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Insurance intermediaryの部分一致の例文一覧と使い方

該当件数 : 39



例文

insurance to cover the risks of {export-import intermediary} trade 例文帳に追加

仲介貿易の危険を補填する保険 - EDR日英対訳辞書

The intermediary computer 2 receives the transaction contents 11 and buyer insurance contents 12 from the buyer computer 1, calculates commission corresponding to the loss amount of an insurance object of the buyer insurance contents 12 and stores the commission in intermediary results 5.例文帳に追加

仲介計算機2は、買い手計算機1から取引き内容11及び買い手保証内容12を受信し、買い手保証内容12の保証対象の損害金額に見合う仲介料を算出し、仲介結果5に格納する。 - 特許庁

(26) The term "Insurance Solicitation" as used in this Act means the act of acting as an agent or intermediary for conclusion of an insurance contract. 例文帳に追加

26 この法律において「保険募集」とは、保険契約の締結の代理又は媒介を行うことをいう。 - 日本法令外国語訳データベースシステム

(ii) Whether he/she will act as an agent of the Entrusting Insurance Company, etc. or as an intermediary in concluding an insurance contract; and 例文帳に追加

二 自己が所属保険会社等の代理人として保険契約を締結するか、又は保険契約の締結を媒介するかの別 - 日本法令外国語訳データベースシステム

例文

Article 299 An Insurance Broker shall act in good faith for the benefit of the customer in acting as an intermediary for the conclusion of an insurance contract. 例文帳に追加

第二百九十九条 保険仲立人は、顧客のため誠実に保険契約の締結の媒介を行わなければならない。 - 日本法令外国語訳データベースシステム


例文

(25) The term "Insurance Broker" as used in this Act means a person who acts as an intermediary for conclusion of an insurance contract and engages in activities other than acting as an intermediary for conclusion of an insurance contract on behalf of the Entrusting Insurance Company, etc. carried out by Life Insurance Solicitors, Non-Life Insurance Solicitors, and Small Amount and Short Term Insurance Solicitors (including an association or foundation that is not a juridical person and has provisions on representative persons or administrators). 例文帳に追加

25 この法律において「保険仲立人」とは、保険契約の締結の媒介であって生命保険募集人、損害保険募集人及び少額短期保険募集人がその所属保険会社等のために行う保険契約の締結の媒介以外のものを行う者(法人でない社団又は財団で代表者又は管理人の定めのあるものを含む。)をいう。 - 日本法令外国語訳データベースシステム

Then, the intermediary computer 2 receives seller insurance contents 35 from the seller computer 3, calculates commission corresponding to the loss amount of the seller insurance contents 35 and stores the commission in a corresponding record of the intermediary results 5.例文帳に追加

次に仲介計算機2は、売り手計算機3から売り手保証内容35を受信し、売り手保証内容35の損害金額に見合う仲介料を算出し、仲介結果5の該当するレコードに格納する。 - 特許庁

(6) A Policyholder who entrusted an Insurance Broker with act as an intermediary s in concluding an insurance contract, the insured covered by the insurance contract or the Beneficiary of the insurance contract shall, with regard to any credit arising out of any such acting as an intermediary in concluding the insurance contract, have a priority claim over other creditors on the security deposit lodged by the Insurance Broker. 例文帳に追加

6 保険仲立人に保険契約の締結の媒介を委託した保険契約者、当該保険契約の被保険者又は保険金額を受け取るべき者は、保険契約の締結の媒介に関して生じた債権に関し、当該保険仲立人に係る保証金について、他の債権者に先立ち弁済を受ける権利を有する。 - 日本法令外国語訳データベースシステム

The insurance assessment intermediary server 10 accesses the insurance on the basis of information sent from respective terminals, makes a document, and informs the insurance company of the document.例文帳に追加

保険査定仲介サーバ10は、それぞれの端末から送られた情報を基に、保険の査定を行い、帳票を作成して保険会社に通知する。 - 特許庁

例文

An insurance assessment intermediary server 10 issues a control number when accepting a transport request from a shipper terminal 20.例文帳に追加

保険査定仲介サーバ10は、出荷主端末20から運送依頼を受け付けると、管理番号を発行する。 - 特許庁

例文

When an accident is caused at transport time, a transport side terminal transmits the control number and a kind of damage to the insurance assessment intermediary server 10.例文帳に追加

運送中に事故が発生すると運送現端末は管理番号および損害種類を保険査定仲介サーバ10に送信する。 - 特許庁

(5) An Insurance Broker shall not act as an intermediary in concluding an insurance contract, unless he/she has lodged the security deposit under paragraph (1) (including the conclusion of a contract under paragraph (3)) and has notified the Prime Minister thereof. 例文帳に追加

5 保険仲立人は、第一項の保証金につき供託(第三項の契約の締結を含む。)を行い、かつ、その旨を内閣総理大臣に届け出た後でなければ、保険契約の締結の媒介を行ってはならない。 - 日本法令外国語訳データベースシステム

Article 296 (1) An Insurance Broker shall, when he/she intends to act as an intermediary in concluding an insurance contract, deliver to the customer a written statement indicating the following matters pursuant to the provisions of a Cabinet Office Ordinance: 例文帳に追加

第二百九十六条 保険仲立人は、保険契約の締結の媒介を行おうとするときは、内閣府令で定めるところにより、次に掲げる事項を記載した書面を顧客に交付しなければならない。 - 日本法令外国語訳データベースシステム

Article 300 (1) An Insurance Company, etc. or Foreign Insurance Company, etc., any officer thereof (other than an officer who is an Insurance Solicitor), an Insurance Solicitor, or an Insurance Broker or any officer or employee thereof shall not commit any of the following acts in relation to the conclusion of an insurance contract or Insurance Solicitation activities (for the conclusion of a specified insurance contract provided in the following Article and related act as an agent or intermediary, excluding the non-disclosure of any important matter stipulated in the insurance contract contained in the provision of item (i) and the act specified in item (ix): 例文帳に追加

第三百条 保険会社等若しくは外国保険会社等、これらの役員(保険募集人である者を除く。)、保険募集人又は保険仲立人若しくはその役員若しくは使用人は、保険契約の締結又は保険募集に関して、次に掲げる行為(次条に規定する特定保険契約の締結又はその代理若しくは媒介に関しては、第一号に規定する保険契約の契約条項のうち重要な事項を告げない行為及び第九号に掲げる行為を除く。)をしてはならない。 - 日本法令外国語訳データベースシステム

(21) The term "Non-Life Insurance Agent" as used in this Act means a person who acts as an agent or intermediary for conclusion of an insurance contract on behalf of a Non-Life Insurance Company upon entrustment by the Non-Life Insurance Company (including an association or foundation that is not a juridical person and has provisions on representative persons or administrators), and is not an officer or employee of the Non-Life Insurance Company. 例文帳に追加

21 この法律において「損害保険代理店」とは、損害保険会社の委託を受けて、その損害保険会社のために保険契約の締結の代理又は媒介を行う者(法人でない社団又は財団で代表者又は管理人の定めのあるものを含む。)で、その損害保険会社の役員又は使用人でないものをいう。 - 日本法令外国語訳データベースシステム

(22) The term "Small Amount and Short Term Insurance Solicitor" as used in this Act means the officers or employees of Small Amount and Short Term Insurance Providers, or a person who has been entrusted by Small Amount and Short Term Insurance Providers (including an association or foundation that is not a juridical person and has provisions on representative persons or administrators) or their officers or employees that act as an agent or intermediary for conclusion of an insurance contract on behalf of the Small Amount and Short Term Insurance Providers. 例文帳に追加

22 この法律において「少額短期保険募集人」とは、少額短期保険業者の役員若しくは使用人又は少額短期保険業者の委託を受けた者(法人でない社団又は財団で代表者又は管理人の定めのあるものを含む。)若しくはその者の役員若しくは使用人で、その少額短期保険業者のために保険契約の締結の代理又は媒介を行うものをいう。 - 日本法令外国語訳データベースシステム

i) A Life Insurance Solicitor registered under the following Article: to act as an agent or intermediary for the Entrusting Insurance Company, etc. in concluding an insurance contract (for a bank serving as an Life Insurance Solicitor or any other person specified by a Cabinet Order (hereinafter referred to as "Bank, etc." in this Article), or an director or employee thereof, this shall be limited to the cases specified by a Cabinet Office Ordinance as posing little risk to the protection of Policyholders, etc. 例文帳に追加

一 次条の登録を受けた生命保険募集人 その所属保険会社等のために行う保険契約の締結の代理又は媒介(生命保険募集人である銀行その他の政令で定める者(以下この条において「銀行等」という。)又はその役員若しくは使用人にあっては、保険契約者等の保護に欠けるおそれが少ない場合として内閣府令で定める場合に限る。) - 日本法令外国語訳データベースシステム

Article 297 An Insurance Broker shall, upon request of a customer, disclose the amount of commission, reward or any other consideration that he/she receives for acting as an intermediary in concluding the insurance contract, or any other matter specified by a Cabinet Office Ordinance. 例文帳に追加

第二百九十七条 保険仲立人は、顧客から求められたときは、保険契約の締結の媒介に関して当該保険仲立人が受ける手数料、報酬その他の対価の額その他内閣府令で定める事項を、明らかにしなければならない。 - 日本法令外国語訳データベースシステム

(3) When the specified insurance business is continuously carried on pursuant to the provision of the preceding two paragraphs, the person who carries on the business shall be deemed as an Insurance Company, etc., or Entrusting Insurance Company, etc, the person acting as an agent or intermediary for the conclusion of an insurance contract on behalf of such Specified Insurer shall be deemed as an Insurance Solicitor or specified Insurance Solicitor respectively, and the provisions (including the penal provisions pertaining thereto) of Article 283 and Article 300, paragraph (1) (limited to the segment pertaining to items (i) to (iii).) shall be applied. 例文帳に追加

3 前二項の規定により引き続き特定保険業を行う場合においては、その者を保険会社等又は所属保険会社等と、その者のために保険契約の締結の代理又は媒介を行う者を保険募集人又は特定保険募集人とそれぞれみなして、新保険業法第二百八十三条及び第三百条第一項(第一号から第三号までに係る部分に限る。)の規定(これらの規定に係る罰則を含む。)を適用する。 - 日本法令外国語訳データベースシステム

(c) Any other company which is a Subsidiary Company of a Company Specialized in Securities Business, or Specialized in Securities Intermediary Services that is a Subsidiary Company of that Insurance Company, and is specified by a Cabinet Office Ordinance; and 例文帳に追加

ハ その他の会社であって、当該保険会社の子会社である証券専門会社又は証券仲介専門会社の子会社のうち内閣府令で定めるもの - 日本法令外国語訳データベースシステム

(ii) Documents that describes matters regarding the Policyholders, matters regarding a person acting as an agent or intermediary for the conclusion of an insurance contract on behalf of a Specified Insurer, and other items specified by a Cabinet Office Ordinances as the content and means of business. 例文帳に追加

二 保険契約者に関する事項、特定保険業者のために保険契約の締結の代理又は媒介を行う者に関する事項その他の業務の内容及び方法として内閣府令で定める事項を記載した書類 - 日本法令外国語訳データベースシステム

As part of such efforts, I invited the executives of financial institutions to a meeting and requested once again their cooperation in enhancing smooth financing for SMEs.Furthermore, in order to ensure that financial institutions exercise adequate financial intermediary functions in local economies, including the smooth provision of credit to SMEs, through strengthening the capital base of financial institutions by the government's capital participation, I will submit to the Diet later today a bill for amendment of the Act on Special Measures for Strengthening Financial Functions and the Act on Special Measures for Promotion of Organizational Restructuring of Financial Institutions. At the same time, I will submit a bill for amendment of the Insurance Business Act for the purpose of protecting insurance policyholders and maintaining credibility of the insurance industry. I sincerely look forward to your cooperation in reviewing and supporting these bills in a prompt manner. 例文帳に追加

民間金融機関においては、適切かつ積極的な金融仲介機能の発揮が求められます。中小企業金融については、これまでもきめ細かい実態把握に努めるなどの対応をしてきておりますが、先般改めて、金融機関の代表者を集め、金融円滑化に向けた要請を行いました。 - 金融庁

iii) A specified Small Amount and Short Term Insurance Solicitor (meaning any of the Small Amount and Short Term Insurance Solicitors dealing only in the class of insurance defined in Article 3, paragraph (5), item (i) or any other class of insurance specified by a Cabinet Office Ordinance, other than a person entrusted with Insurance Solicitation activities on behalf of a Small Amount and Short Term Insurance Provider; the same shall apply hereinafter.) or a Small Amount and Short Term Insurance Solicitor registered under the following Article: to act as an agent or intermediary for the Entrusting Insurance Company, etc. in concluding an insurance contract (for a Bank, etc. serving as a Small Amount and Short Term Insurance Solicitor, or an officer or employee thereof, this shall be limited to the cases specified by a Cabinet Office Ordinance as posing little risk to the protection of Policyholders, etc. 例文帳に追加

三 特定少額短期保険募集人(少額短期保険募集人のうち、第三条第五項第一号に掲げる保険その他内閣府令で定める保険のみに係る保険募集を行う者で、少額短期保険業者の委託を受けた者でないものをいう。以下同じ。)又は次条の登録を受けた少額短期保険募集人 その所属保険会社等のために行う保険契約の締結の代理又は媒介(少額短期保険募集人である銀行等又はその役員若しくは使用人にあっては、保険契約者等の保護に欠けるおそれが少ない場合として内閣府令で定める場合に限る。) - 日本法令外国語訳データベースシステム

(iv) An Insurance Broker registered under Article 286, or an officer or employee thereof: to act as an intermediary in concluding an insurance contract (where the insurer is a Foreign Insurer that is not a Foreign Insurance Company, etc., this shall be limited to the cases specified by a Cabinet Order; for a Bank, etc. serving as an Insurance Broker, or an officer or employee thereof, this shall be limited to the cases specified by a Cabinet Office Ordinance as posing little risk to the protection of Policyholders, etc.), excluding the mediation activities for the conclusion of an insurance contract carried out by a Life Insurance Solicitor, Non-Life Insurance Solicitor or Small Amount and Short Term Insurance Solicitor for the Entrusting Insurance Company, etc. 例文帳に追加

四 第二百八十六条の登録を受けた保険仲立人又はその役員若しくは使用人 保険契約(外国保険会社等以外の外国保険業者が保険者となる保険契約については、政令で定めるものに限る。)の締結の媒介(保険仲立人である銀行等又はその役員若しくは使用人にあっては、保険契約者等の保護に欠けるおそれが少ない場合として内閣府令で定める場合に限る。)であって生命保険募集人、損害保険募集人及び少額短期保険募集人がその所属保険会社等のために行う保険契約の締結の媒介以外のもの - 日本法令外国語訳データベースシステム

(9) In the case where a Life Insurance Company entrusts a third Party to act as an agent or intermediary for the conclusion of a trust contract underwritten pursuant to the provision of paragraph (3), the Life Insurance Company shall be deemed to be a trust company and the provisions of Article 2, paragraph (8) (Definitions) and Chapter V (including penal provisions pertaining to these provisions) of the Trust Business Act shall apply. In this case, the term "affiliated trust company" in the same Chapter means "affiliated Life Insurance Company" and "Article 34, paragraph (1)" in Article 78, paragraph (1) of the same Act means "Article 111, paragraphs (1) and (2) of the Insurance Business Act." 例文帳に追加

9 生命保険会社が第三項の規定により引き受ける信託契約の締結の代理又は媒介を第三者に委託する場合には、生命保険会社を信託会社とみなして信託業法第二条第八項(定義)及び第五章の規定(これらの規定に係る罰則を含む。)を適用する。この場合において、同章中「所属信託会社」とあるのは「所属生命保険会社」と、同法第七十八条第一項中「第三十四条第一項」とあるのは「保険業法第百十一条第一項及び第二項」とする。 - 日本法令外国語訳データベースシステム

Article 293 The provisions of Articles 543, 544 and 546 to 550 inclusive (Brokerage Business) of the Commercial Code shall apply mutatis mutandis to the acting as an intermediary by an Insurance Broker in concluding an insurance contract in which the insurer is supposed to be a Mutual Company (including a Foreign Mutual Company). 例文帳に追加

第二百九十三条 商法第五百四十三条、第五百四十四条及び第五百四十六条から第五百五十条まで(仲立営業)の規定は、保険仲立人が行う保険契約の締結の媒介であって相互会社(外国相互会社を含む。)が当該保険契約の保険者となるべきものについて準用する。 - 日本法令外国語訳データベースシステム

(11) The Prime Minister may, in giving an authorization as set forth in the preceding paragraph, designate a period for the recovery and the recoverable amount of the security deposit, within the limit that he/she finds necessary for ensuring the payment of any claim that has arisen out of the acting as an intermediary in concluding an insurance contract. 例文帳に追加

11 内閣総理大臣は、前項の承認をするときは、保険契約の締結の媒介に関して生じた債権の弁済を確保するために必要と認める限度において、取り戻すことができる時期及び取り戻すことができる保証金の額を指定することができる。 - 日本法令外国語訳データベースシステム

States such as order reception, ordering, proxy settlement, distribution of an article, and execution of service are proved from intermediary information by performing intermediation of the electronic ommercial transactions, and various transactional certifications re used as a certification of the fact at accident time in the electronic commercial transactions to demand a nonlife compensation insurance.例文帳に追加

電子商取引の仲介を行い、その仲介情報から、受注、発注と、代理決済、物品の流通、サービスの履行等の状態の証明をして、各種、取引証明を電子商取引に於ける事故の際の事実の証明として使って、損害賠償保険等を請求する事ができる。 - 特許庁

Article 47 (1) Those Insurance Companies Licensed under the Former Act which, at the time when this Act enters into force, carry on, with the authorization of the competent minister pursuant to the proviso to Article 5, paragraph (1) of the Former Act, the business of acting as an agent or intermediary, on behalf of any of the other companies carrying on the non-life insurance business prescribed in the proviso to that paragraph, in transactions within the scope of the latter's non-life insurance business, shall be deemed to obtain the authorization set forth in Article 98, paragraph (2) of the Current Act at the time when this Act enters into force. 例文帳に追加

第四十七条 旧法の免許を受けた保険会社で、この法律の施行の際現に旧法第五条第一項ただし書の規定により主務大臣の認可を受けて同項ただし書に規定する他の損害保険事業を営む会社のためにその損害保険事業に属する取引の代理又は媒介を行う業務を営むものは、この法律の施行の際に新法第九十八条第二項の認可を受けたものとみなす。 - 日本法令外国語訳データベースシステム

(19) The term "Life Insurance Solicitor" as used in this Act means the officers (excluding officers with authority of representation and company auditors and members of audit committees (hereinafter referred to as "Audit Committee Members"); hereinafter the same shall apply in this Article) or employees of a Life Insurance Company (including Foreign Life Insurance Companies, etc.; hereinafter the same shall apply in this paragraph) or their employees or a person who has been entrusted by a Life Insurance Company (including an association or foundation that is not a juridical person and has provisions on representative persons or administrators) or their officers or employees that act as an agent or intermediary for conclusion of an insurance contract on behalf of the Life Insurance Company. 例文帳に追加

19 この法律において「生命保険募集人」とは、生命保険会社(外国生命保険会社等を含む。以下この項において同じ。)の役員(代表権を有する役員並びに監査役及び監査委員会の委員(以下「監査委員」という。)を除く。以下この条において同じ。)若しくは使用人若しくはこれらの者の使用人又は生命保険会社の委託を受けた者(法人でない社団又は財団で代表者又は管理人の定めのあるものを含む。)若しくはその者の役員若しくは使用人で、その生命保険会社のために保険契約の締結の代理又は媒介を行うものをいう。 - 日本法令外国語訳データベースシステム

ii) An officer (other than an officer with authority of representation, or an auditor or audit committee member; the same shall apply hereinafter in this Article, as well as in Articles 283 and 302.) or an employee of a Non-Life Insurance Company (including a Foreign Non-Life Insurance Company, etc.; hereinafter the same shall apply in this Part.), or a Non-Life Insurance Agent registered under the following Article or an officer or employee thereof: to act as an agent or intermediary for the Entrusting Insurance Company, etc. in concluding an insurance contract (for a Bank, etc. serving as a Non-Life Insurance Agent, or an officer or employee thereof, this shall be limited to the cases specified by a Cabinet Office Ordinance as posing little risk to the protection of Policyholders, etc. 例文帳に追加

二 損害保険会社(外国損害保険会社等を含む。以下この編において同じ。)の役員(代表権を有する役員並びに監査役及び監査委員を除く。以下この条、第二百八十三条及び第三百二条において同じ。)若しくは使用人又は次条の登録を受けた損害保険代理店若しくはその役員若しくは使用人 その所属保険会社等のために行う保険契約の締結の代理又は媒介(損害保険代理店である銀行等又はその役員若しくは使用人にあっては、保険契約者等の保護に欠けるおそれが少ない場合として内閣府令で定める場合に限る。) - 日本法令外国語訳データベースシステム

Article 300-2 The provision of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will be Deemed to be a Customer Other than Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person who Is a Customer Other Than Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investor) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provision) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the conclusion of a specified insurance contract (meaning an insurance contract specified by a Cabinet Office Ordinance as entailing the risk of loss due to any change in interest rates, currency values, financial instruments market prices as set forth in Article 2, paragraph (14) of that Act or any other indicator (meaning the risk that the total amount of insurance premiums to be paid by the customer following the conclusion of the insurance contract may exceed the total amount of insurance claims, reimbursements and other benefits to be paid out to the customer following the conclusion of the contract); hereinafter the same shall apply in this Article) effected by an Insurance Company, etc. or Foreign Insurance Company, etc., or a contract stipulating any specific act as an intermediary for the benefit of a customer in concluding a specified insurance contract; the provision of Section 2, Subsection 1 of the same Chapter (excluding Article 35 to 36-4 inclusive (Scope of Business for Persons Who Engage in Type 1 Financial Instruments Transaction Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name-Lending and Prohibition of Administration of Company Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Document Prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6 (Cancellation by a Written Statement), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso of Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Loss Compensation, etc.), Article 40-2 (Best Execution Policy, etc.), and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured) (General Rules)) shall apply mutatis mutandis to the conclusion of a specified insurance contract by an Insurance Company, etc., Foreign Insurance Company, etc., Insurance Solicitor or Insurance Broker and related act as an agent or intermediary. In this case, the terms "financial instruments transaction contract" and "financial instruments transaction business" in those provisions shall be deemed to be replaced with "specified insurance contract, etc.," and "the conclusion of a specified insurance contract, or any related act as an agent or intermediary," respectively; in Article 34 of that Act, the term "contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" shall be deemed to be replaced with "effecting a specified insurance contract (meaning a specified insurance contract provided in Article 300-2 of the Insurance Business Act; the same shall apply hereinafter) or acting as an intermediary for the benefit of a customer in concluding a specified insurance contract"; in Article 37, paragraph (2) of that Act, the term "carrying out Financial Instruments and Exchange Activities" shall be deemed to be replaced with "concluding specified insurance contracts"; in Article 37-3, paragraph (1) of that Act, the term "when it intends to conclude a financial instruments transaction contract" shall be deemed to be replaced with "when it intends to conclude a financial instruments transaction contract or acts as an agent or intermediary in concluding a specified insurance contract" and the term "the following matters" with "the following matters and any other important matter stipulated by an insurance contract provided in Article 300, paragraph (1), item (i) of the Insurance Business Act"; in Article 37-3, paragraph (1), item (i) of that Act, the term "Financial Instruments Business Operators, etc." shall be deemed to be replaced with "Insurance Company, etc. (meaning an Insurance Company, etc. as defined in Article 2-2, paragraph (1) of the Insurance Business Act), Foreign Insurance Company, etc. (meaning a Foreign Insurance Company, etc. as defined in Article 2, paragraph (7) of that Act) or Insurance Broker (meaning an Insurance Broker as defined in paragraph (25) of the same Article) concluding a specified insurance contract, etc."; in Article 37-3, paragraph (1), item (v) of that Act, the term "financial instruments transaction business carried out" shall be deemed to be replaced with "specified insurance contract concluded"; in Article 38, paragraph (1) of that Act, the term "employee" shall be deemed to be replaced with "employee (excluding an Insurance Solicitor as defined in Article 2, paragraph (23) of the Insurance Business Act; the same shall apply in Article 39, paragraph (3))"; in Article 39, paragraph (1), item (i) of that Act, the term "sales and purchase and any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or of Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)" shall be deemed to be replaced with "the conclusion of a specified insurance contract", the term "securities or derivative transaction (hereinafter referred to as "securities, etc." in this Article)" with "specified insurance contract," the term "customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including said person who sets the trust; hereinafter the same shall apply in this Article)" with "the customer," the term "loss" with "loss (meaning, where the total amount of insurance premiums to be paid by the customer following the conclusion of the specified insurance contract exceeds the total amount of insurance claims, reimbursements and other benefits to be paid out to the customer following the conclusion of the contract, the total amount of premium payment subtracted by the total amount of insurance claims, reimbursements and other benefits; hereinafter the same shall apply in this Article)," and the term "to supplement" with "to supplement, outside the stipulations of the specified insurance contract"; in Article 39, paragraph (1), items (ii) and (iii) of that Act, the term "securities sales transaction, etc." shall be deemed to be replaced with "the conclusion of a specified insurance contract," the term "securities, etc." with "specified insurance contract," and the term "to add to" with "to add to, outside the stipulations of the specified insurance contract"; in Article 39, paragraph (2) of that Act, the term "securities sales transaction, etc." shall be deemed to be replaced with "the conclusion of a specified insurance contract"; in Article 39, paragraph (3) of that Act, the term "determined by a Cabinet Office Ordinance as a potential cause" shall be deemed to be replaced with "a potential cause"; in Article 40, item (i) of that Act, the term "financial instruments transaction business" with "the conclusion of a specified insurance contract, etc."; in Article 45, item (ii) of that Act, the term "Article 37-2 to 37-6 inclusive, Article 40-2, paragraph (4) and Article 43-4" shall be deemed to be replaced with "Articles 37-3 (as far as any of the matters listed in the items of Article 37-3, paragraph (1) is concerned, excluding Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3)) and 37-4"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第三百条の二 金融商品取引法第三章第一節第五款(第三十四条の二第六項から第八項まで(特定投資家が特定投資家以外の顧客とみなされる場合)並びに第三十四条の三第五項及び第六項(特定投資家以外の顧客である法人が特定投資家とみなされる場合)を除く。)(特定投資家)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は保険会社等若しくは外国保険会社等又は保険仲立人が行う特定保険契約(金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動により損失が生ずるおそれ(当該保険契約が締結されることにより顧客の支払うこととなる保険料の合計額が、当該保険契約が締結されることにより当該顧客の取得することとなる保険金、返戻金その他の給付金の合計額を上回ることとなるおそれをいう。)がある保険契約として内閣府令で定めるものをいう。以下この条において同じ。)又は顧客のために特定保険契約の締結の媒介を行うことを内容とする契約の締結について、同章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の五(保証金の受領に係る書面の交付)、第三十七条の六(書面による解除)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし書及び第五項(損失補てん等の禁止)、第四十条の二(最良執行方針等)並びに第四十条の三(分別管理が確保されていない場合の売買等の禁止)を除く。)(通則)の規定は保険会社等、外国保険会社等、保険募集人又は保険仲立人が行う特定保険契約の締結又はその代理若しくは媒介について、それぞれ準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定保険契約等」と、「金融商品取引業」とあるのは「特定保険契約の締結又はその代理若しくは媒介の業務」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)」とあるのは「特定保険契約(保険業法第三百条の二に規定する特定保険契約をいう。以下同じ。)又は顧客のために特定保険契約の締結の媒介」と、同法第三十七条第二項中「金融商品取引行為」とあるのは「特定保険契約の締結」と、同法第三十七条の三第一項中「締結しようとするとき」とあるのは「締結しようとするとき、又は特定保険契約の締結の代理若しくは媒介を行うとき」と、「次に掲げる事項」とあるのは「次に掲げる事項その他保険業法第三百条第一項第一号に規定する保険契約の契約条項のうち重要な事項」と、同項第一号中「金融商品取引業者等」とあるのは「特定保険契約等を締結する保険会社等(保険業法第二条の二第一項に規定する保険会社等をいう。)、外国保険会社等(同法第二条第七項に規定する外国保険会社等をいう。)又は保険仲立人(同条第二十五項に規定する保険仲立人をいう。)」と、同項第五号中「金融商品取引行為」とあるのは「特定保険契約の締結」と、同法第三十八条第一項中「使用人」とあるのは「使用人(保険募集人(保険業法第二条第二十三項に規定する保険募集人をいう。)を除く。第三十九条第三項において同じ。)」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定保険契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定保険契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「顧客」と、「損失」とあるのは「損失(当該特定保険契約が締結されることにより顧客の支払う保険料の合計額が当該特定保険契約が締結されることにより当該顧客の取得する保険金、返戻金その他の給付金の合計額を上回る場合における当該保険料の合計額から当該保険金、返戻金その他の給付金の合計額を控除した金額をいう。以下この条において同じ。)」と、「補足するため」とあるのは「補足するため、当該特定保険契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定保険契約の締結」と、「有価証券等」とあるのは「特定保険契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定保険契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定保険契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定保険契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十条第一号中「金融商品取引行為」とあるのは「特定保険契約等の締結」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三(第一項各号に掲げる事項に係る部分に限り、同項第二号及び第六号並びに第三項を除く。)及び第三十七条の四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

(15) When the Specified Insurer continuously carries on the specified insurance business pursuant to the provision of Article 2, paragraph (1) or (4) of the Supplementary Provisions, such Specified Insurer shall be deemed as an Insurance Company, etc., or Entrusting Insurance Company, etc., the person acting as an agent or intermediary for the conclusion of an insurance contract on behalf of such Specified Insurer shall be deemed as an Insurance Solicitor or specified Insurance Solicitor respectively, and the provisions of Article 283, Article 294, Article 300, paragraph (1) (limited to the segment pertaining to items (i) to (iv), (vi), (vii), and (ix) ), Article 305, Article 306, Article 307, paragraph (1) and Article 309 (including the penal provisions pertaining thereto) shall be applied. In this case, the term "any of the following items" in Article 307, paragraph (1) of the New Insurance Business Act shall be deemed to be replaced with "the item (i) or (iii)," and "cancel the registration set forth in Article 276 or 286" shall be deemed to be replaced with "order abolition of the business." 例文帳に追加

15 附則第二条第一項又は第四項の規定により特定保険業者が引き続き特定保険業を行う場合においては、当該特定保険業者を保険会社等又は所属保険会社等と、当該特定保険業者のために保険契約の締結の代理又は媒介を行う者を保険募集人又は特定保険募集人とそれぞれみなして、新保険業法第二百八十三条、第二百九十四条、第三百条第一項(第一号から第四号まで、第六号、第七号及び第九号に係る部分に限る。)、第三百五条、第三百六条、第三百七条第一項及び第三百九条(これらの規定に係る罰則を含む。)の規定を適用する。この場合において、新保険業法第三百七条第一項中「次の各号のいずれか」とあるのは「第一号又は第三号」と、「第二百七十六条若しくは第二百八十六条の登録を取り消し」とあるのは「業務の廃止を命じ」とする。 - 日本法令外国語訳データベースシステム

Article 119 (1) An Insurance Broker registered under Article 286 of the Current Act shall, when it intends to, or intends to cause any of its officers or employees to, act as intermediary in concluding the long-term insurance contracts to be specified by a Cabinet Order, determine the method of such activity and shall obtain authorization from the Prime Minister, for the time being. The same shall apply where it intends to modify the method thus authorized. 例文帳に追加

第百十九条 新法第二百八十六条の登録を受けた保険仲立人又はその役員若しくは使用人が保険期間が長期にわたる保険契約であって政令で定めるものの締結の媒介を行おうとする場合には、当該保険仲立人は、当分の間、その方法を定めて、内閣総理大臣の認可を受けなければならない。当該認可を受けた方法を変更しようとするときも、同様とする。 - 日本法令外国語訳データベースシステム

(b) Finance-Related Business defined by Article 16-2(2)(ii) (excluding specialized Securities-Related Business defined by Article 16-2(2)(iii) in the cases where the Bank Holding Company has any Company Specialized in Securities Business, Company Specialized in Securities Intermediary Services or foreign company which engages in Securities-Related Business as its Subsidiary Company; Specialized Insurance-Related Business defined by Article 16-2(2)(iv) in the cases where the Bank Holding Company has any Insurance Company, Small Amounts and Short Term Insurance Provider or foreign company which engages in Insurance Business as its Subsidiary Company; and Specialized Trust-Related Business defined by Article 16-2(2)(v) in the cases where the Bank Holding Company has any Trust Bank, company specialized in Trust Business or foreign company which engages in Trust Business as its Subsidiary Company). 例文帳に追加

ロ 第十六条の二第二項第二号に掲げる金融関連業務(当該銀行持株会社が証券専門会社、証券仲介専門会社及び有価証券関連業を営む外国の会社のいずれをも子会社としていない場合にあつては同項第三号に掲げる証券専門関連業務を、当該銀行持株会社が保険会社、少額短期保険業者及び保険業を営む外国の会社のいずれをも子会社としていない場合にあつては同項第四号に掲げる保険専門関連業務を、当該銀行持株会社が信託兼営銀行、信託専門会社及び信託業を営む外国の会社のいずれをも子会社としていない場合にあつては同項第五号に掲げる信託専門関連業務をそれぞれ除くものとする。) - 日本法令外国語訳データベースシステム

When former Ashikaga Bank President Ikeda recently visited me after his retirement, he told me about his difficult experiences and about several future challenges for the bank. Ashikaga Bank made a fresh start as an ordinary regional bank on July 1, when all shares in the bank were transferred from Deposit Insurance Corporation to Ashikaga Holdings, marking the end of temporary nationalization. The FSA hopes that Ashikaga Bank will continue to play its financial intermediary function in regional financing activities in Tochigi Prefecture and the surrounding areas. 例文帳に追加

先日も池田前頭取が退任されて、私のところにご挨拶に来ていただきましたが、その際には苦労話であったり、今後の課題についてもいくつかの点を聞いたところでありますが、足利銀行につきましては、7月1日に同行の全株式が預金保険機構から足利ホールディングスに譲渡され、これにより一時国有化が終了して、同行は通常の地域銀行として新たにスタートを切ることになったわけで、金融庁としましては、足利銀行が栃木県を中心とする地域金融において金融仲介機能を継続的に発揮していただくことを期待しております。 - 金融庁

As you know, Ashikaga Bank in November 2003 reported to the government that its debts would exceed its assets and filed for bankruptcy. The government concluded that it was essential to maintain this bank's financial intermediary function in Tochigi Prefecture and surrounding areas and nationalized it on a provisional basis in an arrangement known as special public management under Item 3, Article 102 of the Deposit Insurance Act following deliberations held by the Financial System Management Council. 例文帳に追加

足利銀行につきましては、ご案内のとおり平成15年11月に同行から債務超過となる旨の報告および破綻の申入れがなされまして、同行が栃木県を中心とする地域において果たしている金融仲介機能の維持が必要不可欠であるというふうに総合的に判断をいたしまして、金融危機対応会議の議を経て預金保険法第102条第3号措置、いわゆる一時国有化の措置、特別危機管理という措置が講じられたということでございます。 - 金融庁

(2) The provisions of Article 275, paragraph (1), item (ii) and paragraph (2) (Restriction on Insurance Solicitation) of the Insurance Business Act shall apply mutatis mutandis to the solicitation of mutual aid contracts of a cooperative engaged in mutual aid activities; the provisions of Article 283 (Liability for Compensation of the Insurance Company Concerned, etc.) of the same Act shall apply mutatis mutandis to the solicitation of mutual aid contracts of a cooperative engaged in mutual aid activities carried out by officers or employees of said cooperative engaged in mutual aid activities, and by any mutual aid agent (which means a person who acts as an agent or intermediary in concluding mutual aid contracts for a cooperative under entrustment by said cooperative, and who is not an officer nor an employee of said cooperative; the same shall apply hereinafter) of said cooperative engaged in mutual aid activities and officers or employees of said mutual aid agent; the provisions of Article 294 (Explanations to Customers) of the same Act shall apply mutatis mutandis to officers and employees of a cooperative engaged in mutual aid activities, any mutual aid agent of said cooperative engaged in mutual aid activities, and officers and employees of said mutual aid agent, carrying out solicitation of mutual aid contracts; the provisions of Article 295 (Prohibition of Self-Contract) of the same Act shall apply mutatis mutandis to a mutual aid agent; the provisions of Article 300 (Prohibited Acts) of the same Act shall apply mutatis mutandis to a cooperative engaged in mutual aid activities and any mutual aid agent thereof (including their officers and employees) carrying out mutual aid activities; the provisions of Article 305 (On-Site Inspections, etc.), Article 306 (Order to Improve Business Operations), and Article 307, paragraph (1), item (iii) (Rescission of Registration, etc.) of the same Act shall apply mutatis mutandis to a mutual aid agent; the provisions of Article 309 (Revocation of Applications for Insurance Contracts, etc.) of the same Act shall apply mutatis mutandis to the revocation or cancellation of an offer for a mutual aid contract by a person who has filed an offer with a cooperative engaged in mutual aid activities or by a mutual aid contractor; and the provisions of Article 311 (Carrying and Presenting of Identification Cards by Inspection Officials) of the same Act shall apply mutatis mutandis to officials who enter, question, and inspect pursuant to the provisions of Article 305 of the same Act as applied mutatis mutandis pursuant to this paragraph. In this case, the term "Cabinet Office Ordinance" in Article 275, paragraph (1), item (ii), Article 294, item (iii), Article 295, paragraph (2), Article 300, paragraph (1), item (vii) and item (ix), and Article 309, paragraph (1), item (i), paragraph (2), paragraph (3), paragraph (5) and paragraph (6) of the same Act shall be deemed to be replaced with "ordinance of the competent ministry"; the phrase "a casualty insurance company (including a foreign casualty insurance company, etc.; hereinafter the same shall apply in this Part)" in Article 275, paragraph (1), item (ii), and paragraph (2) of the same Act shall be deemed to be replaced with "a cooperative engaged in mutual aid activities"; the phrase "a casualty insurance agent registered under the following Article" in the same provisions shall be deemed to be replaced with "a mutual aid agent notified under Article 106-3, item (i) of the Small and Medium-Sized Enterprise Cooperatives Act"; the phrase "which is a casualty insurance agent" in the same provisions shall be deemed to be replaced with "which is a mutual aid agent"; the phrase "by obtaining registration under the following Article or Article 286" in paragraph (2) of the same Article shall be deemed to be replaced with "by giving the notification under Article 106-3, item (i) of the Small and Medium-Sized Enterprise Cooperatives Act"; the phrase "provided insurance contract prescribed in the following Article" in Article 300, paragraph (1) of the same Act shall be deemed to be replaced with "specified mutual aid contract prescribed in Article 9-7-5, paragraph (3) of the Small and Medium-Sized Enterprise Cooperatives Act"; the phrase "person having a specified relationship (which means any person having a specified relationship as prescribed in Article 103 [including the cases where it is applied mutatis mutandis pursuant to Article 272-13, paragraph (2); the same shall apply in the following Article] or any person having a special relationship as prescribed in Article 194, who is not an insurance holding company or a small-sum, short term insurance holding company (hereinafter referred to as an 'insurance holding company, etc.' in this Article and Article 301-2) for which said insurance company, etc. or foreign insurance company, etc. is a subsidiary company, nor a subsidiary company (excluding an insurance company, etc. or foreign insurance company, etc.) of said insurance holding company, etc., nor a person engaged in insurance business)" in Article 300, paragraph (1), item (viii) of the same Act shall be deemed to be replaced with "subsidiary company, etc. (which means a subsidiary company, etc. prescribed in Article 61-2, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act)"; the phrase "documents listed in the items of Article 4, paragraph (2), items of Article 187, paragraph (3) or items of Article 272-2, paragraph (2)" in Article 300, paragraph (2) of the same Act shall be deemed to be replaced with "the articles of association, or mutual aid rules prescribed in Article 9-6-2, paragraph (1) of the Small and Medium-Sized Enterprise Cooperatives Act, or fire mutual aid rules prescribed in Article 27-2, paragraph (3) of the same Act"; the term "Prime Minister" in Article 305 and Article 306 of the same Act shall be deemed to be replaced with "administrative agency"; the term "Prime Minister" in Article 307, paragraph (1) of the same Act shall be deemed to be replaced with "administrative agency"; the phrase "when a specified insurance solicitor or an insurance broker falls under any of the following items, may rescind the registration set forth in Article 276 or Article 286, or may" in the same provisions shall be deemed to be replaced with "when a specified insurance solicitor or an insurance broker falls under item (iii), may"; and the phrase "all or part of the operations" in the same provisions shall be deemed to be replaced with "solicitation of mutual aid contracts." 例文帳に追加

2 保険業法第二百七十五条第一項第二号及び第二項(保険募集の制限)の規定は共済事業を行う協同組合の共済契約の募集について、同法第二百八十三条(所属保険会社等の賠償責任)の規定は共済事業を行う協同組合の役員及び使用人並びに当該共済事業を行う協同組合の共済代理店(組合の委託を受けて、当該組合のために共済契約の締結の代理又は媒介を行う者であつて、当該組合の役員又は使用人でないものをいう。以下同じ。)並びにその役員及び使用人が行う当該共済事業を行う協同組合の共済契約の募集について、同法第二百九十四条(顧客に対する説明)の規定は共済契約の募集を行う共済事業を行う協同組合の役員及び使用人並びに当該共済事業を行う協同組合の共済代理店並びにその役員及び使用人について、同法第二百九十五条(自己契約の禁止)の規定は共済代理店について、同法第三百条(禁止行為)の規定は共済事業を行う協同組合及びその共済代理店(これらの者の役員及び使用人を含む。)について、同法第三百五条(立入検査等)、第三百六条(業務改善命令)及び第三百七条第一項第三号(登録の取消し等)の規定は共済代理店について、同法第三百九条(保険契約の申込みの撤回等)の規定は共済事業を行う協同組合に対し共済契約の申込みをした者又は共済契約者が行う共済契約の申込みの撤回又は解除について、同法第三百十一条(検査職員の証票の携帯及び提示等)の規定はこの項において準用する同法第三百五条の規定による立入り、質問又は検査をする職員について、それぞれ準用する。この場合において、同法第二百七十五条第一項第二号、第二百九十四条第三号、第二百九十五条第二項、第三百条第一項第七号及び第九号並びに第三百九条第一項第一号、第二項、第三項、第五項及び第六項中「内閣府令」とあるのは「主務省令」と、同法第二百七十五条第一項第二号及び第二項中「損害保険会社(外国損害保険会社等を含む。以下この編において同じ。)」とあるのは「共済事業を行う協同組合」と、「次条の登録を受けた損害保険代理店」とあるのは「中小企業等協同組合法第百六条の三第一号の届出がなされた共済代理店」と、「損害保険代理店である」とあるのは「共済代理店である」と、同条第二項中「次条又は第二百八十六条の登録を受けて」とあるのは「中小企業等協同組合法第百六条の三第一号の届出を行って」と、同法第三百条第一項中「次条に規定する特定保険契約」とあるのは「中小企業等協同組合法第九条の七の五第三項に規定する特定共済契約」と、同項第八号中「特定関係者(第百条の三(第二百七十二条の十三第二項において準用する場合を含む。次条において同じ。)に規定する特定関係者及び第百九十四条に規定する特殊関係者のうち、当該保険会社等又は外国保険会社等を子会社とする保険持株会社及び少額短期保険持株会社(以下この条及び第三百一条の二において「保険持株会社等」という。)、当該保険持株会社等の子会社(保険会社等及び外国保険会社等を除く。)並びに保険業を行う者以外の者をいう。)」とあるのは「子会社等(中小企業等協同組合法第六十一条の二第二項に規定する子会社等をいう。)」と、同条第二項中「第四条第二項各号、第百八十七条第三項各号又は第二百七十二条の二第二項各号に掲げる書類」とあるのは「定款又は中小企業等協同組合法第九条の六の二第一項に規定する共済規程若しくは同法第二十七条の二第三項に規定する火災共済規程」と、同法第三百五条及び第三百六条中「内閣総理大臣」とあるのは「行政庁」と、同法第三百七条第一項中「内閣総理大臣」とあるのは「行政庁」と、「次の各号のいずれかに該当するときは、第二百七十六条若しくは第二百八十六条の登録を取り消し、又は」とあるのは「第三号に該当するときは、」と、「業務の全部若しくは一部」とあるのは「共済契約の募集」と読み替えるものとする。 - 日本法令外国語訳データベースシステム

例文

(3) The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) and Article 34-3, paragraph (5) and paragraph (6)) (Professional Investors) and Article 45 (excluding item (iii) and item (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act (Act No. 25 of 1948) shall apply mutatis mutandis to the conclusion of a specified mutual aid contract (which means a mutual aid contract specified by an ordinance of the competent ministry as one which carries the risk of incurring a loss [which means the risk that the total amount of mutual aid premiums to be paid by the user as a result of the conclusion of said mutual aid contract would exceed the total amount of mutual aid money, etc. prescribed in Article 58, paragraph (6) to be acquired by said user as a result of the conclusion of said mutual aid contract] due to fluctuations in the money rate, value of currencies, quotations on the financial instruments market prescribed in Article 2, paragraph (14) of the same Act, and other indicators; hereinafter the same shall apply in the following paragraph) by a cooperative engaged in mutual aid activities; and the provisions of Section 1, Subsection 1 of the same Chapter (excluding Articles 35 to 36-4, Article 37, paragraph (1), item (ii), Article 37-2, Article 37-3, paragraph (1), item (ii) and item (vi) and paragraph (3), Article 37-5, Article 37-6, Article 38, item (i) and item (ii), Article 38-2, the proviso to Article 39, paragraph (3), Article 39, paragraph (5), Article 40-2, and Article 40-3) (General Rules) shall apply mutatis mutandis to the conclusion of a specified mutual aid contract by a cooperative engaged in mutual aid activities or a mutual aid agent or to acting as an agent or intermediary therefor. In this case, the term "contract for a financial instruments transaction" in these provisions shall be deemed to be replaced with "specified mutual aid contract"; the term "financial instruments business" in these provisions shall be deemed to be replaced with "conclusion of a specified mutual aid contract or acting as an agent or intermediary therefor"; the term "Cabinet Office Ordinance" in these provisions (excluding the provisions of the main clause of Article 39, paragraph (3) of the same Act) shall be deemed to be replaced with "ordinance of the competent ministry"; the term "financial instruments business act" in these provisions (excluding the provisions of Article 34 of the same Act) shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "contract to conduct financial instruments business acts (meaning acts listed in each item of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of the same Act shall be deemed to be replaced with "specified mutual aid contract prescribed in Article 9-7-5, paragraph (3) of the Small and Medium-Sized Enterprise Cooperatives Act"; the phrase "intends to conclude a contract for a financial instruments transaction" in Article 37-3, paragraph (1) of the same Act shall be deemed to be replaced with "intends to conclude a contract for a financial instruments transaction, or acts as an agent or intermediary for such conclusion"; the term "the following matters" in the same paragraph shall be deemed to be replaced with "the following matters and other important matters out of the provisions of the mutual aid contract prescribed in Article 300, paragraph (1), item (i) of the Insurance Business Act as applied mutatis mutandis by replacing terms pursuant to Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act"; the term "financial instruments business operator, etc." in item (i) of the same paragraph shall be deemed to be replaced with "cooperative engaged in mutual aid activities (which means a cooperative engaged in mutual aid activities prescribed in Article 9-7-5, paragraph (1) of the Small and Medium-Sized Enterprise Cooperatives Act; hereinafter the same shall apply) or the cooperative for which said mutual aid agent (which means a mutual aid agent prescribed in paragraph (2) of the same Article) carries out mutual aid activities under entrustment"; the phrase "sales and purchase or any other transaction of securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or transaction of derivatives (hereinafter referred to as 'sales and purchase or transaction of securities, etc.' in this Article)" in Article 39, paragraph (1), item (i) of the same Act shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "securities or transaction of derivatives (hereinafter referred to as 'securities, etc.' in this Article)" in the same item shall be deemed to be replaced with "specified mutual aid contract"; the phrase "customer (in the case where a trust company, etc. [meaning a trust company or financial institution that has obtained approval under Article 1, paragraph (1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter] conducts the sales and purchase of securities or transaction of derivatives for the account of the person who sets up a trust under a trust contract, including such person who sets up the trust; hereinafter the same shall apply in this Article)" in the same item shall be deemed to be replaced with "user"; the term "loss" in the same item shall be deemed to be replaced with "loss (which means, in the case where the total amount of mutual aid premiums to be paid by the user as a result of the conclusion of said specified mutual aid contract exceeds the total amount of mutual aid money, etc. [which means mutual aid money, etc. prescribed in Article 58, paragraph (6) of the Small and Medium-Sized Enterprise Cooperatives Act; hereinafter the same shall apply in this item] to be acquired by said user as a result of the conclusion of said specified mutual aid contract, the amount obtained by deducting the total amount of said mutual aid money, etc. from the total amount of said mutual aid premiums; hereinafter the same shall apply in this Article)"; the phrase "property benefit will be provided to the customer or such third party in order for the financial instruments business operator, etc. or the third party to compensate or make up for" in the same item shall be deemed to be replaced with "property benefit will be provided to the customer or such third party, separately from said specified mutual aid contract, in order for the financial instruments business operator, etc. or the third party to compensate or make up for"; the term "sales and purchase or transaction of securities, etc." in item (ii) and item (iii) of the same paragraph shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the term "securities, etc." in the same provisions shall be deemed to be replaced with "specified mutual aid contract"; the phrase "property benefit will be provided to the customer in order for the financial instruments business operator, etc. or such third party to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to" in item (ii) of the same paragraph shall be deemed to be replaced with "property benefit will be provided to the customer, separately from said specified mutual aid contract, in order for the financial instruments business operator, etc. or such third party to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to"; the phrase "providing property benefit to a customer or a third party or having a third party provide it to a customer, with regard to the sales and purchase or transaction of securities, etc., in order to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to" in item (iii) of the same paragraph shall be deemed to be replaced with "providing property benefit to a customer or a third party, separately from said specified mutual aid contract, or having a third party provide it to a customer, with regard to the sales and purchase or transaction of securities, etc., in order to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to"; the term "sales and purchase or transaction of securities, etc." in paragraph (2) of the same Article shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "that is designated by a Cabinet Office Ordinance as a potential cause" in paragraph (3) of the same Article shall be deemed to be replaced with "that is a potential cause"; the phrase "Articles 37-2 to 37-6, Article 40-2, paragraph (4), and Article 43-4" in Article 45, item (ii) of the same Act shall be deemed to be replaced with "Article 37-3 (limited to the portions pertaining to the matters listed in the items of paragraph (1), and excluding item (ii) and item (vi) of the same paragraph and paragraph (3)) and Article 37-4"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

3 金融商品取引法(昭和二十三年法律第二十五号)第三章第一節第五款(第三十四条の二第六項から第八項まで並びに第三十四条の三第五項及び第六項を除く。)(特定投資家)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は共済事業を行う協同組合が行う特定共済契約(金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動により損失が生ずるおそれ(当該共済契約が締結されることにより利用者の支払うこととなる共済掛金の合計額が、当該共済契約が締結されることにより当該利用者の取得することとなる第五十八条第六項に規定する共済金等の合計額を上回ることとなるおそれをいう。)がある共済契約として主務省令で定めるものをいう。以下この項において同じ。)の締結について、同章第二節第一款(第三十五条から第三十六条の四まで、第三十七条第一項第二号、第三十七条の二、第三十七条の三第一項第二号及び第六号並びに第三項、第三十七条の五、第三十七条の六、第三十八条第一号及び第二号、第三十八条の二、第三十九条第三項ただし書及び第五項、第四十条の二並びに第四十条の三を除く。)(通則)の規定は共済事業を行う協同組合又は共済代理店が行う特定共済契約の締結又はその代理若しくは媒介について、それぞれ準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定共済契約」と、「金融商品取引業」とあるのは「特定共済契約の締結又はその代理若しくは媒介の事業」と、これらの規定(同法第三十九条第三項本文の規定を除く。)中「内閣府令」とあるのは「主務省令」と、これらの規定(同法第三十四条の規定を除く。)中「金融商品取引行為」とあるのは「特定共済契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)を行うことを内容とする契約」とあるのは「中小企業等協同組合法第九条の七の五第三項に規定する特定共済契約」と、同法第三十七条の三第一項中「締結しようとするとき」とあるのは「締結しようとするとき、又はその締結の代理若しくは媒介を行うとき」と、「次に掲げる事項」とあるのは「次に掲げる事項その他中小企業等協同組合法第九条の七の五第二項において読み替えて準用する保険業法第三百条第一項第一号に規定する共済契約の契約条項のうち重要な事項」と、同項第一号中「金融商品取引業者等」とあるのは「共済事業を行う協同組合(中小企業等協同組合法第九条の七の五第一項に規定する共済事業を行う協同組合をいう。以下この号において同じ。)又は当該共済代理店(同条第二項に規定する共済代理店をいう。)がその委託を受けた共済事業を行う協同組合」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定共済契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定共済契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「利用者」と、「損失」とあるのは「損失(当該特定共済契約が締結されることにより利用者の支払う共済掛金の合計額が当該特定共済契約が締結されることにより当該利用者の取得する共済金等(中小企業等協同組合法第五十八条第六項に規定する共済金等をいう。以下この号において同じ。)の合計額を上回る場合における当該共済掛金の合計額から当該共済金等の合計額を控除した金額をいう。以下この条において同じ。)」と、「補足するため」とあるのは「補足するため、当該特定共済契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定共済契約の締結」と、「有価証券等」とあるのは「特定共済契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定共済契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定共済契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定共済契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三(第一項各号に掲げる事項に係る部分に限り、同項第二号及び第六号並びに第三項を除く。)及び第三十七条の四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

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日本法令外国語訳データベースシステム
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