「とりしまり」に関連した英語例文の一覧と使い方(52ページ目) - Weblio英語例文検索

６　裁判所は、第三項において読み替えて適用する第二項各号に掲げる請求又は第四項（前項において準用する場合を含む。以下この項において同じ。）の請求に係る閲覧又は謄写をすることにより、当該取締役会設置会社又はその親会社若しくは子会社に著しい損害を及ぼすおそれがあると認めるときは、第三項において読み替えて適用する第二項の許可又は第四項の許可をすることができない。例文帳に追加

(6) If the court finds that the inspection or copying relating to the requests listed in each item of paragraph (2) applied by the reading of terms under paragraph (3), or a request under paragraph (4) (including the case of the mutatis mutandis application under the preceding paragraph. The same shall apply hereinafter in this paragraph) is likely to cause substantial detriment to such Company with Board of Directors or its Parent Company or Subsidiary, the court may not grant the permission under paragraph (2) applied by the reading of terms under paragraph (3) or the permission under paragraph (4).  - 日本法令外国語訳データベースシステム

第四百三十九条　会計監査人設置会社については、第四百三十六条第三項の承認を受けた計算書類が法令及び定款に従い株式会社の財産及び損益の状況を正しく表示しているものとして法務省令で定める要件に該当する場合には、前条第二項の規定は、適用しない。この場合においては、取締役は、当該計算書類の内容を定時株主総会に報告しなければならない。例文帳に追加

Article 439 With respect to Companies with Accounting Auditors, in cases where the Financial Statements that have been approved pursuant to Article 436(3) satisfy the requirements prescribed by the applicable Ordinance of the Ministry of Justice as statements that accurately indicate the status of the assets and profits and losses of a Stock Company in compliance with applicable laws and regulations and the articles of incorporation, the provisions of paragraph (2) of the preceding article shall not apply. In such cases, directors shall report the contents of such Financial Statements to the annual shareholders meeting.  - 日本法令外国語訳データベースシステム

イ　第二百三十四条第四項後段（第二百三十五条第二項において準用する場合を含む。）の規定による決定に係る株主総会の決議があった場合（当該決議によって定められた第二百三十四条第四項第二号（第二百三十五条第二項において準用する場合を含む。）の総額が当該決議の日における分配可能額を超える場合に限る。）における当該株主総会に係る総会議案提案取締役例文帳に追加

(a) In cases where a resolution relating to a decision pursuant to the provisions of the second sentence of Article 234(4) is passed by a shareholders meeting (limited to cases where the total amount under item (ii) of that paragraph decided by such resolution exceeds the Distributable Amount as at the day of such resolution), the Proposing Directors at Shareholders Meeting relating to such shareholders meeting;  - 日本法令外国語訳データベースシステム

第五百四十二条　裁判所は、特別清算開始の命令があった場合において、清算の監督上必要があると認めるときは、清算株式会社の申立てにより又は職権で、発起人、設立時取締役、設立時監査役、第四百二十三条第一項に規定する役員等又は清算人（以下この款において「対象役員等」という。）の責任に基づく損害賠償請求権につき、当該対象役員等の財産に対する保全処分をすることができる。例文帳に追加

Article 542 (1) In cases where an order for commencement of special liquidation is issued, if the court finds it necessary to supervise the liquidation, the court may, with respect to rights to seek damages pursuant to the liability of the incorporators, directors upon incorporation, Company Auditors upon incorporation, Qualified Officers provided for in paragraph (1) of Article 423 or liquidators (hereinafter in this Subsection referred to as "Subject Officers"), in response to the petition by the Liquidating Stock Company or ex officio, effect temporary restraining orders against the assets of such Subject Officers  - 日本法令外国語訳データベースシステム

５　前受託者（その相続人を含む。以下この条において同じ。）が第四十条の規定による責任を負う場合又は法人である前受託者の理事、取締役若しくは執行役若しくはこれらに準ずる者（以下この項において「理事等」と総称する。）が第四十一条の規定による責任を負う場合には、新受託者等又は信託財産法人管理人は、前受託者又は理事等に対し、第四十条又は第四十一条の規定による請求をすることができる。例文帳に追加

(5) Where the former trustee (including the trustee's heir; hereinafter the same shall apply in this Article) has incurred liability under the provision of Article 40, or where a director, executive officer, or any other person equivalent thereto (hereinafter referred to as a "director, etc." in this paragraph) of the former trustee who is a juridical person has incurred liability under the provision of Article 41, the new trustee, etc. or incorporated trust property administrator may make a claim against the former trustee or its director, etc. under the provisions of Article 40 or Article 41.  - 日本法令外国語訳データベースシステム

二　この法律、投資信託及び投資法人に関する法律、商品取引所法、商品投資に係る事業の規制に関する法律、貸金業の規制に関する法律若しくは出資の受入れ、預り金及び金利の取締りに関する法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがないこととなつた日から五年を経過するまでの者であるとき。例文帳に追加

(ii) when the applicant for permission is a person who has been punished by a fine (including a punishment under the laws and regulations of a foreign state equivalent to this) for violating the provisions of this Act, the Act on Investment Trusts and Investment Corporations, the Commodity Exchange Act, the Act on Regulation of Business Pertaining to Commodity Investment, the Act on Controls, etc. on Money Lending or the Act on Regulation of Receiving of Capital Subscription, Deposits, and Interest Rates, etc., or the laws and regulations of a foreign state equivalent to these Acts, and for whom five years have not passed since the day when the execution of the punishment terminated or he/she became free from the execution of the punishment; and  - 日本法令外国語訳データベースシステム

第百一条の十六　第百一条の二十第一項の設立の登記後に引受けのない株式があるときは、第百一条の二第一項の総会の決議の当時の会員金融商品取引所の理事長及び理事並びに効力発生日の当時の株式会社金融商品取引所の取締役は、共同してこれを引き受けたものとみなす。株式の引受けの申込みが取り消されたときも、同様とする。例文帳に追加

Article 101-16 (1) When there is any share that has not been subscribed for after the registration of establishment under Article 101-20(1), the president and board members of the Membership-Type Financial Instruments Exchange as of the time of the resolution of the general meeting prescribed in Article 101-2(1), and the directors of a Stock Company-Type Financial Instruments Exchange as of the Effective Date shall be deemed to have jointly subscribed for said shares. The same shall apply to the cases where an application for subscription for shares has been rescinded.  - 日本法令外国語訳データベースシステム

四　公開買付者等の要請（当該公開買付者等が会社である場合には、その取締役会が決定したもの（委員会設置会社にあつては、執行役の決定したものを含む。）に限る。）に基づいて当該公開買付け等に係る上場等株券等（上場等株券等の売買に係るオプションを含む。以下この号において同じ。）の買付け等をする場合（当該公開買付者等に当該上場等株券等の売付け等をする目的をもつて当該上場等株券等の買付け等をする場合に限る。）例文帳に追加

(iv) where Purchase, etc. of Listed or Other Share Certificates, etc. pertaining to the Tender Offer, etc. (including an option pertaining to sales and purchase of the Listed or Other Share Certificates, etc.; hereinafter the same shall apply in this item) is made in response to a request made by the Tender Offeror, etc. (limited to a request made by a decision of the board of directors of the Tender Offeror, etc. in cases where the Tender Offeror, etc. is a company (including a request made by a decision of an executive officer in the case of a company with Committees)) (limited to cases where Purchase, etc. of the Listed or Other Share Certificates, etc. is made for the purpose of making Sales, etc. of the Listed or Other Share Certificates, etc. to the Tender Offeror, etc.);  - 日本法令外国語訳データベースシステム

五　第百一条の九の規定により発行する株式の総数の引受け、払込み若しくは金銭以外の財産の給付又は同条第三号に掲げる事項について、内閣総理大臣、裁判所又は会員の総会に対して虚偽の申述を行い、又は事実を隠ぺいした会員金融商品取引所の役員（仮理事及び仮監事を含む。）若しくは検査役又は株式会社金融商品取引所の取締役若しくは監査役となるべき者例文帳に追加

(v) an Officer (including a provisional director and provisional auditor) or an auditor of a Membership-Type Financial Instruments Exchange or a person to become a director or auditor of a Stock Company-Type Financial Instruments Exchange who has made a misstatement to or suppressed a fact against the Prime Minister, the court or a general meeting of members with regard to the subscription or payment of the entire shares to be issued under the provisions of Article 101-9, the delivery of property other than money, or the matters listed in Article 101-9(iii);  - 日本法令外国語訳データベースシステム

第一条　この政令は、薬事法及び採血及び供血あつせん業取締法の一部を改正する法律の施行の日（平成十七年四月一日）から施行する。ただし、第五条の規定は輸出貿易管理令の一部を改正する政令（平成十五年政令第五百三十一号）の施行の日又はこの政令の施行の日のいずれか遅い日から、附則第九条の規定は公布の日から施行する。例文帳に追加

Article 1 This Cabinet Order shall come into effect as from the date of enforcement of the Act for Partial Revision of the Pharmaceutical Affairs Act and the Blood Donation Brokerage Control Act (April 1, 2005); provided, however, that the provision of Article 5 shall come into effect as from the later of either the date of enforcement of the Cabinet Order for Partial Revision of the Export Trade Control Order (Cabinet Order No. 531 of 2003) or the date of enforcement of this Cabinet Order, and the provision of Article 9 of the Supplementary Provisions shall come into effect as from the date of promulgation.  - 日本法令外国語訳データベースシステム

二　第百二十九条の規定により発行する株式の総数の引受け、払込み若しくは現物出資の給付又は同条第三号に掲げる事項について、主務大臣、裁判所又は会員総会に対して虚偽の申述を行い、又は事実を隠ぺいした会員商品取引所の役員（仮理事及び仮監事を含む。）若しくは検査役又は株式会社商品取引所の取締役若しくは監査役となるべき者例文帳に追加

(ii) A person who shall become an officer (including a provisional director and a provisional auditor) or an inspector of a Member Commodity Exchange or a person who shall become a director or a corporate auditor of a Incorporated Commodity Exchange who has made a false statement to or suppressed a fact against the competent minister, the court or a general meeting of members with regard to the subscription, payment or delivery of contribution in kind for the entire shares to be issued pursuant to the provisions of Article 129 or matters set forth in item (iii) of the same Article  - 日本法令外国語訳データベースシステム

第三百七十四条　次の各号に掲げる違反があつた場合においては、その行為をした商品取引所の発起人、役員（仮理事並びに仮取締役及び仮執行役を含む。）若しくは清算人、協会の役員（仮理事を含む。）、委託者保護会員制法人の役員若しくは清算人又は委託者保護基金の役員（仮理事及び仮監事を含む。）若しくは清算人は、三十万円以下の過料に処する。例文帳に追加

Article 374 In the case where there was a violation set forth in the following items, a founder, an officer (including a provisional director, a provisional representative director and a provisional executive officer) or a liquidator of a Commodity Exchange, an officer (including a provisional director) of an association, an officer or a liquidator of a Consignor Protection Membership Corporation or an officer (including a provisional director and a provisional auditor) or a liquidator of a Consumer Protection Fund which committed such act shall be punished by a civil fine of not more than 300 thousand yen:  - 日本法令外国語訳データベースシステム

三　前号に掲げるもののほか、運用の指図を行う投資信託財産と自己又はその取締役若しくは執行役、運用の指図を行う他の投資信託財産、利害関係人等その他の政令で定める者との間における特定資産（指定資産及び内閣府令で定めるものを除く。）の売買その他の政令で定める取引　当該運用の指図を行う投資信託財産例文帳に追加

(iii) In addition to what is listed in the preceding item, the sale and purchase of Specified Assets (excluding Designated Assets and other assets specified by a Cabinet Office Ordinance) and other transactions specified by a Cabinet Order carried out with the Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment, by the Settlor Company of an Investment Trust or its director or executive officer, or carried out with other Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment, by Interested Persons, etc. and any other persons specified by a Cabinet Order: Investment Trust Property for which the Settlor Company of an Investment Trust gives the order for investment.  - 日本法令外国語訳データベースシステム

第二百三十八条　第二百二十八条第一項若しくは第二項、第二百二十八条の二第一項、第二百二十九条から第二百三十二条まで、第二百三十三条第一項又は第二百三十六条第一項に規定する者が法人であるときは、これらの規定並びに第二百二十八条第三項及び第二百二十八条の二第二項の規定は、その行為をした取締役、執行役その他業務を執行する役員又は支配人に対してそれぞれ適用する。例文帳に追加

Article 238 In cases where the person prescribed in Article 228, paragraph (1) or paragraph (2), Article 228-2, paragraph (1), Article 229 through Article 232, Article 233, paragraph (1), or Article 236, paragraph (1) is a juridical person, these provisions, Article 228, paragraph (3), and Article 228-2, paragraph (2) shall apply respectively to the director, executive officer, or any other officer executing business or the manager who has committed such acts.  - 日本法令外国語訳データベースシステム

第十四条　第十三条の規定による改正後の電気用品取締法第二十六条の二第二項及び第三項並びに第二十六条の三第二項及び第三項の規定は、第十三条の規定の施行前に事業の全部の譲渡又は相続若しくは合併があった場合におけるその事業の全部を譲り受けた者又は相続人若しくは合併後存続する法人若しくは合併により設立した法人については、適用しない。例文帳に追加

Article 14 Where a transfer, inheritance, or merger of the whole of a business has taken place prior to the enforcement of Article 13, the provisions of Article 26-2, paragraph (2) and paragraph (3) and of Article 26-3, paragraph (2) and paragraph (3) of the Electrical Appliance and Material Control Act as revised by Article 13 shall not apply to the assignee, heir, juridical person surviving the merger, or the juridical person newly established upon the merger of the whole of the business.  - 日本法令外国語訳データベースシステム

第四十八条　第十条の規定の施行の際現に旧電気用品取締法第二十一条第一項の指定を受けている者は、第十条の規定の施行の日から起算して六月を経過する日までの間は、電気用品安全法第九条第一項の認定を受けているものとみなす。その者がその期間内に同項の認定の申請をした場合において、その申請に係る処分があるまでの間も、同様とする。例文帳に追加

Article 48 (1) A person who had obtained a designation under Article 21, paragraph (1) of the Old Electrical Appliance and Material Control Act at the time of the enforcement of Article 10 shall be deemed to have obtained approval under Article 9, paragraph (1) of the Electrical Appliance and Material Safety Act until the day when six months have elapsed from the day of enforcement of Article 10. In the event that said person filed an application for approval under the same paragraph during said period, the same shall also apply during the period until a disposition pertaining to said application has been made.  - 日本法令外国語訳データベースシステム

第五十条　移行電気用品に付されている旧電気用品取締法第二十五条第一項又は第二十六条の六第一項の規定による表示及び前条の規定による表示は、第十条の規定の施行の日から起算して移行電気用品ごとに五年（製造から販売までに通常相当の期間を要する移行電気用品として政令で定めるものにあっては、十年）を超えない範囲内において政令で定める期間を経過する日までの間は、電気用品安全法第十条第一項の規定により付された表示とみなす。例文帳に追加

Article 50 (1) Labeling affixed to Transferred Electrical Appliances and Materials under Article 25, paragraph (1) or Article 26-6, paragraph (1) of the Old Electrical Appliance and Material Control Act and labeling under the provisions of the preceding Article shall be deemed to be labeling affixed under Article 10, paragraph (1) of the Electrical Appliance and Material Safety Act until the day specified by Cabinet Order for the relevant Transferred Electrical Appliances and Materials within a limit not exceeding five years (10 years with regard to those specified by Cabinet Order as Transferred Electrical Appliances and Materials that require a considerable period of time from manufacturing to sales) from the day of enforcement of Article 10.  - 日本法令外国語訳データベースシステム

３　登記すべき事項につき会社法第三百十九条第一項（同法第三百二十五条において準用する場合を含む。）又は第三百七十条（同法第四百九十条第五項において準用する場合を含む。）の規定により株主総会若しくは種類株主総会、取締役会又は清算人会の決議があつたものとみなされる場合には、申請書に、前項の議事録に代えて、当該場合に該当することを証する書面を添付しなければならない。例文帳に追加

(3) In cases where any matters to be registered are deemed to have been resolved by a shareholders meeting, class shareholders meeting, board of directors or board of liquidators pursuant to the provision of Article 319, paragraph (1) of the Companies Act (including the cases where applied mutatis mutandis pursuant to Article 325 of said Act) or Article 370 of said Act (including cases where applied mutatis mutandis pursuant to Article 490, paragraph (5) of said Act), a document evidencing the case referred to in these provisions is applicable shall, in lieu of the minutes set forth in the preceding paragraph, be attached to the written application.  - 日本法令外国語訳データベースシステム

第三十五条　銀行を当事者とする事業の一部の譲渡又は譲受けについて株主総会若しくは取締役会の決議又は執行役の決定がされたときは、当該銀行は、当該決議又は決定の日から二週間以内に、当該決議又は決定の要旨及び当該事業の一部の譲渡又は譲受けに異議のある債権者は一定の期間内に異議を述べるべき旨を官報に公告することができる。ただし、預金者等その他政令で定める債権者以外の知れている債権者には、各別にこれを催告しなければならない。例文帳に追加

Article 35 (1) Where the shareholders meeting or board of directors of a Bank passes a resolution for transferring or acquiring of part the business involving Bank, or where the executive officers of a Bank decide to make such a transfer or acquisition, the Bank may, within two weeks from the day of the resolution or decision, make public notice, in the official gazette, of the gist of the resolution or the decision and to the effect that any creditors who have any objection to the transfer or acquisition of part of the business ought to file an objection within a specified period of time; provided, however, that the Bank shall give separate notice to each known creditor other than Depositors, etc. and other creditors specified by a Cabinet Order.  - 日本法令外国語訳データベースシステム

第五十二条の二の三　銀行が、第五十二条の二第一項の認可を受け、又は同条第二項の規定による届出をして外国銀行代理業務を営んでいる場合には、当該外国銀行代理業務に係る所属外国銀行が業としてする預り金（出資の受入れ、預り金及び金利等の取締りに関する法律（昭和二十九年法律第百九十五号）第二条第二項（預り金の禁止）に規定する預り金をいう。）であつて当該外国銀行代理業務に係るものについては、同法第二条第一項の規定は、適用しない。例文帳に追加

Article 52-2-3 When a Bank provides Foreign Bank Agency Services after obtaining the authorization set forth in Article 52-2, paragraph (1) or giving the notification under paragraph (2) of that Article, the provisions of Article 2, paragraph (1) of the Act Regulating the Receipt of Contributions, Receipt of Deposits, and Interest Rates, etc. (Act No. 195 of 1954) shall not apply to Deposits (meaning deposits as defined in Article 2, paragraph (2) (Prohibition on Deposits) of that Act) made in the course of trade by the Principal Foreign Bank that is concerned in the relevant Foreign Bank Agency Services, and which are related to said Foreign Bank Agency Services.  - 日本法令外国語訳データベースシステム

二　この法律、出資の受入れ、預り金及び金利等の取締りに関する法律若しくは旧貸金業者の自主規制の助長に関する法律の規定に違反し、又は貸付けの契約の締結若しくは当該契約に基づく債権の取立てに当たり、物価統制令第十二条の規定に違反し、罰金以上の刑に処せられた者で、その刑の執行を終わり、又は刑の執行を受けることがなくなつた日から五年を経過しない者であること。例文帳に追加

(ii) The applicant has been sentenced to a fine or a severer punishment for having violated the provisions of this Act, the Act Regulating the Receipt of Contributions, Receipt of Deposits and Interest Rates, or the Former Act on Facilitating Self-Regulation by Money Lenders, or for having violated the provisions of Article 12 of the Price Control Ordinance in concluding a Contract for a Loan or collecting claims thereunder, and five years have not elapsed since the day on which execution of the sentence was completed or since the day on which said person ceased to be subject to execution of the sentence;  - 日本法令外国語訳データベースシステム

第十九条　会社及び地域会社の取締役、会計参与（会計参与が法人であるときは、その職務を行うべき社員。以下この条において同じ。）、監査役又は職員が、その職務に関して賄賂を収受し、要求し、又は約束したときは、三年以下の懲役に処する。これによつて不正の行為をし、又は相当の行為をしなかつたときは、七年以下の懲役に処する。例文帳に追加

Article 19 (1) When a director, audit counselor (where the counselor is a juridical person, an employee thereof who executes the audit duty. Hereinafter the same shall apply in this article.), auditor or employee of the Company and the Regional Companies has received, demanded or promised to receive a bribe in connection with the person's job, this person shall be punishable and liable to penal servitude for a term not exceeding three years. Anyone who has committed an improper act or has omitted a proper act thereby shall be guilty of an offense and liable to penal servitude for a term not exceeding seven years.  - 日本法令外国語訳データベースシステム

のちに再び宮内少丞、宮内大丞、宮内大書記官、皇后宮大夫、有栖川宮閑院宮家政取締、皇太后宮亮、宮内少輔、華族局長、久宮御養育主任、主殿頭、諸陵頭、主馬頭、閑院宮別当、大膳大夫、東伏見宮御用掛、大膳頭、議定官、枢密顧問官、皇太后宮大夫など、宮内官僚として要職を歴任した。例文帳に追加

After he came back home, he worked again as a government official to the Imperial Household Ministry and assumed the following important posts: Kunai shojo (Junior Secretary of the Imperial Household Ministry), Kunai taijo (Senior Secretary of Imperial Household Ministry), Kunai-daishokikan (great secretary of the Imperial Household Ministry), Kogogu no daibu (Master of the Empress's Household), Kasei torishimariyaku (Senior Managing Director of the Household to Arisugawa no Miya of the Kaninnomiya family), Kotaigogu no suke (Assistant Master of the Empress Dowager's Household), Kunai no sho (Junior Assistant Minister of the Imperial Household Ministry), Director of the Peerage, Togu goyoiku shunin (chief nurturing staff for Imperial children), Tonomo no kami (Director of the Imperial Palace Keeper's Bureau), Shoryo no kami (Chief inspector of imperial tombs), Shume no kami (Manager of the Bureau of Imperial Mews), Kanin no miya betto (superintendent of Kanin no miya), Daizen no daibu (Master of the Palace Table), Goyo gakari (a general affaires official of the Imperial Household) of Higashi Fushimi no Miya, Daizen no to (Manager of the Palace Table), Gijo kan (Senior official of the Decoration Bureau), Privy Councilor, Kotaigu no daibu (Master of the Empress Dowager's Household).  - Wikipedia日英京都関連文書対訳コーパス

特に、内部監査担当取締役や内部監査部門に各業務に精通した人材の確保・配置が図られていない場合には、経営陣としてどのような問題認識をもち、どのような対策を講じているかを、また、内部監査部門の従事者が必ずしも専門性を有していないと認められる場合には、それを補完する方策が講じられているかを、双方向の議論により把握することが重要である。例文帳に追加

If the director in charge of internal audits and the personnel allocated to the internal audit division are not adept in the business operations in which the financial institution engages, the inspector shall examine how the management recognizes the current situation and what measures are being taken to deal with it. Moreover, if the personnel allocated to the internal audit division are deemed to lack adequate expert knowledge and skills, it is important for the inspector to check whether measures have been taken to make up for this, through dialogue with the financial institution.  - 金融庁

取締役会等及びコンプライアンス統括部門の管理者が行う評価・改善活動が有効に機能しており、法令等遵守に関する役職員の取組等が常に向上しているような好循環がみられる場合には、評定を行う上でのプラス要素として勘案するものとする。例文帳に追加

If any of the following is recognized through the process of inspection, it shall be considered as a positive factor in giving a rating. (1) Disclosure documents and other materials used by the financial institution for making explanations to customers take account of the customer’s standpoint and provide specificdescriptions to facilitate their understanding, rather than providing abstract explanations, and the financial institution reviews and revises these materials on an ongoing basis in order to make them easy-to-understand and suited to the needs of customers, by reflecting the opinions of customers in the revisions. (2) The Customer Explanation Management and Customer Support Management are effectively coordinated to produce synergy effects. For example, the financial institution promptly and properly reviews and revises the Customer Explanation Manuals in light of problems identified in the process of customer support management. (3) The financial institution not only makes proper efforts to enhance the Customer Explanation Management System, the Customer Support Management System, the Customer Information Management System and the Outsourcing Management System, but also ensures the effectiveness of customer protection by properly managing other processes it has determined to be essential to customer protection and improving customer convenience. (4) Assessment and improvement activities conducted by the Board of Directors, etc. and the managers in charge of customer protection produce effective results, leading customers to constantly appreciate improvements made by the financial institution.  - 金融庁

我が国の会社法では、第三者割当増資について、有利発行に該当する場合には、株主総会の特別決議が必要であり、また著しく不公正な発行に該当する場合には、差止請求の対象となっているが、これらの場合に該当しない第三者割当増資については、支配比率の希釈化等の程度に関わらず、株主の直接の関与なく取締役会の決議のみによって行うことが可能となっている。例文帳に追加

Under the Companies Act (CA), where the capital increase involves favorable terms being offered to the parties concerned, a special resolution at a shareholders' meeting is required; and if the issuance terms offered are extremely unfair to existing shareholders, the issuance becomes subject to an injunction. However, if third-party share issuance does not fall under either of these cases, it can be executed with only a resolution by the board of directors, without any direct involvement by shareholders, regardless of the degree by which their control would be diluted.  - 金融庁

このため、仮に、今後も子会社の上場が認められていくのであれば、取引所においては、子会社の上場に当たって、親会社や兄弟会社などの出身でない、少数株主の利益を十分に配慮することのできる社外取締役及び監査役の選任を求めるなど、利益相反関係が適切に管理され、親会社による権限濫用が適切に防止されるような実効性あるルールの整備が検討されるべきである。例文帳に追加

For this reason, if the subsidiary listings continue to take place in the future, the stock exchanges should consider introducing rules to ensure that the conflicts of interest are properly managed and that the parent company does not abuse its power, through such measures as requiring the appointment of outside directors and auditors who are not from the parent or sister companies and who can give sufficient consideration to the interests of minority shareholders.  - 金融庁

したがって、取引所においては、現在、社外取締役・監査役について、会社との関係に係る一定の開示を求めているところであるが、この点についてより具体的な内容の開示を求めるとともに、当該者の独立性に関する会社の考え方についても適切な開示を求めることが適当である。例文帳に追加

Therefore, although the stock exchanges currently require a certain degree of disclosure on the relationships that outside directors and auditors have with the company, it would be appropriate for them to require the disclosure of more specific details on this point, and also to Report by the Subcommittee on Certified Public Accountant System, Financial System Council "Enrichment and Enhancement of the Certified Public Accountants and Audit Corporation Systems" (December 22, 2006). Also, in the supplementary resolutions attached to the Bill for the Partial Amendment of the Certified Public Accountants Act (Committee on Financial Affairs, House of Representatives, June 8, 2007; Committee on Financial Affairs, House of Councillors, June 15, 2007), it was stated, "With respect to measures for giving statutory auditors the authority to make decisions on the appointment of accounting auditors and the authority to make decisions on audit fees, serious deliberations should be continued and efforts should be made to draw a conclusion without delay." require appropriate disclosures about the company's views on the independence of the persons in question.  - 金融庁

英国、ドイツ、フランスでは、新株の発行は株主割当が原則とされており、株主以外に割り当てる場合は、株主総会の決議が必要とされている。また、米国では、会社法上（デラウェア州などの場合）、我が国同様、取締役会決議で第三者への割当てが可能となっているが、取引所ルールにおいて、一定の割合以上の新株の発行について、株主総会特別決議を求めている。例文帳に追加

In the UK, Germany and France, as a general rule, issuances of new shares are first offered to existing shareholders; and if new shares are offered to persons other than shareholders, a resolution at the shareholder meeting is required. In the US, according to corporate law (such as in the State of Delaware), as in Japan, new shares can be issued to a third party by board resolution; but under the stock exchange rules, issuance of new shares beyond a certain threshold requires a special resolution at the shareholder meeting.  - 金融庁

財務報告に係る内部統制の評価の過程で識別した内部統制の不備及び重要な欠陥は、その内容及び財務報告全体に及ぼす影響金額、その対応策、その他有用と思われる情報とともに、識別した者の上位の管理者等適切な者にすみやかに報告し是正を求めるとともに、重要な欠陥（及び、必要に応じて内部統制の不備）は、経営者、取締役会、監査役又は監査委員会及び会計監査人に報告する必要がある。例文帳に追加

When identifying control deficiencies and material weaknesses in the assessment of internal control over financial reporting, the person should report them to the appropriate personnel, such as his or her supervisor, together with their details, quantitative impact on the entire financial statements, countermeasures to be taken and other information considered useful, and request remedial actions. At the same time, he or she must report material weaknesses (and control deficiencies when deemed necessary) to the management, board of directors, corporate auditors or audit committee and external auditors.  - 金融庁

監査人は、内部統制監査の実施において不正又は法令に違反する事実を発見した場合には、経営者、取締役会及び監査役又は監査委員会に対して適時に報告して適切な対応を求めるとともに、内部統制の有効性に及ぼす影響の程度について検討し、その結果、その事実が内部統制の不備又は重要な欠陥に該当する場合には上記（３）に記載した対応を取らなければならない。例文帳に追加

When identifying fraud or illegal facts in the course of an Internal Control Audit, external auditors must report them to the management, board of directors and corporate auditors or audit committee on a timely basis and request for the appropriate remediation. External auditors should evaluate their impact on the effectiveness of internal controls and, if judging them to constitute control deficiencies or material weaknesses, should take the measures described under (3) above.  - 金融庁

「警告」、「告発」の措置をとった場合は、これらの措置の対象となった業者の商 号、名称又は氏名（法人の場合は代表取締役又はこれに相当する者の氏名を含む。）、 所在地又は住所（個人の場合は都道府県名及び市町村名又は特別区名とし、非居住者 にあってはこれらに相当するもの）及び無登録で行っていた金融商品取引業の内容等 について、ホームページで公表を行うとともに、「管理台帳」及び「警告文書」等の 写しを速やかに金融庁長官へ送付する。報告を受けた金融庁においては、公表を行っ た業者をリスト化し、金融庁ホームページで公表を行うものとする。例文帳に追加

Regarding cases where a warning has been issued against a business operator or a complaint has been filed with the investigative authorities, a set of copies of the relevant section of the aforesaid registry book, the written warning and other relevant documents shall be immediately sent to the FSA Commissioner.  - 金融庁

経営者という人は、たくさんの社員を養っていますし、すさまじい関連企業があるわけでございますし、それからある意味では、日本における大型の製造業のある城下町的な都市は、特に地域経済の発展に依存しているわけですから、あるいはたくさんの従業員、家族、それから金融機関だとか色々な株主等々のステークホルダーも全世界にいるわけですから、そんなことを自覚して、取締役会あるいは株主総会の議を経て、しっかりやっていっていただきたいと思っています。例文帳に追加

Managers are looking after many workers and there are numerous affiliated companies. In a sense, cities in which major manufacturers are based depend on the development of their local economy in particular. Around the world, there are various stakeholders, including employees, their families, financial institutions and shareholders. Therefore, I hope that with that in mind, managers will do their part properly based on discussions at board meetings and general shareholders' meetings.  - 金融庁

どんな政策でも、光があれば影があるということでございまして、いろいろご批判をいただいているのはお聞きいたしておりますけれども、やはり、今さっき言いましたように、我が国の上場企業の取締役の報酬額の平均が、大体2,500万円、それから、米国の上場企業は、今さっき言いましたように、CEOの報酬額が、大体1億円前後に多く分布しておりますので、1億円というところが常識的な線ではないかなというふうに思っております。例文帳に追加

Any policy has its pros and cons, and I am aware of various criticisms. Nevertheless, as I stated earlier, the average amount of remuneration of directors of listed companies in Japan is roughly 25 million yen, while the average amount of remuneration of CEOs of listed companies in the United States is around 100 million yen, so I believe 100 million yen is a sensible threshold.  - 金融庁

（ⅲ）代表取締役は、例えば、年頭所感や支店長会議等の機会において、経営相談・経営指導等をはじめとした金融円滑化、法令等遵守、顧客保護等及びリスク管理に対する取組姿勢を役職員に対し積極的に明示する等、当該金融機関としての金融円滑化、法令等遵守、顧客保護等及びリスク管理に対する取組姿勢を役職員に理解させるための具体的方策を講じているか。例文帳に追加

(iii) Do the representative directors take specific measures to have officers and employees get acquainted with his/her approach to finance facilitation, legal compliance, customer protection and risk management? For example, do the representative directors express his/her approach to business consultation and guidance and other finance facilitation, legal compliance, customer protection and risk management to officers and employees when delivering a New Year’s speech and speaking at branch Managers’ meetings?  - 金融庁

取締役会は、定期的に又は必要に応じて随時、業務運営の状況及び金融機関が直面するリスクの報告を受け、必要に応じて調査等を実施させた上で、経営方針、経営計画、内部管理基本方針、戦略目標、金融円滑化管理方針、統合的リスク管理方針、各リスク管理方針、法令等遵守方針、顧客保護等管理方針その他の方針の有効性・妥当性及びこれらに則った当該金融機関全体の態勢の実効性を検証し、適時に見直しを行っているか。例文帳に追加

Does the Board of Directors receive a report with regard to the status of business operations and the risks faced by the financial institution in a regular and timely manner or on an as needed basis and order an investigation as necessary to review the effectiveness and validity of the corporate management policy, the corporate management plan, the Internal Control Basic Policy, the strategic objectives, the Finance Facilitation Management Policy, the Comprehensive Risk Management Policy, the policies concerning management of various risks, the Legal Compliance Policy, the Customer Protection Management Policy and other policies as well as the effectiveness of the financial institution’s governance system based on these policies and revise them as necessary?  - 金融庁

（ⅰ）取締役会等は、被監査部門等における経営相談・経営指導等をはじめとした金融円滑化、法令等遵守、顧客保護等及びリスク管理の状況を把握した上、頻度及び深度等に配慮した効率的かつ実効性のある内部監査の計画（以下「内部監査計画」という。）を内部監査部門又は内部監査部門長に策定させ、その重点項目を含む基本的事項を承認しているか。例文帳に追加

(i) Does the Board of Directors or organization equivalent to the Board of Directors have the Internal Audit Division or the chief of the division grasp the status of business consultation and guidance and other finance facilitation, legal compliance, customer protection and risk management at the divisions audited and formulate a plan for implementing internal audits in an efficient and effective manner with due consideration for the frequency and depth of necessary audits (hereinafter referred to as the “Internal Audit Plan”) and approve basic matters concerning the plan, including its key priority items?  - 金融庁

取締役会は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等の内部監査の状況に関する情報（内部監査実施要領及び内部監査計画の遵守状況に関する情報を含む。）に基づき、内部監査の状況を的確に把握し、内部監査の実効性の分析・評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。例文帳に追加

Does the Board of Directors appropriately determine whether there are any weaknesses or problems in the internal audit system and the particulars thereof, and appropriately examine their causes by precisely grasping the status of internal audits and analyzing and assessing the effectiveness of internal audits, based on all information available regarding the status of internal audits (including the status of compliance with the Internal Audit Implementation Guidelines and the Internal Audit Plan), such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions?  - 金融庁

