売り付けるの英語

七　累積投資契約（金融商品取引業者（有価証券等管理業務を行う者に限る。）が顧客から金銭を預かり、当該金銭を対価としてあらかじめ定めた期日において当該顧客に有価証券を継続的に売り付ける契約をいう。）の締結（内閣府令で定めるものに限る。）例文帳に追加

(vii) conclusion of a Contract for Cumulative Investment (meaning a contract wherein a Financial Instruments Business Operator (limited to those who engage in Securities, etc. Management Business) receives deposit money from a customer and sells Securities to that customer continuously on dates designated in advance while receiving consideration from that money) (limited to those specified by a Cabinet Office Ordinance);発音を聞く  - 日本法令外国語訳データベースシステム

４　前項本文の規定の適用を受ける少人数向け勧誘等を行う者は、同項本文に規定する有価証券を当該少人数向け勧誘等により取得させ、又は売り付ける場合には、あらかじめ又は同時にその相手方に対し、同項の規定により告知すべき事項を記載した書面を交付しなければならない。例文帳に追加

(4) A person who makes a Solicitation for Small Number of Investors, etc. to which the main clause of the preceding paragraph is applicable shall, when having another person acquire Securities referred to in the main clause of the preceding paragraph or selling such Securities to another person through the Solicitation for Small Number of Investors, etc., deliver a document containing a description on the matters to be notified under the preceding paragraph to the other person in advance of, or at the same time as, having the other person acquire such Securities or selling such Securities to the other person.発音を聞く  - 日本法令外国語訳データベースシステム

２　前項本文の規定の適用を受ける適格機関投資家向け勧誘等を行う者は、同項本文に規定する有価証券を当該適格機関投資家向け勧誘等により取得させ、又は売り付ける場合には、あらかじめ又は同時にその相手方に対し、同項の規定により告知すべき事項を記載した書面を交付しなければならない。例文帳に追加

(2) A person who makes a Solicitation Only for Qualified Institutional Investors, etc. to which the main clause of the preceding paragraph is applicable shall, when having another person acquire Securities referred to in the main clause of the preceding paragraph or sell such Securities to another person through the Solicitation Only for Qualified Institutional Investors, etc., deliver a document containing a description on the matters to be notified under the preceding paragraph to the other person in advance of, or at the same time as, having the other person acquire such Securities or selling such Securities to the other person.発音を聞く  - 日本法令外国語訳データベースシステム

２　前項本文の規定の適用を受ける海外発行証券の少人数向け勧誘を行う者は、同項本文に規定する有価証券を当該海外発行証券の少人数向け勧誘により売り付ける場合には、あらかじめ又は同時にその相手方に対し、同項に規定する条件の内容その他の内閣府令で定める内容を記載した書面を交付しなければならない。例文帳に追加

(2) A person who makes a Solicitation for Small Number of Investors for Foreign Securities to which the main clause of the preceding paragraph is applicable shall, when he/she sells Securities referred to in the main clause of the preceding paragraph to another person through the Solicitation for Small Number of Investors for Foreign Securities, deliver a document containing a description on the matters specified by a Cabinet Office Ordinance, including conditions referred to in the preceding paragraph, in advance of, or at the same time as, selling such Securities to the other person.発音を聞く  - 日本法令外国語訳データベースシステム

２　発行者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関又は金融商品仲介業者は、前項の有価証券又は既に開示された有価証券を募集又は売出しにより取得させ、又は売り付ける場合には、第十三条第二項第一号に定める事項に関する内容を記載した目論見書をあらかじめ又は同時に交付しなければならない。ただし、次に掲げる場合は、この限りでない。例文帳に追加

(2) In cases where the Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter, a Financial Instruments Business Operator, a Registered Financial Institution, or a Financial Instruments Intermediary Service Provider has another person acquire Securities referred to in the preceding paragraph or Already Disclosed Securities, or sells such Securities to another person, through Public Offering or Secondary Distribution, they shall deliver the Prospectus containing the matters specified in Article 13(2)(i) to the other person in advance of, or at the same time as, having the Securities acquired or selling the Securities; provided, however, that this shall not apply to the following cases:発音を聞く  - 日本法令外国語訳データベースシステム

