light tradingとは 意味・読み方・使い方

C. To place both buy and sell orders in intraday trading at a reasonable intervals (limited to orders which have no risk of distorting the price formation process in light of liquidity and other factors related to the relevant issue).発音を聞く 例文帳に追加

ハ．ザラ場における売りと買いの注文について、その発注時刻に相当程度の間隔がある取引（ただし、当該銘柄の流動性等を勘案して、価格形成に影響を与えるおそれの無いものに限る。） - 金融庁

Regarding Olympus, which was mentioned earlier, Mr. Junichi Hayashi, an outside director of the company was the head of BNP Paribas' bond trading division when Mitsubishi Electric's exchangeable bonds were sold, before the inappropriate practice came to light in 2002.発音を聞く 例文帳に追加

先ほどお話の出たオリンパスについてですが、先ほど申しました三菱電機EB債、2002年ですけれども、その前のEB債を販売する時点で、BNPパリバの債券部長は、現在のオリンパスの社外取締役の林純一さんなのです。 - 金融庁

c. From the viewpoint of maintaining the capital adequacy ratio above the target level, a Financial Instruments Business Operator should take necessary measures regarding the allowable market risk value, etc., such as reviewing and revising it in a timely manner, in light of changes in its own financial condition, including profits/losses from proprietary stock trading.発音を聞く 例文帳に追加

ｃ．許容市場リスク額等については、自己売買の損益等自社の財務状況の変化等に応じ、設定した自己資本規制比率を維持する観点から、適時見直す等必要な措置を講ずること。 - 金融庁

D. To make transactions related to index funds executed through program trading based on contracts and trust contract provisions (limited to transactions which have no risk of distorting the price formation process in light of liquidity and other factors related to the relevant issue).発音を聞く 例文帳に追加

ニ．契約又は信託約款等の規定に基づきシステム的に運用するインデックスファンドに係る取引等（ただし、当該銘柄に係る流動性等を勘案して、価格形成に影響を与えるおそれの無いものに限る。） - 金融庁

F. To make futures transactions, regarding which it is difficult to avoid the placement of orders for the same issue because of the small number of issues available for futures trading (limited to transactions which have no risk of distorting the price formation process in light of liquidity and other factors related to the relevant issue).発音を聞く 例文帳に追加

ヘ．銘柄数が少ないため、同一銘柄の注文を避けることが困難な先物取引等（ただし、当該銘柄に係る流動性等を勘案して、価格形成に影響を与えるおそれの無いものに限る。） - 金融庁

In light of market transparency and fairness, the oversight and investigation are conducted over the market participants, including hedge funds, so as to detect and prevent market abuses such as insider trading and stock price manipulation.Since most of the hedge funds are established overseas, it might entail practical difficulty to apply domestic laws to their activities.発音を聞く 例文帳に追加

市場取引の公正性・透明性確保の観点からは、ヘッジファンドを含む市場参加者に対して、インサイダー取引や相場操縦行為等の市場の濫用等の防止及び摘発を目的とした検査・監督・監視を行っている。 - 金融庁

Since your last press conference, a series of insider trading cases have occurred at financial institutions. It may be difficult for you to comment on the case of Aozara Bank. However, in light of the cases involving kabu.com Securities and Nomura Securities, could you tell us about your view on the fact that a succession of insider trading cases involving financial institutions have occurred, which I think is unusual?発音を聞く 例文帳に追加

ちょっと会見の間があいたもので、おられない間に、インサイダー取引が、相も変わらずというか、金融機関で連発して起こりました。まだ、あおぞら（銀行）の件は、なかなか言及しにくいとは思うのですけれども、カブドットコム（証券）とか、それ以前の野村（證券）の状況を踏まえて、金融機関でこれだけ相次ぐことは、やはり異例だと思うのですが、長官のご認識を教えてください。 - 金融庁

First, regarding the insider trading case involving Nomura Securities, we issued a business improvement order to the company on Thursday, July 3, under Article 51 of the Financial Instruments and Exchange Act, because its system for preventing insider trading using corporate client information was recognized as insufficient in light of the need to establish an internal control system suited to the trends of business diversification and internationalization.発音を聞く 例文帳に追加

まず、野村證券の元職員のインサイダー取引に関してですが、同社における法人関係情報に係る不公正取引の未然防止態勢は業務の多様化・国際化の流れに即した内部管理態勢のあり方という観点から十分ではないと認められましたので、同社に対し先週の３日、木曜日に、金融商品取引法第51条に基づく業務改善命令を発出したところであります。 - 金融庁