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全ての金融円滑化管理の状況に関する情報に基づき、債務者に対する経営相談・経営指導及び債務者の経営改善支援を含め、金融円滑化管理の状況を的確に分析し、金融円滑化管理の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。例文帳に追加

Does the Board of Directors or organization equivalent to the Board of Directors appropriately determine whether there are any weaknesses or problems in the Finance Facilitation Management system and the particulars thereof, and appropriately examine their causes by precisely analyzing the status of Finance Facilitation Management and assessing the effectiveness of Finance Facilitation Management, including business consultation and guidance for debtors and support to improve the businesses of debtors, based on all of the information available regarding the status of Finance Facilitation Management, such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions?  - 金融庁

・本チェックリストにおいては、金融円滑化管理責任者が行うべき役割は広範囲にわたるため、金融円滑化管理責任者のみでは十分な確保を図ることができないと取締役会等が判断する場合に、金融円滑化管理のための部門や部署を設置して管理させる方法や、信用リスク管理部門や営業推進部門等に金融円滑化に関する担当者を配置し、金融円滑化管理責任者と連携する等の方法により管理を行う場合も想定される。例文帳に追加

- The descriptions in this checklist are based on the assumption that the role that must be performed by the Finance Facilitation Manager is extensive, and therefore a dedicated division or department in charge of Finance Facilitation Management may be established, or persons in charge of Finance Facilitation Management may be assigned to the Credit Risk Management Division or Marketing and Sales Division, etc. and coordinate with Manager, in the case where the Board of Directors determines that the Manager alone would not be sufficient to secure effective finance facilitation.  - 金融庁

また、法令等遵守の担当取締役は、金融機関全体の業務に適用される法令等の内容を理解するだけでなく、法令等遵守の状況のモニタリング・法令等遵守の徹底等の方法を十分に理解し、この理解に基づき当該金融機関の法令等遵守の状況を的確に認識し、適正な法令等遵守態勢の整備・確立に向けた方針及び具体的な方策を検討しているか。例文帳に追加

Does the director in charge of legal compliance understand not only all of the Laws (including but not limited to laws and regulations, etc.; hereinafter referred to as the “Laws’’) applicable to the financial institution’s business but also how to monitor the status of legal compliance and fully enforce compliance throughout the institution? Based on such understanding, does the director appropriately grasp the status of legal compliance at the institution and consider a policy and specific measures necessary for developing and establishing an appropriate legal compliance system?  - 金融庁

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全ての法令等遵守の状況に関する情報に基づき、法令等遵守の状況を的確に分析し、法令等遵守態勢の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。例文帳に追加

Does the Board of Directors or organization equivalent to the Board of Directors appropriately determine whether there are any weaknesses or problems in the legal compliance system and the particulars thereof, and appropriately examine their causes by precisely analyzing the status of legal compliance and assessing the effectiveness of the legal compliance system, based on all information available regarding the status of legal compliance, such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions?  - 金融庁

管理者は、定期的に又は必要に応じて随時、コンプライアンス・マニュアルをはじめとする各種関連規程の遵守状況等、法令等遵守の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、コンプライアンス部門による法令等遵守の徹底の実効性を検証し、適時に各種関連規程（コンプライアンス・マニュアルを含む。）、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し改善のための提言を行っているか。例文帳に追加

Does the Manager review the effectiveness of the Compliance Control Division’s enforcement of legal compliance in a regular and timely manner or on an as needed basis based on the reports and the results of investigations concerning the status of legal compliance, including the status of compliance with the Compliance Manual and various rules, as well as based on the results of monitoring? Does the Manager present the Board of Directors or organization equivalent to the Board of Directors with proposals for improvement as necessary by revising in a timely manner the various rules (including the Compliance Manual), the organizational framework, the implementation of training and guidance and the method of monitoring?  - 金融庁

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全ての顧客保護等管理の状況に関する情報に基づき、顧客保護等管理の状況を的確に分析し、顧客保護等管理の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。例文帳に追加

Does the Board of Directors or organization equivalent to the Board of Directors appropriately determine whether there are any weaknesses or problems in the Customer Protection Management system and the particulars thereof, and appropriately examine their causes by precisely analyzing the status of Customer Protection Management and assessing the effectiveness of Customer Protection Management, based on all of the information available regarding the status of Customer Protection Management, such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions?  - 金融庁

各管理責任者が行うべき役割は広範囲にわたるため、管理責任者のみでは十分な確保を図ることができないと取締役会が判断する場合に、顧客保護等管理のための部門や部署を設置して管理させる方法や、営業推進部門等を含む顧客保護の必要性がある部門や部署等に担当者を配置し、管理責任者と連携する等の方法により管理を行う場合も想定される。例文帳に追加

Given that the role that must be performed by each Manager is extensive, a dedicated division or department in charge of Customer Protection Management may be established or persons in charge of Customer Protection Management may be assigned to divisions and departments that require Customer Protection Management, including the Marketing and Sales Division, and coordinate with Manager, in the case where the Board of Directors determines that the Manager alone would not be sufficient to secure effective Customer Protection.  - 金融庁