「とりしまり」に関連した英語例文の一覧と使い方(49ページ目) - Weblio英語例文検索

日常的モニタリングにより識別された問題点は、通常、モニタリングを実施した部門において分析され対応が図られることとなるが、同時に、問題点とその対応策を取りまとめて、その上位の管理者等に報告するとともに、必要に応じて、経営者、取締役会、監査役又は監査委員会等にも報告することが求められる。例文帳に追加

Usually, deficiencies identified through ongoing monitoring are analyzed and addressed by the department that performed the monitoring. At the same time, it is recommended that deficiencies and corrective measures are reported to a higher-level controller and, if necessary, to management, the board of directors, the corporate auditors or the audit committee.  - 金融庁

「やむを得ない事情」とは、例えば、期末日直前に他企業を買収又は合併したこと、災害が発生したこと等の事由が生じたことにより、財務諸表を作成して取締役会の承認を受けるまでに通常要する期間内に本基準に準拠した評価手続を実施することが困難と認められる事情をいう。例文帳に追加

“Unavoidable circumstances” are, for example, circumstances where it is deemed difficult to perform assessment procedures in accordance with this guidance within the period of time usually required for financial statements to be prepared and approved by the board of directors, due to the acquisition or merger of other companies immediately prior to the fiscal year end date, occurrence of natural disasters or other reasons.  - 金融庁

もう一人が佐藤行弘さん、これは三菱電機の元副社長でございますが、今は常任顧問でございます。それから廣瀬博さん、住友化学工業株式会社の取締役副会長で、元社長でございまして、この方は日本経済団体連合会の企業会計委員会の委員長でございます。例文帳に追加

The other two are Yukihiro Sato, who is a former Executive Vice President of Mitsubishi Electric Corporation and is now a Senior Executive Advisor at the company, and Hiroshi Hirose, who is the Vice Chairman of Sumitomo Chemical Co., Ltd.and a former President of the company. Mr. Hirose is the Chairman of Keidanren's Committee on Corporate Accounting.  - 金融庁

大変想像力をたくましくしておられますけれども、私は医者でもございますから、テルモというのは我々昔、医療の関連企業として非常に成長してきた企業でございますし、和地さんというのは、たしか富士銀行の取締役をしておられて、後からテルモに入られて、非常に傾きかけたテルモを業界一にしたということで、審議委員に入って頂くことは（問題ないと思います）。例文帳に追加

You are letting your imagination fly. Terumo has achieved remarkable growth in the medical field as I know from my experience as a doctor. Mr. Wachi was a director of Fuji Bank, if I remember correctly, before joining Terumo, and he has grown a struggling Terumo into a leading company, so I see no problem with him joining the council.  - 金融庁

人格、識見、それから若いころ、やっぱり当時の富士銀行の取締役までなられた方ですし、後からきちっと医療関連業界、あの分野ではたしか日本一です。（テルモを）再建された能力もある経営者だというふうに思っておりまして、今、色々言われましたけれども、そういったことは一切、私も今初めて聞いたことでございまして、全く方向違いの話だと（思っております）。例文帳に追加

He is a man of character with sound judgment and he rose to the position of a director at Fuji Bank. Terumo is Japan's No. 1 company in its area of expertise in the medical industry. As he has rebuilt Terumo, I believe that he is a capable manager. The various things you mentioned now are quite new to me, and I believe that they are completely wrong.  - 金融庁

明日から、会社法の見直しについて法制審議会のほうで諮問される予定で、金融庁もおそらく参加する予定だと思うのですけれども、おそらくガバナンスのあり方、コーポレートガバナンスのあり方について社外取締役の義務化ですとか、親子会社の関係の整備とかが始まると思うのです例文帳に追加

Tomorrow, the Legislative Council (of the Ministry of Justice) will start a discussion on the review of the Companies Act, in which I expect the FSA staff will also participate. I understand that, in relation to how corporate governance should be improved, the council will discuss the idea of making it mandatory to appoint outside directors or review the relationship between parent and subsidiary companies  - 金融庁