４　発行者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関又は金融商品仲介業者は、第一項の有価証券を募集又は売出しにより取得させ、又は売り付ける場合において、当該有価証券に係る第五条第一項本文の届出書について第七条の規定による訂正届出書が提出されたときには、第十三条第二項第三号に定める事項に関する内容を記載した目論見書をあらかじめ又は同時に交付しなければならない。ただし、第二項各号に掲げる場合は、この限りでない。例文帳に追加

(4) In cases where the Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter, a Financial Instruments Business Operator, a Registered Financial Institution, or a Financial Instruments Intermediary Service Provider has another person acquire Securities referred to in paragraph (1) or Already Disclosed Securities, or sells such Securities to another person, through Public Offering or Secondary Distribution, if an amendment has been submitted with regard to the statement submitted for the Securities under the main clause of Article 5(1), they shall deliver the Prospectus stating the matters specified in Article 13(2)(iii) to the other person in advance of, or at the same time as, having the Securities acquired or selling the Securities; provided, however, that this shall not apply in the cases specified in the items of paragraph (2).発音を聞く  - 日本法令外国語訳データベースシステム

２　前項の規定にかかわらず、発行登録によりあらかじめその募集又は売出しが登録されている社債等の振替に関する法律第百二十九条第一項に規定する振替社債等のうち同法第六十六条第一号に規定する短期社債その他政令で定めるもの（その取扱いを行う振替機関（同法第二条第二項に規定する振替機関をいう。）により、その発行残高が公衆の縦覧に供されるものに限る。）については、当該発行登録がその効力を生じている場合には、これを募集又は売出しにより取得させ、又は売り付けることができる。例文帳に追加

(2) Notwithstanding the preceding paragraph, with regard to, among book-entry bonds, etc. as defined in Article 129(1) of Act on Book-entry Transfer of Bonds, etc., short-term bonds as defined in Article 66(i) of said Act or other book-entry bonds, etc. specified by a Cabinet Order (limited to those of which the outstanding balance is made available for public inspection by the Institution for Book-entry Transfer (meaning the Institution for Book-entry Transfer as defined by Article 2(2) of said Act) which deals in these book-entry bonds, etc.), the Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter, a Financial Instruments Business Operator or a Registered Financial Institution may have another person acquire them or sell them to another person through Public Offerings or Secondary Distributions, only if the Shelf Registration has already come into effect.発音を聞く  - 日本法令外国語訳データベースシステム

４　第一項第三号若しくは第五号に掲げる有価証券の募集若しくは売出し若しくは第二項ただし書の規定により同項本文の規定の適用を受けない適格機関投資家取得有価証券一般勧誘のうち、有価証券の売出しに該当するもの若しくは有価証券の売出しに該当せず、かつ、開示が行われている場合に該当しないもの（以下この項及び次項において「特定募集等」という。）をし、又は当該特定募集等に係る有価証券を取得させ若しくは売り付ける場合に使用する目論見書には、当該特定募集等が第一項本文又は第二項本文の規定の適用を受けないものである旨を記載しなければならない。例文帳に追加

(4) A Prospectus used for, among Public Offerings or Secondary Distributions of Securities specified in item (iii) or (v) of paragraph (1) or general solicitations for Securities acquired by Qualified Institutional Investor excluded from the application of the main clause of paragraph (2) by the proviso to said paragraph, that which falls under the category of Secondary Distribution of Securities or that which does not fall under the category of Secondary Distribution of Securities and does not fall under the Case Where Disclosures Have Been Made (hereinafter referred to as the "Specified Public Offering, etc." in this and the following paragraph), or used for having Securities pertaining to a Specified Public Offering, etc. to be acquired or for selling such Securities, should include a statement to the effect that the main clause of paragraph (1) or the main clause of paragraph (2) does not apply to the Specified Public Offering, etc.発音を聞く  - 日本法令外国語訳データベースシステム