business due diligenceとは 意味・読み方・使い方

In another change from the proposal, the final rule does not require an issuer to retain reviewable business records to support its reasonable country of origin conclusion, although maintenance of appropriate records may be useful in demonstrating compliance with the final rule, and may be required by any nationally or internationally recognized due diligence framework applied by an issuer.例文帳に追加

最終規則は規則案からの別の変更で、原産国についての合理的な結論を裏付けるために再調査可能な業務記録を維持することを発行人に義務付けてはいないが、適切な記録の維持は最終規則を遵守していることを立証する上で有用になる可能性があり、国内的または国際的に広く認められ、発行人が適用するデュー・ディリジェンスの枠組によって義務付けられる可能性がある。 - 経済産業省

Therefore, we believe that it is unnecessary for us to require an issuer to maintain reviewable business records, although maintenance of appropriate records may be useful in demonstrating compliance with the final rule, and may be required by any nationally or internationally recognized due diligence framework applied by an issuer.例文帳に追加

従って我々は、適切な記録の維持は最終規則を遵守していることを立証する上で有用かもしれず、発行人が適用する、国内または国際的に広く認められているデュー・ディリジェンスの枠組によって義務付けられることはあるかもしれないが、我々が発行人に対して再調査可能な業務記録を維持することを義務付けることは不必要であると確信している。 - 経済産業省

(4) A Money Lender shall, when he/she has concluded a guarantee contract for a loan contract with a Guarantee Business Operator with whom he/she has a close relationship as provided by a Cabinet Order, exercise due diligence to prevent the Guarantee Business Operator from violating the provisions of Article 21, paragraph (1) as applied mutatis mutandis pursuant to paragraph (2) or from committing a crime prescribed in the Penal Code or the Act on Punishment of Violence and Other Acts in the course of conducting collection with regard to the Right to Obtain Reimbursement, etc. Pertaining to a Guarantee, etc.発音を聞く 例文帳に追加

４　貸金業者は、政令で定める密接な関係を有する保証業者と貸付けに係る契約について保証契約を締結したときは、その保証業者が保証等に係る求償権等の取立てに当たり第二項において準用する第二十一条第一項の規定に違反し、又は刑法若しくは暴力行為等処罰に関する法律の罪を犯さないように、相当の注意を払わなければならない。 - 日本法令外国語訳データベースシステム

When investment advisory business operators entrust business operations to agency/brokerage service providers, it is important that they provide the service providers with guidance regarding the establishment of arrangements and procedures for customer due diligence that enable precise identification of the attributes of customers and the actual state of transactions, from the viewpoint of ensuring the implementation of appropriate investment solicitation suited to customer attributes. In addition, they should require the agency/brokerage service providers to ensure thorough legal compliance based on the examination of the actual status of their investment solicitation.発音を聞く 例文帳に追加

投資助言業者が代理・媒介業者に業務の委託を行う際には、顧客属性等に則した適正な投資勧誘の履行を確保する観点から、当該代理・媒介業者に対し、顧客の属性等及び取引実態を的確に把握し得る顧客管理体制の確立につき指導するとともに、当該代理・媒介業者の投資勧誘実態を把握したうえで法令遵守の徹底を求めることが重要である。 - 金融庁

(x) Where a Guarantee Business Operator who has acquired the Right to Obtain Reimbursement Pertaining to a Guarantee, etc. and who has a close relationship with the Money Lender as provided by a Cabinet Order has violated the provisions of Article 21, paragraph (1) as applied mutatis mutandis pursuant to Article 24-2, paragraph (2) or has committed a crime set forth in the provisions of the Penal Code or the Act on Punishment of Violence and Other Acts in the course of conducting collection with regard to the Right to Obtain Reimbursement Pertaining to the Guarantee, etc., and where such Money Lender has failed to prove that he/she has exercised due diligence to prevent said person from conducting such act;発音を聞く 例文帳に追加

十　保証等に係る求償権等を取得した保証業者が当該貸金業者と政令で定める密接な関係を有する場合において、当該保証業者が、当該保証等に係る求償権等の取立てをするに当たり、第二十四条の二第二項において準用する第二十一条第一項の規定に違反し、又は刑法若しくは暴力行為等処罰に関する法律の罪を犯したときであつて、このような行為を行わないように当該貸金業者が相当の注意を払つたことを証明できなかつたとき。 - 日本法令外国語訳データベースシステム

Article 118 In cases where a Specific Purpose Company makes Payments of Interim Dividends, when the sum of the amounts listed in Article 114(1)(ii) to (iv) inclusive exceeds the amount listed in Article 114(1)(i) as of the time when the Specific Purpose Company has obtained approval under Article 104(2) for the Financial Statements pertaining to the business year (if the business year immediately preceding such business year is not the most recent business year, the business year immediately preceding such business year) (in the case referred to in the first sentence of Article 104(4), the time when the report under the second sentence of that paragraph has been made) that contains the date on which said Payments of Interim Dividends were made, the directors who performed the duties related to said Payments of Interim Dividends shall jointly and severally have an obligation to pay such excess amount (in cases where said excess amount exceeds the amount of Cash Distributions of said Payments of Interim Dividends, said amount of Cash Distributions) to said Specific Purpose Company; provided, however, that this shall not apply to cases where said director has proved that he/she did not fail to exercise due diligence in performing his/her duties.発音を聞く 例文帳に追加

第百十八条　特定目的会社が中間配当をした場合において、当該中間配当をした日の属する事業年度（その事業年度の直前の事業年度が最終事業年度でないときは、その事業年度の直前の事業年度）に係る計算書類につき第百四条第二項の承認を受けた時（同条第四項前段に規定する場合にあっては、同項後段の報告をした時）における第百十四条第一項第二号から第四号までに掲げる額の合計額が同項第一号に掲げる額を超えるときは、当該中間配当に関する職務を行った取締役は、当該特定目的会社に対し、連帯して、その超過額（当該超過額が当該中間配当の分配金の額を超える場合にあっては、当該分配金の額）を支払う義務を負う。ただし、当該取締役がその職務を行うについて注意を怠らなかったことを証明した場合は、この限りでない。 - 日本法令外国語訳データベースシステム