（ⅰ）取締役は、経営相談・経営指導等をはじめとした金融円滑化の推進、当該金融機関に適用される各種法令等の概要、顧客の保護及び利便の向上、当該金融機関が有する各種リスクの特性の概要及びリスク管理の重要性を理解し、金融円滑化、法令等遵守、顧客保護等及びリスク管理を経営上の重要課題の一つとして位置付けているか。例文帳に追加

(i) Do the directors regard finance facilitation, legal compliance, customer protection and risk management as important corporate management tasks based on an understanding of the major points of Laws (including, but not limited to laws and regulations, etc. hereinafter referred to as the “Laws’’) applicable to the financial institution, the nature of the various risks to which the institution is exposed and the importance of promoting business consultation and guidance and other finance facilitation, customer protection, improvement in customer convenience and risk management?  - 金融庁

（ⅰ）取締役会等は、統合的リスク管理方針等において事前の審査及び承認を必要と定めた新規の商品の取扱い及び新規の業務の開始その他の事項（以下「新規商品等」という。）に関し、新規商品等の審査の担当部門や担当委員会（以下「新商品委員会等」という。）による事前の審査・承認（以下「新規商品等審査」という。）を行う態勢を整備しているか。例文帳に追加

(i) With regard to handling of new products, start of new business and other matters specified in the Comprehensive Risk Management Policy, etc. as requiring prior screening and approval (hereinafter referred to as “New Products, etc.”), does the Board of Directors or organization equivalent to the Board of Directors provide a system to have such matters subject to prior screening and approval (hereinafter referred to as “New Products Approval)” by a division in charge of screening New Products or a committee in charge thereof (hereinafter referred to as the “New Product Committee, etc.”)?  - 金融庁

取締役会等は、子会社等4の業務の規模・特性に応じ、子会社等の業務運営を適正に管理し、金融機関の子会社等が行う業務が経営相談・経営指導等をはじめとした金融円滑化、法令等遵守、顧客保護等及びリスク管理の観点から適切なものとなるような措置を講じているか。例文帳に追加

Does the Board of Directors or organization equivalent to the Board of Directors appropriately manage the business of subsidiaries, etc. in a manner befitting the scales and natures of their business and provide for measures to ensure that their business is appropriate from the viewpoint of business consultation and guidance and other finance facilitation, legal compliance, customer protection and risk management?  - 金融庁

取締役は、業務の規模・特性、業務に適用される法令等の内容及びリスク・プロファイルに応じた実効性ある内部監査態勢を整備することが、経営相談・経営指導等をはじめとした金融円滑化、適切な法令等遵守、顧客保護等及びリスク管理に必要不可欠であることを十分に認識しているか。例文帳に追加

Do directors fully understand that the development of an effective internal audit system suited to the scales and natures of the financial institution’s business and its risk profile as well as the Laws applicable to the business are vital for business consultation and guidance and other finance facilitation, appropriate legal compliance, customer protection and risk management?  - 金融庁

内部監査部門は、被監査部門等における経営相談・経営指導等をはじめとした金融円滑化、法令等遵守、顧客保護等及びリスク管理の状況を把握した上、頻度及び深度等に配慮した効率的かつ実効性のある内部監査計画を立案し、重点項目を含む基本的事項について取締役会等の承認を受けているか。例文帳に追加

Does the Internal Audit Division formulate a plan for implementing internal audits in an efficient and effective manner with due consideration for the frequency and depth of necessary audits based on its understanding of the status of business consultation and guidance and other finance facilitation, legal compliance, customer protection and risk management at the divisions audited and obtain approval by the Board of Directors or organization equivalent to the Board of Directors of basic matters concerning the plan, including its key priority items?  - 金融庁

監査役は、取締役による企業集団の業務の健全性確保のための職務執行状況を監査する観点から、企業集団内において適切な内部管理態勢が整備されているかに留意し、子会社の経営管理態勢及び内部管理態勢の状況等について、必要に応じて調査等を行っているか。例文帳に追加

Do corporate auditors pay attention to whether there is an appropriate internal control system within the corporate group of the financial institution and check the status of corporate governance and internal control at subsidiaries as necessary from the viewpoint of examining the status of directors’ execution of business operations for the purpose of securing the soundness of the business operations of the corporate group?  - 金融庁

取締役会等は、金融円滑化管理方針に則り、金融円滑化管理に関する取決めを明 確に定めた内部規程（以下「金融円滑化管理規程」という。）を、金融円滑化管理態勢を整備・確立するための金融円滑化管理全般を統括する責任者（以下「金融円滑化管理責任者」という。）に策定させているか。例文帳に追加

Has the Board of Directors or organization equivalent to the Board of Directors had the manager in charge of supervising overall Finance Facilitation Management for developing and establishing the Finance Facilitation Management system (hereinafter referred to as the “Finance Facilitation Manager”) develop internal rules that clearly specify the arrangements on the management of finance facilitation (hereinafter referred to as the “Finance Facilitation Management Rules”) in accordance with the Finance Facilitation Management Policy?  - 金融庁

・検査官は、経営陣が、①方針の策定、 ②内部規程・組織体制の整備、③評価・改善活動をそれぞれ適切に行っているかといった観点から、法令等遵守態勢が有効に機能しているか否か、取締役会の役割と責任が適切に果たされているかをⅠ．のチェック項目を活用して具体的に確認する。例文帳に追加

- The inspector should determine whether the legal compliance system is functioning effectively and whether the roles and responsibilities of the institution’s Board of Directors are being appropriately performed by way of reviewing, with the use of check items listed in Chapter I., whether the management is appropriately implementing (1) policy development, (2) development of internal rules and organizational frameworks and (3) assessment and improvement activities.  - 金融庁

取締役会等は、法令等遵守方針に則り、法令等遵守に関する取決めを明確に定めた内部規程（以下「法令等遵守規程」という。）を、法令等遵守に関する事項を一元的に管理する部門（以下「コンプライアンス統括部門」という。）の管理者（以下本チェックリストにおいて単に「管理者」という。）に策定させ、組織内に周知させているか。例文帳に追加

Does the Board of Directors or organization equivalent to the Board of Directors have the Manager (hereinafter simply referred to as the “Manager” in this checklist) of the division in charge of overseeing matters related to legal compliance in an integrated manner (hereinafter referred to as the “Compliance Control Division”) develop internal rules that clearly specify the arrangements on legal compliance (hereinafter referred to as the “Legal Compliance Rules”) and disseminate them throughout the institution in accordance with the Legal Compliance Policy?  - 金融庁

取締役会は、管理者に、法令等遵守方針及び法令等遵守規程に沿って、役職員が遵守すべき法令等の解説、違法行為を発見した場合の対処方法等を具体的に示した手引書（以下「コンプライアンス・マニュアル」という。）を策定させ、承認した上で組織全体に周知させているか。例文帳に追加

Does the Board of Directors have the Manager establish, in accordance with the Legal Compliance Policy and the Legal Compliance Rules, a manual that explains the Laws that officers and employees must comply with (hereinafter referred to as the Compliance Manual) and provides specific instructions as to what measures should be taken when illegal acts are detected and disseminate the manual throughout the institution upon approval by the Board of Directors or organization equivalent to the Board of Directors?  - 金融庁

取締役会は、管理者に、法令等遵守方針及び法令等遵守規程に沿って、コンプライアンスを実現させるための具体的な実践計画（内部規程の整備、職員等の研修計画など。以下「コンプライアンス・プログラム」という。）を最長でも年度毎に策定させ、承認した上で組織全体に周知させているか。例文帳に追加

Does the Board of Directors have the Manager formulate, in accordance with the Legal Compliance Policy and the Legal Compliance Rules, a program for implementing specific measures to ensure compliance (including the development of internal rules and planning of employee training. Hereinafter referred to as the “Compliance Program”) at least once a year and disseminate it throughout the institution upon approval by the Board of Directors?  - 金融庁

