステム

二　有価証券（第五号に規定する証書をもつて表示される金銭債権に該当するもの及び短期社債等を除く。第五号の二及び第六号において同じ。）の売買（有価証券関連デリバティブ取引に該当するものを除く。）又は有価証券関連デリバティブ取引（投資の目的をもつてするもの又は書面取次ぎ行為に限る。）例文帳に追加

(ii) Sales and purchase of securities (excluding securities that fall under the category of monetary claims indicated in the form of certificates as prescribed in item (v) and Short-Term Bonds, etc.; hereinafter the same shall apply in items (v)-2 and (vi)) (excluding sales and purchase that fall under the category of Transactions of Securities-Related Derivatives) or Transactions of Securities-Related Derivatives (limited to those for the purpose of investment or Brokerage with Written Orders);  - 日本法令外国語訳データベースシステム

一　有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的とすること。例文帳に追加

(i) the juridical person shall aim at ensuring fair and smooth transaction of Securities, including sales and purchase or other transactions of Securities, and Derivative Transactions, etc. as well as contributing to sound development of Financial Instruments Businesses and protection of investors;  - 日本法令外国語訳データベースシステム

具体的には、国際的な会計基準の動きも踏まえ、金融商品の保有目的に関して、売買目的有価証券やいわゆる「その他有価証券」から、償却原価法で評価を行う満期保有目的債券に区分を変更することを例外的に認めるかどうか、こういった点について検討が行われているというふうに承知をいたしております。例文帳に追加

Specifically, I understand that the ASBJ is deliberating whether a change in the holding category, from the "securities held for the trading purpose" or "securities held for other purposes" to "securities held for ownership until maturity," for example, should be allowed as an exceptional measure, while paying attention to international developments related to accounting standards.  - 金融庁

第三十三条　銀行、協同組織金融機関その他政令で定める金融機関は、有価証券関連業又は投資運用業を行つてはならない。ただし、有価証券関連業については、銀行、協同組織金融機関その他政令で定める金融機関が他の法律の定めるところにより投資の目的をもつて、又は信託契約に基づいて信託をする者の計算において有価証券の売買若しくは有価証券関連デリバティブ取引を行う場合は、この限りでない。例文帳に追加

Article 33 (1) Banks, Cooperative Structured Financial Institution, or other financial institutions specified by a Cabinet Order shall not engage in the Securities-Related Business or Investment Management Business; provided, however, that with regard to Securities-Related Business, this shall not apply to cases where banks, Cooperative Structured Financial Institution, or other financial institutions specified by a Cabinet Order conduct sales or purchase of Securities or Transactions of Securities-Related Derivatives for the purpose of investment pursuant to the provisions of other Acts or on an account of a person who entrusts based on a trust contract.  - 日本法令外国語訳データベースシステム

第百五十八条　何人も、有価証券の募集、売出し若しくは売買その他の取引若しくはデリバティブ取引等のため、又は有価証券等（有価証券若しくはオプション又はデリバティブ取引に係る金融商品（有価証券を除く。）若しくは金融指標をいう。第百六十八条第一項、第百七十三条第一項及び第百九十七条第二項において同じ。）の相場の変動を図る目的をもつて、風説を流布し、偽計を用い、又は暴行若しくは脅迫をしてはならない。例文帳に追加

Article 158 No person shall spread rumor, use fraudulent means, or commit assault or intimidation for the purpose of carrying out a Public Offering, Secondary Distribution, Sales and Purchase or Other Transaction of Securities or Derivative Transactions, etc. or causing a fluctuation of quotations on Securities, etc. (meaning Securities, Options, or Financial Instruments (excluding Securities) or Financial Indicator pertaining to derivatives; the same shall apply in Articles 168(1), 173(1) and 197(2)).  - 日本法令外国語訳データベースシステム

（１）国債証券等、短期有価証券又は資産金融型有価証券のディーリング業務を行う登録金融機関にあっては、当該業務に係る有価証券等についての投資目的（特定取引勘定(外国銀行支店にあっては特定取引勘定と類似の勘定。以下同じ。)を設けている登録金融機関については特定取引勘定以外の勘定で行う場合。以下同じ。）の売買業務等を一体として行っていないか。例文帳に追加

