「有価証券発行届出書」に関連した英語例文の一覧と使い方 - Weblio英語例文検索

５　第十七条から第二十一条まで、第二十二条及び第二十三条の規定は、発行登録を行つた有価証券の募集又は売出しについて準用する。この場合において、第十七条中「第十三条第一項の目論見書」とあるのは「第二十三条の十二第二項において準用する第十三条第一項の目論見書（当該目論見書に係る参照書類を含む。）」と、第十八条第一項中「有価証券届出書のうちに」とあるのは「発行登録書類、第二十三条の四、第二十三条の九第一項若しくは第二十三条の十第一項（同条第五項において準用する場合を含む。）の規定による訂正発行登録書（以下「訂正発行登録書」という。）又は発行登録追補書類及びその添付書類並びにこれらの書類に係る参照書類（以下「発行登録書類等」という。）のうちに」と、「当該有価証券届出書」とあるのは「発行登録書類、訂正発行登録書又は発行登録追補書類及びこれらの添付書類」と、同条第二項中「目論見書のうちに」とあるのは「目論見書（当該目論見書に係る参照書類を含む。）のうちに」と、第十九条第二項中「有価証券届出書」とあるのは「発行登録書類等」と、「目論見書」とあるのは「目論見書（当該目論見書に係る参照書類を含む。）」と、第二十条中「有価証券届出書」とあるのは「発行登録書類等」と、「目論見書のうちに」とあるのは「目論見書（当該目論見書に係る参照書類を含む。）のうちに」と、「第四条第一項若しくは第二項の規定による届出がその効力を生じた時」とあるのは「発行登録の効力が生じており、かつ、それに係る発行登録追補書類が提出された時」と、「第十条第一項又は第十一条第一項」とあるのは「第二十三条の十第三項又は第二十三条の十一第一項」と、第二十一条第一項各号列記以外の部分中「有価証券届出書のうちに」とあるのは「発行登録書類等のうちに」と、同項第一号及び第三号中「当該有価証券届出書」とあるのは「発行登録書類、訂正発行登録書又は発行登録追補書類及びこれらの添付書類」と、同条第三項中「目論見書のうちに」とあるのは「目論見書（当該目論見書に係る参照書類を含む。）のうちに」と、第二十二条第一項中「有価証券届出書のうちに」とあるのは「発行登録書類等のうちに」と、「当該有価証券届出書」とあるのは「発行登録書類、訂正発行登録書又は発行登録追補書類及びこれらの添付書類」と、第二十三条中「第四条第一項若しくは第二項の規定による届出があり、かつ、その効力が生じたこと」とあるのは「発行登録の効力が生じており、かつ、それに係る発行登録追補書類が提出されたこと（第二十三条の八第二項の有価証券の募集又は売出しにあつては、発行登録の効力が生じていること。）」と、「第十条第一項若しくは第十一条第一項」とあるのは「第二十三条の十第三項若しくは第二十三条の十一第一項」と、「当該届出」とあるのは「当該発行登録」と、「有価証券届出書」とあるのは「発行登録書類等」と読み替えるものとする。例文帳に追加

(5) Articles 17 to 21, Article 22 and Article 23 shall apply mutatis mutandis to Public Offering or Secondary Distribution of Securities for which Shelf Registration has been made. In this case, the term "Prospectus referred to in Article 13(1)" in Article 17 shall be deemed to be replaced with "Prospectus referred to in Article 13(1) as applied mutatis mutandis pursuant to Article 23-12(2) (including Reference Documents referenced therein)"; the terms "a Securities Registration Statement contains" and "the Securities Registration Statement" in Article 18(1) shall be deemed to be replaced with "Shelf Registration Documents, an Amended Shelf Registration Statement submitted under Article 23-4, Article 23-9(1) or Article 23-10(1) (including the cases where it is applied mutatis mutandis pursuant to Article 23-10(5)) (hereinafter referred to as an "Amended Shelf Registration Statement"), or Shelf Registration Supplements or the documents attached thereto or Reference Documents referenced in any of the foregoing (hereinafter referred to as "Shelf Registration Documents, etc.") contain" and "the Shelf Registration Documents, the Amended Shelf Registration Statement or Shelf Registration Supplements or the documents attached to the foregoing," respectively; the term "a Prospectus referred to in Article 13(1) contains" in Article 18(2) shall be deemed to be replaced with "a Prospectus referred to in Article 13(1) (including Reference Documents referenced therein) contains"; the terms "the Securities Registration Statement" and "the Prospectus" in Article 19(2) shall be deemed to be replaced with "the Shelf Registration Documents" and "the Prospectus (including Reference Documents referenced therein)," respectively; the terms "the Securities Registration Statement," "the Prospectus contains" and "Article 10(1) or Article 11(1)" and the part "from the time when the notification made under Article 4(1) or (2) for Public Offering or Secondary Distribution of the Securities comes into effect" in Article 20 shall be deemed to be replaced with "the Shelf Registration Documents," "the Prospectus (including Reference Documents referenced therein) contains," "Article 23-10(3) or Article 23-11(1)" and "from the time when the Shelf Registration Supplements relating to the Shelf Registration which was made for the Public Offering or Secondary Distribution and already came into effect are submitted," respectively; the term "a Securities Registration Statement contains" in the non-itemized part of Article 21(1) shall be deemed to be replaced with "Shelf Registration Documents contain"; the term "the Securities Registration Statement" in item (i) and (iii) of Article 21(1) shall be deemed to be replaced with "the Shelf Registration Documents, the Amended Shelf Registration Statement or Shelf Registration Supplements or the documents attached to the foregoing"; the term "a Prospectus referred to in Article 13(1) contains" of Article 21(3) shall be deemed to be replaced with "Prospectus referred to in Article 13(1) (including Reference Documents referenced therein)"; the terms "a Securities Registration Statement" and "the Securities Registration Statement" of Article 22(1) shall be deemed to be replaced with "the Shelf Registration Documents contain" and "the Shelf Registration Documents, the Amended Shelf Registration Statement or Shelf Registration Supplements or the documents attached to the foregoing," respectively; the parts "a notification made under Article 4(1) or (2) for Public Offering or Secondary Distribution of Securities was made and has come into effect," "Article 10(1) or Article 11(1)," "the Securities Registration Statement" and "the notification" of Article 23 shall be deemed to be replaced with "the fact that a Shelf Registration has come into effect and Shelf Registration Supplements relating thereto are submitted (in the case of Public Offering or Secondary Distribution of Securities referred to in Article 23-8(2), the fact that the Shelf Registration therefor has come into effect)," "Article 23-10(3) or Article 23-11(1)," "the Shelf Registration Documents" and "the Shelf Registration," respectively.  - 日本法令外国語訳データベースシステム

３　有価証券をもつて買付け等の対価とする公開買付けであつて、当該有価証券の募集又は売出しにつき第四条第一項若しくは第二項の規定による届出が行われたもの又は発行登録追補書類が提出されたものに係る公開買付届出書の提出については、前条第二項の規定にかかわらず、公開買付届出書に記載すべき事項及び添付書類のうち内閣府令で定めるものの記載及び添付を省略することができる。例文帳に追加

(3) Notwithstanding paragraph (2) of the preceding Article, in the case of a Tender Offer in which Securities are to be delivered as the consideration of Purchase, etc., if the notification under the main clause of Article 4(1) or the main clause of Article 4(2) has been made or the Shelf Registration Supplements have been submitted for the Securities, part of the matters to be stated in a Tender Offer Notification and documents to be attached thereto may be omitted as specified by a Cabinet Office Ordinance in the Tender Offer Notification to be submitted for the Tender Offer.  - 日本法令外国語訳データベースシステム

一　当該有価証券について既に行われた募集若しくは売出し（適格機関投資家取得有価証券一般勧誘に該当するものを除く。）に関する第一項の規定による届出又は当該有価証券について既に行われた適格機関投資家取得有価証券一般勧誘に関する第二項の規定による届出がその効力を生じている場合（当該有価証券の発行者が第二十四条第一項ただし書（同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）の規定の適用を受けている者である場合を除く。）例文帳に追加

(i) cases where a notification made under paragraph (1) has come into effect with regard to the Public Offering or Secondary Distribution (excluding that falling under the category of General Solicitation for Securities Acquired by Qualified Institutional Investor) that was already made for the Securities, or a notification made under paragraph (2) has come into effect with regard to the General Solicitation for Securities Acquired by Qualified Institutional Investor that was already made for the Securities (excluding the cases where the proviso to Article 24(1) (including the cases where it is applied mutatis mutandis pursuant to Article 24(5) or where these provisions are applied mutatis mutandis pursuant to Article 27) applies to the Issuer of the Securities); or  - 日本法令外国語訳データベースシステム

２　前項第三号に掲げる有価証券に該当する有価証券の発行者である会社で、少額募集等につき第五条第二項に規定する事項を記載した同条第一項に規定する届出書を提出した会社のうち次の各号のいずれにも該当しない会社は、前項本文の規定により提出しなければならない有価証券報告書に、同項本文に規定する事項のうち当該会社に係るものとして内閣府令で定めるものを記載することにより、同項本文に規定する事項の記載に代えることができる。例文帳に追加

(2) A company which has issued Securities falling under the category specified in item (iii) of the preceding paragraph and has submitted a statement containing descriptions on the matters specified in Article 5(2) under Article 5(1) for Small Amount Public Offering, etc. may state in the Annual Securities Report required by the main clause of the preceding paragraph, among the matters set forth in the main clause of Article 5(1), only those specified by a Cabinet Office Ordinance as the matters pertaining to the company, instead of descriptions on all of the matters set forth in the main clause of Article 5(1), unless the company falls under any of the categories of persons specified in the following items:  - 日本法令外国語訳データベースシステム

第二十三条の七　前条第一項に定める発行予定期間を経過する日前において発行予定額全額の有価証券の募集又は売出しが終了したときは、発行登録者は、内閣府令で定めるところによりその旨を記載した発行登録取下届出書を内閣総理大臣に提出して、発行登録を取り下げなければならない。例文帳に追加

Article 23-7 (1) When the Public Offering or Secondary Distribution is completed for all of the Planned Amount of Issue of the Securities before the day when the Planned Issue Period set forth in paragraph (1) of the preceding Article is to elapse, the Shelf Registration Holder shall withdraw the Shelf Registration by submitting a written withdrawal of Shelf Registration stating to that effect pursuant to the provisions of a Cabinet Office Ordinance to the Prime Minister.  - 日本法令外国語訳データベースシステム

第二十四条の四の六　第二十二条の規定は、内部統制報告書（その訂正報告書を含む。）のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について準用する。この場合において、同条第一項中「当該有価証券届出書の届出者が発行者である有価証券を募集又は売出しによらないで取得した者」とあるのは、「当該内部統制報告書（その訂正報告書を含む。）の提出者が発行者である有価証券を取得した者」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。例文帳に追加

Article 24-4-6 Article 22 shall apply mutatis mutandis to cases where an Internal Control Report (including documents attached thereto) contains any fake statement on important matters or lacks a statement on important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding. In this case, the part "persons who have acquired the Securities issued by the person submitting the Securities Registration Statement not through Public Offering or Secondary Distribution" in Article 22(1) shall be deemed to be replaced with "persons who have acquired the Securities issued by the person submitting the Internal Control Report (including amendment reports therefor)." and any other necessary technical replacement of terms shall be specified by a Cabinet Order.  - 日本法令外国語訳データベースシステム

