DEMAND DECLARATION AND RECEPTION PROCESSING SYSTEM IN BOOK BUILDING OF SECURITIES CONCERNING NEW ENLISTMENT/ SALES例文帳に追加

新規募集／売り出しに係る有価証券のブックビルディングにおける需要申告受付処理システム - 特許庁

(ii) Whether the following book transfers between accounts concerning securities handled in the said operations have been conducted:発音を聞く 例文帳に追加

② 当該業務において取り扱う有価証券について、以下に掲げる勘定間振替は一切行わないこととなっているか。 - 金融庁

To provide a demand declaration and reception processing system in book building for performing the new enlistment/sales of securities online.例文帳に追加

オンラインで有価証券の新規募集／売り出しを行なうための、ブックビルディングにおける需要申告受付処理システムを提供する。 - 特許庁

B. In the cases where the registered financial institutions has adopted specified trading accounts, book transfers between a trading securities account from among specified trading accounts and other securities accounts or between the derivatives of trading securities from among specified trading accounts and derivatives of other trading securities accounts.発音を聞く 例文帳に追加

ロ．特定取引勘定を設置する登録金融機関の場合は、特定取引勘定中の商品有価証券勘定とそれ以外の有価証券勘定との勘定間振替及び特定取引勘定中の商品有価証券派生商品勘定とそれ以外の有価証券派生商品勘定との勘定間振替 - 金融庁

Although the Nikkei article mentioned something like allowing the use of book value when the holding category is changed, I was told that the fact is that the revision is intended to enable a change in the category of securities to which market value is applied to "long-term holding" if the securities are to be held for the long term.発音を聞く 例文帳に追加

つまり保有区分を変える時には簿価から云々と、こういうことでしたけれども、あれはその時点での時価から長期保有なら長期保有に変えることが出来るということだそうでして、そこはそれが事実だということのようであります。 - 金融庁

(25) When a person who has submitted a written application for tax exemption of book-entry transfer national government bonds has made entries or records under the book-entry transfer system regarding book-entry transfer national government bonds through a qualified foreign intermediary, or submitted a written application for a change of book-entry transfer national government bonds to a qualified foreign intermediary, the said qualified foreign intermediary shall, for each person who has submitted the said written application for tax exemption of book-entry transfer national government bonds (in the case where the person who has submitted the said written application for tax exemption of book-entry transfer national government bonds is the trustee of a qualified foreign securities investment trust, for each person who has submitted the said written application for tax exemption of book-entry transfer national government bonds and for each qualified foreign securities investment trust accepted thereby), notify the matters prescribed in Article 5-2(14) of the Act to the specified book-entry transfer institution, etc. prescribed in the said paragraph of the said qualified foreign intermediary pertaining to the said book-entry transfer national government bonds.発音を聞く 例文帳に追加

２５　振替国債非課税適用申告書を提出した者が適格外国仲介業者から振替国債の振替記載等を受けたとき又は適格外国仲介業者に対し振替国債異動申告書を提出したときは、当該適格外国仲介業者は、当該振替国債非課税適用申告書を提出した者の各人別（当該振替国債非課税適用申告書を提出した者が適格外国証券投資信託の受託者である場合にあつては、当該振替国債非課税適用申告書を提出した者の各人別及びその受託した適格外国証券投資信託の別）に、法第五条の二第十四項に規定する事項を当該振替国債に係る当該適格外国仲介業者の同項に規定する特定振替機関等に通知しなければならない。 - 日本法令外国語訳データベースシステム

(24) When a person who has submitted a written application for tax exemption of book-entry transfer national government bonds (including one who shall be deemed to have submitted a written application for tax exemption of book-entry transfer national government bonds pursuant to the provisions of paragraph (3); hereinafter the same shall apply in this paragraph, the next paragraph and paragraph (28)) has made entries or records under the book-entry transfer system regarding book-entry transfer national government bonds through a specified book-entry transfer institution, etc. or qualified foreign intermediary, or submitted a written application for a change of book-entry transfer national government bonds to a specified book-entry transfer institution, etc. or qualified foreign intermediary, the said specified book-entry transfer institution, etc. or qualified foreign intermediary shall, on each occasion, for each person who has submitted the said written application for tax exemption of book-entry transfer national government bonds (in the case where the person who has submitted the said written application for tax exemption of book-entry transfer national government bonds is the trustee of a qualified foreign securities investment trust, for each person who has submitted the said written application for tax exemption of book-entry transfer national government bonds and for each qualified foreign securities investment trust accepted thereby), enter or record in the books for book-entry transfer the matters prescribed in Article 5-2(13) of the Act, and preserve the said books for book-entry transfer pursuant to the provisions of an Ordinance of the Ministry of Finance.発音を聞く 例文帳に追加

