「rules manager」に関連した英語例文の一覧と使い方(2ページ目) - Weblio英語例文検索

Does the Manager formulate a reasonable Compliance Program at least once a year in accordance with the Legal Compliance Policy and the Legal Compliance Rules and based on a full understanding of the importance of legal compliance in the business of financial institutions? After developing a new Compliance Program or conducting an important revision of the existing one, does the Manager disseminate the new program or revised one throughout the institution upon approval by the Board of Directors? 例文帳に追加

管理者は、金融機関の業務における法令等遵守の重要性を十分に理解し、法令等遵守方針及び法令等遵守規程に沿って、最長でも年度毎に合理的な内容のコンプライアンス・プログラムを策定しているか。コンプライアンス・プログラムの策定及び重要な見直しについては、取締役会の承認を受けた上で組織全体に周知しているか。 - 金融庁

(ii) Has the Customer Explanation Manager, in accordance with the Customer Protection Management Policy, specified the business which require appropriate and sufficient Customer Explanation, decided the method of monitoring with regard to Customer Explanation and developed internal rules that clearly define the arrangements for managing those business (hereinafter referred to as the “Customer Explanation Management Rules”)? 例文帳に追加

（ⅱ）顧客説明管理責任者は、顧客保護等管理方針に則り、顧客説明の適切性及び十分性を確保する必要性のある業務の特定、顧客説明に関するモニタリングの方法を決定し、これに基づいた当該業務についての管理を行うための取決めを明確に定めた内部規程（以下「顧客説明管理規程」という。）を策定しているか。 - 金融庁

To access to a memory region divided into a plurality of partitions, the access control tickets of various kinds are issued under the management of each of devices or partition manager and processing based on rules described on each of tickets is carried out in the memory packaged device.例文帳に追加

複数のパーティションに分割されたメモリ領域のアクセスに対して、様々な種類のアクセス制御チケットを各デバイスまたはパーティションマネージャの管理の下に発行し、各チケットに記述されたルールに基づく処理をメモリ搭載デバイスにおいて実行する。 - 特許庁

(iii) Has the Customer Support Manager developed operational procedures that specify the method of Customer Support and the procedures to be observed (hereinafter referred to as the “Customer Support Manual”) in accordance with the Customer Protection Management Policy and the Customer Support Management Rules? 例文帳に追加

（ⅲ）顧客サポート等管理責任者は、顧客保護等管理方針及び顧客サポート等管理規程に則り、顧客サポート等の方法及び遵守すべき手続等について、その手続を定めた業務細則（以下「顧客サポート・マニュアル」という。）を策定しているか。 - 金融庁

Does the Manager review the effectiveness of the comprehensive risk management system in a regular and timely manner or on an as needed basis, and, as necessary, revise the Comprehensive Risk Management Rules and the relevant organizational framework, or present the Board of Directors or equivalent organization to the Board of Directors with proposals for improvement? 例文帳に追加

また、定期的に又は必要に応じて随時、統合的リスク管理態勢の実効性を検証し、必要に応じて統合的リスク管理規程及び組織体制の見直しを行い、又は取締役会等に対し改善のための提言を行っているか。 - 金融庁

Does the Manager review the effectiveness of the capital management system in a regular and timely manner or on an as needed basis, and, as necessary, revise the Capital Management Rules and the relevant organizational framework, or present the Board of Directors or equivalent organization to the Board of Directors with proposals for improvement? 例文帳に追加

また、定期的に又は必要に応じて随時、自己資本管理態勢の実効性を検証し、必要に応じて自己資本管理規程及び組織体制の見直しを行い、又は取締役会等に対し改善のための提言を行っているか。 - 金融庁

Does the Manager review the effectiveness of the credit risk management system in a regular and timely manner or on an as needed basis, and, as necessary, revise the Credit Risk Management Rules and the relevant organizational framework, or present the Board of Directors or organization equivalent to the Board of Directors with proposals for improvement? 例文帳に追加