第二十七条の四　公開買付者等は、次項に規定する場合を除き、その公開買付けにつき有価証券をもつてその買付け等の対価とする場合において、当該有価証券がその募集又は売出しにつき第四条第一項本文又は第二項本文の規定の適用を受けるものであるときは、公開買付届出書又は訂正届出書の提出と同時に当該有価証券の発行者が内閣総理大臣にこれらの規定による届出を行つていなければ、売付け等の申込みの勧誘その他の当該公開買付けに係る内閣府令で定める行為をしてはならない。例文帳に追加

Article 27-4 (1) In the case of a Tender Offer in which Securities are to be delivered as the consideration of Purchase, etc., if Public Offering or Secondary Distribution of the Securities is subject to the main clause of Article 4(1) or the main clause of Article 4(2), the Tender Offeror, etc. shall not conduct solicitation of offers for Sales, etc. or other acts pertaining to the Tender Offer specified by a Cabinet Order unless the Issuer of the Securities has made a notification to the Prime Minister as provided by these provisions concurrently with submission of the Tender Offer Notification or an amendment therefor, except in the case referred to in the following paragraph.  - 日本法令外国語訳データベースシステム

第十一条　内閣総理大臣は、有価証券届出書のうちに重要な事項について虚偽の記載がある場合において、公益又は投資者保護のため必要かつ適当であると認めるときは、当該有価証券届出書又はその届出者がこれを提出した日から一年以内に提出する第五条第一項に規定する届出書若しくは第二十三条の三第一項に規定する発行登録書若しくは第二十三条の八第一項に規定する発行登録追補書類について、届出者に対し、公益又は投資者保護のため相当と認められる期間、その届出の効力若しくは当該発行登録書若しくは当該発行登録追補書類に係る発行登録の効力の停止を命じ、又は第八条第一項（第二十三条の五第一項において準用する場合を含む。）に規定する期間を延長することができる。この場合においては、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。例文帳に追加

Article 11 (1) In cases where a Securities Registration Statement contains any fake statements on important matters, when the Prime Minister finds it necessary and appropriate for the public interest or protection of investors, he/she may, with regard to said Securities Registration Statement, or other statements submitted under Article 5(1), Shelf Registration Statements submitted under Article 23-3(1) or Shelf Registration Supplements submitted under Article 23-8(1) by the person who submitted said Securities Registration Statement during the period within one year from the day when the person submitted said Securities Registration Statement, order the suspension of effect of the notification or of the Shelf Registration pertaining to the Shelf Registration Statement or the Shelf Registration Supplements, or extend the period stipulated in Article 8(1) (including the cases where it is applied mutatis mutandis pursuant to Article 23-5(1)), for the period that he/she considers appropriate for the public interest or protection of investors. In this case, a hearing shall be held irrespective of the categories of procedures for hearing statements of opinion under Article 13(1) of the Administrative Procedure Act.  - 日本法令外国語訳データベースシステム

４　発行者、有価証券の売出しをする者、引受人、金融商品取引業者、登録金融機関又は金融商品仲介業者は、第一項の有価証券を募集又は売出しにより取得させ、又は売り付ける場合において、当該有価証券に係る第五条第一項本文の届出書について第七条の規定による訂正届出書が提出されたときには、第十三条第二項第三号に定める事項に関する内容を記載した目論見書をあらかじめ又は同時に交付しなければならない。ただし、第二項各号に掲げる場合は、この限りでない。例文帳に追加

(4) In cases where the Issuer, a person who engages in Secondary Distribution of Securities, an Underwriter, a Financial Instruments Business Operator, a Registered Financial Institution, or a Financial Instruments Intermediary Service Provider has another person acquire Securities referred to in paragraph (1) or Already Disclosed Securities, or sells such Securities to another person, through Public Offering or Secondary Distribution, if an amendment has been submitted with regard to the statement submitted for the Securities under the main clause of Article 5(1), they shall deliver the Prospectus stating the matters specified in Article 13(2)(iii) to the other person in advance of, or at the same time as, having the Securities acquired or selling the Securities; provided, however, that this shall not apply in the cases specified in the items of paragraph (2).  - 日本法令外国語訳データベースシステム

第二百一条　特定目的会社は、資産流動化計画に従い信託の受益権を譲り受けようとする場合において、当該信託に係る契約書に、当該信託の受託者が当該信託に係る信託財産の管理及び処分に関する重要な事項（当該特定目的会社が当該資産流動化計画に従い発行する資産対応証券に係る有価証券届出書等に記載すべき事項を含むものに限る。）につき知った事実を遅滞なく受益者に通知する義務を有する旨の記載がないときは、当該受益権を譲り受けてはならない。例文帳に追加

Article 201 In cases where a Specific Purpose Company intends to receive the transfer of beneficial interest in trust in accordance with the Asset Securitization Plan, if the contractual document pertaining to the trust lacks a statement to the effect that the trustee of said trust bears the obligation to notify the beneficiary without delay of any facts that the trustee has come to know with regard to important matters related to the administration and disposition of trust property pertaining to said trust (limited to matters which include matters to be stated in the Securities Registration Statements, etc. related to the Asset-Backed Securities that the Specific Purpose Company issues in accordance with the Asset Securitization Plan), the Specific Purpose Company shall not receive the transfer of beneficial interest.  - 日本法令外国語訳データベースシステム

５　第七条、第九条第一項及び第十条第一項の規定は半期報告書及び臨時報告書について、第二十二条の規定は半期報告書及び臨時報告書並びにこれらの訂正報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について、それぞれ準用する。この場合において、第七条中「第四条第一項又は第二項の規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第六項の規定による届出書類」とあるのは「半期報告書（第二十四条の五第一項（同条第三項において準用する場合を含む。）に規定する半期報告書をいう。以下この条、第九条第一項、第十条第一項及び第二十二条において同じ。）又は臨時報告書（第二十四条の五第四項に規定する臨時報告書をいう。以下この条、第九条第一項、第十条第一項及び第二十二条において同じ。）」と、「届出者」とあるのは「半期報告書又は臨時報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第九条第一項中「届出者」とあるのは「半期報告書又は臨時報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第十条第一項中「届出者」とあるのは「半期報告書又は臨時報告書の提出者」と、「訂正届出書の提出を命じ、必要があると認めるときは、第四条第一項又は第二項の規定による届出の効力の停止」とあるのは「訂正報告書の提出」と、第二十二条第一項中「有価証券届出書の届出者が発行者である有価証券を募集又は売出しによらないで取得した者」とあるのは「半期報告書又は臨時報告書若しくはこれらの訂正報告書の提出者が発行者である有価証券を取得した者」と、同条第二項中「前項」とあるのは「第二十四条の五第五項において準用する前項」と読み替えるものとする。例文帳に追加

(5) Articles 7, 9(1) and 10(1) shall apply mutatis mutandis to Semiannual Securities Reports and Extraordinary Reports, and Article 22 shall apply mutatis mutandis to cases where a Semiannual Securities Report and Extraordinary Report thereof contain fake statements on important matters or lack statements of important matters or of important matters necessary for avoiding misunderstanding. In this case, the part "the statement set forth in Article 5(1) or in other documents required under Article 5(6)" in Article 7 shall be deemed to be replaced with "a Semiannual Securities Report (meaning a Semiannual Securities Report set forth in Article 24-5(1) (including the cases where it is applied mutatis mutandis pursuant to Article 24-5(3)); hereinafter the same shall apply in this Article, Article 9(1), Article 10(1) and Article 22) or an Extraordinary Report (meaning an Extraordinary Report set forth in Article 24-5(4); hereinafter the same shall apply in this Article, Article 9(1), Article 10(1) and Article 22)"; the part "during the period on or after the day on which the notification was made under Article 4(1) or (2) but before the day on which the notification is to take effect," in Article 7 shall be deemed to be deleted; the term "the person making the notification" in Article 7 shall be deemed to be replaced with "the person submitting the Semiannual Securities Report or Extraordinary Report"; the term "the amendment" in Article 7 shall be deemed to be replaced with "an amendment report"; the terms "the person submitting them" and "the amendment" in Article 9(1) shall be deemed to be replaced with "the person submitting the Semiannual Securities Report or Extraordinary Report" and "an amendment report," respectively; the term "the person submitting the Securities Registration Statement" in Article 10(1) shall be deemed to be replaced with "the person submitting the Semiannual Securities Report or Extraordinary Report"; the part "submit the amendment and may, when he/she finds it necessary, order the suspension of the effect of the notification made under Article 4(1) or (2)" in Article 10(1) shall be deemed to be replaced with "to submit an amendment report"; the part "persons who have acquired the Securities issued by the person submitting the Securities Registration Statement not through Public Offering or Secondary Distribution" in Article 22(1) shall be deemed to be replaced with "persons who have acquired the Securities issued by the person submitting the Semiannual Securities Report or Extraordinary Report, or amendment reports therefor"; and the term "the preceding paragraph" in Article 22(2) shall be deemed to be replaced with "the preceding paragraph as applied mutatis mutandis pursuant to Article 24-5(5)".  - 日本法令外国語訳データベースシステム

２　前項の規定は、第十三条第一項の目論見書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について準用する。この場合において、前項中「有価証券届出書の届出者」とあるのは「目論見書を作成した発行者」と、「募集又は売出しに応じて」とあるのは「募集又は売出しに応じ当該目論見書の交付を受けて」と読み替えるものとする。例文帳に追加

(2) The preceding paragraph shall apply mutatis mutandis to cases where a Prospectus referred to in Article 13(1) contains any fake statement on important matters or lacks a statement on important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding. In this case, the terms "the person who submitted the Securities Registration Statement" and "through the Public Offering or Secondary Distribution" in the preceding paragraph shall be deemed to be replaced with "the Issuer who prepared the Prospectus" and "through the Public Offering or Secondary Distribution after receiving the Prospectus," respectively.  - 日本法令外国語訳データベースシステム

第二十五条　内閣総理大臣は、内閣府令で定めるところにより、次の各号に掲げる書類を、これらの書類を受理した日から当該各号に定める期間を経過する日（当該各号に掲げる訂正届出書、訂正発行登録書、訂正報告書又は訂正確認書にあつては、当該訂正の対象となつた当該各号に掲げる第五条第一項及び第六項の規定による届出書及びその添付書類、同条第四項の規定の適用を受ける届出書及びその添付書類、発行登録書及びその添付書類、有価証券報告書及びその添付書類、確認書、内部統制報告書及びその添付書類、四半期報告書、半期報告書、臨時報告書、自己株券買付状況報告書又は親会社等状況報告書に係る当該経過する日、第五号及び第九号に掲げる確認書（当該確認書の対象が有価証券報告書及びその添付書類の訂正報告書、四半期報告書の訂正報告書又は半期報告書の訂正報告書である場合に限る。）にあつては、当該訂正の対象となつた有価証券報告書及びその添付書類、四半期報告書又は半期報告書に係る当該経過する日）までの間、公衆の縦覧に供しなければならない。例文帳に追加

Article 25 (1) The Prime Minister shall, pursuant to the provisions of a Cabinet Office Ordinance, make documents listed in the following items available for public inspection for the period specified in the respective items from the day when he/she receives the document (for an amendment, Amended Shelf Registration Statement, amendment reports and amendment Confirmation Letter listed in the following items, the period specified in the respective items from the day when he/she receives the statements and documents attached thereto submitted under Article 5(1) and (6), the statement and documents attached thereto to which Article 5(4) is applicable, the Shelf Registration Statement and documents attached thereto, the Annual Securities Report and documents attached thereto, the Confirmation Letter, the Internal Control Report and documents attached thereto, the Quarterly Securities Report, the Semiannual Securities Report, the Extraordinary Report, the Share Buyback Report, or the Status Report of Parent Company, etc. for which the amendment, Amended Shelf Registration Statement, amendment reports or amendment Confirmation Letter is submitted; and for a Confirmation Letter listed in item (v) and (ix) (limited to cases where confirmation by the Confirmation Letter is made for an amendment report submitted for an Annual Securities Report and documents attached thereto, an amendment report submitted for a Quarterly Securities Report or an amendment report submitted for a Semiannual Securities Report), the period specified in the respective items from the day when he/she receives the Annual Securities Report and documents attached thereto, the Quarterly Securities Report or the Semiannual Securities Report for which the amendment report is submitted):  - 日本法令外国語訳データベースシステム

４　第七条、第九条第一項及び第十条第一項の規定は四半期報告書について、第二十二条の規定は四半期報告書及びその訂正報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について、それぞれ準用する。この場合において、第七条中「第四条第一項又は第二項の規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第六項の規定による届出書類」とあるのは「四半期報告書（第二十四条の四の七第一項又は第二項（これらの規定を同条第三項において準用する場合を含む。）の規定による四半期報告書をいう。以下この条、第九条第一項、第十条第一項及び第二十二条において同じ。）」と、「届出者」とあるのは「四半期報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第九条第一項中「届出者」とあるのは「四半期報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第十条第一項中「届出者」とあるのは「四半期報告書の提出者」と、「訂正届出書の提出を命じ、必要があると認めるときは、第四条第一項又は第二項の規定による届出の効力の停止」とあるのは「訂正報告書の提出」と、第二十二条第一項中「有価証券届出書の届出者が発行者である有価証券を募集又は売出しによらないで取得した者」とあるのは「四半期報告書又はその訂正報告書の提出者が発行者である有価証券を取得した者」と、同条第二項中「前項」とあるのは「第二十四条の四の七第四項において準用する前項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。例文帳に追加

(4) Articles 7, 9(1) and 10(1) shall apply mutatis mutandis to Quarterly Securities Reports, and Article 22 shall apply mutatis mutandis to cases where a Quarterly Securities Report and amendment report thereof contain fake statements on important matters or lack statements of important matters to be stated or of important matters necessary for avoiding misunderstanding. In this case, the part "the statement set forth in Article 5(1) or in other documents required under Article 5(6)" in Article 7 shall be deemed to be replaced with "a Quarterly Securities Report (meaning a Quarterly Securities Report set forth in Article 24-4-7(1) or (2) (including the cases where they are applied mutatis mutandis pursuant to Article 24-4-7(3); hereinafter the same shall apply in this Article, Article 9(1), Article 11(1) and Article 22)"; the part "during the period on or after the day on which the notification was made under Article 4(1) or (2) but before the day on which the notification is to take effect," in Article 7 shall be deemed to be deleted; the term "the person making the notification" in Article 7 shall be deemed to be replaced with "the person submitting the Quarterly Securities Report"; the term "the amendment" in Article 7 shall be deemed to be replaced with "an amendment report"; the terms "the person submitting them" and "the amendment " in Article 9(1) shall be deemed to be replaced with "the person submitting the Quarterly Securities Report" and "an amendment report," respectively; the term "the person submitting the Securities Registration Statement" in Article 10(1) shall be deemed to be replaced with "the person submitting the Quarterly Securities Report"; the part "submit the amendment and may, when it is found necessary, order the suspension of the effect of the notification made under Article 4(1) or (2)" in Article 10(1) shall be deemed to be replaced with "to submit an amendment report"; the part "persons who have acquired the Securities issued by the person submitting the Securities Registration Statement not through Public Offering or Secondary Distribution" in Article 22(1) shall be deemed to be replaced with "persons who have acquired the Securities issued by the person submitting the Quarterly Securities Report and amendment reports"; the term "the preceding paragraph" in Article 22(2) shall be deemed to be replaced with "the preceding paragraph as applied mutatis mutandis pursuant to Article 24-4-7(4)"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.  - 日本法令外国語訳データベースシステム

２　第七条、第九条第一項及び第十条第一項の規定は前項に規定する報告書（以下「自己株券買付状況報告書」という。）について、第二十二条の規定は自己株券買付状況報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について、それぞれ準用する。この場合において、第七条中「第四条第一項又は第二項の規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第六項の規定による届出書類」とあるのは「自己株券買付状況報告書（第二十四条の六第一項に規定する報告書をいう。以下この条、第九条第一項、第十条第一項及び第二十二条において同じ。）」と、「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第九条第一項中「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書」とあるのは「訂正報告書」と、第十条第一項中「届出者」とあるのは「自己株券買付状況報告書の提出者」と、「訂正届出書の提出を命じ、必要があると認めるときは、第四条第一項又は第二項の規定による届出の効力の停止」とあるのは「訂正報告書の提出」と、第二十二条第一項中「第二十一条第一項第一号及び第三号に掲げる者」とあるのは「当該自己株券買付状況報告書を提出した会社のその提出の時における役員」と、「有価証券届出書の届出者が発行者である有価証券を募集又は売出しによらないで取得した者」とあるのは「自己株券買付状況報告書の提出者が発行者である有価証券を取得した者」と、同条第二項中「第二十一条第二項第一号及び第二号」とあるのは「第二十一条第二項第一号」と、「前項」とあるのは「第二十四条の六第二項において準用する前項」と読み替えるものとする。例文帳に追加

(2) Article 7, Article 9(1) and Article 10(1) shall apply mutatis mutandis to a report submitted under the preceding paragraph (hereinafter referred to as a "Share Buyback Report"), and Article 22 shall apply mutatis mutandis to cases where a Share Buyback Report contains any fake statement on important matters or lacks a statement an important matters that should be stated or on a material fact that is necessary for avoiding misunderstanding. In this case, the part "a statement set forth in Article 5(1) or in other documents required under Article 5(6), or there occurs any other circumstance provided for by a Cabinet Office Ordinance as that which requires amendment of such statement or such other documents for the public interest or protection of investors, during the period on or after the day when the notification was made under Article 4(1) or (2) but before the day when the notification is to take effect" and the terms "the person making the notification" and "an amendment" in Article 7 shall be deemed to be replaced with "a Share Buyback Report (meaning report to be submitted under Article 24-6(1); hereinafter the same shall apply in this Article, Article 9(1), Article 10(1) and Article 22), or there occurs any other circumstance provided for by a Cabinet Office Ordinance as that which requires amendment of a Share Buyback Report for the public interest or protection of investors," "the person submitting the Share Buyback Report" and "an amendment report," respectively; the terms "the person submitting them" and "an amendment" in Article 9(1) shall be deemed to be replaced with "the person submitting the Share Buyback Report" and "an amendment report," respectively; the terms "the person submitting the Securities Registration Statement" and "to submit an amendment and may, when he/she finds it necessary, order the suspension of the effect of the notification made under Article 4(1) or (2)" in Article 10(1) shall be deemed to be replaced with "the person submitting the Share Buyback Report" and "to submit an amendment report," respectively; the term "persons specified in Article 21(1)(i) and (iii)" and the part "persons who have acquired the Securities issued by the person submitting the Securities Registration Statement not through Public Offering or Secondary Distribution" in Article 22(1) shall be deemed to be replaced with "person who, at the time of submission of the Share Buyback Report, is an Officer of the company having submitted the Share Buyback Report" and "persons who have acquired the Securities issued by the person submitting the Share Buyback Report," respectively; the terms "Article 21(2)(i) and (ii)" and "the preceding paragraph" in Article 22(2) shall be deemed to be replaced with "Article 21(2)(i)" and "the preceding paragraph as applied mutatis mutandis pursuant to Article 24-6(2)," respectively.  - 日本法令外国語訳データベースシステム

第二十四条の三　第十一条の規定は、重要な事項について虚偽の記載がある有価証券報告書（その訂正報告書を含む。次条において同じ。）を提出した者が当該記載について前条第一項において準用する第七条の規定により訂正報告書を提出した日又は同項において準用する第十条第一項の規定により訂正報告書の提出を命ぜられた日から一年以内に提出する第五条第一項に規定する届出書又は発行登録書若しくは発行登録追補書類について準用する。例文帳に追加

Article 24-3 Article 11 shall apply mutatis mutandis to statements under Article 5(1), Shelf Registration Statements or Shelf Registration Supplements submitted by the person who submitted an Annual Securities Report (including an amendment report therefor; the same shall apply in the following Article) which contains any fake statements on important matters, during the period within one year from the day when the person submitted an amendment report regarding the fake statements under Article 7 as applied mutatis mutandis pursuant to paragraph (1) of the preceding Article or was ordered to submit such an amendment report under Article 10(1) as applied mutatis mutandis pursuant to Article 24-2(1).  - 日本法令外国語訳データベースシステム

２　前項の規定による処分があつた場合において、内閣総理大臣は、同項の記載につき第七条又は前条第一項の規定により提出された訂正届出書の内容が適当であり、かつ、当該届出者が発行者である有価証券を募集又は売出しにより取得させ又は売り付けても公益又は投資者保護のため支障がないと認めるときは、前項の規定による処分を解除することができる。例文帳に追加

(2) In cases where a disposition is made under the preceding paragraph, the Prime Minister may cancel the disposition if he/she finds that the content of an amendment submitted under Article 7 or paragraph (1) of the preceding Article in relation to the fake statement referred to in the preceding paragraph is appropriate and that even if acquisition or sale of Securities issued by the person having submitted the Securities Registration Statement through Public Offering or Secondary Distribution is allowed, it would not hinder the public interest or protection of investors.  - 日本法令外国語訳データベースシステム

一　第五条（第二十七条において準用する場合を含む。）の規定による届出書類（第五条第四項の規定の適用を受ける届出書の場合には、当該届出書に係る参照書類を含む。）、第七条、第九条第一項若しくは第十条第一項（これらの規定を第二十七条において準用する場合を含む。）の規定による訂正届出書（当該訂正届出書に係る参照書類を含む。）、第二十三条の三第一項及び第二項（これらの規定を第二十七条において準用する場合を含む。）の規定による発行登録書（当該発行登録書に係る参照書類を含む。）及びその添付書類、第二十三条の四、第二十三条の九第一項若しくは第二十三条の十第一項の規定若しくは同条第五項において準用する同条第一項（これらの規定を第二十七条において準用する場合を含む。）の規定による訂正発行登録書（当該訂正発行登録書に係る参照書類を含む。）、第二十三条の八第一項及び第五項（これらの規定を第二十七条において準用する場合を含む。）の規定による発行登録追補書類（当該発行登録追補書類に係る参照書類を含む。）及びその添付書類又は第二十四条第一項若しくは第三項（これらの規定を同条第五項（第二十七条において準用する場合を含む。）及び第二十七条において準用する場合を含む。）若しくは第二十四条の二第一項（第二十七条において準用する場合を含む。）の規定による有価証券報告書若しくはその訂正報告書であつて、重要な事項につき虚偽の記載のあるものを提出した者例文帳に追加