取締役会等は、顧客保護等管理方針に則り、顧客説明管理、顧客サポート等管理、顧客情報管理、外部委託管理、利益相反管理に関する取決めを明確に定めた内部規程（以下総称して「顧客保護等管理規程」という。）を各顧客保護等管理に係る管理責任者に策定させているか。例文帳に追加

Has the Board of Directors or organization equivalent to the Board of Directors had the Managers in charge of operations concerning Customer Protection Management develop internal rules that clearly specify the arrangements on the management of Customer Explanation and Customer Support, as well as Customer Information Management, Outsourcing Management and Conflict of Interest Management (hereinafter referred to as the “Customer Protection Management Rules”) in accordance with the Customer Protection Management Policy?  - 金融庁

顧客サポート等管理責任者は、相談・苦情等の内容について分析し、必要な調査を行って相談・苦情等の発生原因を把握した上、内容の分析に基づき、必要に応じて取締役会等に対する改善のための提言や関連部署に対し報告・改善を求める等、改善に向けた取組を不断に行う態勢を整備しているか。例文帳に追加

Does the Customer Support Manager analyze the details of Consultation Requests, Complaints, etc., conduct necessary investigations to grasp their causes, and, based on the results of the analysis, present the Board of Directors with proposals for improvements and ask the relevant departments to submit reports and make improvements as necessary, thus ensuring that constant efforts are made for improvements?  - 金融庁

特に担当取締役は、リスクの所在、リスクの種類・特性及びリスクの特定・評価・モニタリング・コントロール等の手法並びに統合的リスク管理の重要性を十分に理解し、この理解に基づき当該金融機関の統合的リスク管理の状況を的確に認識し、適正な統合的リスク管理態勢の整備・確立に向けて、方針及び具体的な方策を検討しているか。例文帳に追加

In particular, does the director in charge of comprehensive risk management review the policy and specific measures for developing and establishing an adequate comprehensive risk management system with a full understanding of the scope, types and nature of risks, and the risk identification, assessment, monitoring and control technique as well as the importance of comprehensive risk management, and with precise recognition of the current status of comprehensive risk management within the financial institution based on such understanding?  - 金融庁

取締役会等は、統合的リスク管理方針に則り、統合的リスク管理に関する取決めを明確に定めた内部規程（以下「統合的リスク管理規程」という。）を統合的リスク管理部門の管理者（以下本チェックリストにおいて単に「管理者」という。）に策定させ、組織内に周知させているか。例文帳に追加

Does the Board of Directors or equivalent organization to the Board of Directors have the Manager of the Comprehensive Risk Management Division (hereinafter simply referred to as the “Manager” in this checklist) develop internal rules that clearly specify the arrangements concerning comprehensive risk management (hereinafter referred to as the “Comprehensive Risk Management Rules”) and disseminate them throughout the institution in accordance with the Comprehensive Risk Management Policy?  - 金融庁

統合的リスク管理部門は、統合的リスク管理方針及び統合的リスク管理規程に基づき、統合的リスク管理の状況及び統合的に評価したリスクの状況に関して、取締役会等が適切に評価及び判断できる情報を、定期的に又は必要に応じて随時、報告しているか。例文帳に追加

Does the Comprehensive Risk Management Division, in accordance with the Comprehensive Risk Management Policy and the Comprehensive Risk Management Rules, provide in a regular and timely manner or on an as needed basis information necessary for the Board of Directors or equivalent organization to the Board of Directors to make an appropriate assessment and judgment with regard to the status of the comprehensive risk management and the status of the risks assessed comprehensively?  - 金融庁

統合的リスク管理部門は、統合的リスク管理の管理対象外とするリスクの影響が軽微でない場合や適切な管理が行えない管理対象リスクがある場合、当該リスクに関連する業務等の撤退・縮小等の是非について意思決定できる情報を取締役会等に報告しているか。例文帳に追加

In the case where risks not covered by comprehensive risk management have non-negligible effects or where risks to be controlled through comprehensive risk management cannot be managed appropriately, does the Comprehensive Risk Management Division provide information necessary for the Board of Directors or equivalent organization to the Board of Directors to make decisions as to whether the financial institution should withdraw from or downsize the business affected by those risks?  - 金融庁

特に担当取締役は、自己資本充実度の評価・モニタリング・コントロール等の手法及び自己資本管理の重要性を十分に理解し、この理解に基づき当該金融機関の自己資本管理の状況を的確に認識し、適正な自己資本管理態勢の整備・確立に向けて、方針及び具体的な方策を検討しているか。例文帳に追加

In particular, does the director in charge of capital management review the policy and specific measures for developing and establishing an adequate capital management system with a full understanding of the assessment, monitoring and control techniques of internal capital adequacy as well as the importance of capital management, and with precise recognition of the current status of capital management based on such understanding?  - 金融庁

自己資本管理部門は、内部環境及び外部環境の変化並びに自己資本充実度評価方法の限界及び弱点を把握し、金融機関全体の戦略目標、業務の規模・特性及びリスク・プロファイルに見合った適切な自己資本充実度の評価方法であるかを定期的に検証し、見直しを行い、又は取締役会等が適切に評価及び判断できる情報を報告しているか。例文帳に追加

Does the Capital Management Division grasp the limitations and weaknesses of the internal capital adequacy assessment method as well as changes in the internal and external environments, and regularly review whether the method suits the financial institution's strategic objectives, the scales and natures of its business, and its risk profile and revise the method, or provide information necessary for the Board of Directors to make appropriate assessment and judgments?  - 金融庁

（ⅰ）取締役会は、自己査定を適切かつ正確に行うための取決めを明確に定めた基準（以下「自己査定基準」という。）及び償却・引当を適切かつ正確に行うための取決めを明確に定めた基準（以下「償却・引当基準」という。）を資産査定管理部門 の管理者（以下本チェックリストにおいて単に「管理者」という。）に策定させ、組織内に周知させているか。例文帳に追加

(i) Does the Board of Directors have the Managers of the Asset Assessment Management Divisions (hereinafter simply referred to as the "Managers" or "Manager" in this checklist) develop standards that clearly specify the arrangements for conducting self-assessment in an appropriate and accurate manner (hereinafter referred to as the "Self-Assessment Standards") and standards that clearly specify the arrangements for implementing write-offs and loan loss provisions in an appropriate and accurate manner (hereinafter referred to as the "Write-Off/Loan Loss Provision Standards") and disseminate them throughout the institution?  - 金融庁

また、定期的に又は必要に応じて随時、自己査定管理態勢及び償却・引当管理態勢の実効性を検証し、必要に応じて自己査定基準及び償却・引当基準並びに組織体制の見直しを行い、又は取締役会等に対し改善のための提言を行っているか。例文帳に追加

Do the Managers review the effectiveness of the self-assessment management system and write-off/loan loss provisions management system in a regular and timely manner or on an as needed basis, and, as necessary, revise the Self-Assessment Standards and Write-off/Loan Loss Provisions Standards as well as the relevant organizational framework, or present the Board of Directors or equivalent organization to the Board of Directors with proposals for improvement?  - 金融庁

・自己査定結果の正確性の検証過程において、自己査定体制の整備等の状況、自己査定結果の取締役会への報告状況、自己査定体制の整備等の状況等の内部監査、監査役及び会計監査人による監査の状況について、実際にどのように行われているかを的確に把握する。例文帳に追加

- In the process of examining the accuracy of the results of self-assessment, the inspector should precisely grasp the actual status of development of the self-assessment system, the actual status of reporting of the results of self-assessment to the Board of Directors and the actual status of internal audits and audits by corporate auditors and accounting auditors of the status of the development of the self-assessment system.  - 金融庁

・償却・引当結果の適切性の検証過程において、償却・引当体制の整備等の状況、償却・引当結果の取締役会への報告状況、償却・引当体制の整備等の状況等の内部監査、監査役及び会計監査人による監査状況について、実際にどのように行われているかを的確に把握する。例文帳に追加

- In the process of examining the appropriateness of the results of write-offs and loan loss provisions, the inspector should precisely grasp the actual status of the development of the write-off/loan-loss provision system, the actual status of reporting of the results of write-off/loan-loss provisions to the Board of Directors and the actual status of internal audits and audits by corporate auditors and accounting auditors of the status of the development of the write-off/loan-loss provisions system.  - 金融庁

取締役会等は、市場リスク管理方針及び市場リスク管理規程に基づき、各部門の業務の内容を検討し、各部門の経営上の位置付け、自己資本、収益力、リスク管理能力、人的能力等を勘案し、取り扱う業務やリスク・カテゴリー毎に、それぞれに見合った適切な限度枠（リスク枠、ポジション枠、損失限度枠等）を設定しているか。例文帳に追加

Does the Board of Directors or equivalent organization to the Board of Directors in accordance with the Market Risk Management Policy and the Market Risk Management Rules, establish limits (risk limits, position limits, loss control limits, etc.) suited to each operation and each risk category by examining the details of operations of the various divisions and taking into consideration the position of each division in corporate management, the institution's capital, earning power, risk management capability, human capacity, etc.?  - 金融庁

市場リスク管理部門は、市場リスク管理の管理対象外とするリスクの影響が軽微でない場合や適切な管理が行えない管理対象リスクがある場合、当該リスクに関連する業務等の撤退・縮小等の是非について意思決定できる情報を取締役会等に報告しているか。例文帳に追加

In the case where risks not covered by market risk management have non-negligible effects or where risks to be controlled through market risk management cannot be managed appropriately, does the Market Risk Management Division provide information necessary for the Board of Directors or equivalent organization to the Board of Directors to make decisions as to whether the financial institution should withdraw from or downsize the business affected by those risks?  - 金融庁

取締役会等は、流動性リスク管理方針及び流動性リスク管理規程に基づき、業務の規模・特性、リスク・プロファイル、財務状況及び資金調達能力に見合った適切な限度枠（資金繰りリスクの観点から資金ギャップ枠や市場資金調達枠等、市場流動性リスクの観点からポジション枠等）を設定しているか。例文帳に追加

Does the Board of Directors or equivalent organization to the Board of Directors in accordance with the Liquidity Risk Management Policy and the Liquidity Risk Management Rules, establish appropriate limits suited to the scales and natures of the institution’s business and its risk profile, financial conditions and fund-raising capacity (funding gap limits from the viewpoint of funds risk and position limits from the viewpoint of market liquidity risk)?  - 金融庁

流動性リスク管理部門は、流動性リスク管理方針及び流動性リスク管理規程に基づき、流動性リスク管理の状況及び流動性リスクの状況に関して、取締役会等が適切に評価・判断できる情報を、定期的に又は必要に応じて随時、直接、報告しているか。例文帳に追加

Does the Liquidity Risk Management Division, in accordance with the Liquidity Risk Management Policy and the Liquidity Risk Management Rules, provide in a regular and timely manner or on an as needed basis information necessary for the Board of Directors or equivalent organization to the Board of Directors to make an appropriate assessment and judgment with regard to the status of the liquidity risk management and the status of the risks?  - 金融庁

管理者は、金融機関の業務における法令等遵守の重要性を十分に理解し、法令等遵守方針及び法令等遵守規程に沿って、最長でも年度毎に合理的な内容のコンプライアンス・プログラムを策定しているか。コンプライアンス・プログラムの策定及び重要な見直しについては、取締役会の承認を受けた上で組織全体に周知しているか。例文帳に追加

Does the Manager formulate a reasonable Compliance Program at least once a year in accordance with the Legal Compliance Policy and the Legal Compliance Rules and based on a full understanding of the importance of legal compliance in the business of financial institutions? After developing a new Compliance Program or conducting an important revision of the existing one, does the Manager disseminate the new program or revised one throughout the institution upon approval by the Board of Directors?  - 金融庁

10 本人確認規程は、必ずしも一本化されていない場合やコンプライアンス・マニュアル等に統合されている場合もある。これらの形式にこだわらず、記載すべき事項が漏れなく明文化され、取締役会等の承認を受け、必要のある役職員に周知徹底され、実効的な本人確認に係る態勢が整備されているか否かを実証的に検証する。例文帳に追加

10 The Customer Identity Verification Rules may not be available as a single set of rules in some cases, and they may be integrated with the Compliance Manual, etc. in other cases. The inspector should empirically review, regardless of the form of rules, whether or not the rules exhaustively stipulate necessary matters and are fully disseminated to the personnel who should be acquainted with them, upon approval by the Board of Directors or equivalent organization to the Board of Directors, thus ensuring an effective customer identity verification system.  - 金融庁

（ⅳ）顧客説明管理規程は、リーガル・チェック等を経て、顧客説明に関する法令等の内容を十分に踏まえ、適用ある法令等を網羅していることを確認した上、取締役会等の承認を受け、組織内に周知されているか。 （ⅴ）顧客説明管理規程及び顧客説明マニュアルは、金融円滑化管理規程及び金融円滑化マニュアルとの整合性が確保されているか。例文帳に追加

(iv) Have the Customer Explanation Management Rules been approved by the Board of Directors and disseminated throughout the institution after they have been verified through legal checks, etc. as sufficiently taking account of the Laws (including but not limited to laws and regulations, etc.; hereinafter to as the "Laws'') that concern Customer Explanation and exhaustively covering the applicable Laws? - 金融庁

取締役会等は、統合的リスク管理方針に基づき、資産・負債を総合管理し、運用戦略等の策定・実行に関わるＡＬＭ委員会又はこれと同等の機能を有する組織（以下「ＡＬＭ委員会等」という。）を設置しているか。ＡＬＭ委員会等を設置しない場合は、それに代替するリスク管理プロセスを整備しているか。例文帳に追加

Does the Board of Directors or equivalent organization to the Board of Directors have an ALM Committee established that comprehensively manages assets and liabilities and participates in the development and implementation of the strategy regarding Assets, Liabilities and Liquidity, etc. or an organization that provides an equivalent function (hereinafter collectively referred to as an "ALM Committee, etc.") based on the Comprehensive Risk Management Policy? If not, does it have in place an alternative risk management process?  - 金融庁

統合的リスク管理部門は、統合的リスク管理方針及び統合的リスク管理規程に基づき、統合的リスク管理の状況及び統合的に評価したリスクの状況に関して、取締役会等が適切に評価及び判断できる情報を、定期的に又は必要に応じて随時、報告しているか。例えば、以下の項目について報告しているか。例文帳に追加

Does the Comprehensive Risk Management Division, in accordance with the Comprehensive Risk Management Policy and the Comprehensive Risk Management Rules, provide in a regular and timely manner or on an as needed basis information necessary for the Board of Directors or equivalent organization to the Board of Directors to make an appropriate assessment and judgment with regard to the status of the comprehensive risk management and the status of the risks assessed comprehensively?  - 金融庁

（ⅰ）取締役会は、自己査定を適切かつ正確に行うための取決めを明確に定めた基準（以下「自己査定基準」という。）及び償却・引当を適切かつ正確に行うための取決めを明確に定めた基準（以下「償却・引当基準」という。）を資産査定管理部門1 の管理者（以下本チェックリストにおいて単に「管理者」という。）に策定させ、組織内に周知させているか。例文帳に追加

(i) Does the Board of Directors have the Managers of the Asset Assessment Management Divisions1 (hereinafter simply referred to as the "Managers" or "Manager" in this checklist) develop standards that clearly specify the arrangements for conducting self-assessment in an appropriate and accurate manner (hereinafter referred to as the "Self-Assessment Standards") and standards that clearly specify the arrangements for implementing write-offs and loan loss provisions in an appropriate and accurate manner (hereinafter referred to as the "Write-Off/Loan Loss Provision Standards") and disseminate them throughout the institution? - 金融庁