また、定期的に又は必要に応じて随時、信用リスク管理態勢の実効性を検証し、必要に応じて信用リスク管理規程及び組織体制の見直しを行い、又は取締役会等に対し改善のための提言を行っているか。 - 金融庁

Does the Manager review the effectiveness of the market risk management system in a regular and timely manner or on an as needed basis, and, as necessary, revise the Market Risk Management Rules and the relevant organizational framework, or present the Board of Directors or equivalent organization to the Board of Directors with proposals for improvement? 例文帳に追加

また、定期的に又は必要に応じて随時、市場リスク管理態勢の実効性を検証し、必要に応じて市場リスク管理規程及び組織体制の見直しを行い、又は取締役会等に対し改善のための提言を行っているか。 - 金融庁

(iii) Has the Customer Support Manager developed operational procedures that specify the method of Customer Support and the procedures to be observed (hereinafter referred to as the "Customer Support Manual") in accordance with the Customer Protection Management Policy and the Customer Support Management Rules?例文帳に追加

（ⅲ）顧客サポート等管理責任者は、顧客保護等管理方針及び顧客サポート等管理規程に則り、顧客サポート等の方法及び遵守すべき手続等について、その手続を定めた業務細則（以下「顧客サポート・マニュアル」という。）を策定しているか - 金融庁

(i) Does the Manager, in accordance with the Operational Risk Management Policy and the Operational Risk Management Rules, provide for measures to have the Comprehensive Operational Risk Management Division exercise a check-and-balance system in order to conduct comprehensive operational risk management system appropriately? 例文帳に追加

（ⅰ）管理者は、オペレーショナル・リスク管理方針及びオペレーショナル・リスク管理規程に基づき、適切なオペレーショナル・リスクの総合的な管理を行うため、オペレーショナル・リスクの総合的な管理部門の態勢を整備し、牽制機能を発揮させるための施策を実施しているか。 - 金融庁

Does the Manager review the effectiveness of the administrative risk management system in a regular and timely manner or on an as needed basis, and, as necessary, revise the Administrative Risk Management Rules and the relevant organizational frameworks or present the Board of Directors or equivalent organization to the Board of Directors with proposals for improvement? 例文帳に追加

また、定期的に又は必要に応じて随時、事務リスク管理態勢の実効性を検証し、必要に応じて事務リスク管理規程及び組織体制の見直しを行い、又は取締役会等に対し改善のための提言を行っているか。 - 金融庁

Does the Manager review the effectiveness of the information technology risk management system in a regular and timely manner or on an as needed basis, and, as necessary, revise the Information Technology Risk Management Rules and the relevant organizational framework or present the Board of Directors or equivalent organization to the Board of Directors with proposals for improvement? 例文帳に追加

また、定期的に又は必要に応じて随時、システムリスク管理態勢の実効性を検証し、必要に応じてシステムリスク管理規程及び組織体制の見直しを行い、又は取締役会等に対し改善のための提言を行っているか。 - 金融庁

any company or firm, if any person whom the Registrar could refuse to recognize as agent in respect of any business under these rules, is acting as a director or manager of the company or is a partner in the firm.例文帳に追加

登録官が本規則に基づく何らかの業務に関して代理人として承認することを拒絶することができた者が，会社の取締役若しくは管理職として行動しているか又は当該企業におけるパートナーであるときの当該会社又は企業 - 特許庁

Does the Manager review the effectiveness of the Compliance Control Division’s enforcement of legal compliance in a regular and timely manner or on an as needed basis based on the reports and the results of investigations concerning the status of legal compliance, including the status of compliance with the Compliance Manual and various rules, as well as based on the results of monitoring? Does the Manager present the Board of Directors or organization equivalent to the Board of Directors with proposals for improvement as necessary by revising in a timely manner the various rules (including the Compliance Manual), the organizational framework, the implementation of training and guidance and the method of monitoring? 例文帳に追加