(i) a person who has submitted any of the following documents containing misstatement on any important matters; statement and other related documents to be submitted under Article 5 (including the cases where it is applied mutatis mutandis pursuant to Article 27) (in the case of a statement to which the provision of Article 5(4) is applied, including Reference Documents pertaining to said statement), amendment under Article 7, Article 9(1) or Article 10(1) (including the cases where they are applied mutatis mutandis pursuant to Article 27) (including Reference Documents pertaining to said amendment), Shelf Registration Statement under Article 23-3(1) and (2) (including the cases where they are applied mutatis mutandis pursuant to Article 27) (including reference document pertaining to said Shelf Registration Statement) and documents attached thereto, Amended Shelf Registration Statement under Article 23-4, Article 23-9(1) or Article 23-10(1), or Article 23-10(1) as applied mutatis mutandis pursuant to paragraph (5) of said Article (including the cases where they are applied mutatis mutandis pursuant to Article 27) (including reference document pertaining to said Amended Shelf Registration Statement), Shelf Registration Supplements under Article 23-8 (1) and (5) (including the cases where they are applied mutatis mutandis pursuant to Article 27) (including Reference Documents pertaining to said Shelf Registration Supplements) and documents attached thereto, Annual Securities Reports and amendment reports thereof under Article 24(1) or (3) (including the cases where they are applied mutatis mutandis pursuant to Article 24(5) (including the cases where it is applied mutatis mutandis pursuant to Article 27) and Article 27) or Article 24-2(1) (including the cases where it is applied mutatis mutandis pursuant to Article 27);  - 日本法令外国語訳データベースシステム

２　前条第一項本文又は第二項本文の規定の適用を受ける有価証券の募集又は売出しのうち発行価額又は売出価額の総額が五億円未満のもので内閣府令で定めるもの（第二十四条第二項において「少額募集等」という。）に関し、前項の届出書を提出しようとする者のうち次の各号のいずれにも該当しない者は、当該届出書に、同項第二号に掲げる事項のうち当該会社に係るものとして内閣府令で定めるものを記載することにより、同号に掲げる事項の記載に代えることができる。例文帳に追加

(2) A person who intends to submit a statement set forth in the preceding paragraph for a Public Offering or Secondary Distribution of Securities to which the main clause of paragraph (1) or the main clause of paragraph (2) of the preceding Article applies, of which the total issue price or the total distribution price is less than 500 million yen and which is specified by a Cabinet Office Ordinance for this purpose (such a Public Offering or Secondary Distribution of Securities is referred to as "Small Amount Public Offering, etc." in Article 24(2)), may state, among the matters set forth in item (ii) of the preceding paragraph, only those specified by a Cabinet Office Ordinance as the matters pertaining to the company, instead of descriptions on all of the matters listed in Article 24(2)(ii), unless the person falls under any of the categories of persons specified in the following items:  - 日本法令外国語訳データベースシステム

３　第十五条第二項及び第六項の規定は、発行登録を行つた有価証券の募集又は売出しについて準用する。この場合において、同条第二項中「第十三条第二項第一号に定める事項に関する内容を記載した」とあるのは「第二十三条の十二第二項において準用する第十三条第一項の」と、同条第六項中「第二項から前項まで」とあるのは「第二項」と、「第四条第一項又は第二項の規定による届出がその効力を生じた日」とあるのは「発行登録の効力が生じており、かつ、それに係る発行登録追補書類が提出された日」と、「第十条第一項又は第十一条第一項」とあるのは「第二十三条の十第三項又は第二十三条の十一第一項」と読み替えるものとする。例文帳に追加

(3) Article 15(2) and (6) shall apply mutatis mutandis to a Public Offering or Secondary Distribution of Securities for which a Shelf Registration has been made. In this case, the term "containing the matters specified in Article 13(2)(i)" in Article 15(2) shall be deemed to be replaced with "referred to in Article 13(1) as applied mutatis mutandis pursuant to Article 23-12(2)"; and the terms "paragraph (2) to the preceding paragraph," "Article 10(1) or Article 11(1)" and "the notification made under Article 4(1) or (2) for the Public Offering or Secondary Distribution came into effect" in Article 15(6) shall be deemed to be replaced with "paragraph (2)," "Article 23-10(3) or Article 23-11(1)" and "the Shelf Registration Supplements relating to the Shelf Registration which was made for the Public Offering or Secondary Distribution and already came into effect are submitted," respectively.  - 日本法令外国語訳データベースシステム

第二百七十一条の五　銀行、金融商品取引業者（有価証券関連業を行う者に限る。）、信託会社その他の内閣府令で定める者のうち基準日を内閣総理大臣に届け出た者が保有する議決権で当該議決権に係る株式の発行者である保険会社又は保険持株会社の事業活動を支配することを保有の目的としないもの（議決権保有割合が内閣府令で定める数を超えた場合及び保有の態様その他の事情を勘案して内閣府令で定める場合を除く。以下この条において「特例対象議決権」という。）に係る保険議決権保有届出書は、第二百七十一条の三第一項の規定にかかわらず、議決権保有割合が初めて百分の五を超える数となった基準日における当該議決権の保有状況に関する事項であって、内閣府令で定めるものを記載したものを、内閣府令で定めるところにより、当該基準日の属する月の翌月十五日までに、内閣総理大臣に提出しなければならない。例文帳に追加

