「investment management company」に関連した英語例文の一覧と使い方 - Weblio英語例文検索

Whether the investment trust management company, etc., makes at-average-price transactions after making prior disclosure to rights holders and obtaining their consent. 例文帳に追加

権利者への事前開示及び権利者の同意の下、平均単価による取引を行っているか。 - 金融庁

(xiii) The amount of asset investment fees paid to the Asset Management Company or the criteria for payment of such asset investment fees; 例文帳に追加

十三　資産運用会社に対する資産運用報酬の額又は資産運用報酬の支払に関する基準 - 日本法令外国語訳データベースシステム

Article 198 (1) A Registered Investment Corporation shall entrust its business pertaining to asset investment to an Asset Management Company. 例文帳に追加

第百九十八条　登録投資法人は、資産運用会社にその資産の運用に係る業務の委託をしなければならない。 - 日本法令外国語訳データベースシステム

(2) When a Registered Investment Corporation falls under any of the following items, notwithstanding the provisions of the preceding paragraph, the Registered Investment Company may cancel the entrustment contract for asset investment that has been concluded with an Asset Management Company by a resolution from the board of officers: 例文帳に追加

２　登録投資法人は、次の各号のいずれかに該当するときは、前項の規定にかかわらず、役員会の決議により資産運用会社と締結した資産の運用に係る委託契約を解約することができる。 - 日本法令外国語訳データベースシステム

Article 207 (1) When an Asset Management Company falls under any of the following items, an Investment Corporation shall cancel the entrustment contract for asset investment that has been concluded with said Asset Management Company: 例文帳に追加

第二百七条　投資法人は、資産運用会社が次の各号のいずれかに該当するときは、当該資産運用会社と締結した資産の運用に係る委託契約を解約しなければならない。 - 日本法令外国語訳データベースシステム

(xix) In the cases where an investment trust management company, etc., is engaged in Type I financial instruments business or Type II financial instruments business, the status of transactions with the said investment trust management company, etc., during the calculation period of the relevant investment trust assets and the total amount of commission fees paid to the said investment trust management company, etc., shall be listed. 例文帳に追加

⑲ 投資信託委託会社等が第一種金融商品取引業又は第二種金融商品取引業を行っている場合にあっては、当該投資信託財産の計算期間中における当該投資信託委託会社等との間の取引の状況及び当該投資信託委託会社等に支払われた売買委託手数料の総額 - 金融庁

(xx) In the cases where an investment trust management company, etc., is engaged in real estate business, the status of transactions with the investment trust management company, etc., which is a real estate transaction business operator, during the calculation period of the relevant investment trust assets and the total amount of commission fees paid to the said investment trust management company, etc., shall be listed. 例文帳に追加

⑳ 投資信託委託会社等が宅地建物取引業を営んでいる場合にあっては、当該投資信託財産の計算期間中における宅地建物取引業者である投資信託委託会社等との間の取引の状況及び当該投資信託委託会社等に支払われた手数料の総額 - 金融庁

(ii) Sale and purchase of Specified Assets and other transactions specified by a Cabinet Order which are carried out with the Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment, by the Settlor Company of an Investment Trust or one of its directors or executive officers, or carried out with other Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment (in cases where the Settlor Company of an Investment Trust is an Asset Management Company, an Investment Corporation investing assets shall be included; the same shall apply in the following item), by Interested Persons, etc. and other persons specified by a Cabinet Order: Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions for investment and other Investment Trust Property pertaining to an Investment Trust Managed under Instructions from the Settlor where assets similar to said Specified Assets are the subject of investment; and 例文帳に追加

二　運用の指図を行う投資信託財産と自己又はその取締役若しくは執行役、運用の指図を行う他の投資信託財産（当該投資信託委託会社が資産運用会社である場合にあつては、資産の運用を行う投資法人を含む。次号において同じ。）、利害関係人等その他の政令で定める者との間における特定資産の売買その他の政令で定める取引　当該運用の指図を行う投資信託財産及び当該特定資産と同種の資産を投資の対象とする委託者指図型投資信託に係る他の投資信託財産 - 日本法令外国語訳データベースシステム