(1) Whether registered financial institutions, which conduct dealing operations of government bond certificates, etc., short-term investment securities or asset finance-type investment securities (in the case of accounts other than specified trading accounts conducted by registered financial institutions which have adopted specified trade accounts (accounts similar to the specified trade accounts for a branch of foreign banks; the same shall apply hereinafter)), conduct trading for the purpose of investment of securities related to the said operations in an integrated manner.  - 金融庁

第六十七条　認可金融商品取引業協会（以下この章において「認可協会」という。）は、有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的とする。例文帳に追加

Article 67 (1) An Authorized Financial Instruments Firms Association (hereinafter referred to as an "Authorized Association" in this Chapter) aims to ensure fair and smooth sales and purchase or other transactions of Securities and Derivative Transactions, etc. and to contribute to the sound development of Financial Instruments Businesses and protection of investors.  - 日本法令外国語訳データベースシステム

一　権利の移転を目的としない仮装の有価証券の売買、市場デリバティブ取引（第二条第二十一項第一号に掲げる取引に限る。）又は店頭デリバティブ取引（同条第二十二項第一号に掲げる取引に限る。）をすること。例文帳に追加

(i) to conduct fake sales and purchase of Securities, fake Market Transactions of Derivatives (limited to those specified in Article 2(21)(i)) or fake Over-the-Counter Transactions of Derivatives (limited to those specified in Article 2(22)(i)) without purpose of transfer of right;  - 日本法令外国語訳データベースシステム

第八条　法第三条第一項第十号の政令で定める事業は、同項第三号に規定する指定有価証券に表示されるべき権利又は同項第四号の金銭債権に係る担保権の目的である不動産（担保権の目的が土地である場合にあっては当該土地の隣地、担保権の目的が建物である場合にあっては当該建物の所在する土地及びその隣地を含む。）及び動産の売買、交換若しくは貸借又はその代理若しくは媒介を行う事業とする。例文帳に追加

Article 8 The business activities to be prescribed by Cabinet Order pursuant to Investment LPS Act Article 3(1)(x) shall be the business of engaging in the purchase, sale, exchange or lease, or broking or mediation of, real estate or movable property in which a security interest is created in respect of rights that are represented by Designated Securities as prescribed in Article 3(1)(ii) thereof or monetary claims as prescribed in Article 3(1)(iv) thereof (which in the case that the objective of the security interest is land shall include neighboring land to said land, and in the event that the object of the security interest is a building shall include the land and neighboring land on which said building is located).  - 日本法令外国語訳データベースシステム

第二十七条の二十三　株券、新株予約権付社債券その他の政令で定める有価証券（以下この項において「株券関連有価証券」という。）で金融商品取引所に上場されているもの（流通状況がこれに準ずるものとして政令で定める株券関連有価証券を含む。）の発行者である法人が発行者（内閣府令で定める有価証券については、内閣府令で定める者。第二十七条の三十第二項を除き、以下この章及び第二十七条の三十の十一第四項において同じ。）である対象有価証券（当該対象有価証券に係るオプション（当該オプションの行使により当該行使をした者が当該オプションに係る対象有価証券の売買において買主としての地位を取得するものに限る。）を表示する第二条第一項第十九号に掲げる有価証券その他の当該対象有価証券に係る権利を表示するものとして政令で定めるものを含む。以下この章及び第二十七条の三十の十一第四項において「株券等」という。）の保有者で当該株券等に係るその株券等保有割合が百分の五を超えるもの（以下この章において「大量保有者」という。）は、内閣府令で定めるところにより、株券等保有割合に関する事項、取得資金に関する事項、保有の目的その他の内閣府令で定める事項を記載した報告書（以下「大量保有報告書」という。）を大量保有者となつた日から五日（日曜日その他政令で定める休日の日数は、算入しない。第二十七条の二十五第一項及び第二十七条の二十六において同じ。）以内に、内閣総理大臣に提出しなければならない。ただし、第四項に規定する保有株券等の総数に増加がない場合その他の内閣府令で定める場合については、この限りでない。例文帳に追加

