「corporate risk management」に関連した英語例文の一覧と使い方(2ページ目) - Weblio英語例文検索

In the midst of such changes in the economic and market environment both at home and abroad, in order for regional financial institutions to continue performing their financial intermediary functions properly, they need to conduct high-quality risk management under proper corporate governance; this, in turn, will help stabilize the financial system in their regions. 例文帳に追加

このように内外の経済・市場環境が変化する中で、地域金融機関が、金融仲介機能を適切に発揮し続けるためには、適切な経営管理（ガバナンス）の下、質の高いリスク管理を定着させることが必要であり、それがひいては地域における金融システムの安定にも寄与することとなる。 - 金融庁

It is desirable that the uniform yardstick is used to grasp and measure all necessary credit risk elements. If there are credit risks that are not sufficiently grasped and measured with the uniform yardstick, does the institution ensure that all necessary elements are taken into consideration in corporate management decisions by utilizing supplementary information? 例文帳に追加

統一的な尺度は、全ての必要な信用リスク要素を把握・計測していることが望ましいが、仮に、統一的な尺度で十分な把握・計測を行っていない信用リスクが存在している場合には、補完的な情報を用いることにより、経営上の意思決定に際して、必要な全ての要素を勘案していることを確保しているか。 - 金融庁

- The development and establishment of the risk management system for a financial institution in its entirety is one of the key elements for ensuring the soundness and appropriateness of the institution’s business. The institution’s management is charged with and responsible for taking the initiative in the development and establishment of this system by deciding basic corporate management policies (business policies), determining strategic objectives based on these policies and developing an organizational framework for securing the effectiveness of the function of managing risks for the whole of the institution in a comprehensive manner. 例文帳に追加

・金融機関全体のリスク管理態勢の整備・確立は、金融機関の業務の健全性及び適切性の確保の核心部分の一つであり、経営陣は、経営の基本方針（経営方針）の決定を行い、これに則り戦略目標を決定し、金融機関全体のリスクを統合的に管理する機能の実効性確保に向けた組織体制の整備を行う等、態勢の整備・確立を自ら率先して行う役割と責任がある。 - 金融庁

- The development and establishment of the risk management system for a financial institution in its entirety is one of the key elements for ensuring the soundness and appropriateness of the institution's business. The institution's management is charged with and responsible for taking the initiative in the development and establishment of this system by deciding basic corporate management policies (business policies), determining strategic objectives based on these policies and developing an organizational framework for securing the effectiveness of the function of managing risks for the whole of the institution in a comprehensive manner. 例文帳に追加

・ 金融機関全体のリスク管理態勢の整備・確立は、金融機関の業務の健全性及び適切性の確保の核心部分の一つであり、経営陣は、経営の基本方針（経営方針）の決定を行い、これに則り戦略目標を決定し、金融機関全体のリスクを統合的に管理する機能の実効性確保に向けた組織体制の整備を行う等、態勢の整備・確立を自ら率先して行う役割と責任がある。 - 金融庁

First, what I just said about the Incubator Bank of Japan may have sounded a bit like an inside story, but it is based on the findings of our work – we examined the bank's corporate management structure and the status of its risk management system development through noncompulsory hearings, orders to submit a report, on-site inspections and other means to look into its business of purchasing loan claims from money lending businesses, which suddenly picked up in and after 2008, and of making large loans, which started showing a remarkable increase in 2009. As, in so doing, we detected a serious problem with respect to its credit risk management system concerning major borrowers and its loan claim purchase business in the results of our on-site inspection that was begun in June 2009, we recently issued a business suspension order and business improvement order on May 27 to show it a direction. My guess is that following the subsequent replacement of the bank's management, which you surely know about, the results of reassessment conducted by the new management concerning those major borrowers led to the significant change in numbers. 例文帳に追加

まず1点、この日本振興銀行は、今、少し私は内輪のような話をいたしましたが、平成20年以降、急速に貸金業者からの債権買い取りビジネス、それから平成21年以降に特に増加傾向が顕著となった大口融資に対して、任意のヒアリング、あるいは報告徴求命令、立入検査等を通じて、経営管理体制やリスク管理の整備状況について検証を行ってきたところでございまして、そういった中で平成21年6月開始の立入検査の結果において、大口融資者あるいは債権買取業務に関する信用リスク管理体制に関して重大な問題が認められたため、先般5月27日に業務停止命令及び業務改善命令を発出し、対応を示したものでございまして、この大口融資先の自己査定見直し結果が、ご存じのように新しい経営陣になりまして、大幅に変更したということがあるのではないかと思っております。 - 金融庁

The Guideline defines risk management as "a series of a company's activities that appropriately manage various internal and external risks associated with its business, in the course of corporate management, to maintain and augment its value" and internal control as "a system or process established and operated in a company to carry out its business properly and efficiently." On that basis it states that these two concepts that have grown out of the different backgrounds largely share their respective objectives from the standpoint of preserving and enhancing enterprise value by responding to a variety of risks surrounding companies.例文帳に追加