管理者は、定期的に又は必要に応じて随時、コンプライアンス・マニュアルをはじめとする各種関連規程の遵守状況等、法令等遵守の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、コンプライアンス部門による法令等遵守の徹底の実効性を検証し、適時に各種関連規程（コンプライアンス・マニュアルを含む。）、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し改善のための提言を行っているか。 - 金融庁

Does the Customer Support Manager review the effectiveness of the Customer Support Management system in a regular and timely manner or on an as needed basis based on reports and findings on the status of management of Customer Support, including the status of compliance with the Customer Support Management Rules and the Customer Support Manual as well as based on the results of monitoring? Does the Manager present the Board of Directors or organization equivalent to the Board of Directors with proposals for improvement as necessary by revising in a timely manner the contents of the Customer Support Management Rules and the Customer Support Manual, the organizational framework, the implementation of training and guidance and the method of monitoring? 例文帳に追加

顧客サポート等管理責任者は、定期的に又は必要に応じて随時、顧客サポート等管理規程及び顧客サポート・マニュアルの遵守状況等顧客サポート等に関する管理の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、顧客サポート等管理態勢の実効性を検証し、適時に顧客サポート等管理規程及び顧客サポート・マニュアルの内容、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し、改善のための提言を行っているか。 - 金融庁

Does the Customer Information Supervisory Manager review the effectiveness of the Customer Information Management system in a regular and timely manner or on an as needed basis based on reports and findings on the status of Customer Information Management, including the status of compliance with the Customer Information Management Rules and Customer Information Management Manual as well as based on the results of monitoring? Does the Manager present the Board of Directors or organization equivalent to the Board of Directors with proposals for improvement as necessary by revising in a timely manner the contents of the Customer Information Management Rules and the Customer Information Management Manual, the organizational framework, the implementation of training and guidance and the method of monitoring? 例文帳に追加

顧客情報統括管理責任者は、定期的に又は必要に応じて随時、顧客情報管理規程及び顧客情報管理マニュアルの遵守状況等、顧客情報管理の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、顧客情報管理態勢の実効性を検証し、適時に顧客情報管理規程及び顧客情報管理マニュアルの内容、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し、改善のための提言を行っているか。 - 金融庁

Does the Customer Explanation Manager review the effectiveness of the Customer Explanation system in a regular and timely manner or on an as needed basis based on reports and findings on the status of management of Customer Explanation, including the status of compliance with the Customer Explanation Management Rules and the Customer Explanation Manual, as well as based on the results of monitoring? Does the Manager present the Board of Directors or equivalent organization to the Board of Directors with proposals for improvement as necessary by revising in a timely manner the contents of the Customer Explanation Management Rules and the Customer Explanation Manual, the organizational framework, the implementation of training and guidance and the method of monitoring?例文帳に追加

顧客説明管理責任者は、定期的に又は必要に応じて随時、顧客説明管理規程及び顧客説明マニュアルの遵守状況等顧客説明に関する管理の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、顧客説明態勢の実効性を検証し、適時に顧客説明管理規程及び顧客説明マニュアルの内容、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し、改善のための提言を行っているか - 金融庁

Does this Manager, in accordance with Finance Facilitation Management Policy, identify the operations necessary to ensure the appropriateness of finance facilitation, decide on finance facilitation related monitoring methods, and create Finance Facilitation Management Rules which clearly determine arrangements to manage those operations based on these? 例文帳に追加

金融円滑化管理方針に則り、金融円滑化の適切性を確保する必要のある業務の特定、金融円滑化に関するモニタリングの方法を決定し、これに基づいた当該業務についての管理を行うための取決めを明確に定めた金融円滑化管理規程を策定し、 - 金融庁

For example, does the Board of Directors or organization equivalent to the Board of Directors instruct the Manager or the Compliance Control Division to identify the Laws, internal rules and operational procedures to be observed by the operation divisions and to regularly carry out specific measures for ensuring observance such as providing effective training suited to the nature and responsibilities of the operations? 例文帳に追加

例えば、管理者又はコンプライアンス統括部門に、各部門が遵守すべき法令等、内部規程・業務細則等を特定させ、業務の内容や職責に応じた効果的な研修を定期的に行わせる等の具体的な施策を行うよう指示しているか。 - 金融庁

(i) Does the Manager, in accordance with the Legal Compliance Policy and the Legal Compliance Rules, provide a system to have the Legal Compliance Division prepared to exercise a check-and balance in order to make absolutely sure to pre-empt violation of Laws and prevent the recurrence of past violation of Laws ? 例文帳に追加

（ⅰ）管理者は、法令等遵守方針及び法令等遵守規程に基づき、適切な法令等遵守を確保し、法令等違反行為の未然防止及び再発防止を徹底するため、コンプライアンス統括部門の態勢を整備し、牽制機能を発揮させるための施策を実施しているか。 - 金融庁

(iii) Has the Customer Information Supervisory Manager developed operational procedures that specify the method of Customer Information Management and the procedures to be followed (hereinafter referred to as the “Customer Information Management Manual”) in accordance with the Customer Protection Management Policy and the Customer Information Management Rules and disseminated them throughout the institution? 例文帳に追加

（ⅲ）顧客情報統括管理責任者は、顧客保護等管理方針及び顧客情報管理規程に則り、顧客情報管理の方法及び遵守すべき手続等について、その手続を定めた業務細則（以下「顧客情報管理マニュアル」という。）を策定し組織内に周知しているか。 - 金融庁

(iii) Does the Manager ensure that on a risk category-by-category basis, each risk management division identifies risks inherent in New Products as specified in the Comprehensive Risk Management Policy and the Comprehensive Risk Management Rules and reports them for the purpose of the screening of New Products? 例文帳に追加

（ⅲ）管理者は、統合的リスク管理方針及び統合的リスク管理規程に定める新規商品等に関し、新規商品等審査のため、各リスク管理部門を通じ、それぞれのリスク・カテゴリー毎に新規商品等に内在するリスクを特定させ、報告させる態勢を整備しているか。 - 金融庁

For example, does the Board of Directors or equivalent organization to the Board of Directors instruct the Manager of the Liquidity Risk Management Division to identify the internal rules and operational procedures that should be observed by such divisions and to carry out specific measures for ensuring observance such as providing effective training on a regular basis? 例文帳に追加

例えば、流動性リスク管理部門の管理者に、資金繰り管理部門、市場部門、営業推進部門等が遵守すべき内部規程・業務細則等を特定させ、効果的な研修を定期的に行わせる等の具体的な施策を行うよう指示しているか。 - 金融庁

(iii) Does the Manager ensure that on a risk category-by-category basis, each risk management division identifies risks inherent in New Products as specified in the Comprehensive Risk Management Policy and the Comprehensive Risk Management Rules and reports them for the purpose of the screening of New Products?6 例文帳に追加

（ⅲ）管理者は、統合的リスク管理方針及び統合的リスク管理規程に定める新規商品等に関し、新規商品等審査のため、各リスク管理部門を通じ、それぞれのリスク・カテゴリー毎に新規商品等に内在するリスクを特定させ、報告させる態勢を整備しているか。6 - 金融庁

For example, does the Board of Directors or equivalent organization to the Board of Directors instruct the Manager of the Liquidity Risk Management Division to identify the internal rules and operational procedures that should be observed by such divisions and to carry out specific measures for ensuring observance such as providing effective training on a regular basis? 例文帳に追加

例えば、流動性リスク管理部門の管理資金繰り管理部門、市場部門、営業推進部門等が遵守すべき内部規程・業務細則等を特定させ、効果的な研修を定期的に行わせる等の具体的な施策を行うよう指示しているか。 - 金融庁

Does the Manager review the effectiveness of the comprehensive operational risk management system in a regular and timely manner or on an as needed basis, and, as necessary, revise the Operational Risk Management Rules and the relevant organizational frameworks or present the Board of Directors or equivalent organization to the Board of Directors with proposals for improvement? 例文帳に追加

また、定期的に又は必要に応じて随時、オペレーショナル・リスクの総合的な管理態勢の実効性を検証し、必要に応じてオペレーショナル・リスク管理規程及び組織体制の見直しを行い、又は取締役会等に対し改善のための提言を行っているか。 - 金融庁

Has the Manager, in accordance with the Comprehensive Risk Management Policy, identified the risks, decided the methods of assessment and monitoring thereof and developed the Comprehensive Risk Management Rules that clearly define the arrangements on risk control and mitigation, based on a full understanding of the scope, types and nature of the risk and the relevant comprehensive risk management technique? 例文帳に追加

管理者は、リスクの所在、リスクの種類・特性及び統合的リスク管理手法を十分に理解し、統合的リスク管理方針に沿って、リスクの特定、評価及びモニタリングの方法を決定し、これに基づいたリスクのコントロール及び削減に関する取決めを明確に定めた統合的リスク管理規程を策定しているか。 - 金融庁

Has the Manager, in accordance with the corporate management plans, capital plans, etc. and the Capital Management Policy, decided the internal capital adequacy assessment process and the method of monitoring thereof and developed the Capital Management Rules, based on a full understanding of the scales and natures of the financial institution's business and its risk profile as well as the capital management technique? 例文帳に追加

管理者は、業務の規模・特性及びリスク・プロファイル並びに自己資本管理手法を十分に理解し、経営計画、資本計画等及び自己資本管理方針に沿って、自己資本充実度の評価及びモニタリングの方法を決定し、これに基づいた自己資本管理規程を策定しているか。 - 金融庁

Has the Manager, in accordance with the Administrative Risk Management Policy, identified the risks, decided the methods of assessment and monitoring thereof and developed the Administrative Risk Management Rules that clearly define the arrangements on risk control and mitigation, based on full understanding of the scope, types and nature of risks and the administrative risk management technique? 例文帳に追加

管理者は、事務リスクの所在、事務リスクの種類・特性及び事務リスク管理手法を十分に理解し、事務リスク管理方針に沿って、事務リスクの特定、評価及びモニタリングの方法を決定し、これに基づいた事務リスクのコントロール及び削減に関する取決めを明確に定めた事務リスク管理規程を策定しているか。 - 金融庁

Has the Manager, in accordance with the Information Technology Risk Management Policy, identified the risks, decided the methods of assessment and monitoring thereof and developed the Information Technology Risk Management Rules that clearly define the arrangements on risk control and mitigation, based on a full understanding of the scope, types and nature of risks and the technique of managing information technology risk? 例文帳に追加

管理者は、システムリスクの所在、システムリスクの種類・特性及びシステムリスク管理手法を十分に理解し、システムリスク管理方針に沿って、システムリスクの特定、評価及びモニタリングの方法を決定し、これに基づいたシステムリスクのコントロール及び削減に関する取決めを明確に定めたシステムリスク管理規程を策定しているか。 - 金融庁

Does the Customer Explanation Manager, in accordance with internal rules concerning the representations used in materials for advertisement and solicitation (hereinafter referred to as the “Advertisements, etc.”), etc., subject the Advertisements etc. of Transactions and products to legal checks, etc. in advance and verify that there is no violation of the Banking Law, the Financial Instruments and Exchange Law, the Act Against Unjustifiable Premiums and Misleading Representations and the notification thereof, the Act concerning Prohibition of Private Monopolization and Maintenance of Fair Trade and other relevant Laws as well as rules established by voluntary regulatory organizations and that the Advertisements etc. provide appropriate and sufficient explanations to customers, or does the Customer Explanation Manager have a person in charge of screening of Advertisements, etc. conduct such checks? 例文帳に追加

顧客説明管理責任者は、広告及び勧誘に用いる資料等における表示（以下「広告等」という。）に関する内部規程等に従い、取引又は商品に関する広告等について事前にリーガル・チェック等を受け、銀行法、金融商品取引法、私的独占の禁止及び公正取引の確保に関する法律及びその告示、不当景品類及び不当表示防止法その他の関係法令及び自主規制機関の規則等に反しないものとなっているか、また顧客に対する説明として十分かつ適切なものとなっているか確認し、又は広告審査担当者等に確認させる態勢を整備しているか。 - 金融庁

Does the Customer Explanation Manager, in accordance with internal rules concerning the representations used in materials for advertisement and solicitation (hereinafter referred to as the "Advertisements, etc."), etc., subject the Advertisements etc. of Transactions and products to legal checks, etc. in advance and verify that there is no violation of the Banking Law8, the Securities and Exchange Law, the Act Against Unjustifiable Premiums and Misleading Representations and the notification thereof, the Act concerning Prohibition of Private Monopolization and Maintenance of Fair Trade and other relevant Laws as well as rules established by voluntary regulatory organizations and that the Advertisements etc. provide appropriate and sufficient explanations to customers, or does the Customer Explanation Manager have a person in charge of screening of Advertisements, etc. conduct such checks?例文帳に追加

顧客説明管理責任者は、広告及び勧誘に用いる資料等における表示（以下「広告等」という。）に関する内部規程等に従い、取引又は商品に関する広告等について事前にリーガル・チェック等を受け、銀行法 11、金融商品取引法、私的独占の禁止及び公正取引の確保に関する法律及びその告示、不当景品類及び不当表示防止法その他の関係法令及び自主規制機関の規則等に反しないものとなっているか、また顧客に対する説明として十分かつ適切なものとなっているか確認し、又は広告審査担当者等に確認させる態勢を整備しているか。 - 金融庁

Does the Board of Directors have the Manager establish, in accordance with the Legal Compliance Policy and the Legal Compliance Rules, a manual that explains the Laws that officers and employees must comply with (hereinafter referred to as the Compliance Manual) and provides specific instructions as to what measures should be taken when illegal acts are detected and disseminate the manual throughout the institution upon approval by the Board of Directors or organization equivalent to the Board of Directors? 例文帳に追加

取締役会は、管理者に、法令等遵守方針及び法令等遵守規程に沿って、役職員が遵守すべき法令等の解説、違法行為を発見した場合の対処方法等を具体的に示した手引書（以下「コンプライアンス・マニュアル」という。）を策定させ、承認した上で組織全体に周知させているか。 - 金融庁

Does the Manager in charge of Customer Protection Management conduct prior investigations with regard to the public and internal rules that concern new products specified in the Comprehensive Risk Management Policy when requested by the Comprehensive Risk Management Division and report to the division in a timely manner after identifying issues that may arise from the viewpoint of Customer Protection? 例文帳に追加

顧客保護等管理責任者は、統合的リスク管理方針に定める新規商品等に関し、統合的リスク管理部門の要請を受けた場合、事前に当該新規商品等に関する規制、内部規程等を調査し、顧客保護等の観点から生じうる問題点を洗い出した上で、統合的リスク管理部門に適時に報告しているか。 - 金融庁

Has the Manager, in accordance with the Credit Risk Management Policy, identified risks, decided the methods of assessment and monitoring thereof and developed the Credit Risk Management Rules that clearly define the arrangements on risk control and mitigation, based on a full understanding of the scope, types and nature of risk and the credit risk management technique? 例文帳に追加

管理者は、信用リスクの所在、信用リスクの種類・特性及び信用リスク管理手法を十分に理解し、信用リスク管理方針に沿って、信用リスクの特定、評価及びモニタリングの方法を決定し、これに基づいた信用リスクのコントロール及び削減に関する取決めを明確に定めた信用リスク管理規程を策定しているか。 - 金融庁

Has the Manager, in accordance with the Market Risk Management Policy, identified risks, decided the methods of assessment and monitoring thereof and developed the Market Risk Management Rules that clearly define the arrangements on risk control and mitigation, based on a full understanding of the scope, types and nature of risk and the relevant market risk management technique? 例文帳に追加

管理者は、市場リスクの所在、市場リスクの種類・特性及び市場リスク管理手法を十分に理解し、市場リスク管理方針に沿って、市場リスクの特定、評価及びモニタリングの方法を決定し、これに基づいた市場リスクのコントロール及び削減の取決めを明確に定めた市場リスク管理規程を策定しているか。 - 金融庁

Does the Manager review the effectiveness of the market risk management system in a regular and timely manner or on an as needed basis, and, as necessary, revise the Market Risk Management Rules and the relevant organizational framework, or present the Board of Directors or equivalent organization to the Board of Directors with proposals for improvement? 例文帳に追加

管理者は、継続的に市場リスク管理部門の職務の執行状況に関するモニタリングを実施しているか。また、定期的に又は必要に応じて随時、市場リスク管理態勢の実効性を検証し、必要に応じて市場リスク管理規程及び組織体制の見直しを行い、又は取締役会等に対し改善のための提言を行っているか。 - 金融庁

The Controller may, in accordance with section 109(3), refuse to recognise as patent agent or to receive further communications in respect of any business under the Act or these Rules from any company or firm if any person whom the Controller could refuse to recognise under paragraph (1) continues to be a director, manager or partner.例文帳に追加

(1)に基づき長官が承認を拒絶することができる者が引き続き取締役，管理者又はパートナーである場合は，長官は，第109条(3)に従って特許代理人として承認すること，又は法若しくは本規則に基づく業務に関する会社若しくは企業からの更なる通信を受けることを拒絶することができる。 - 特許庁

(iii) With regard to the procedures that must be followed by persons who provide explanations to customers, has the Customer Explanation Manager, in accordance with the Customer Protection Management Policy and the Customer Explanation Management Rules, developed operational procedures (hereinafter referred to as the “ Customer Explanation Manual”) that clearly define the scope of Customers to whom explanations must be provided as well as Transactions and products which must be explained, the management method thereof, the matters and procedures that must be reviewed and the judgment criteria, or has the Manager had another division developed such operational procedures, and then reviewed the appropriateness thereof? 例文帳に追加

（ⅲ）顧客説明管理責任者は、顧客保護等管理方針及び顧客説明管理規程に則り、顧客に対する説明を行う者が遵守すべき手続等に関し、説明の対象となる顧客及び取引又は商品の範囲及びその管理の方法、確認すべき項目、手続及び判断基準等を明確に定めた業務細則（以下「顧客説明マニュアル」という。）を策定し、又は他の部門に策定させた上で内容の適切性について確認しているか。 - 金融庁

(iii) With regard to the procedures that must be followed by persons who provide explanations to customers, has the Customer Explanation Manager, in accordance with the Customer Protection Management Policy and the Customer Explanation Management Rules, developed operational procedures (hereinafter referred to as the " Customer Explanation Manual") that clearly define the scope of Customers to whom explanations must be provided as well as Transactions and products which must be explained, the management method thereof, the matters and procedures that must be reviewed and the judgment criteria, or has the Manager had another division developed such operational procedures, and then reviewed the appropriateness thereof?6例文帳に追加

（ⅲ）顧客説明管理責任者は、顧客保護等管理方針及び顧客説明管理規程に則り、顧客に対する説明を行う者が遵守すべき手続等に関し、説明の対象となる顧客及び取引又は商品の範囲及びその管理の方法、確認すべき項目、手続及び判断基準等を明確に定めた業務細則（以下「顧客説明マニュアル」という。）を策定し、又は他の部門に策定させた上で内容の適切性について確認しているか。 7 - 金融庁

(ii) Regarding procedures etc. for finance facilitation, including business consultation and guidance for obligors and support to improve the businesses of obligors, has the Finance Facilitation Manager developed detailed operation rules which clearly determine the relevant customers and transactions, product scope and their management methods, items which should be checked, procedures and decision criteria, etc. (hereinafter referred to as the “Finance Facilitation Manual”), in accordance with Finance Facilitation Management Policy and Finance Facilitation Management Rules, or had another division develop it and then checked that it has proper content? 例文帳に追加

（ⅱ）金融円滑化管理責任者は、金融円滑化管理方針及び金融円滑化管理規程に則り、債務者に対する経営相談・経営指導及び債務者の経営改善支援を含めた金融円滑化に係る手続き等に関し、対象となる顧客及び取引又は商品の範囲及びその管理の方法、確認すべき項目、手続き及び判断基準等を明確に定めた業務細則（以下「金融円滑化マニュアル」という。）を策定し、又は他の部門に策定させた上で内容の適切性について確認しているか。 - 金融庁

Has the Manager, in accordance with the Liquidity Risk Management Policy, identified risks, decided the methods of assessment and monitoring thereof and developed the Liquidity Risk Management Rules that clearly define the arrangements on risk control and mitigation, based on a full understanding of the scope, types and nature of risk and the relevant liquidity risk management technique? 例文帳に追加

流動性リスク管理部門の管理者は、流動性リスクの所在、流動性リスクの種類・特性及び流動性リスク管理手法を十分に理解し、流動性リスク管理方針に沿って、流動性リスクの特定、評価及びモニタリングの方法を決定し、これに基づいた流動性リスクのコントロール及び削減に関する取決めを明確に定めた流動性リスク管理規程を策定しているか。 - 金融庁

Has the Manager, in accordance with the Operational Risk Management Policy, identified the risks, decided the methods of assessment and monitoring thereof and developed the Operational Risk Management Rules that clearly define the arrangements on risk control and mitigation, based on a full understanding of the scope, types and nature of risks and the comprehensive operational risk management technique? 例文帳に追加

管理者は、オペレーショナル・リスクの所在、オペレーショナル・リスクの種類・特性及びオペレーショナル・リスクの総合的な管理手法を十分に理解し、オペレーショナル・リスク管理方針に沿って、オペレーショナル・リスクの特定、評価及びモニタリングの方法を決定し、これに基づいたオペレーショナル・リスクのコントロール及び削減に関する取決めを明確に定めたオペレーショナル・リスク管理規程を策定しているか。 - 金融庁

(ii) Regarding the “non-disclosure information,” as specified under Article 147(ii) of the FIB Cabinet Office Ordinance, whether the discretionary investment business operator has put in place information management measures, such as the appointment of the relevant manager and the establishment of management rules, and ensures the effectiveness of information management by, for example, properly identifying and examining the status of the usage of the non-disclosure information and revising the management method as necessary. 例文帳に追加

② 金商業等府令第147条第２号の「非公開情報」について、管理責任者の選任及び管理規則の制定等による情報管理措置等が整備されているとともに、当該情報の利用状況の適正な把握・検証及びその情報管理方法の見直しが行われる等、情報管理の実効性が確保されているか。 - 金融庁

Does the Finance Facilitation Manager review the effectiveness of the Finance Facilitation Management system in a regular and timely manner or on an as needed basis based on reports and findings on the status of Finance Facilitation Management, including business consultation and guidance for debtors and support to improve the businesses of debtors, and the status of compliance with the Finance Facilitation Management Rules and the Finance Facilitation Manual, as well as based on the results of monitoring? 例文帳に追加

金融円滑化管理責任者は、定期的に又は必要に応じて随時、債務者に対する経営相談・経営指導及び債務者の経営改善支援を含め、金融円滑化管理規程及び金融円滑化マニュアルの遵守状況等金融円滑化管理の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、金融円滑化管理態勢の実効性を検証し、 - 金融庁