Article 27-23 (1) A holder of the Target Securities (including the Securities listed in Article 2(1)(xix) indicating the Options pertaining to said Target Securities (limited to the Options which cause a person who has exercised said Options to acquire a position as a buyer in the sales or purchase of the Target Securities pertaining to said Options) and other Securities specified by a Cabinet Order as those which indicate the rights pertaining to said Target Securities) whose issuer is a juridical person which is an issuer (with regard to the Securities specified by a Cabinet Office Ordinance, a person specified by a Cabinet Office Ordinance; the same shall apply hereinafter in this Chapter and Article 27-30-11(4), except for Article 27-30(2)) of share certificates, bonds with share option and other Securities specified by a Cabinet Order (hereinafter referred to as the "Securities Related to Share Certificates" in this paragraph) that are listed on a Financial Instruments Exchange (including the Securities Related to Share Certificates specified by a Cabinet Order as those of which the state of distribution can be regarded as being equivalent to said Securities) (such Securities shall be hereinafter collectively referred to as the "Share Certificates, etc." in this Chapter and Article 27-30-11(4)), and whose Holding Ratio of Share Certificates, etc. pertaining to said Share Certificates, etc. exceeds 5% (such holder shall be hereinafter referred to as a "Large Volume Holder" in this Chapter) shall, pursuant to the provisions of a Cabinet Office Ordinance, submit to the Prime Minister a report that contains the matters related to the Holding Ratio of Share Certificates, etc., matters related to the funds for the acquisition, purposes of holding and any other matters specified by a Cabinet Office Ordinance (such report shall be hereinafter referred to as "Reports of Possession of Large Volume"), within five days from the date on which such person has come to be a Large Volume Holder (Sundays and other holidays specified by a Cabinet Order shall not be included for the purpose of counting days; the same shall apply in Article 27-25(1) and Article 27-26); provided, however, that this shall not apply to the cases where there is no increase in the total number of the Share Certificates, etc. held set forth in paragraph (4) or to any other case specified by a Cabinet Office Ordinance.  - 日本法令外国語訳データベースシステム

第七十九条の七　有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的として、次の各号に掲げる業務を行おうとする法人（法人でない団体で代表者又は管理人の定めのあるものを含み、認可協会及び公益協会を除く。次条第三号ロにおいて同じ。）は、内閣総理大臣の認定を受けることができる。例文帳に追加

Article 79-7 (1) A juridical person (including an organization without judicial personality for which the representative person or administrator has been designated, and excluding Authorized Association and Public Interest-type Association; hereinafter the same shall apply in item (iii), sub-item (b) of the following Article) which intends to engage in the businesses listed in each of the following items, with the purpose of ensuring fair and smooth sales and purchase or other transactions of Securities and Derivative Transactions, etc. and of contributing to the sound development of Financial Instruments Businesses and protection of investors may obtain a certification from the Prime Minister:  - 日本法令外国語訳データベースシステム

第百十六条　会員等が脱退した場合（取引参加者にあつては、取引資格を喪失した場合）においては、金融商品取引所は、定款の定めるところにより、本人若しくはその一般承継人又は他の会員等に、その取引所金融商品市場においてした有価証券の売買及び市場デリバティブ取引を結了させなければならない。この場合においては、本人又はその一般承継人は、これらの取引の結了の目的の範囲内において、なお会員等とみなす。例文帳に追加

Article 116 (1) When a Member, etc. has withdrawn from a Financial Instruments Exchange (for a Trading Participant, when it has lost qualification for trading), the Financial Instruments Exchange shall, in accordance with the articles of incorporation, have the former Member, etc. or its general successor or another Member, etc. complete the sales and purchase of Securities and Market Transactions of Derivatives conducted by the former Member, etc. in the Financial Instruments Exchange Market. In this case, the former Member, etc. or its general successor shall be deemed as a Member, etc. within the scope of the purpose to complete the transactions.  - 日本法令外国語訳データベースシステム

一　外国法人が事業年度終了の時において法人税法第六十一条の三第一項第一号に規定する売買目的有価証券に該当する分離振替国債（法第六十七条の十七第一項に規定する分離振替国債をいう。以下この条において同じ。）を有する場合において、当該分離振替国債に係る法人税法第六十一条の三第二項に規定する評価損が生じたとき。　当該評価損に相当する金額例文帳に追加

(i) Where a foreign corporation holds book-entry transfer national government bonds in separate trading (meaning book-entry transfer national government bonds in separate trading prescribed in Article 67-17(1) of the Act; hereinafter the same shall apply in this Article) that falls under the category of securities for buying and selling prescribed in Article 61-3(1)(i) of the Corporation Tax Act at the end of a business year, and when any valuation loss prescribed in Article 61-3(2) of the Corporation Tax Act has been incurred for the said book-entry transfer national government bonds in separate trading: The amount equivalent to the said valuation loss  - 日本法令外国語訳データベースシステム