Article 271-5 (1) Notwithstanding the provisions of Article 271-3, paragraph (1), A Written Notice of Holding the Bank's Voting Rights pertaining to voting rights held by a Bank, Financial Instruments Business Operator (limited to one that conducts Securities-Related Business), trust company, or any other person specified by a Cabinet Office Ordinance who has notified the Prime Minister of a Reference date, where the purpose of holding such voting rights is not for controlling the business activities of the Insurance Company or Insurance Holding Company that has issued the shares relating to that voting rights (excluding the case where the Proportion of Voting Rights Held has exceeded the number specified by a Cabinet Office Ordinance and any case specified by a Cabinet Office Ordinance by taking into consideration the manner in which they are held and other circumstances; hereinafter referred to as "Voting Rights Subject to Special Provisions" in this Act) shall be submitted to the Prime Minister by stating matters that relate to the status of holding that voting rights as of the Reference Date on which the Proportion of Voting Rights Held exceeded five hundredths for the first time and that are specified by a Cabinet Office Ordinance, by the fifteenth day of the month following the month containing said Reference Date, pursuant to the provisions of a Cabinet Office Ordinance.  - 日本法令外国語訳データベースシステム

第五十二条の四　銀行、金融商品取引業者（有価証券関連業を営む者に限る。）、信託会社（信託業法第三条又は第五十三条第一項の免許を受けたものに限る。）その他の内閣府令で定める者のうち基準日を内閣総理大臣に届け出た者が保有する議決権で当該議決権に係る株式の発行者である銀行又は銀行持株会社の営業活動を支配することを保有の目的としないもの（議決権保有割合が内閣府令で定める数を超えた場合及び保有の態様その他の事情をして内閣府令で定める場合を除く。以下この条において「特例対象議決権」という。）に係る銀行議決権保有届出書は、第五十二条の二第一項の規定にかかわらず、議決権保有割合が初めて百分の五を超える数となつた基準日における当該議決権の保有状況に関する事項であつて、内閣府令で定めるものを記載したものを、内閣府令で定めるところにより、当該基準日の属する月の翌月十五日までに、内閣総理大臣に提出しなければならない。例文帳に追加

Article 52-4 (1) Notwithstanding the provisions of Article 52-2(1), a Written Notice of Holding the Bank's Voting Rights pertaining to voting rights held by a Bank, Financial Instruments Business Operator (limited to one that conducts Securities-Related Business), trust company (limited to one that has obtained a license set forth in Article 3 or Article 53(1) of the Trust Business Act) or any other person specified by a Cabinet Office Ordinance who has notified the Prime Minister of a Reference Date, where the purpose of holding such voting rights is not for controlling the business activities of the Bank or Bank Holding Company that has issued the shares relating to that voting rights (excluding the case where the Proportion of Voting Rights Held has exceeded the number specified by a Cabinet Office Ordinance and any case specified by a Cabinet Office Ordinance by taking into consideration the manner in which they are held and other circumstances; hereinafter referred to as "Voting Rights Subject to Special Provisions" in this Article) shall be submitted to the Prime Minister stating matters that relate to the status of holding that voting rights as of the Reference Date on which the Proportion of Voting Rights Held exceeded five hundredths for the first time and that are specified by a Cabinet Office Ordinance, by the fifteenth day of the month following the month containing said Reference Date, pursuant to the provisions of a Cabinet Office Ordinance.  - 日本法令外国語訳データベースシステム

第五十二条の四　銀行、金融商品取引業者（有価証券関連業を営む者に限る。）、信託会社（信託業法第三条又は第五十三条第一項の免許を受けたものに限る。）その他の内閣府令で定める者のうち基準日を内閣総理大臣に届け出た者が保有する議決権で当該議決権に係る株式の発行者である銀行又は銀行持株会社の営業活動を支配することを保有の目的としないもの（議決権保有割合が内閣府令で定める数を超えた場合及び保有の態様その他の事情を勘案して内閣府令で定める場合を除く。以下この条において「特例対象議決権」という。）に係る銀行議決権保有届出書は、第五十二条の二の十一第一項の規定にかかわらず、議決権保有割合が初めて百分の五を超える数となつた基準日における当該議決権の保有状況に関する事項であつて、内閣府令で定めるものを記載したものを、内閣府令で定めるところにより、当該基準日の属する月の翌月十五日までに、内閣総理大臣に提出しなければならない。例文帳に追加

Article 52-4 (1) Notwithstanding the provisions of Article 52-2-11, paragraph (1), among Banks, Financial Instruments Specialists (limited to those that engage in Securities Services), trust companies (limited to those that have obtained a license set forth in Article 3 or Article 53, paragraph (1) of the Trust Business Act) and any other persons specified by Cabinet Office Ordinance, where those who have notified the Prime Minister of a Reference Date hold voting rights for a purpose other than to control the business activities of the Bank or Bank Holding Company that has issued the shares related to said voting rights (excluding the case where the Proportion of Voting Rights Held has exceeded the number specified by Cabinet Office Ordinance and any case specified by a Cabinet Office Ordinance by taking into consideration the manner in which they are held and other circumstances; hereinafter referred to as "Voting Rights Subject to Special Provisions" in this Article), their Written Notices of Voting Rights Held in the Bank shall be submitted to the Prime Minister stating matters that relate to the holding status of those voting rights as of the Reference Date on which the Proportion of Voting Rights Held exceeded five hundredths for the first time and that are specified by Cabinet Office Ordinance, by the 15th day of the month following the month containing said Reference Date, pursuant to the provisions of Cabinet Office Ordinance.  - 日本法令外国語訳データベースシステム