「Advisory Service」に関連した英語例文の一覧と使い方 - Weblio英語例文検索

Providing advice on the average temperature in Japan this winter, for example, shall not be deemed to fall under the category of investment advisory service. 例文帳に追加

例えば、単に今年の日本の冬の平均気温について助言するのみでは、投資助言業には該当しない。 - 金融庁

F. In cases where the service provider intends to act as a broker for investment advisory contracts or discretionary investment contracts, the intention must be indicated. 例文帳に追加

ヘ．投資顧問契約又は投資一任契約の締結の媒介を業務として行おうとする場合その旨 - 金融庁

To provide a system that provides a higher level advisory service and eliminates advisees' dissatisfaction and advisors' stress.例文帳に追加

よりレベルの高い相談等サービスの提供と、相談者等の不満や相談員等のストレス解消を図るシステムを提供する。 - 特許庁

Cases where a corporation which has been established based on foreign laws and regulations and which engages in investment advisory business abroad or an individual person whose residence is located in a foreign country and who engages in investment advisory business abroad seeks to provide investment advisory service exclusively to business operators engaging in investment management business and those designated under the FIEA Enforcement Order. 例文帳に追加

外国の法令に準拠して設立された法人又は外国に住所を有する個人で外国において投資助言業を行う者が、投資運用業を行う者その他金商法施行令で定める者のみを相手方として投資助言業を行おうとする場合 - 金融庁

B. Whether the investment advisory business operator conducts sufficient deliberations on whether the agency/brokerage service providers have sufficient qualifications to conduct the entrusted business operations in a sound and appropriate manner. 例文帳に追加

ロ．代理・媒介業者が、当該業務を健全かつ適切に運営できる資質を有しているか否かについて、十分に検討が行われているか。 - 金融庁

In cases where the agency/brokerage service providers concurrently engage in other services in particular, whether the investment advisory business operator not only examines the possibility of the nature of the other services damaging public confidence in the service providers, but also conducts sufficient deliberations from the viewpoint of reputational risk for the primary business operator. (The “primary business operator” refers to an investment advisory business operator which signs investment advisory contracts through agency/brokerage services provided by agency/brokerage service providers. The same shall apply in VII.) 例文帳に追加

特に、代理・媒介業者が兼業業務を行う場合にあっては、当該兼業業務の内容について、代理・媒介業者としての社会的信用を損なうおそれがないこと等に係る検討を行うことに留まらず、所属業者（代理・媒介業者の代理又は媒介によって投資顧問契約を締結する投資助言業者をいう。Ⅶにおいて同じ。）のレピュテーション等の観点からも十分な検討が行われているか。 - 金融庁

(Note) Cases where newspapers, magazines and books containing investment information, etc., are displayed in bookstores and other shops for purchase by any person at any time based on the judgment on their contents shall not be deemed to fall under the category of activities regarding investment advisory service. 例文帳に追加

（注）一般の書店、売店等の店頭に陳列され、誰でも、いつでも自由に内容をみて判断して購入できる状態にある場合。 - 金融庁

c. To encourage the set-up of a 'Patient advisory service' in core hospitals and medical bases to promote communication between patients and medical personnel (Fiscal 2007 ~ )例文帳に追加

ウ） 中核病院・拠点医療機関において患者と医療従事者とのコミュニケーションを促進する「患者向け相談窓口機能」が設置されるよう促す、（2007 年度～） こと等を実施していく。 - 厚生労働省

(Note) It should be kept in mind that although merely notifying customers of the trade names of investment advisory business operators and discretionary investment business operators and their contacts does not constitute a brokerage service, explaining how to fill out documents distributed and provided to customers may be deemed to constitute a brokerage service. 例文帳に追加

（注）このとき、単に投資助言業者又は投資一任業者の商号や連絡先等を伝えることは差し支えないが、配布又は交付する書類の記載方法等の説明をする場合には、媒介に当たることがあり得ることに留意する。 - 金融庁

Relevant materials such as design-related books, magazines, catalogs and industrial property rights publications from Japan and overseas will be collected and organized, and these materials will be utilized for advisory service regarding counterfeit goods and on measures against the steep rise in counterfeit imported goods. (continuation) (\\0.5 million budget)例文帳に追加

内外のデザイン関係図書、雑誌、カタログ所有権広報等を収集整備し、「模倣相談」、「模倣輸入品急増対策」等の業務に活用する。（継続）（予算額0.5百万円） - 経済産業省

In an advisory service in which a home advisor uses a computer capable of sending and receiving audio and video, a supervisor managing the home advisor, who has expertise and know-how, remote-checks the advisor's audio and video with an audiovisual terminal, and when the advisor has difficulty in answering, the supervisor substitutes for the advisor in the advisory service.例文帳に追加

在宅の相談員等（アドバイザー）が、映像・音声を送受信可能なコンピュータを使って行う相談等に応じるサービスで、このアドバイザーの映像・音声を、専門的知識・ノウハウを有し、在宅の相談員等を管理する相談員等（スパーアドバイザー）が映像・音声対応端末を使ってリモートでチェックし、アドバイザーが応対困難になったとき、スーパーアドバイザーが、このアドバザーに代わり相談等サービスに応じる。 - 特許庁

(6) A person who has concluded an Investment Advisory Contract with a Financial Instruments Business Operator, who has concluded an Investment Advisory Contract or Discretionary Investment Contract through a Financial Instruments Business Operator's agency or intermediary service of an Investment Advisory Contract or an Discretionary Investment Contract, or who has concluded a sales and purchase contract of Securities through a Financial Instruments Business Operator's sales and purchase or intermediary, brokerage, or agency service therefor shall have the right to receive, in preference over other creditors, payment with regard to claims incurred under such contracts from a deposit for operation furnished by the Financial Instruments Business Operator. 例文帳に追加

６　金融商品取引業者と投資顧問契約を締結した者、金融商品取引業者による投資顧問契約又は投資一任契約の代理又は媒介により投資顧問契約又は投資一任契約を締結した者及び金融商品取引業者による有価証券の売買又はその媒介、取次ぎ若しくは代理により有価証券の売買契約を締結した者は、これらの契約により生じた債権に関し、当該金融商品取引業者に係る営業保証金について、他の債権者に先立ち弁済を受ける権利を有する。 - 日本法令外国語訳データベースシステム

(Note) Cases where investment analysis tools and other software products are offered through Internet-based downloading sales services for purchase by any person, based on the judgment on the algorithm and other investment analysis functions of the products, shall not be deemed to fall under the category of investment advisory service. 例文帳に追加

（注）販売店による店頭販売や、ネットワークを経由したダウンロード販売等により、誰でも、いつでも自由にコンピュータソフトウェアの投資分析アルゴリズム・その他機能等から判断して、当該ソフトウェアを購入できる状態にある場合。 - 金融庁

Therefore, the atmosphere was such that people felt as if they would miss the bus if they did not use the service of investment advisory companies to gain a favorable return on assets, and there were people and government organizations who actively promoted such moves, although I would not name them. 例文帳に追加

だから、早く投資顧問会社とか有利な運用をしないと、要するにバスに乗り遅れるというような雰囲気がありまして、がんがんそういうことを推進する人たち、あるいは推進している役所もあったのだろうと思います。 具体的には言いませんけれども。 - 金融庁

When investment advisory business operators entrust business operations to agency/brokerage service providers, it is important that they provide the service providers with guidance regarding the establishment of arrangements and procedures for customer due diligence that enable precise identification of the attributes of customers and the actual state of transactions, from the viewpoint of ensuring the implementation of appropriate investment solicitation suited to customer attributes. In addition, they should require the agency/brokerage service providers to ensure thorough legal compliance based on the examination of the actual status of their investment solicitation. 例文帳に追加

投資助言業者が代理・媒介業者に業務の委託を行う際には、顧客属性等に則した適正な投資勧誘の履行を確保する観点から、当該代理・媒介業者に対し、顧客の属性等及び取引実態を的確に把握し得る顧客管理体制の確立につき指導するとともに、当該代理・媒介業者の投資勧誘実態を把握したうえで法令遵守の徹底を求めることが重要である。 - 金融庁

Giving due consideration to the Integrated Regulatory Review Service (IRRS) recommendations and suggestions given in June 2007, the Basic Safety Policy Subcommittee of the Nuclear and Industrial Safety Subcommittee of the Advisory Committee for Natural Resources and Energy identified the issues to be addressed by the regulatory body. NISA is moving forward toward response to these issues.例文帳に追加

2007年6月のIRRS (国際原子力機関による総合規制レビューサービス)による提言も踏まえながら、規制当局として取り組むべき課題が、総合資源エネルギー調査会原子力安全・保安部会基本政策小委員会から提言され、原子力安全・保安院はそれらの提言の実現に向けて活動している。 - 経済産業省

(d) it shall disseminate knowledge related to intellectual property protection, develop industrial property culture, and enrich industrial property and copyright knowledge of enterprises ? in particular the small and medium-sized ones ? by means of information, customer and advisory service, counseling and by other means, and it shall promote among them the respect for intellectual property rights;例文帳に追加

(d) 情報，顧客及び助言サービス，カウンセリングその他の手段を通じて，知的所有権保護に関する知識を普及させ，工業所有権の文化を発展させ，企業(特に中小企業)の工業所有権及び著作権に関する知識を向上させること，並びに企業における知的所有権に対する敬意を増進すること - 特許庁

From the viewpoint of preventing misunderstandings by investors, etc., it shall be ensured that the use of the names of securities companies, financial futures transaction companies, investment trust management companies, and investment advisory service companies that existed in the past is avoided as much as possible, except for the case where a business operator, which is allowed to continue the business due to business transfer, etc., uses such a name. 例文帳に追加

また、投資者等の誤認を防ぐ観点から、過去に存在した証券会社、金融先物取引業者、投資信託委託業者、投資顧問業者等の名称は、事業譲渡等により業務に継続性が認められる業者が使用する場合などを除き、極力使用されないことを確保することとする。 - 金融庁

If a financial institution engages in different types of businesses-including those of a securities company, investment trust management company and securities investment advisory service-and comprises a financial conglomerate, etc., necessary collaboration with the Securities and Exchange Surveillance Commission (SESC) shall be performed, including conducting simultaneous inspections, in order to verify (Note) the consolidated risk management status of the group as a whole in an accurate and efficient manner. 例文帳に追加

証券会社、投資信託委託業者又は証券投資顧問業者を含む異なる業態の金融機関が、金融コングロマリットを形成している場合等においては、これらグループ全体の統合的なリスク管理の状況を的確かつ効率的に検証（注）する観点等から、証券取引等監視委員会との間で、同時検査の実施も含め必要な連携を行う。 - 金融庁

(i) an act of soliciting Entrustment, etc. (meaning application for intermediary, brokerage or agency service; the same shall apply hereinafter) for the Sales and Purchase or Other Transactions of Securities, etc. by using the information concerning Sales and Purchase or Other Transaction of Securities, etc. conducted by a customer who has received advice pertaining to Investment Advisory Business or the information concerning the Sales and Purchase or Other Transactions of Securities, etc. conducted by such customer as investment pertaining to Investment Management Business; 例文帳に追加

一　投資助言業務に係る助言を受けた顧客が行う有価証券の売買その他の取引等に関する情報又は投資運用業に係る運用として行う有価証券の売買その他の取引等に関する情報を利用して、有価証券の売買その他の取引等の委託等（媒介、取次ぎ又は代理の申込みをいう。以下同じ。）を勧誘する行為 - 日本法令外国語訳データベースシステム

Article 41-5 A Financial Instruments Business Operator, etc., with regard to his/her Investment Advisory Business, may not loan money or Securities to a customer or perform an intermediary, brokerage or agency service for a customer's loan of money or Securities to a third party; provided, however, that this shall not apply to cases where a Financial Instruments Business Operator loans money or Securities to a customer in the course of a margin transaction prescribed in Article 156-24(1) and other cases specified by a Cabinet Order. 例文帳に追加

第四十一条の五　金融商品取引業者等は、その行う投資助言業務に関して、顧客に対し金銭若しくは有価証券を貸し付け、又は顧客への第三者による金銭若しくは有価証券の貸付けにつき媒介、取次ぎ若しくは代理をしてはならない。ただし、金融商品取引業者が第百五十六条の二十四第一項に規定する信用取引に付随して顧客に対し金銭又は有価証券を貸し付ける場合その他政令で定める場合は、この限りでない。 - 日本法令外国語訳データベースシステム

Accordingly, the contents of Section I “Basic Concept” and Section II “Points of Attention in the Conduct of Administrative Processes Regarding the Supervision of Financial Instruments Business Operators, etc.,” although basically covering persons engaging in Financial Instruments Business (Type I Financial Instruments Business, Type II Financial Instruments Business, Investment Management Business and Investment Advisory and Agency Business), also consider the supervision of persons engaging in businesses specially permitted for qualified institutional investors, foreign securities companies, financial instruments intermediary service providers, securities finance companies, investment corporations and commodities investment sales companies. 例文帳に追加

そのため、「Ⅰ．基本的考え方」、「Ⅱ．金融商品取引業者等の監督に係る事務処理上の留意点」は、基本的には金融商品取引業者（第一種金融商品取引業、第二種金融商品取引業、投資運用業又は投資助言・代理業を行う者）又は登録金融機関を対象としつつ、適格機関投資家等特例業務を行う者、外国証券業者、金融商品仲介業者、証券金融会社、投資法人及び商品投資販売業者も念頭に置いた記述となっている。 - 金融庁

Article 52-45-2 The provisions of Subsection 1 of Section 2 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 35 to 36-4 inclusive (Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6(1) and (2), the proviso to Article 37-6 (4) and Article 37-6(5)(Cancellation by Means of Document), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) shall apply mutatis mutandis to agency or intermediary for conclusion of Contracts for Specified Deposits, etc. by a Bank Agency. In this case, the term "Financial Instruments Business" in these provisions shall be deemed to be replaced with "agency service or intermediary service for conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Act of Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Contract for Financial Instruments Transaction" in these provisions (excluding Article 37-6(3)) shall be deemed to be replaced with "Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act,"; the terms "intends to conclude" in Article 37-3(1) shall be deemed to be replaced with "conducts agency service or intermediary service for conclusion of,"; the term "; provided" shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. as defined in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided"; the term "Financial Instruments Business Operator, etc." in Article 37-3(1)(i) of that Act shall be deemed to be replaced with "the Principal Bank (meaning an Principal Bank as defined in Article 2(16) of the Banking Act) for which the Bank Agent (meaning a Bank Agent as defined in Article 2(15) of the Banking Act) is acting,"; the terms "Where a Contract for Financial Instruments Transaction has been cancelled" and "the customer to pay damages or penalty for the cancellation of that Contract for Financial Instruments Transaction beyond the amount designated by a Cabinet Office Ordinance as the amount of fees, remuneration or any other Consideration payable by the customer with regard to that contract for financial instruments transaction (referred to as "Consideration" in the following paragraph) for the period until the cancellation of that Contract for Financial Instruments Transaction" in Article 37-6(3) of that Act shall be deemed to be replaced with "When he/she has paid money to a Bank as damages or otherwise for cancellation of a Contract for a Specified Deposit, etc. (meaning a Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act; the same shall apply in Article 39) made" and "person who canceled the contract to pay money as damages or otherwise for the payment he/she has made to the Bank," respectively; the terms "sales and purchase or any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)," "the customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Securities Investment Trust and Securities Investment Corporations; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)," "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" and "make up" in Article 39(1)(i) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.," "the customer," "Contract for a Specified Deposit, etc." and "make up, not through the Contract for a Specified Deposit, etc.," respectively; the terms "Sales and Purchase or Other Transaction of Securities, etc." and "Securities, etc." in Article 39(1)(ii) and (iii) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc." and "Contract for a Specified Deposit, etc.," respectively; the term "make an addition to the profit accrued to the customer from such Securities, etc." in Article 39(1)(ii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "make an addition to the profit accrued to the customer from Such Securities, etc." in Article 39(1)(iii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in Article 39(2) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.,"; the term "that is specified by a Cabinet Office Ordinance as a potential cause of a dispute" in Article 39(2) shall be deemed to be replaced with "that may become a cause of dispute,"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第五十二条の四十五の二　金融商品取引法第三章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の六第一項、第二項、第四項ただし書及び第五項（書面による解除）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）、第四十条の二（最良執行方針等）並びに第四十条の三（分別管理が確保されていない場合の売買等の禁止）を除く。）（通則）の規定は、銀行代理業者が行う特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引業」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結の代理又は媒介の業務」と、「金融商品取引行為」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結」と、これらの規定（同法第三十七条の六第三項の規定を除く。）中「金融商品取引契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「銀行代理業者（銀行法第二条第十五項に規定する銀行代理業者をいう。）の所属銀行（同条第十六項に規定する所属銀行をいう。）」と、同法第三十七条の六第三項中「金融商品取引契約の解除があつた場合には」とあるのは「特定預金等契約（銀行法第十三条の四に規定する特定預金等契約をいう。第三十九条において同じ。）の解除に伴い銀行に損害賠償その他の金銭の支払をした場合において」と、「金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価（次項において「対価」という。）の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除」とあるのは「支払」と、「又は違約金の支払を」とあるのは「その他の金銭の支払を、解除をした者に対し、」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

(iii) From Article 1, the provisions revising the Table of Contents of the Securities and Exchange Act (limited to the portions changing "company which is the issuer" to "issuer"), the provisions revising Article 2, paragraph (2), item (iii) of the same Article, the provisions changing item (iii) to item (v) of the same paragraph and adding two items after item (ii) of the same paragraph, the provisions revising paragraph (10) of the same Article and Article 13, paragraphs (1) to (5) of the same Act, the provisions deleting paragraph (6) of the same Article, the provisions revising Article 15, paragraph (1) and paragraph (2) (excluding the portions changing "or a registered financial institution" to ", a registered financial institution, or an introducing brokerage service provider"), the provisions revising paragraph (3) of the same Article, the provisions adding three paragraphs after paragraph (2) of the same Article, the provisions revising Article 17, Article 18, paragraph (2), Article 20, and Article 21, paragraph (3) of the same Act, the provisions adding two Articles after the same Article, the provisions revising Article 22, Article 23-2, and Article 23-12, paragraphs (2) to (5) and paragraph (9) of the same Act, the provisions deleting paragraphs (6) to (8) of the same Article, the provisions revising Article 24-4, Article 24-5, paragraph (5), and Article 24-6, paragraph (1) and paragraph (3) of the same Act, the provisions revising the Section name of Chapter II-2, Section 1 of the same Act, the provisions revising Article 27-2, paragraph (1), paragraph (7), item (ii), and paragraph (8), Article 27-3, paragraph (4), Article 27-5, Article 27-10, paragraphs (1) to (3), Article 27-11, paragraph (1) and paragraph (4), Article 27-12, Article 27-13, paragraph (3) and paragraph (5), and Article 27-15, paragraph (2) of the same Act, the provisions revising the Section name of Chapter II-2, Section 2 of the same Act, the provisions revising Article 27-22-2, paragraphs (1) to (3), paragraph (11), and paragraph (12), and Article 27-30-9, paragraph (1) and paragraph (3) of the same Act, the provisions deleting paragraph (2) of the same Article, the provisions revising Article 27-30-11, paragraph (1) and paragraph (3), Article 28-2, paragraph (3), Article 28-4, paragraph (1), item (vii), and Article 65, paragraph (2) of the same Act, the provisions deleting item (vi) and item (vii) of the same paragraph, the provisions changing item (viii) of the same paragraph to item (vi) of the same paragraph, the provisions revising Article 65-2, paragraph (3) of the same Act, the provisions revising paragraph (5) of the same Act (limited to the portions changing "and Article 44, item (i)" to ", Article 44 [excluding item (ii)], and Article 45" and the portions adding a second sentence), the provisions revising Article 65-2, paragraphs (7) to (9) and paragraph (11) and Article 79-5 of the same Act, the provisions adding an additional item to Article 79-57, paragraph (1) of the same Act, and the provisions revising Article 107-2, paragraph (1), item (ii), Article 107-3, paragraph (1), item (ii), Article 155, paragraph (1), item (ii), Article 194-6, paragraph (2), item (ii), Article 200, item (iii), and Article 205, item (i) of the same Act; from Article 2, the provisions revising Article 2, item (iii) of the Foreign Securities Brokers Act; from Article 4, the provisions revising Article 2, paragraph (5) and Article 33, paragraph (1) of the Investment Trust Act; from Article 6, the provisions revising Article 2, paragraph (5) of the Investment Advisory Business Act; from Article 13, the provisions revising Article 8, paragraph (6), item (iii) of the Small and Medium-Sized Enterprise Cooperatives Act; and the provisions of the following Article to Article 7 of the Supplementary Provisions, and Article 13, Article 14, and Articles 17 to 19 of the Supplementary Provisions-December 1, 2004 例文帳に追加

三　第一条中証券取引法目次の改正規定（「発行者である会社」を「発行者」に改める部分に限る。）、同法第二条第二項第三号の改正規定、同号を同項第五号とし、同項第二号の次に二号を加える改正規定、同条第十項及び同法第十三条第一項から第五項までの改正規定、同条第六項を削る改正規定、同法第十五条第一項及び第二項の改正規定（「又は登録金融機関は」を「、登録金融機関又は証券仲介業者は」に改める部分を除く。）、同条第三項の改正規定、同条第二項の次に三項を加える改正規定、同法第十七条、第十八条第二項、第二十条及び第二十一条第三項の改正規定、同条の次に二条を加える改正規定、同法第二十二条、第二十三条の二並びに第二十三条の十二第二項から第五項まで及び第九項の改正規定、同条第六項から第八項までを削る改正規定、同法第二十四条の四、第二十四条の五第五項並びに第二十四条の六第一項及び第三項の改正規定、同法第二章の二第一節の節名の改正規定、同法第二十七条の二第一項、第七項第二号及び第八項、第二十七条の三第四項、第二十七条の五、第二十七条の十第一項から第三項まで、第二十七条の十一第一項及び第四項、第二十七条の十二、第二十七条の十三第三項及び第五項並びに第二十七条の十五第二項の改正規定、同法第二章の二第二節の節名の改正規定、同法第二十七条の二十二の二第一項から第三項まで、第十一項及び第十二項並びに第二十七条の三十の九第一項及び第三項の改正規定、同条第二項を削る改正規定、同法第二十七条の三十の十一第一項及び第三項、第二十八条の二第三項、第二十八条の四第一項第七号並びに第六十五条第二項の改正規定、同項第六号及び第七号を削り、同項第八号を同項第六号とする改正規定、同法第六十五条の二第三項の改正規定、同条第五項の改正規定（「及び第四十四条第一号」を「、第四十四条（第二号を除く。）及び第四十五条」に改める部分及び後段を加える部分に限る。）、同法第六十五条の二第七項から第九項まで及び第十一項並びに第七十九条の五の改正規定、同法第七十九条の五十七第一項に一号を加える改正規定並びに同法第百七条の二第一項第二号、第百七条の三第一項第二号、第百五十五条第一項第二号、第百九十四条の六第二項第二号、第二百条第三号及び第二百五条第一号の改正規定、第二条中外国証券業者法第二条第三号の改正規定、第四条中投資信託法第二条第五項及び第三十三条第一項の改正規定、第六条中投資顧問業法第二条第五項の改正規定、第十三条中中小企業等協同組合法第八条第六項第三号の改正規定並びに次条から附則第七条まで並びに附則第十三条、第十四条及び第十七条から第十九条までの規定　平成十六年十二月一日 - 日本法令外国語訳データベースシステム