self-entitledとは 意味・読み方・使い方

(2) A member of the Self-Regulating Committee who has a special interest in the resolution prescribed in the preceding paragraph shall not be entitled to vote.発音を聞く 例文帳に追加

２　前項の決議について特別の利害関係を有する自主規制委員は、議決に加わることができない。 - 日本法令外国語訳データベースシステム

Article 105-15 (1) A resolution of a Self-Regulating Committee shall be adopted by a majority of the members of the Self-Regulating Committee and by the majority of the members of the Self-Regulating Committee who are the outside directors present, when a majority of the members of the Self-Regulating Committee who are entitled to exercise vote are present.発音を聞く 例文帳に追加

第百五条の十五　自主規制委員会の決議は、議決に加わることができる自主規制委員の過半数が出席し、その過半数で、かつ、出席した社外取締役である自主規制委員の過半数をもつて行う。 - 日本法令外国語訳データベースシステム

With this in mind, in the case of trust beneficiary rights sellers who handle the sale, etc. of trust beneficiary rights, supervisors shall pay attention to the following points, in accordance with the self-regulatory regulations of the Japan Securities Dealers Association, entitled “Regulations Concerning the Distribution, etc. of Securitized Products.発音を聞く 例文帳に追加

そのため、信託受益権販売業者がこのような信託受益権の販売等を行う場合においても、日本証券業協会自主規制規則「証券化商品の販売等に関する規則」に準じて、以下のような点に留意するものとする。 - 金融庁

(i) Whether the securities company, etc., has established appropriate rules regarding the screening of matters used for judgment as to the appropriateness of underwriting, such as the financial condition and business performance of issuers based on the self-regulatory regulations of the Japan Securities Dealers Association, entitled “Regulations Concerning Underwriting, etc. of Securities,” and whether it conducts effective screening in an appropriate manner.発音を聞く 例文帳に追加

① 日本証券業協会自主規制規則「有価証券の引受け等に関する規則」等を踏まえ、発行体の財務状態及び経営成績その他引受けの適否の判断に資する事項の審査に関する適切な規程が整備され、実質的な審査が的確に行われているか。 - 金融庁

(2) The resolution prescribed in the preceding paragraph shall be adopted by a majority (in cases where a higher proportion is provided for in the articles of incorporation, such proportion or more) of the directors present at the meeting and by a majority of the members of the Self-Regulating Committee present, when the majority (in cases where a higher proportion is provided for in the articles of incorporation, such proportion or more) of the directors entitled to participate in the vote are present.発音を聞く 例文帳に追加

２　前項の決議は、議決に加わることができる取締役の過半数（これを上回る割合を定款で定めた場合にあつては、その割合以上）が出席し、その過半数（これを上回る割合を定款で定めた場合にあつては、その割合以上）で、かつ、出席した自主規制委員の過半数をもつて行う。 - 日本法令外国語訳データベースシステム

As transactions involving securitization products are basically made between professional investors (e.g., securities companies, etc., and qualified institutional investors), they are unlikely to be subject to the legal regulation on disclosure and the legal obligation for explanations. However, regarding the sale of securitization products, supervisors shall pay attention to the following with due consideration of the viewpoint described above as well as the self-regulatory regulations of the Japan Securities Dealers Association, entitled “Regulations Concerning the Distribution, etc. of Securitized Products.”発音を聞く 例文帳に追加

証券化商品の取引は、基本的にはプロ同士（証券会社等と適格機関投資家等）の取引と考えられるため、法令上の開示規制や業者の説明義務の対象にはならない可能性が高いものの、その販売に関しては、上記の視点も勘案し、日本証券業協会自主規制規則「証券化商品の販売等に関する規則」を踏まえ、以下のような点に留意するものとする。 - 金融庁

(ii) Whether internal administrators (referring to internal administrators prescribed in the self-regulatory regulations of the Japan Securities Dealers Association, entitled “Regulations Concerning Internal Administrators, etc., of Association Members”) appropriately control information exchanged among Financial Instruments Business Operators. Such information includes that pertaining to loan business to be given to clients for the purpose of legal compliance of those engaged in financial instruments intermediary services, as well as information for the purpose of conducting financial instruments intermediary services and the purpose of legal compliance of entrusted Financial Instruments Business Operators.発音を聞く 例文帳に追加

② 金融商品仲介業務に従事する者が法令を遵守するために顧客に告知しなければならない融資業務に係る情報や、金融商品仲介業務を行うため又は委託金融商品取引業者の法令遵守のために行われる当該委託金融商品取引業者との間での顧客情報の授受について、内部管理責任者（日本証券業協会自主規制規則「協会員の内部管理責任者等に関する規則」に定める内部管理責任者をいう。）等が適切に管理を行っているか。 - 金融庁