２４　振替国債非課税適用申告書を提出した者（第三項の規定により振替国債非課税適用申告書を提出したものとみなされる者を含む。以下この項、次項及び第二十八項において同じ。）が特定振替機関等若しくは適格外国仲介業者から振替国債の振替記載等を受けたとき又は特定振替機関等若しくは適格外国仲介業者に対し振替国債異動申告書を提出したときは、当該特定振替機関等又は適格外国仲介業者は、その都度、当該振替国債非課税適用申告書を提出した者の各人別（当該振替国債非課税適用申告書を提出した者が適格外国証券投資信託の受託者である場合にあつては、当該振替国債非課税適用申告書を提出した者の各人別及びその受託した適格外国証券投資信託の別）に、法第五条の二第十三項に規定する事項を振替帳簿に記載し、又は記録し、かつ、当該振替帳簿を財務省令で定めるところにより保存しなければならない。 - 日本法令外国語訳データベースシステム

a) Short Term company bonds prescribed in Article 66, item (i) (Attribution of Rights) of the Act concerning Book-entry Transfer of Company Bonds and Other Securities, etc. (Act No. 75 of 2001発音を聞く 例文帳に追加

イ　社債等の振替に関する法律（平成十三年法律第七十五号）第六十六条第一号（権利の帰属）に規定する短期社債 - 日本法令外国語訳データベースシステム

A. In cases where the registered financial institutions has not adopted specified trading accounts, book transfers between the commodity bond account and other securities accounts in the cases.発音を聞く 例文帳に追加

イ．特定取引勘定を設置しない登録金融機関の場合は、商品有価証券勘定とそれ以外の有価証券勘定との勘定間振替 - 金融庁

(28) Where a specified book-entry transfer institution, etc. has received the notice prescribed in paragraph (25) (including the cases where it is applied mutatis mutandis pursuant to paragraph (26)), it shall, on each occasion of receiving the notice, for each person who has submitted a written application for tax exemption of book-entry transfer national government bonds or written application for tax exemption of book-entry transfer local government bonds (in the case where the person who has submitted the said written application for tax exemption of book-entry transfer national government bonds or written application for tax exemption of book-entry transfer local government bonds is the trustee of a qualified foreign securities investment trust, for each person who has submitted the said written application for tax exemption of book-entry transfer national government bonds or written application for tax exemption of book-entry transfer local government bonds and for each qualified foreign securities investment trust accepted thereby), enter or record in the books prescribed in Article 5-2(14) of the Act the matters mentioned in the said notice, and preserve the said books pursuant to the provisions of an Ordinance of the Ministry of Finance.発音を聞く 例文帳に追加

２８　特定振替機関等は、第二十五項（第二十六項において準用する場合を含む。）に規定する通知を受けた場合には、当該通知を受けた事項を、その通知を受けた都度、振替国債非課税適用申告書を提出した者又は振替地方債非課税適用申告書を提出した者の各人別（当該振替国債非課税適用申告書を提出した者又は振替地方債非課税適用申告書を提出した者が適格外国証券投資信託の受託者である場合にあつては、当該振替国債非課税適用申告書を提出した者又は振替地方債非課税適用申告書を提出した者の各人別及びその受託した適格外国証券投資信託の別）に、法第五条の二第十四項に規定する帳簿に記載し、又は記録し、かつ、当該帳簿を財務省令で定めるところにより保存しなければならない。 - 日本法令外国語訳データベースシステム

(2) Where a nonresident or foreign corporation that is the trustee of a qualified foreign securities investment trust prescribed in Article 5-2(2) of the Act (hereinafter referred to as a "qualified foreign securities investment trust" in this Article) seeks the application of the provisions of Article 5-2(1) of the Act with respect to interest on book-entry transfer national government bonds or book-entry transfer local government bonds to be received thereby for the trust property under the said qualified foreign securities investment trust, the said nonresident or foreign corporation shall submit, for each qualified foreign securities investment trust accepted thereby, a written application for tax exemption of book-entry transfer national government bonds prescribed in Article 5-2(1)(i)(a) of the Act (hereinafter referred to as a "written application for tax exemption of book-entry transfer national government bonds" in this Article) and a statement of the holding period of book-entry transfer national government bonds prescribed in Article 5-2(1)(i)(b) of the Act (referred to as a "statement of the holding period of book-entry transfer national government bonds" in paragraph (7) to paragraph (9)), or a written application for tax exemption of book-entry transfer local government bonds prescribed in Article 5-2(1)(ii)(a) of the Act (hereinafter referred to as a "written application for tax exemption of book-entry transfer local government bonds" in this Article) and a statement of the holding period of book-entry transfer local government bonds prescribed in Article 5-2(1)(ii)(b) of the Act (referred to as a "statement of the holding period of book-entry transfer local government bonds" in paragraph (7), paragraph (8) and paragraph (11)), to the district director prescribed in prescribed in Article 5-2(1)(i)(a) of the Act pursuant to the provisions of Article 5-2(1)(i)(a) and (b) of the Act, or the district director prescribed in Article 5-2(1)(ii)(a) of the Act pursuant to the provisions of Article 5-2(1)(ii)(a) and (b) of the Act.発音を聞く 例文帳に追加

２　法第五条の二第二項に規定する適格外国証券投資信託（以下この条において「適格外国証券投資信託」という。）の受託者である非居住者又は外国法人が当該適格外国証券投資信託の信託財産につき支払を受ける振替国債又は振替地方債の利子について法第五条の二第一項の規定の適用を受けようとする場合には、当該非居住者又は外国法人は、その受託した適格外国証券投資信託の別に、同項第一号イに規定する振替国債非課税適用申告書（以下この条において「振替国債非課税適用申告書」という。）及び同号ロに規定する振替国債所有期間明細書（第七項から第九項までにおいて「振替国債所有期間明細書」という。）又は法第五条の二第一項第二号イに規定する振替地方債非課税適用申告書（以下この条において「振替地方債非課税適用申告書」という。）及び同号ロに規定する振替地方債所有期間明細書（第七項、第八項及び第十一項において「振替地方債所有期間明細書」という。）を法第五条の二第一項第一号イ及びロの規定により同号イに規定する税務署長又は同項第二号イ及びロの規定により同号イに規定する税務署長に提出するものとする。 - 日本法令外国語訳データベースシステム

(h) Among the rights to be indicated on securities (excluding those that have the character of bonds with share options) issued by a foreign juridical person the attribution of which rights is to be decided by the statement or record in the transfer account book pursuant to the provisions of the Act concerning Book-entry Transfer of Company, etc., those that satisfy all of the following requirements:発音を聞く 例文帳に追加

チ　その権利の帰属が社債等の振替に関する法律の規定により振替口座簿の記載又は記録により定まるものとされる外国法人の発行する債券（新株予約権付社債券の性質を有するものを除く。）に表示されるべき権利のうち、次に掲げる要件のすべてに該当するもの - 日本法令外国語訳データベースシステム

(ii) Where a foreign corporation holds book-entry transfer national government bonds in separate trading that falls under the category of securities for redemption prescribed in Article 119-14 of the Order for Enforcement of the Corporation Tax Act at the end of a business year, and when any adjusted loss prescribed in Article 139-2(2) of the said Order has been incurred for the said book-entry transfer national government bonds in separate trading: The amount equivalent to the said adjusted loss発音を聞く 例文帳に追加

二　外国法人が事業年度終了の時において法人税法施行令第百十九条の十四に規定する償還有価証券に該当する分離振替国債を有する場合において、当該分離振替国債に係る同令第百三十九条の二第二項に規定する調整差損が生じたとき。　当該調整差損に相当する金額 - 日本法令外国語訳データベースシステム

9) A security deposit to be deposited pursuant to the provisions of paragraph (1) or the preceding paragraph may be substituted by national government bond certificates, municipal bond certificates, or other securities specified by a Cabinet Office Ordinance (including book-entry transferred bonds prescribed in Article 278(1) of the Act on Transfer of Bonds, Shares, etc.発音を聞く 例文帳に追加