(vi) Whether the investment trust management company, etc., has arrangements and procedures for a division independent from the investment division to periodically examine whether investment assets are properly invested (including whether records on the investment status are stored), including whether the investment decision process is appropriate, in accordance with investment trust contracts and asset investment contracts and the investment guideline. 例文帳に追加

⑥ 投資判断に係るプロセスの適切性を含め、運用財産が投資信託約款、資産運用契約又は運用ガイドライン等に則り、適切に運用されているか（運用状況の記録を保存しているかを含む。）どうかについて、運用部門から独立した部門により定期的な検証が行われる体制が整備されているか。 - 金融庁

(iv) In cases where the investment trust management company entrusts all or part of the authority over the investment made on behalf of rights holders to another entity under Article 42-3 of the FIEA (including cases where the entrusted entity entrusts part of the authority to yet another entity), whether the investment trust management company has properly established the criteria for selecting the entity to which the authority is entrusted and the method of communications therewith. 例文帳に追加

④ 金商法第42条の３の規定により権利者のための運用を行う権限の全部又は一部を他の者に委託する場合（当該他の者が委託された権限の一部を再委託する場合を含む。）に、委託先の選定基準や事務連絡方法が適切に定められているか。 - 金融庁

(xxi) In the cases where an investment trust management company, etc., is engaged in specified real estate cooperative business, the status of transactions with the investment trust management company, etc., which is the specified real estate cooperative business operator, during the calculation period of the relevant investment trust, assets shall be listed. 例文帳に追加

投資信託委託会社等が不動産特定共同事業を営んでいる場合にあっては、当該投資信託財産の計算期間中における不動産特定共同事業者である投資信託委託会社等との間の取引の状況 - 金融庁

The same shall apply to the scope of the core business of the real estate-related fund management company (investment management on real estate trust beneficiary rights) and the scope of notification operations (investment management on real estate). 例文帳に追加

また、不動産関連ファンド運用業者の本業（不動産信託受益権に対する投資運用）や届出業務（不動産に対する投資運用）の範囲の考え方も、同様とする。 - 金融庁

In the cases where an investment trust management company, etc., which has entered into an asset management contract, manages the assets of an investment corporation jointly with another investment trust corporation, the aggregate value of assets under joint management of the said investment trust management company, the type of the said assets, the share of the said investment corporation concerning the said assets, and the amount equivalent to its share shall be entered as items required to clarify the status of management of an investment corporation during the relevant business period, as prescribed in Article 73(1)(xxii) of the Investment Corporation Calculation Rules. 例文帳に追加

なお、資産運用委託契約を締結した投資信託委託会社等が投資法人の資産を他の投資法人と合同して運用する場合には、投資法人計算規則第73条第１項第22号に規定するその他当該営業期間中における投資法人の運用状況を明らかにするために必要な事項として当該投資信託委託会社等が合同運用している資産の総額、当該資産の種類、当該資産に係る当該投資法人の持分並びに持分に相当する金額を記載するものとする。 - 金融庁

Article 202 (1) When an Asset Management Company invests assets under entrustment from an Investment Corporation, it shall not further entrust the whole of the authority pertaining to asset investment entrusted to it by said Investment Corporation to another person. 例文帳に追加

第二百二条　資産運用会社は、投資法人の委託を受けてその資産の運用を行う場合において、当該投資法人から委託された資産の運用に係る権限の全部を他の者に対し、再委託してはならない。 - 日本法令外国語訳データベースシステム

Article 205 (1) An Asset Management Company may not cancel the entrustment contract for asset investment that has been concluded with a Registered Investment Corporation without obtaining the consent of the Registered Investment Corporation. 例文帳に追加

第二百五条　資産運用会社は、登録投資法人の同意を得なければ、当該登録投資法人と締結した資産の運用に係る委託契約を解約することができない。 - 日本法令外国語訳データベースシステム

(2) When the Minister of Finance finds it particularly necessary for the planning or drafting of a system pertaining to an Investment Trust or Investment Corporation in relation to a system for the disposition of failed financial institutions and financial risk management under his/her jurisdiction, he/she shall, within the limit necessary, request that the Settlor Company of the Investment Trust, the Trustee Company, the Asset Management Company, the Asset Custody Company, or any other persons concerned provide materials, explanations thereof, and any other cooperation. 例文帳に追加

２　財務大臣は、その所掌に係る金融破綻処理制度及び金融危機管理に関し、投資信託又は投資法人に係る制度の企画又は立案をするため特に必要があると認めるときは、その必要の限度において、投資信託委託会社、受託会社、資産運用会社、資産保管会社その他の関係者に対し、資料の提出、説明その他の協力を求めることができる。 - 日本法令外国語訳データベースシステム

(2) With regard to the application of the preceding Article in cases where an Asset Management Company has entrusted part of the authority pertaining to the asset investments entrusted to it by an Investment Corporation, the term "Asset Management Company" in paragraph (1) of that Article shall be deemed to be replaced with "Asset Management Company (including persons who have accepted re-entrustment of part of the authority pertaining to asset investment from said Asset Management Company)." 例文帳に追加

２　資産運用会社が投資法人から委託された資産の運用に係る権限の一部を再委託した場合における前条の規定の適用については、同条第一項中「資産運用会社」とあるのは、「資産運用会社（当該資産運用会社から資産の運用に係る権限の一部の再委託を受けた者を含む。）」とする。 - 日本法令外国語訳データベースシステム

Article 204 (1) When an Asset Management Company (including any person who has accepted re-entrustment of part of the authority pertaining to asset investment by said Asset Management Company) has caused an Investment Corporation to suffer damages by neglecting its duties, the Asset Management Company shall be jointly and severally liable for the damages suffered by said Investment Corporation. 例文帳に追加

第二百四条　資産運用会社（当該資産運用会社から資産の運用に係る権限の一部の再委託を受けた者を含む。以下この条において同じ。）がその任務を怠つたことにより投資法人に損害を生じさせたときは、その資産運用会社は、当該投資法人に対し連帯して損害を賠償する責任を負う。 - 日本法令外国語訳データベースシステム

(ii) In cases where the director-general of a Local Finance Bureau intends to take an administrative action against a person planning to establish an investment corporation or against an investment corporation, and where the said person or investment corporation, an investment management company to which the investment corporation or said person entrusts asset investment, an entity to which the asset investment is re-entrusted under Article 202(1) of the Investment Trust Act, an asset administration company in charge of the relevant assets, or the company undertaking the relevant general clerical work is located in a region under the jurisdiction of another Local Finance Bureau, the said director-general shall, in principle, solicit the opinion of the director-general of the other Local Finance Bureau before taking said administrative action and later communicate the action taken thereto. 例文帳に追加

② 財務局長は、設立企画人又は投資法人等に対して行政処分を行う場合には、設立中の投資法人の設立企画人若しくは投資法人又は当該投資法人の資産運用会社、当該資産運用会社から投信法第202条第１項の規定により再委託を受けた者、資産保管会社若しくは一般事務受託者が、他の財務局長の管轄区域内に所在する場合には、原則として、当該財務局長に対し、あらかじめ意見を聴くとともに、その処理結果についても連絡すること。 - 金融庁

(2) With regard to the application of the Financial Instruments and Exchange Act in cases where the Asset Management Company of an Investment Corporation is the Administrative Agent that has accepted entrustment of affairs related to the solicitation of persons to subscribe for Investment Equity or Investment Corporation Bonds issued by said Investment Corporation, said Asset Management Company's Dealings in Public Offering of Investment Securities, etc. issued by said Investment Corporation and other business carried out by said Asset Management Company in performance of the acts specified by a Cabinet Order shall be deemed to be Type II Financial Instruments Business as prescribed in Article 28, paragraph (2) of that Act. 例文帳に追加

２　投資法人の資産運用会社が当該投資法人の発行する投資口又は投資法人債を引き受ける者の募集に関する事務を受託した一般事務受託者である場合における金融商品取引法の適用については、当該資産運用会社が行う当該投資法人の発行する投資証券等の募集の取扱いその他政令で定める行為を行う業務は、同法第二十八条第二項に規定する第二種金融商品取引業とみなす。 - 日本法令外国語訳データベースシステム

(7) When it is necessary in order for the manager of Investment Corporation Bonds to carry out the acts listed in paragraph (1) or those listed in the items of paragraph (4) with regard to the Investment Corporation Bonds that the manager of the Investment Corporation Bonds has been entrusted to administer, he/she may conduct an investigation on the status of the business and property of the Corporation Issuing the Investment Corporation Bonds with regard to the Corporation Issuing the Investment Corporation Bonds, its Administrative Agent, the Asset Management Company, or the Asset Custody Company. 例文帳に追加

７　投資法人債管理者は、その管理の委託を受けた投資法人債につき第一項の行為又は第四項各号に掲げる行為をするために必要があるときは、投資法人債発行法人並びにその一般事務受託者、資産運用会社及び資産保管会社に対して投資法人債発行法人の業務及び財産の状況を調査することができる。 - 日本法令外国語訳データベースシステム

Whether the investment trust management company has established arrangements and procedures for continuously examining the entrusted entity’s business execution capability and its compliance with contract provisions. 例文帳に追加

また、委託先の業務遂行能力や、契約条項の遵守状況について継続的に確認できる体制が整備されているか。 - 金融庁

(2) When a vacancy is likely to occur for the position of Asset Management Company carrying out business pertaining to investment of an Investment Corporation's assets in whole or in part, the corporate officer(s) thereof shall select a new Asset Management Company to succeed to the whole or part of said business, and shall entrust said business therewith. 例文帳に追加

２　投資法人の資産の運用に係る業務の全部又は一部を行う資産運用会社が欠けることとなるときは、執行役員は、当該全部又は一部の業務を承継すべき資産運用会社を定めて、当該業務の委託をしなければならない。 - 日本法令外国語訳データベースシステム

(vi) Whether the fund management company has arrangements and procedures for a division independent from the investment division to periodically examine whether investment assets are properly invested (including whether records on the investment status are stored), including whether the investment decision process is appropriate, in accordance with the investment guideline or the investment contract specified under Article 2(2)(v) of the FIEA. 例文帳に追加

⑥ 投資判断に係るプロセスの適切性を含め、運用財産が金商法第２条第２項第５号に規定する出資者との出資契約又は運用ガイドライン等に則り、適切に運用されているか（運用状況の記録を保存しているかを含む。）どうかについて、運用部門から独立した部門により定期的な検証が行われる体制が整備されているか。 - 金融庁

(19) The term "Asset Management Company" as used in this Act shall mean a Financial Instruments Business Operator who conducts business pertaining to asset investment under entrustment from a Registered Investment Corporation. 例文帳に追加

１９　この法律において「資産運用会社」とは、登録投資法人の委託を受けてその資産の運用に係る業務を行う金融商品取引業者をいう。 - 日本法令外国語訳データベースシステム

(iii) Whether or not the Asset Management Company has carried out the sale and purchase of real property or other transactions specified by a Cabinet Order with its own account (limited to cases where real property is to be included in the Specified Assets which are the subject of investment by the Investment Corporation); 例文帳に追加

三　当該資産運用会社が自己の計算で行つた不動産の売買その他の政令で定める取引の有無（当該投資法人が投資の対象とする特定資産に不動産が含まれる場合に限る。） - 日本法令外国語訳データベースシステム

Article 206 (1) A Registered Investment Corporation may not cancel the entrustment contract for asset investment that has been concluded with an Asset Management Company without a resolution being adopted at an Investors' meeting. 例文帳に追加

第二百六条　登録投資法人は、投資主総会の決議を経なければ、資産運用会社と締結した資産の運用に係る委託契約を解約することができない。 - 日本法令外国語訳データベースシステム

Supervisors shall examine whether an investment trust management company, etc., is properly managing and administering investment assets, by paying attention to the following points. 例文帳に追加

投資信託委託会社等が運用財産の運用及びその管理を適切に行っているかどうかについて、以下のような点に留意して検証することとする。 - 金融庁

In cases where the investment trust management company, etc., places orders involving proportional allocation of the executed transactions with regard to two or more investment asset accounts, whether it provides rights holders with appropriate explanations regarding the criteria for allocation in the case of the total executed transaction volume falling short of the total order volume. 例文帳に追加

また、複数の運用財産に係る約定配分を伴う発注を行う場合には、権利者に対して、内出来時の配分基準について適切に説明しているか。 - 金融庁

Where a financial instruments firm, such as a securities company, investment fund, investment advisory and brokerage company, or investment management company, advertises the contents of its transactions, such firm must indicate all of the following items, as required by Article 37 of the Financial Instruments and Exchange Law, Article 16 of the Cabinet Order for Enforcement of the Financial Instruments and Exchange Law and Articles 73 through 76 of the Cabinet Office Ordinance Regarding Financial Instruments Businesses, and other relevant laws: 例文帳に追加

証券会社、投資ファンド、投資助言・代理業者、投資運用業者などの金融商品取引業者が取引内容につき広告を行う場合には、必ず以下の事項を表示する必要がある（金融商品取引法第３７条、金融商品取引法施行令第１６条及び金融商品取引業等に関する内閣府令第７３条から第７６条まで）。 - 経済産業省

B. The names and outlines of relevant businesses of corporations concerned (a juridical person equivalent to an asset management company, asset deposit company or equivalent thereto, or a juridical person entrusted with administrative work or equivalent thereto) involved in the management of the said foreign investment corporation shall be included, in addition to those of companies issuing foreign investment certificates for the relevant foreign investment corporation. 例文帳に追加

ロ．当該外国投資法人の外国投資証券の発行会社のほか、当該外国投資法人の運営に関与する関係法人（資産運用会社に相当する者、資産保管会社又はこれに相当する者及び一般事務受託者又はこれに相当する者等）についてその名称及び関係業務の概要を記載すること。 - 金融庁

(v) agency service of the business pertaining to payment of earnings, redemption money or cancellation money with regard to Securities listed in Article 2(1)(x) conducted by an investment trust management company defined in Article 2(11) of the Act on Investment Trusts and Investment Corporations; 例文帳に追加

五　投資信託及び投資法人に関する法律第二条第十一項に規定する投資信託委託会社の第二条第一項第十号に掲げる有価証券に係る収益金、償還金又は解約金の支払に係る業務の代理 - 日本法令外国語訳データベースシステム

AIJ Investment Advisors is an investment management company which caters mainly to pension funds. While the Securities and Exchange Surveillance Commission's (SESC's) inspection is ongoing, the FSA ordered the company today to suspend business operation for one month and make business improvement from the perspective of protecting investors. 例文帳に追加

当社は、年金基金を主たる顧客とする投資運用業者であり、証券取引等監視委員会の検査継続中でありますが、投資者保護の観点から、本日、当社に業務停止命令１か月及び業務改善命令を発出したところであります。 - 金融庁

(2) Supervisory officers may, at any time, request a corporate officer(s), Administrative Agent, Asset Management Company, or Asset Custody Company to report the status of the business and property of the Investment Corporation or to make the necessary investigations. 例文帳に追加

２　監督役員は、いつでも、執行役員、一般事務受託者、資産運用会社及び資産保管会社に対して投資法人の業務及び財産の状況に関する報告を求め、又は必要な調査をすることができる。 - 日本法令外国語訳データベースシステム

(2) When an accounting auditor(s) finds it necessary to perform his/her duties, he/she may request the Administrative Agent, Asset Management Company and Asset Custody Company to make a report concerning the accounting of an Investment Corporation. 例文帳に追加

２　会計監査人は、その職務を行うため必要があるときは、一般事務受託者、資産運用会社及び資産保管会社に対し、投資法人の会計に関する報告を求めることができる。 - 日本法令外国語訳データベースシステム

(iv) Any person who continuously receives remuneration from an Investment Corporation, its Subsidiary Corporation, or the Administrative Agent, Asset Management Company, or Asset Custody Company thereof for operations other than those of a certified public accountant or auditing firm. 例文帳に追加

四　投資法人若しくはその子法人又はこれらの一般事務受託者、資産運用会社若しくは資産保管会社から公認会計士又は監査法人の業務以外の業務により継続的な報酬を受けている者 - 日本法令外国語訳データベースシステム

In cases where a fund management company concurrently conducts business unrelated to investment management and where it receives remuneration related to investment management business and fees related to other business collectively under the same contract, the fund management company must separately specify the remuneration related to investment management business and the fees related to other business with regard to the “matters concerning fees, remuneration or any other consideration payable by the customer with regard to said Contract for Financial Instruments Transaction,” as specified under Article 37-3(1)(iv) of the FIEA. 例文帳に追加

ファンド運用会社が投資運用業に係る業務以外の業務（兼業業務）を行う場合であって、投資運用業に係る報酬と兼業業務に係る手数料等を同一契約において一体として徴収する場合は、金商法第37条の３第１項第４号の「当該金融商品取引契約に関して顧客が支払うべき対価に関する事項」には、投資運用業に対する報酬の額と兼業業務に対する手数料等の額との区分を明確にすること。 - 金融庁

(2) With regard to the application of the provisions of the Financial Instruments and Exchange Act to cases where the Settlor Company of an Investment Trust gives instructions in the course of business for investment to be made in Securities or assets other than the rights pertaining to Derivative Transactions as an investment of the of the trust property of an Investment Trust Managed under Instructions from the Settlor (in cases where the Settlor Company of an Investment Trust conducts Specified Investment Management Activities as set forth in Article 29-2, paragraph (2), item (ii) of that Act as replaced pursuant to the provisions of the preceding paragraph, limited to cases where said Settlor Company of an Investment Trust has obtained the approval set forth in Article 35, paragraph (4) of that Act for conducting said Specified Investment Management Activities in the course of trade), said instructions shall be deemed to fall under the acts listed in Article 2, paragraph (8), item (xiv) of that Act. 例文帳に追加

２　投資信託委託会社が、業として有価証券又はデリバティブ取引に係る権利以外の資産に対する投資として委託者指図型投資信託の信託財産の運用の指図を行う場合（前項の規定により読み替えられた金融商品取引法第二十九条の二第二項第二号に規定する特定投資運用行為を行う場合にあつては、業として当該特定投資運用行為を行うことにつき同法第三十五条第四項の承認を受けた場合に限る。）における同法の規定の適用については、当該指図は、同法第二条第八項第十四号に掲げる行為に該当するものとみなす。 - 日本法令外国語訳データベースシステム

I have a question about another example of prominent foreign investment in a Japanese company, Nipponkoa Insurance Co. A U.S. investment fund, in its capacity as a Nipponkoa shareholder, demanded that the company reshuffle its management team and seek a merger or an alliance with other companies on the grounds that the company's business performance had been sluggish.How do you view this demand in relation to the goal of creating an “open country with financial expertise”? 例文帳に追加

もう一つ、具体的に対日投資が既に起きている事例の一つとして、日本興亜損保の件についてお聞きしたいのですけれども、アメリカのファンドが業績の伸び悩みを理由に経営陣の刷新と合併・提携のようなことを株主として要求しているわけですが、「開かれた金融力」という立場からするとこの動きについてはどのように見ていらっしゃるのでしょうか。 - 金融庁

Article 214 (1) When the Prime Minister finds it necessary for securing the sound and appropriate operation of the Investment Corporation's business and for achieving Investor protection in light of the status of business of the organizer(s), Corporate Officer(s) at Establishment, or Supervisory Officers at Establishment of the Investment Corporation that is in the process of being established, the Investment Corporation, the Asset Management Company thereof, the person who has accepted the re-entrustment of part of the authority pertaining to asset investment by said Asset Management Company, the Asset Custody Company, or an Administrative Agent (limited to the business related to the Investment Corporation; hereinafter the same shall apply in this paragraph), he/she may, only to the extent necessary, order said organizer(s) or said Investment Corporation to change its method of business, change its Asset Management Company, or to take other measures necessary to improve its business operations. 例文帳に追加

第二百十四条　内閣総理大臣は、設立中の投資法人の設立企画人、設立時執行役員若しくは設立時監督役員若しくは投資法人又は当該投資法人の資産運用会社、当該資産運用会社から資産の運用に係る権限の一部の再委託を受けた者、資産保管会社若しくは一般事務受託者の業務（投資法人に係る業務に限る。以下この項において同じ。）の状況に照らして、投資法人の業務の健全かつ適切な運営を確保し、投資主の保護を図るため必要があると認めるときは、当該設立企画人又は当該投資法人に対し、その必要な限度において、業務の方法の変更、資産運用会社の変更その他業務の運営の改善に必要な措置をとるべきことを命ずることができる。 - 日本法令外国語訳データベースシステム

Article 54 (1) The provisions of Article 5, Article 9, Article 11, Article 13, Article 14, and Article 16 through Article 18 shall apply mutatis mutandis to business related to Investment Trusts Managed Without Instructions from the Settlor carried out by a Trust Company, etc. and Article 26 shall apply mutatis mutandis pursuant to Investment Trusts Managed Without Instructions from the Settlor. In this case, the term "instructions on investment" in said provisions shall be deemed to be replaced with "investments," the phrase "may not instruct the Trust Company, etc. that is the trustee of the Investment Trust Property (hereinafter referred to as the 'Trustee Company') to acquire" in Article 9 shall be deemed to be replaced with "may not acquire," the phrases "other Investment Trust Property for which the Settlor Company of an Investment Trust gives instructions on investment (in cases where the Settlor Company of an Investment Trust is an Asset Management Company, an Investment Corporation investing assets shall be included; the same shall apply in the following item)" in Article 13, paragraph (1), item (ii), "other Investment Trust Property" in item (iii) of that paragraph shall be deemed to be replaced with "other trust property," and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第五十四条　第五条、第九条、第十一条、第十三条、第十四条及び第十六条から第十八条までの規定は信託会社等の行う委託者非指図型投資信託に係る業務について、第二十六条の規定は委託者非指図型投資信託について、それぞれ準用する。この場合において、これらの規定中「運用の指図」とあるのは「運用」と、第九条中「取得することを当該投資信託財産の受託者である信託会社等（以下「受託会社」という。）に指図してはならない」とあるのは「取得してはならない」と、第十三条第一項第二号中「他の投資信託財産（当該投資信託委託会社が資産運用会社である場合にあつては、資産の運用を行う投資法人を含む。次号において同じ。）」とあり、及び同項第三号中「他の投資信託財産」とあるのは「他の信託財産」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

(2) In cases where an Asset Custody Company is liable for damages which have arisen in an Investment Corporation, if a corporate officer(s), supervisory officer(s), Administrative Agent, accounting auditor(s), or Asset Management Company is also liable for such damages, such Asset Custody Company, corporate officer(s), supervisory officer(s), Administrative Agent, accounting auditor(s), and Asset Management Company shall be joint and several obligors. 例文帳に追加

２　資産保管会社が投資法人に生じた損害を賠償する責任を負う場合において、執行役員、監督役員、一般事務受託者、会計監査人又は資産運用会社も当該損害を賠償する責任を負うときは、その資産保管会社、執行役員、監督役員、一般事務受託者、会計監査人及び資産運用会社は、連帯債務者とする。 - 日本法令外国語訳データベースシステム

If a financial institution engages in different types of businesses-including those of a securities company, investment trust management company and securities investment advisory service-and comprises a financial conglomerate, etc., necessary collaboration with the Securities and Exchange Surveillance Commission (SESC) shall be performed, including conducting simultaneous inspections, in order to verify (Note) the consolidated risk management status of the group as a whole in an accurate and efficient manner. 例文帳に追加

証券会社、投資信託委託業者又は証券投資顧問業者を含む異なる業態の金融機関が、金融コングロマリットを形成している場合等においては、これらグループ全体の統合的なリスク管理の状況を的確かつ効率的に検証（注）する観点等から、証券取引等監視委員会との間で、同時検査の実施も含め必要な連携を行う。 - 金融庁

When supervisors have recognized an issue of supervisory concern regarding the control environment for business execution of an investment trust management company, etc., through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the investment trust management company, etc., by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA. 例文帳に追加

日常の監督事務や、事故届出等を通じて把握された投資信託委託会社等の業務執行体制に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資信託委託会社等における自主的な改善状況を把握することとする。 - 金融庁

When supervisors have recognized an issue of supervisory concern regarding the control environment for customer solicitation and explanations to beneficiaries of an investment trust management company, etc., through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the investment trust management company, etc., by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA. 例文帳に追加

日常の監督事務や、事故届出等を通じて把握された受益者に対する勧誘・説明態勢に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資信託委託会社等における自主的な改善状況を把握することとする。 - 金融庁