本指針は、リスクマネジメントを「企業の価値を維持・増大していくために、企業が経営を行っていく上で、事業に関連する内外の様々なリスクを適切に管理する活動」、内部統制を「企業がその業務を適正かつ効率的に遂行するために、社内に構築され、運用される体制及びプロセス」とそれぞれ定義した上で、この異なる背景を持つ2つの概念は、企業を取り巻く様々なリスクに対応し企業価値を維持・向上する観点からは、その目的を多くの部分で共有するとしている。 - 経済産業省

In my view, this whole development naturally reflects one aspect of the U.S., a gigantic democratic nation. One frank view that I heard firsthand from the American Bankers Association Chairman was that there are a large number of regular commercial banks, but they – "we" from his perspective – were not engaged in high-risk, high-return investment much and were therefore quite inconvenienced by the stricter corporate management requirements, or something along those lines. That is also one American voice. 例文帳に追加

これは当然、アメリカという巨大な民主主義国家の一つの姿だろうと思っていますし、率直に言えば、アメリカの全米銀行協会の会長さんなんかにお会いしましたら、商業銀行、このときは投資業務なんかも当然、アメリカのほうでは、たくさんの普通商業銀行がございますから、我々はその投資、ハイリスク・ハイリターンのお金なんかはそんなことは、あまりやっていないので、経営だけ厳しくさせて、我々は大変迷惑しているなんというようなことを、たしかアメリカ銀行協会の会長も言っておられましたよ。それもまたアメリカの声なのですね。 - 金融庁

Article 13-4 The provisions of Chapter III, Section 1, Subsection 5 of the Financial Instruments and Exchange Act (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other than Professional Investor) and Article 34-3, paragraphs (5) and (6) inclusive (Cases Where a Juridical Person Who Is a Customer Other Than a Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Concurrent Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition on Name Lending, Prohibition on Administration of Corporate Bonds), Article 37, paragraph (1), item (ii) (Regulations on Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Documents Prior to the Conclusion of a Contract), Article 37-5 (Delivery of Documents Pertaining to the Receipt of Security Deposits), Article 37-7 (Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Compensation of Loss, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition on Purchase and Sale, etc. Where Separate Management Is not Ensured, Limitation on the Purchase and Sale, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the conclusion of Contracts for Specified Deposits, etc. (meaning contracts on acceptance of Specified Deposits, etc. (meaning those that are specified by Cabinet Office Ordinance as deposits or Installment Savings, etc. with the risk of a principal loss caused by fluctuations pertaining to the interest rate, currency value, quotations on a financial instruments market prescribed in Article 2, paragraph (14) of that Act, or any other index); the same shall apply hereinafter) by a Bank. In this case, the term "Contract for a Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc."; the term "Financial Instruments Services" in these provisions shall be deemed to be replaced with "Concluding Contracts for Specified Deposits, etc."; the term "Act of Executing a Financial Instruments Transaction" in these provisions (excluding the provisions of Article 34 of that Act) shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the phrase "contract to conduct the Act of Financial Instruments Transactions (meaning an act listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. as Prescribed in Article 13-4 of the Banking Act"; the phrase "; provided" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. prescribed in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc. in advance, pursuant to the provisions of Cabinet Office Ordinance; provided"; the phrase "purchase and sale or other transaction of Securities (excluding a purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter referred to as the "Purchase and Sale or Other Transaction of Securities, etc." in this Article)" in Article 39, paragraph (1), item (i) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc."; the phrase "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)" in that item shall be deemed to be replaced with "Contracts for Specified Deposits, etc."; the phrase "customer (in cases where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts the purchase and sale of Securities or Derivative Transactions on the account of the person who establishes a trust under a trust contract, including such person who establishes the trust; hereinafter the same shall apply in this Article)" in that item shall be deemed to be replaced with "Customers"; the phrase "make up for" in that item shall be deemed to be replaced with "make up for, outside that Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the term "Securities, etc." in those items shall be deemed to be replaced with "Contracts for Specified Deposits, etc."; the phrase "make an addition to" in item (ii) of that paragraph shall be deemed to be replaced with "make an addition to, outside that Contract for a Specified Deposit, etc."; the term "make an addition to" in item (iii) of that paragraph shall be deemed to be replaced with "make an addition to, outside that Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in paragraph (2) of that Article shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in paragraph (3) of that Article shall be deemed to be replaced with "that may be a potential cause of"; the phrase "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to delivery of a document set forth in paragraph (1) and excluding items (ii) and (vi) of that paragraph and paragraph (3)), Article 37-4 and Article 37-6"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第十三条の四　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の七（指定紛争解決機関との契約締結義務等）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、銀行が行う特定預金等契約（特定預金等（金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動によりその元本について損失が生ずるおそれがある預金又は定期積金等として内閣府令で定めるものをいう。）の受入れを内容とする契約をいう。以下同じ。）の締結について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の業務」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）、第三十七条の四及び第三十七条の六」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム