requirements responsibilityとは 意味・読み方・使い方

In view of the responsibility of auditing firms and accountants, it is reasonable to a certain degree for the firms and accountants as individuals to select clients on the basis of their level of audit risk. On the other hand, in view of the statutory requirements clients must satisfy when listed with the assignment of auditor, the auditing firms and accountants as a group have social responsibility to the economy as socio-economic infrastructure and public institutions to provide companies that hope to go public with the services they need.発音を聞く 例文帳に追加

監査法人・会計士が監査に対して有する責任を考慮すれば、個々の監査法人・会計士が監査リスクを勘案してクライアント企業を選択することに一定の合理性がある。しかし、もう一方で、クライアント企業が上場を行うに当たっては法律的に必ず監査人を必要とすることを勘案すると、監査法人・会計士全体としては、経済社会的インフラ・公共的役割として、上場希望企業に対して必要なサービスを提供する社会的責任を有する。 - 経済産業省

(b) Activities to acquire knowledge being accepted by a non-profit organization which conforms to the requirements provided by Ordinance of the Ministry of Justice and activities to acquire skills where such activities are conducted based on such non-profit organization's planning and under its responsibility and supervision, based on an employment contract with a public or private organization in Japan, by engaging in its operational activities.発音を聞く 例文帳に追加

ロ　法務省令で定める要件に適合する営利を目的としない団体により受け入れられて行う知識の修得及び当該団体の策定した計画に基づき、当該団体の責任及び監理の下に本邦の公私の機関との雇用契約に基づいて当該機関の業務に従事して行う技能等の修得をする活動 - 日本法令外国語訳データベースシステム

(b) Activities by a personnel, who has acquired skills by engaging in activities as provided in the preceding item (b), in order to further develop such skills, based on an employment contract with a public or private organization in Japan designated by the Minister of Justice, to engage in operational activities requiring such skills (limited to business activities under the responsibility and control of the non-profit organization which conforms to requirements provided by Ordinance of the Ministry of Justice).発音を聞く 例文帳に追加

ロ　前号ロに掲げる活動に従事して技能等を修得した者が、当該技能等に習熟するため、法務大臣が指定する本邦の公私の機関との雇用契約に基づいて当該機関において当該技能等を要する業務に従事する活動（法務省令で定める要件に適合する営利を目的としない団体の責任及び監理の下に当該業務に従事するものに限る。） - 日本法令外国語訳データベースシステム

Supervisors should have the responsibility to review firms’ compensation policies and structures with institutional and systemic risk in mind and, if necessary to offset additional risks, apply corrective measures, such as higher capital requirements, to those firms that fail to implement sound compensation policies and practices.発音を聞く 例文帳に追加

監督当局は、制度的及びシステミックなリスクを念頭におきながら金融機関の報酬慣行及び体系をレビューし、追加的なリスクを相殺するために必要があれば、健全な報酬政策と慣行を実施できない金融機関に対し、高い所要自己資本を課すなどの是正措置を適用する責務を負うべきである。 - 財務省

In the 1990?s, a new investment agreement was introduced covering investment property protection, national treatment and the most-favored treatment of investment establishment phase, the prohibition of performance requirements, banning tightened foreign currency regulations and progressive liberalization efforts responsibility. It was a new type of ("freedom of investment protection agreement") investment agreement that includes securing the transparency (publication of laws and regulations, and duty to answer inquiries from other countries) (see Figure 3-2-3-20).例文帳に追加

1990 年代に入ると、そうした通常の投資財産保護の枠組みに加えて、投資設立段階での内国民待遇・最恵国待遇の確保、パフォーマンス要求の禁止、外資規制強化の禁止や漸進的な自由化の努力義務、透明性（法令の公表、相手国からの照会への回答義務等）の確保等を盛り込んだ新しいタイプの投資協定（「投資保護・自由化協定」）が出てきた（第3-2-3-20 表）。 - 経済産業省

“When a Specially Permitted Business Notifying Person's business commenced under item (ii) of paragraph (1) as a Specially Permitted Businesses for Qualified Institutional Investor, etc., has come to no longer satisfy the requirement to be regarded as a Specially Permitted Businesses for Qualified Institutional Investor, etc.,” as specified under Article 63(5) of the FIEA, refers to cases where although the specially permitted business’s capital providers satisfied the requirements for “qualified institutional investors, etc.” prescribed in Article 63(1)(i) of the FIEA when the business was commenced, they no longer satisfy those requirements, for a reason not attributable to the responsibility of the notifying person.発音を聞く 例文帳に追加

金商法第63条第５項の「特例業務届出者が適格機関投資家等特例業務として開始した第１項第２号に掲げる行為に係る業務が適格機関投資家等特例業務に該当しなくなつたとき」は、特例業務開始時には資金拠出者は金商法第63条第１項第１号の「適格機関投資家等」の要件を満たしていたが、特例業務届出者の責に帰さない何らかの理由で当該要件を満たさなくなったときを想定しており、 - 金融庁

As the Act on Special Measures for Strengthening Financial Functions will be enhanced rather than merely revived, Minister Nakagawa has said the act should be more flexibly and actively applied. The existing act attaches conditions to the injection of capital, such as the requirements for banks receiving capital injection to submit management enhancement plans and for senior managers to accept responsibility for being forced to seek additional capital. Compared with the conditions attached under the existing act, what kind of provisions do you expect that a revised act will contain?発音を聞く 例文帳に追加

金融機能強化法ですが、単に復活ではなく強化ということで、中川大臣も、より柔軟に積極的にやれるように、と話していますが、従来の強化法では注入銀行に経営強化計画の提出を求めたり、単独で申請する銀行には経営責任を求めるなどの諸条件をつけていますが、このあたりの比較で、新しい強化法の中身についてどういうイメージを持たれているのか教えてください。 - 金融庁

I would also like to ask you about the Act on Special Measures for Strengthening Financial Functions on the premise of the bill’s enactment. Compared with the existing law, the new law relaxes the application requirements related to management responsibility because of the need to facilitate financing for SMEs. I think that the new law is more likely to create moral hazards than the existing law and the prevention of moral hazards depends largely on how the FSA operates the recapitalization scheme. Could you tell me how the FSA intends to operate the scheme in order to prevent moral hazards and how it intends to ensure the prevention?発音を聞く 例文帳に追加

同じく強化法の関連で、施行を前提にした話ですが、旧強化法と比べた場合、今回、申請要件が中小企業金融の円滑化の要請を背景に緩和というか、経営責任についてみると要件が緩和されているという状態ですが、一方、ここで改めてなのですが、モラルハザードの懸念があり、旧強化法と比べると可能性としては高まると思うのですが、そのあたりのモラルハザード防止の運用は、今後の金融庁の制度の運用にかかっている面が多いかと思うのですが、そのモラルハザード防止の面でどういった運用、あるいはモラルハザード防止をどのように担保していくのか、ということについてお聞かせいただきたいのですが。 - 金融庁