・ 自己査定結果の正確性の検証過程において、自己査定体制の整備等の状況、自己査定結果の取締役会への報告状況、自己査定体制の整備等の状況等の内部監査、監査役及び会計監査人による監査の状況について、実際にどのように行われているかを的確に把握する。例文帳に追加

- In the process of examining the accuracy of the results of self-assessment, the inspector should precisely grasp the actual status of development of the self-assessment system, the actual status of reporting of the results of self-assessment to the Board of Directors and the actual status of internal audits and audits by corporate auditors and accounting auditors of the status of the development of the self-assessment system.  - 金融庁

・ 償却・引当結果の適切性の検証過程において、償却・引当体制の整備等の状況、償却・引当結果の取締役会への報告状況、償却・引当体制の整備等の状況等の内部監査、監査役及び会計監査人による監査状況について、実際にどのように行われているかを的確に把握する。例文帳に追加

- In the process of examining the appropriateness of the results of write-offs and loan loss provisions, the inspector should precisely grasp the actual status of the development of the write-off/loan-loss provision system, the actual status of reporting of the results of write-off/loan-loss provisions to the Board of Directors and the actual status of internal audits and audits by corporate auditors and accounting auditors of the status of the development of the write-off/loan-loss provisions system.  - 金融庁

取締役会等は、市場リスク管理方針及び市場リスク管理規程に基づき、各部門の業務の内容を検討し、各部門の経営上の位置付け、自己資本、収益力、リスク管理能力、人的能力等を勘案し、取り扱う業務やリスク・カテゴリー毎に、それぞれに見合った適切な限度枠（リスク枠、ポジション枠、損失限度枠等）を設定しているか1。例文帳に追加

Does the Board of Directors or equivalent organization to the Board of Directors in accordance with the Market Risk Management Policy and the Market Risk Management Rules, establish limits (risk limits, position limits, loss control limits, etc.) suited to each operation and each risk category by examining the details of operations of the various divisions and taking into consideration the position of each division in corporate management, the institution's capital, earning power, risk management capability, human capacity, etc.?  - 金融庁

管理者は、継続的に市場リスク管理部門の職務の執行状況に関するモニタリングを実施しているか。また、定期的に又は必要に応じて随時、市場リスク管理態勢の実効性を検証し、必要に応じて市場リスク管理規程及び組織体制の見直しを行い、又は取締役会等に対し改善のための提言を行っているか。例文帳に追加

Does the Manager review the effectiveness of the market risk management system in a regular and timely manner or on an as needed basis, and, as necessary, revise the Market Risk Management Rules and the relevant organizational framework, or present the Board of Directors or equivalent organization to the Board of Directors with proposals for improvement?  - 金融庁

取締役会等は、オペレーショナル・リスク管理方針に則り、オペレーショナル・リスクの総合的な管理に関する取決めを明確に定めた内部規程（以下「オペレーショナル・リスク管理規程」という。）をオペレーショナル・リスクの総合的な管理部門の管理者（以下本チェックリストにおいて単に「管理者」という。）に策定させ、組織内に周知させているか。例文帳に追加

Does the Board of Directors or equivalent organization to the Board of Directors have the Manager of the Comprehensive Operational Risk Management Division (hereinafter simply referred to as the "Manager" in this checklist) develop internal rules that clearly specify the arrangements concerning comprehensive operational risk management (hereinafter referred to as the Operational Risk Management Rules") and disseminate them throughout the institution in accordance with the Operational Risk Management Policy?  - 金融庁

取締役会等は、内部監査部門に、オペレーショナル・リスクの総合的な管理について監査すべき事項を適切に特定させ、内部監査の実施対象となる項目及び実施手順を定めた要領（以下「内部監査実施要領」という。）並びに内部監査計画を策定させた上で承認しているか例文帳に追加

Does the Board of Directors or equivalent organization to the Board of Directors have the Internal Audit Division appropriately identify the matters to be audited with regard to comprehensive operational risk management, develop guidelines that specify the matters subject to internal audit and the audit procedure (hereinafter referred to as "Internal Audit Guidelines") and an internal audit plan, and approve such guidelines and plan?  - 金融庁