９　第一項又は前項の規定により供託する営業保証金は、国債証券、地方債証券その他の内閣府令で定める有価証券（社債、株式等の振替に関する法律第二百七十八条第一項に規定する振替債を含む。）をもってこれに充てることができる。 - 日本法令外国語訳データベースシステム

It is also required to strengthen cooperation with the Japan Securities Depository Center, Inc. (JASDEC) after the introduction of new book-entry transfer system of stock certificates, i.e., the dematerialization of stock certificates (planned for January 2009).発音を聞く 例文帳に追加

このような観点から、財務局等において当該業者等の名称をあらかじめ把握するための仕組みの導入や株券電子化（平成 21年 1月予定）後の㈱ 証券保管振替機構（以下、「保管振替機構」という。）との連携強化を図っていくことが必要と考えられる。 - 金融庁

The non-performing loan ratio for financial institutions nationwide increased slightly in the term ending September 2008 compared to the term ending March 2008, with the economy turning to a recessionary phase (Fig. 1-3-16), and more cases where financial institutions book write-down losses from appreciation of securities.例文帳に追加

金融機関の不良債権比率は、景気が後退する中で、2008年９月期は、全国銀行ベースで、2008年３月期と比べわずかながら上昇し（第1-3-16図）、また、金融機関が保有している有価証券関係の評価損の発生等に伴い損失を計上する場合も増加している。 - 経済産業省

(i) Where a foreign corporation holds book-entry transfer national government bonds in separate trading (meaning book-entry transfer national government bonds in separate trading prescribed in Article 67-17(1) of the Act; hereinafter the same shall apply in this Article) that falls under the category of securities for buying and selling prescribed in Article 61-3(1)(i) of the Corporation Tax Act at the end of a business year, and when any valuation loss prescribed in Article 61-3(2) of the Corporation Tax Act has been incurred for the said book-entry transfer national government bonds in separate trading: The amount equivalent to the said valuation loss発音を聞く 例文帳に追加

一　外国法人が事業年度終了の時において法人税法第六十一条の三第一項第一号に規定する売買目的有価証券に該当する分離振替国債（法第六十七条の十七第一項に規定する分離振替国債をいう。以下この条において同じ。）を有する場合において、当該分離振替国債に係る法人税法第六十一条の三第二項に規定する評価損が生じたとき。　当該評価損に相当する金額 - 日本法令外国語訳データベースシステム

(2) Notwithstanding the preceding paragraph, with regard to, among book-entry bonds, etc. as defined in Article 129(1) of Act on Book-entry Transfer of Bonds, etc., short-term bonds as defined in Article 66(i) of said Act or other book-entry bonds, etc. specified by a Cabinet Order (limited to those of which the outstanding balance is made available for public inspection by the Institution for Book-entry Transfer (meaning the Institution for Book-entry Transfer as defined by Article 2(2) of said Act) which deals in these book-entry bonds, etc.), the Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter, a Financial Instruments Business Operator or a Registered Financial Institution may have another person acquire them or sell them to another person through Public Offerings or Secondary Distributions, only if the Shelf Registration has already come into effect.発音を聞く 例文帳に追加

２　前項の規定にかかわらず、発行登録によりあらかじめその募集又は売出しが登録されている社債等の振替に関する法律第百二十九条第一項に規定する振替社債等のうち同法第六十六条第一号に規定する短期社債その他政令で定めるもの（その取扱いを行う振替機関（同法第二条第二項に規定する振替機関をいう。）により、その発行残高が公衆の縦覧に供されるものに限る。）については、当該発行登録がその効力を生じている場合には、これを募集又は売出しにより取得させ、又は売り付けることができる。 - 日本法令外国語訳データベースシステム

(9) A person who submits a written application for tax exemption of book-entry transfer national government bonds or written application for tax exemption of book-entry transfer local government bonds shall, upon submission, present the person's certificate of alien registration, certificate of registered matters of the corporation and any other document specified by a Cabinet Order to the head of the business office, etc. of the specified book-entry transfer institution, etc. or the head of the specified overseas business office, etc. of the qualified foreign intermediary, to which the said written application for tax exemption of book-entry transfer national government bonds or written application for tax exemption of book-entry transfer local government bonds is submitted, and the said head of the business office, etc. of the specified book-entry transfer institution, etc. or the said head of the specified overseas business office, etc. of the qualified foreign intermediary shall confirm, by the documents presented thereto, the name and address stated in the said written application for tax exemption of book-entry transfer national government bonds or written application for tax exemption of book-entry transfer local government bonds (in the case where the provision of paragraph (2) shall apply, such name and address, as well as the name of the qualified foreign securities investment trust should be confirmed).発音を聞く 例文帳に追加

９　振替国債非課税適用申告書又は振替地方債非課税適用申告書を提出する者は、その提出の際、当該振替国債非課税適用申告書又は振替地方債非課税適用申告書を提出する特定振替機関等の営業所等の長又は適格外国仲介業者の特定国外営業所等の長にその者の外国人登録証明書、法人の登記事項証明書その他の政令で定める書類を提示しなければならないものとし、当該特定振替機関等の営業所等の長又は適格外国仲介業者の特定国外営業所等の長は、当該振替国債非課税適用申告書又は振替地方債非課税適用申告書に記載されている氏名又は名称及び住所（第二項の規定の適用がある場合にあつては、氏名又は名称及び住所並びに適格外国証券投資信託の名称）を当該書類により確認しなければならないものとする。 - 日本法令外国語訳データベースシステム

(4) With respect to any income earned and amount of loss incurred by a foreign corporation, which is the trustee of a foreign investment trust prescribed in Article 5-2(2), from the holding or transfer of book-entry transfer national government bonds in separate trading that are included in the trust property under the said foreign investment trust, the provisions of paragraph (1) and paragraph (2) shall apply only where the said foreign investment trust is a qualified foreign securities investment trust prescribed in Article 5-2(2).発音を聞く 例文帳に追加

４　第一項及び第二項の規定は、第五条の二第二項に規定する外国投資信託の受託者である外国法人の当該外国投資信託の信託財産に属する分離振替国債の保有又は譲渡により生ずる所得及び損失額については、当該外国投資信託が同項に規定する適格外国証券投資信託である場合に限り、適用する。 - 日本法令外国語訳データベースシステム

Article 76 Security shall be provided by making a statutory deposit of money or securities (including book-entry transfer company bonds, etc. prescribed in Article 129(1) of the Act on Book-Entry Transfer of Company Bonds, etc. (Act No. 75 of 2001); the same shall apply in the following Article) that the court considers appropriate, to an official depository within the jurisdictional district of the district court that has jurisdiction over the location of the court that has ordered provision of security, or by any other method specified by the Rules of the Supreme Court; provided, however, that if the parties have made a special contract, such contract shall prevail.発音を聞く 例文帳に追加

第七十六条　担保を立てるには、担保を立てるべきことを命じた裁判所の所在地を管轄する地方裁判所の管轄区域内の供託所に金銭又は裁判所が相当と認める有価証券（社債等の振替に関する法律（平成十三年法律第七十五号）第百二十九条第一項に規定する振替社債等を含む。次条において同じ。）を供託する方法その他最高裁判所規則で定める方法によらなければならない。ただし、当事者が特別の契約をしたときは、その契約による。 - 日本法令外国語訳データベースシステム

Article 70-6 (1) Where the Fair Trade Commission has issued a cease and desist order, the respondent may stay the execution of the said cease and desist order until it becomes final and binding by depositing such security deposits or securities (including book-entry transfer corporate bonds, etc. prescribed in paragraph 1 of Article 129 of the Act on Book-Entry Transfer of Corporate Bonds, etc. (Act No. 75 of 2001); the same shall apply in paragraph 1 of the following Article and Article 70-14) as the court may fix.発音を聞く 例文帳に追加

第七十条の六　公正取引委員会が排除措置命令をしたときは、被審人は、裁判所の定める保証金又は有価証券（社債等の振替に関する法律（平成十三年法律第七十五号）第百二十九条第一項に規定する振替社債等を含む。次条第一項及び第七十条の十四において同じ。）を供託して、当該排除措置命令が確定するまでその執行を免れることができる。 - 日本法令外国語訳データベースシステム

(2) With respect to interest on book-entry transfer national government bonds and interest on book-entry transfer local government bonds to be received by a nonresident or foreign corporation, who is the trustee of a foreign investment trust (meaning a foreign investment trust prescribed in Article 2(22) of the Act on Investment Trust and Investment Corporation (Act No. 198 of 1951); hereinafter the same shall apply in this paragraph), for the trust property under the said foreign investment trust, the provision of the preceding paragraph shall apply only where the said foreign investment trust is one that satisfies the following requirements (referred to as a "qualified foreign securities investment trust" in paragraph (9)):発音を聞く 例文帳に追加

２　前項の規定は、外国投資信託（投資信託及び投資法人に関する法律（昭和二十六年法律第百九十八号）第二条第二十二項に規定する外国投資信託をいう。以下この項において同じ。）の受託者である非居住者又は外国法人が当該外国投資信託の信託財産につき支払を受ける振替国債及び振替地方債の利子については、当該外国投資信託が次に掲げる要件を満たすもの（第九項において「適格外国証券投資信託」という。）である場合に限り、適用する。 - 日本法令外国語訳データベースシステム

Article 4 (1) Security shall be provided pursuant to the provisions of this Act by making a statutory deposit of money or of securities (including book-entry transfer bonds, etc. prescribed in Article 278, paragraph (1) of the Act on Book-Entry Transfer of Company Bonds, Shares, etc.(Act No. 75 of 2001)) that are found to be reasonable by the court that has ordered the provision of security, to an official depository within the jurisdictional district of the district court having jurisdiction over the location of the court that has ordered the provision of security or the court of execution of a temporary restraining order, or by any other method specified by the Rules of the Supreme Court; provided, however, that if the parties concerned have made a special contract, such contract shall prevail.発音を聞く 例文帳に追加

第四条　この法律の規定により担保を立てるには、担保を立てるべきことを命じた裁判所又は保全執行裁判所の所在地を管轄する地方裁判所の管轄区域内の供託所に金銭又は担保を立てるべきことを命じた裁判所が相当と認める有価証券（社債、株式等の振替に関する法律（平成十三年法律第七十五号）第二百七十八条第一項に規定する振替債を含む。）を供託する方法その他最高裁判所規則で定める方法によらなければならない。ただし、当事者が特別の契約をしたときは、その契約による。 - 日本法令外国語訳データベースシステム

Article 15 (1) Security shall be provided pursuant to the provisions of this Act by making a statutory deposit of money or securities (including book-entry transfer company bonds, etc. prescribed in Article 129(1) of the Act on Book-Entry Transfer of Company Bonds, etc. [Act No. 75 of 2001]) that are found to be reasonable by the court that has ordered the provision of security (hereinafter referred to as the "court issuing the order" in this paragraph) to an official depository within the jurisdictional district of the district court having jurisdiction over the location of the court issuing the order, or by any other method specified by the Rules of the Supreme Court; provided, however, that if the parties concerned have made a special contract, such contract shall prevail.発音を聞く 例文帳に追加

第十五条　この法律の規定により担保を立てるには、担保を立てるべきことを命じた裁判所（以下この項において「発令裁判所」という。）又は執行裁判所の所在地を管轄する地方裁判所の管轄区域内の供託所に金銭又は発令裁判所が相当と認める有価証券（社債等の振替に関する法律（平成十三年法律第七十五号）第百二十九条第一項に規定する振替社債等を含む。）を供託する方法その他最高裁判所規則で定める方法によらなければならない。ただし、当事者が特別の契約をしたときは、その契約による。 - 日本法令外国語訳データベースシステム

Article 151 When the Prime Minister finds it necessary and appropriate for the public interest or protection of investors, he/she may order a Financial Instruments Exchange, its Subsidiary Company, an Issuer of Securities listed in said Financial Instruments Exchange or a person who received entrustment of business from said Financial Instruments Exchange to submit reports or materials that will be helpful for understanding the business or property of said Financial Instruments Exchange or said Subsidiary Company, or have the officials inspect the status of the business or property, or the book and documents or other articles of said Financial Instruments Exchange, Subsidiary Company or the person who received entrustment of business from said Financial Instruments Exchange (with regard to said Subsidiary Company or the person who received entrustment of business from said Financial Instruments Exchange, the inspection shall be limited to what is necessary to understand the business or property of said Financial Instruments Exchange).発音を聞く 例文帳に追加

第百五十一条　内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、金融商品取引所、その子会社、当該金融商品取引所に上場されている有価証券の発行者又は当該金融商品取引所から業務の委託を受けた者に対し当該金融商品取引所若しくは当該子会社の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該金融商品取引所、当該子会社若しくは当該金融商品取引所から業務の委託を受けた者の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該子会社又は当該金融商品取引所から業務の委託を受けた者にあつては、当該金融商品取引所の業務又は財産に関し必要な検査に限る。）をさせることができる。 - 日本法令外国語訳データベースシステム

The rule change regarding the capital adequacy ratio was recently decided and announced and is now in the public comment process. The partial introduction of flexibility into the capital adequacy ratio regulation reflects circumstances specific to Japan, as exemplified by Japanese banks’ relatively large exposure to stocks. Behind the increasing volatility of Japanese stock prices are foreign investment funds’ activities, as a result of which we are now witnessing seemingly irrational events, such as the average PBR (price-to-book ratio) for stocks listed on the Tokyo Stock Exchange dropping below one. Meanwhile, valuation losses on securities holdings are required to be deducted from the Tier 1 capital in the calculation of the capital adequacy ratio. We have concluded that for the management of the Japanese economy, it is essential to prevent foreign investment funds’ activities from significantly affecting and undermining the financial intermediary function of Japanese deposit-taking financial institutions, so we have decided on this as an extraordinary measure.発音を聞く 例文帳に追加

先般決定し公表し、現在パブリックコメントにかかっているということだと思いますが、自己資本比率規制の一部弾力化については、我が国にやや特有の事情と申しましょうか、典型的には我が国の銀行が株式へのエクスポージャーが相対的に大きい、その中で、我が国の株式市場において株価が非常にボラティリティが高くなってきている、その背景には海外の投資ファンド等の動きがある、ということで、結果的に、例えば東京証券取引所でPBR（株価純資産倍率）の平均値が1を下回るといったような、必ずしも合理的には理解しにくいような、そういう事態が出てきている、他方で有価証券の評価損というものが自己資本比率の計算上、ティア1（基本的項目）から控除されるという仕組みになっておりますので、その海外の投資ファンドの動きによって我が国の預金取扱金融機関の金融仲介能力というものが大きく振り回されて、仲介能力が損なわれるという、ここの因果関係をどこかで遮断するということが、我が国の経済全体の運営の上で必要性が極めて高いということで取られた臨時の措置ということでございます。 - 金融庁

The documents specified by an ordinance of the competent ministry set forth in Article 132, paragraph 3 of the Act shall be as follows (in the case of certifications issued by a public agency, limited to documents prepared within three months prior to the date of filing the application): (i) a document containing the reasons for and contents of entity conversion; (ii) a document specified as follows corresponding to each case: (a) in the case where an officer of an Incorporated Commodity Exchange after Entity Conversion is a foreign national: a Copy of the Residence Certificate, etc. of said officer, the curriculum vitae, and a sworn, written statement by that person that such person is not subject to any of the provisions of Article 15, paragraph 2, item 1 (a) to (k) of the Act; (b) in the case where an officer of an Incorporated Commodity Exchange after Entity Conversion is a juridical person: a certificate of the registered matters of said officer, a document containing the history thereof, and a sworn, written statement by that person that such person is not subject to the provisions of Article 15, paragraph 2, item 1 (l) of the Act; (c) in the case where an officer of an Incorporated Commodity Exchange after - 80 - Entity Conversion is neither a foreign national nor a juridical person: a Copy of the Residence Certificate, etc. of said officer, the curriculum vitae, a certificate of a public agency that such person is not subject to the provisions of Article 15, paragraph 2, item 1 (a) or (b) of the Act, and a sworn, written statement by that person that such person is not subject to any of the provisions of (c) to (k) of the same item; (iii) minutes of a general meeting of the members which approved the entity conversion plan; (iv) Settlement Related Documents, etc. for the most recent business year; (v) a document proving the amount of the existing net assets; (vi) when issuing Shares of Stock Issued upon Entity Conversion pursuant to the provisions of Article 129, paragraph 1 of the Act, the following documents: (a) a document proving an application to subscribe for the Shares of Stock Issued upon Entity Conversion; (b) when making money the object of the contribution, a document stating that payment was made pursuant to the provisions of Article 131-3, paragraph 1 of the Act; (c) when making property other than money the object of the contribution, the following documents: 1. when an inspector has been appointed: a document containing the investigation report by said inspector and its annexed documents; 2. in the case set forth in Article 207, paragraph 9, item 3 of the Company Act as applied mutatis mutandis pursuant to Article 131-6 of the Act: a document proving the market price of the Securities; 3. in the case set forth in Article 207, paragraph 9, item 4 of the Company Act - 81 - as applied mutatis mutandis pursuant to Article 131-6 of the Act: a document containing the certification prescribed in the same item and its annexed documents; 4. in the case set forth in Article 207, paragraph 9, item 5 of the Company Act as applied mutatis mutandis pursuant to Article 131-6 of the Act: the account book stating the monetary claim set forth in the same item; (d) when there has been a court judgment on a report by an inspector: a transcript of said judgment; (vii) a document that states that a public notice or a notification under Article 124, paragraph 2 of the Act has been given; and when a creditor has made an objection, documents that state that the liabilities have been repaid or a reasonable collateral has been provided to said creditor or reasonable property has been deposited in trust for the purpose of repaying the liabilities to said creditor, or that said entity conversion is not likely to harm said creditor;(viii) a document stating the status of securing employees who have the knowledge and experience pertaining to the business of a Commodity Exchange and the status of the assignment of such employees; (ix) a document that contains major shareholders’ names, addresses or residences, nationalities and occupations (in the case where a shareholder is a juridical person or other organization, its trade name or name, the location of its head office or principal office, and the contents of its business), and the number of voting rights they hold.発音を聞く 例文帳に追加

法第百三十二条第三項の主務省令で定める書面は、次に掲げる書面（官公署が証明する 書面の場合には、認可の申請の日前三月以内に作成されたものに限る。）とする。一組織変更の理由及び内容を記載した書面 二次に掲げる場合に応じ、それぞれ次に定める書面 イ組織変更後株式会社商品取引所の役員が外国人である場合当該役員の住民票の 写し等、履歴書及びその者が法第十五条第二項第一号イからルまでのいずれにも 該当しないことを誓約する書面 ロ組織変更後株式会社商品取引所の役員が法人である場合当該役員の登記事項証 明書、沿革を記載した書面及び法第十五条第二項第一号ヲに該当しないことを誓 約する書面 ハ組織変更後株式会社商品取引所の役員が外国人又は法人でない場合当該役員の 住民票の写し等、履歴書、その者が法第十五条第二項第一号イ及びロに該当しな い旨の官公署の証明書並びにその者が同号ハからルまでのいずれにも該当しない ことを誓約する書面 三組織変更計画を承認した会員総会の議事録 四直前事業年度の決算関係書類等 五現に存する純資産額を証する書面 六法第百二十九条第一項の規定により組織変更時発行株式を発行するときは、次に掲 げる書面 イ組織変更時発行株式の引受けの申込みを証する書面 ロ金銭を出資の目的とするときは、法第百三十一条の三第一項の規定による払込み があったことを証する書面 ハ金銭以外の財産を出資の目的とするときは、次に掲げる書面 （１） 検査役が選任されたときは、検査役の調査報告を記載した書面及びその附 属書類 （２） 法第百三十一条の六において準用する会社法第二百七条第九項第三号に掲 げる場合には、有価証券の市場価格を証する書面 （３） 法第百三十一条の六において準用する会社法第二百七条第九項第四号に掲 げる場合には、同号に規定する証明を記載した書面及びその附属書類 （４） 法第百三十一条の六において準用する会社法第二百七条第九項第五号に掲 げる場合には、同号の金銭債権について記載された会計帳簿 ニ検査役の報告に関する裁判があったときは、その謄本 七法第百二十四条第二項の規定による公告及び催告をしたこと並びに異議を述べた債 権者があるときは、当該債権者に対し弁済し若しくは相当の担保を提供し若しくは当 該債権者に弁済を受けさせることを目的として相当の財産を信託したこと又は当該組 織変更をしても当該債権者を害するおそれがないことを証する書面 八商品取引所の業務に関する知識及び経験を有する従業員の確保の状況並びに当該従 業員の配置の状況を記載した書類 九主要な株主の氏名、住所又は居所、国籍及び職業（株主が法人その他の団体である 場合には、その商号又は名称、本店又は主たる事務所の所在の場所及び営んでいる事 業の内容）並びに保有する議決権の数を記載した書面 - 経済産業省