majorityを含む例文一覧と使い方
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Article 56-2 (1) When the Prime Minister finds it necessary and appropriate for the public interest or protection of investors, he/she may order a Financial Instruments Business Operator, etc., a person who conducts transactions with the Financial Instruments Business Operator, etc., a Bank, etc., the majority of whose Voting Rights Held by All the Shareholders, etc. are held by the Financial Instruments Business Operator, etc. (excluding Registered Financial Institutions) (hereinafter such a Bank, etc. shall be referred to as a "Subsidiary Specified Juridical Person" in this paragraph), a Holding Company (meaning holding companies prescribed in Article 9(5)(i) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade; hereinafter the same shall apply in this Article) which holds the Financial Instruments Business Operator, etc. as its Subsidiary Company (meaning subsidiary companies prescribed in Article 29-4(3); hereinafter the same shall apply in this Article), or a person who received entrustment of business from the Financial Instruments Business Operator, etc. to submit reports or materials that will be helpful for understanding the business or property of the Financial Instruments Business Operator, etc. (with regard to said Subsidiary Specified Juridical Person, limited to reports or materials that will be helpful for understanding the property of the Financial Instruments Business Operator, etc. (excluding Registered Financial Institutions)), or have the officials inspect the status of the business or property, or the books and documents or other articles of the Financial Instruments Business Operator, etc., the Subsidiary Specified Juridical Person, the Holding Company which holds the Financial Instruments Business Operator, etc. as its Subsidiary Company, or the person who received entrustment of business from the Financial Instruments Business Operator, etc. (with regard to the Subsidiary Specified Juridical Persons, the inspection shall be limited to what is necessary to understand the property of the Financial Instruments Business Operator, etc. (excluding Registered Financial Institutions), and with regard to the Holding Company which holds the Financial Instruments Business Operator, etc. as its Subsidiary Company, or the person who received entrustment of business from the Financial Instruments Business Operator, etc., the inspection shall be limited to what is necessary to understand the business or property of the Financial Instruments Business Operator, etc.). 例文帳に追加
第五十六条の二 内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、金融商品取引業者等、これと取引をする者、当該金融商品取引業者等（登録金融機関を除く。）がその総株主等の議決権の過半数を保有する銀行等（以下この項において「子特定法人」という。）、当該金融商品取引業者等を子会社（第二十九条の四第三項に規定する子会社をいう。以下この条において同じ。）とする持株会社（私的独占の禁止及び公正取引の確保に関する法律第九条第五項第一号に規定する持株会社をいう。以下この条において同じ。）若しくは当該金融商品取引業者等から業務の委託を受けた者に対し当該金融商品取引業者等の業務若しくは財産に関し参考となるべき報告若しくは資料（当該子特定法人にあつては、当該金融商品取引業者等（登録金融機関を除く。）の財産に関し参考となるべき報告又は資料に限る。）の提出を命じ、又は当該職員に当該金融商品取引業者等、当該子特定法人、当該金融商品取引業者等を子会社とする持株会社若しくは当該金融商品取引業者等から業務の委託を受けた者の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該子特定法人にあつては当該金融商品取引業者等（登録金融機関を除く。）の財産に関し必要な検査に、当該金融商品取引業者等を子会社とする持株会社又は当該金融商品取引業者等から業務の委託を受けた者にあつては当該金融商品取引業者等の業務又は財産に関し必要な検査に限る。）をさせることができる。 - 日本法令外国語訳データベースシステム
Article 100-17 (1) The provisions of Article 492(1) and (3), Article 507 (excluding paragraph (2)), Article 644 (excluding item (iii)), Article 647(1) and (4), Article 650(2), Article 655(1) to (5) inclusive, and Articles 662 to 664 inclusive of the Companies Act shall apply mutatis mutandis to a dissolution and liquidation of a Financial Instruments Membership Corporation. In this case, the term "liquidators (or, for Companies with Board of liquidators, liquidators listed in each item of paragraph (7) of Article 489)" in Article 492(1) of that Act shall be deemed to be replaced with "A liquidator"; the term "Ordinance of the Ministry of Justice" in that paragraph and Article 507(1) of that Act shall be deemed to be replaced with "Cabinet Office Ordinance"; the term "shareholders meeting" in Article 492(3) and Article 507(3) of the that Act shall be deemed to be replaced with "general meeting"; the term "item (v) of Article 641" in Article 644(i) of the that Act shall be deemed to be replaced with "Article 100(1)(iii) of the Financial Instruments and Exchange Act,"; the term "A partner who executes the operations" in Article 647(1)(i) of that Act shall be deemed to be replaced with "A president and a board member"; the term "prescribed by the consent of a majority of partners (or, if partners who execute the operations are provided for in the articles of incorporation, those partners)" in item (iii) of that paragraph shall be deemed to be replaced with "appointed by the resolution of a general meeting"; the term "from among themselves" in Article 655(3) of that Act shall be deemed to be replaced with "from among themselves or based on a resolution of a general meeting"; and the term "partners who execute the operations" in paragraph (4) of that Article shall be deemed to be replaced with "president or board members,"; the term "if the partners that represent the Membership Company are already prescribed" in paragraph (4) of that Article shall be deemed to be replaced with "if the president or the board members that represent the Membership Company are already prescribed in the articles of incorporation,"; and the term "such partners that represent" shall be deemed to be replaced with "such president or board member (excluding president or board member whose authority of representation is limited by the articles of incorporation) that represent"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加
第百条の十七 会社法第四百九十二条第一項及び第三項、第五百七条（第二項を除く。）、第六百四十四条（第三号を除く。）、第六百四十七条第一項及び第四項、第六百五十条第二項、第六百五十五条第一項から第五項まで並びに第六百六十二条から第六百六十四条までの規定は、金融商品会員制法人の解散及び清算について準用する。この場合において、同法第四百九十二条第一項中「清算人（清算人会設置会社にあっては、第四百八十九条第七項各号に掲げる清算人）」とあるのは「清算人」と、同項及び同法第五百七条第一項中「法務省令」とあるのは「内閣府令」と、同法第四百九十二条第三項及び第五百七条第三項中「株主総会」とあるのは「総会」と、同法第六百四十四条第一号中「第六百四十一条第五号」とあるのは「金融商品取引法第百条第一項第三号」と、同法第六百四十七条第一項第一号中「業務を執行する社員」とあるのは「理事長及び理事」と、同項第三号中「社員（業務を執行する社員を定款で定めた場合にあっては、その社員）の過半数の同意によって定める」とあるのは「総会の決議によって選任された」と、同法第六百五十五条第三項中「互選」とあるのは「互選又は総会の決議」と、同条第四項中「業務を執行する社員」とあるのは「理事長又は理事」と、「社員を」とあるのは「理事長又は理事を定款において」と、「代表する社員が」とあるのは「代表する理事長及び理事（定款でその代表権を制限されている者を除く。）が」と読み替えるものとするほか、必要な技術的読替えは、政令で定める - 日本法令外国語訳データベースシステム
(2) Every corporation whose total assets (meaning the amount of total assets appearing in the latest balance sheet; the same shall apply hereinafter) exceed the amount provided for in a Cabinet Order, which shall not be less than two billion yen, and whose total assets, coupled with total assets of subsidiaries of the said corporation, and a corporation in Japan which holds majority of voting rights of all stockholders of the said corporation (hereinafter referred to as "sum of the total assets"), exceed the amount provided for in a Cabinet Order, which shall not be less than ten billion yen (hereinafter referred to as "stockholding corporation" in this Article), in case that it acquires or holds the stocks (including the stocks held in monetary or security trust, where the stockholding corporation is a settlor or beneficiary and may exercise the voting rights or give instructions to the trustee regarding the exercise of such voting rights) of another corporation in Japan whose total assets exceed the amount provided for in a Cabinet Order, which shall not be less than one billion yen (hereinafter referred to as "issuing corporation" in this Article), so that the ratio of voting rights pertaining to the stocks acquired or held by the stockholding corporation to voting rights of all stockholders of the issuing corporation is to exceed the percentage figure provided for in a Cabinet Order (in the case that more than one percentage figures are provided for, any of such percentage figures pursuant to the provisions of such Cabinet Order), shall submit, pursuant to the provisions of the Rules of the Fair Trade Commission, a written report on such stocks within thirty days from the date of the relevant exceeding; provided, however, that this shall not apply to cases where the all the issued stocks of issuing corporation is acquired simultaneously with the incorporation, cases where a corporation engaged in banking or insurance business (excluding certain corporations engaged in insurance business as provided for in the Rules of the Fair Trade Commission; the same shall apply in paragraphs 1 and 2 of the next Article) acquires or holds stocks of other corporations in Japan (excluding those engaged in banking or insurance business and those as otherwise provided for in the Rules of the Fair Trade Commission; the same shall apply in paragraphs 1 and 2 of the next Article), or cases where a corporation engaged in securities business (excluding securities brokers) acquires or holds stocks in the course of its business. 例文帳に追加
２ 会社であつて、その総資産の額（最終の貸借対照表による資産の合計金額をいう。以下同じ。）が二十億円を下回らない範囲内において政令で定める金額を超え、かつ、当該会社並びに当該会社の子会社及び当該会社の総株主の議決権の過半数を有する国内の会社の総資産の額を合計した額（以下「総資産合計額」という。）が百億円を下回らない範囲内において政令で定める金額を超えるもの（以下この条において「株式所有会社」という。）は、他の国内の会社であつてその総資産の額が十億円を下回らない範囲内において政令で定める金額を超えるもの（以下この項において「株式発行会社」という。）の株式を取得し、又は所有する場合（金銭又は有価証券の信託に係る株式について、自己が、委託者若しくは受益者となり議決権を行使することができる場合又は議決権の行使について受託者に指図を行うことができる場合を含む。）において、株式発行会社の総株主の議決権に占める株式所有会社の当該取得し、又は所有する株式に係る議決権の割合が、百分の十を下回らない範囲内において政令で定める数値（複数の数値を定めた場合にあつては、政令で定めるところにより、それぞれの数値）を超えることとなるときは、公正取引委員会規則で定めるところにより、その超えることとなつた日から三十日以内に、当該株式に関する報告書を公正取引委員会に提出しなければならない。ただし、株式発行会社の発行済の株式の全部をその設立と同時に取得する場合、銀行業又は保険業を営む会社が他の国内の会社（銀行業又は保険業を営む会社その他公正取引委員会規則で定める会社を除く。次条第一項及び第二項において同じ。）の株式を取得し、又は所有する場合及び証券業を営む会社（証券仲介業者を除く。）が業務として株式を取得し、又は所有する場合は、この限りでない。 - 日本法令外国語訳データベースシステム
(5) The provisions of paragraph (1) to the preceding paragraph shall apply mutatis mutandis to cases where the Securities for which the notification set forth in paragraph (1) is made are Regulated Securities. In this case, the terms "excluding a Public Offering or Secondary Distribution of Securities" and "said Securities (excluding Regulated Securities; hereinafter the same shall apply in this paragraph to paragraph (iv))" in paragraph (1) shall be deemed to be replaced with "limited to a Public Offering or Secondary Distribution of Securities" and "said Securities," respectively; the terms "Trade name of the company, financial conditions of the Corporate Group (meaning the group consisting of the company and other persons (limited to companies or other organizations specified by a Cabinet Office Ordinance) who satisfies the requirements specified by a Cabinet Office Ordinance as those for being regarded as having a close relationship with the company, including the requirement that the company holds the majority of voting rights of the person who is a company; the same shall apply hereinafter) to which the company belongs and of the company, other important matters concerning the company's business" in item (ii) of said paragraph shall be deemed to be replaced with "Financial conditions of asset investment or other similar businesses conducted by the company, other important matters concerning the company's assets"; the term "a Public Offering or Secondary Distribution of Securities" in paragraph (2) shall be deemed to be replaced with "a Public Offering or Secondary Distribution of Regulated Securities"; the term "Securities falling under any of the categories" in item (i) of said paragraph shall be deemed to be replaced with "Regulated Securities falling under any of the categories of Securities"; the term "Public Offering or Secondary Distribution of Securities" in item (ii) of said paragraph shall be deemed to be replaced with "Public Offering or Secondary Distribution of Regulated Securities"; the term "the main clause of Article 24(1)," "Article 24-4-7(1) or (2)," "the matters set forth in Article 24-4-7(1)" and "the matters set forth in Article 24-5(1)" in item (iii) of said paragraph shall be deemed to be replaced with "the main clause of Article 24(1) as applied mutatis mutandis pursuant to Article 24(5)," "Article 24-4-7(1) or (2) as applied mutatis mutandis pursuant to Article 24-4-7(3)," "the matters set forth in Article 24-4-7(1) as applied mutatis mutandis pursuant to Article 24-4-7(3)" and "the matters set forth in Article 24-5(1) as applied mutatis mutandis pursuant to Article 24-5(3) "; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加
５ 第一項から前項までの規定は、当該有価証券が特定有価証券である場合について準用する。この場合において、第一項中「有価証券の募集及び売出しを除く」とあるのは「有価証券の募集又は売出しに限る」と、「当該有価証券（特定有価証券を除く。以下この項から第四項までにおいて同じ。）」とあるのは「当該特定有価証券」と、同項第二号中「当該会社の商号、当該会社の属する企業集団（当該会社及び当該会社が他の会社の議決権の過半数を所有していることその他の当該会社と密接な関係を有する者として内閣府令で定める要件に該当する者（内閣府令で定める会社その他の団体に限る。）の集団をいう。以下同じ。）及び当該会社の経理の状況その他事業」とあるのは「当該会社が行う資産の運用その他これに類似する事業に係る資産の経理の状況その他資産」と、第二項中「有価証券の募集又は売出しのうち」とあるのは「特定有価証券に係る有価証券の募集又は売出しのうち」と、同項第一号中「有価証券の」とあるのは「特定有価証券の」と、同項第二号中「有価証券の募集又は売出し」とあるのは「特定有価証券に係る有価証券の募集又は売出し」と、同項第三号中「同項本文」とあるのは「第二十四条第五項において準用する同条第一項本文」と、「第二十四条の四の七第一項若しくは第二項」とあるのは「第二十四条の四の七第三項において準用する同条第一項若しくは第二項」と、「第二十四条の四の七第一項に規定する事項」とあるのは「第二十四条の四の七第三項において準用する同条第一項に規定する事項」と、「第二十四条の五第一項に規定する事項」とあるのは「第二十四条の五第三項において準用する同条第一項に規定する事項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム
Article 102-37 (1) The provisions of Article 492(1) and (3), Article 507 (excluding paragraph (2)), Article 644 (excluding item (iii)), Article 647(1) and (4), Article 650(2), Article 655(1) to (5) inclusive, and Articles 662 to 664 inclusive of the Companies Act shall apply mutatis mutandis to a dissolution and liquidation of a Self-Regulation Organization. In this case, the term "liquidators (or, for Companies with Board of liquidators, liquidators listed in each item of paragraph (7) of Article 489)" in Article 492(1) of that Act shall be deemed to be replaced with "A liquidator"; the term "Ordinance of the Ministry of Justice" in that paragraph and Article 507(1) of that Act shall be deemed to be replaced with "Cabinet Office Ordinance"; the term "shareholders meeting" in Article 492(3) and Article 507(3) of that Act shall be deemed to be replaced with "general meeting,"; the term "excluding the cases where Membership Companies have dissolved on the grounds listed in item (v) of Article 641 and cases where Membership Companies have dissolved as a result of a ruling for commencement of bankruptcy procedures and such bankruptcy procedures have not ended" in Article 644(i) of the Act shall be deemed to be replaced with "excluding the cases where Membership Companies have dissolved as a result of a ruling for commencement of bankruptcy procedures and such bankruptcy procedures have not ended,"; the term "A partner who executes the operations" in Article 647(1)(i) of the that Act shall be deemed to be replaced with "A president and a board member"; the term "prescribed by the consent of a majority of partners (or, if partners who execute the operations are provided for in the articles of incorporation, those partners)" in item (iii) of that paragraph shall be deemed to be replaced with "appointed by the resolution of a general meeting"; the term "from among themselves" in Article 655(3) of that Act shall be deemed to be replaced with "from among themselves or based on a resolution of a general meeting"; and the term "partners who execute the operations" in paragraph (4) of that Article shall be deemed to be replaced with "the president or board members,"; the term "if the partners that represent the Membership Company are already prescribed" in paragraph (4) of that Article shall be deemed to be replaced with "if the president or the board members that represent the Membership Company are already prescribed in the articles of incorporation,"; and the term "such partners that represent" shall be deemed to be replaced with "such president or board member (excluding president or board member whose authority of representation is limited by the articles of incorporation) that represent"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加
第百二条の三十七 会社法第四百九十二条第一項及び第三項、第五百七条（第二項を除く。）、第六百四十四条（第三号を除く。）、第六百四十七条第一項及び第四項、第六百五十条第二項、第六百五十五条第一項から第五項まで並びに第六百六十二条から第六百六十四条までの規定は、自主規制法人の解散及び清算について準用する。この場合において、同法第四百九十二条第一項中「清算人（清算人会設置会社にあっては、第四百八十九条第七項各号に掲げる清算人）」とあるのは「清算人」と、同項及び同法第五百七条第一項中「法務省令」とあるのは「内閣府令」と、同法第四百九十二条第三項及び第五百七条第三項中「株主総会」とあるのは「総会」と、同法第六百四十四条第一号中「第六百四十一条第五号に掲げる事由によって解散した場合及び破産手続開始の決定により解散した場合であって当該破産手続が終了していない場合を除く。」とあるのは「破産手続開始の決定により解散した場合であって当該破産手続が終了していない場合を除く。」と、同法第六百四十七条第一項第一号中「業務を執行する社員」とあるのは「理事長及び理事」と、同項第三号中「社員（業務を執行する社員を定款で定めた場合にあっては、その社員）の過半数の同意によって定める」とあるのは「総会の決議によって選任された」と、同法第六百五十五条第三項中「互選」とあるのは「互選又は総会の決議」と、同条第四項中「業務を執行する社員」とあるのは「理事長又は理事」と、「社員を」とあるのは「理事長又は理事を定款において」と、「代表する社員が」とあるのは「代表する理事長及び理事（定款でその代表権を制限されている者を除く。）が」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム
The number specified by an ordinance of the competent ministry set forth in Article 144-7, paragraph 2 of the Act shall be the smallest number among those listed as follows: (i) the number adding one to the number obtained by multiplying 1/3 (in the case where the articles of incorporation define, as a requirement for concluding a resolution of a general meeting of shareholders, that a majority of more than a certain rate of the total voting rights held by specified shareholders [which means shareholders of specified shares of stock (which means shares of stock with the contents that a shareholder can exercise voting rights at a general meeting of shareholders pertaining to actions prescribed in Article 144-7, paragraph 2 of the Act; hereinafter the same shall apply in this Article); hereinafter the same shall apply in this Article] who attend said general meeting of shareholders must agree to the resolution, the rate obtained by subtracting said certain rate from one) by the number obtained by multiplying 1/2 (in the case where the articles of incorporation define, as a requirement for concluding a resolution of said general meeting of shareholders, that shareholders who have more than a certain rate of the total voting rights must attend said general meeting of shareholders, said certain rate) by the total number of specified shares of stock; (ii) in the case where the articles of incorporation define, as a requirement for - 102 - concluding a resolution pertaining to actions prescribed in Article 144-7, paragraph 2 of the Act, that more than a certain number of specified shareholders must agree to the resolution, and when the number obtained by subtracting the number of specified shareholders, who had notified to a Member Commodity Exchange Surviving an Absorption-Type Merger that they would disagree with said action, from the total number of specified shareholders is less than said certain number, the number of specified shares of stock held by said specified shareholders who had notified that they would disagree with said action; (iii) in the case where the articles of incorporation have provisions other than those set forth in the preceding two items as a requirement for concluding a resolution pertaining to actions prescribed in Article 144-7, paragraph 2 of the Act, and when said resolution is not concluded if all the specified shareholders who had notified that they would disagree with said action disagree with the resolution at a general meeting of shareholders prescribed in the same paragraph, the number of specified shares of stock held by specified shareholders who had notified that they would disagree with said action; (iv) the number specified by the articles of incorporation. 例文帳に追加
法第百四十四条の七第二項に規定する主務省令で定める数は、次に掲げる数のうちいず れか小さい数とする。 一特定株式（法第百四十四条の七第二項に規定する行為に係る株主総会において議決 権を行使することができることを内容とする株式をいう。以下この条において同じ。） の総数に二分の一（当該株主総会の決議が成立するための要件として当該特定株式の 議決権の総数の一定の割合以上の議決権を有する株主が出席しなければならない旨の 定款の定めがある場合にあっては、当該一定の割合）を乗じて得た数に三分の一（当 該株主総会の決議が成立するための要件として当該株主総会に出席した当該特定株主 （特定株式の株主をいう。以下この条において同じ。）の有する議決権の総数の一定 の割合以上の多数が賛成しなければならない旨の定款の定めがある場合にあっては、 一から当該一定の割合を減じて得た割合）を乗じて得た数に一を加えた数 二法第百四十四条の七第二項に規定する行為に係る決議が成立するための要件として 一定の数以上の特定株主の賛成を要する旨の定款の定めがある場合において、特定株 主の総数から吸収合併存続株式会社商品取引所に対して当該行為に反対する旨の通知 をした特定株主の数を減じて得た数が当該一定の数未満となるときにおける当該行為 に反対する旨の通知をした特定株主の有する特定株式の数 三法第百四十四条の七第二項に規定する行為に係る決議が成立するための要件として 前二号の定款の定め以外の定款の定めがある場合において、当該行為に反対する旨の 通知をした特定株主の全部が同項に規定する株主総会において反対したとすれば当該 決議が成立しないときは、当該行為に反対する旨の通知をした特定株主の有する特定 株式の数 - 経済産業省
8. For the purposes of this Article: a) the term “principal class of shares” means the class or classes of shares of a company which in the aggregate represent a majority of the voting power of the company; b) the term “shares” shall include depository receipts of shares or trust certificates of shares; c) the term “recognised stock exchange” means: (i) any stock exchange established by a Financial Instruments Exchange or an approved-type financial instruments firms association under the Financial Instruments and Exchange Law (Law No. 25 of 1948) of Japan; (ii) any regulated market established in the Netherlands subject to regulation by the Authority for the Financial Markets (or its successor) under a license as meant in paragraph 1 of Article 5:26 of the Act on Financial Supervision (or its successor) of the Netherlands; (iii) the Irish Stock Exchange, the London Stock Exchange, the Swiss Stock Exchange and the stock exchanges of Brussels, Dusseldorf, Frankfurt, Hamburg, Hong Kong, Johannesburg, Lisbon, Luxembourg, Madrid, Mexico, Milan, New York, Paris, Seoul, Singapore, Stockholm, Sydney, Toronto and Vienna and the NASDAQ System; and (iv) any other stock exchange which the competent authorities of the Contracting States agree to recognise for the purposes of this Article; d) the term “equivalent beneficiary” means: (i) a resident of a state that has a convention for the avoidance of double taxation and the prevention of fiscal evasion between that state and the Contracting State from which the benefits of this Convention are claimed such that: (aa) that convention contains provisions for effective exchange of information; (bb) that resident is a qualified person under the limitation on benefits provisions in that convention or, when there are no such provisions in that convention, would be a qualified person when that convention is read as including provisions corresponding to paragraph 2; and (cc) with respect to an item of income referred to in paragraph 3 of Article 10, paragraph 3 of Article 11 or Article 12, 13 or 20 that resident would be entitled under that convention to a rate of tax with respect to the particular class of income for which the benefits are being claimed under this Convention that is at least as low as the rate applicable under this Convention; or (ii) a qualified person by reason of subparagraph a), b), c) or d) of paragraph 2; e) the term “associated enterprises” means enterprises which have a relationship with each other as described in subparagraph a) or b) of paragraph 1 of Article 9; and f) the term “gross income” means the total revenues derived by an enterprise from its business, less the direct costs of obtaining such revenues.例文帳に追加
８この条の規定の適用上、(a)「主たる種類の株式」とは、合計して法人の議決権の過半数を占める一又は二以上の種類の株式をいう。(b)「株式」には、株式の預託証券又は株式の信託受益証券を含む。(c)「公認の有価証券市場」とは、次のものをいう。(i)日本国の金融商品取引法（昭和二十三年法律第二十五号）に基づき設立された金融商品取引所又は認可金融商品取引業協会により設立された有価証券市場(ii)オランダの金融監督に関する法律第五条の二十六１（又は同法を承継する法律の関連規定）に規定する許可に基づき金融市場庁（又は同庁を承継する当局）による規制に従ってオランダにおいて設立された有価証券市場(iii)アイルランド証券取引所、ロンドン証券取引所、スイス証券取引所、ブリュッセル証券取引所、デュッセルドルフ証券取引所、フランクフルト証券取引所、ハンブルク証券取引所、香港証券取引所、ヨハネスブルク証券取引所、リスボン証券取引所、ルクセンブルク証券取引所、マドリード証券取引所、メキシコ証券取引所、ミラノ証券取引所、ニューヨーク証券取引所、パリ証券取引所、ソウル証券取引所、シンガポール証券取引所、ストックホルム証券取引所、シドニー証券取引所、トロント証券取引所、ウィーン証券取引所及びナスダック市場(iv)この条の規定の適用上、両締約国の権限のある当局が公認の有価証券市場として合意するその他の有価証券市場(d)「同等受益者」とは、次の(i)又は(ii)に規定するいずれかの者をいう。(i)この条約の特典が要求される締約国との間に租税に関する二重課税の回避及び脱税の防止のための条約（以下この条において「租税条約」という。）を有している国の居住者であって、次の(aa)から(cc)までに掲げる要件を満たすもの(aa)租税条約が実効的な情報の交換に関する規定を有すること。(bb)当該居住者が、租税条約における特典の制限に関する規定に基づき適格者に該当すること又は租税条約に当該規定がない場合には、租税条約に２の規定に相当する規定が含まれているとしたならば、当該居住者がその規定により適格者に該当するであろうとみられること。(cc)第十条３、第十一条３、第十二条、第十三条又は前条に定める所得に関し、当該居住者が、この条約の特典が要求されるこれらの規定に定める所得について租税条約の適用を受けたとしたならば、この条約に規定する税率以下の税率の適用を受けるであろうとみられること。(ii)２(a)から(d)までに掲げる適格者(e)「関連企業」とは、第九条１(a)又は(b)に規定する関係を有する企業をいう。(f)「総所得」とは、企業がその事業から取得する総収入の額から当該収入を得るために直接に要した費用の額を差し引いた残額をいう。 - 財務省
The documents specified by an ordinance set forth in Article 145, paragraph 3 of the Act shall be as listed in the following (in case of documents certified by a public agency, limited to documents prepared within three months prior to the date of filing the application): (i) a document recording the reasons for the merger; (ii) a document specified as follows corresponding to each case: (a) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is a foreign national: a copy of the residence certificate, etc., the curriculum vitae of said officer, and a sworn, written statement by that person that such person is not subject to any of the provisions of Article 15, paragraph 2, item 1, (a) through (k) of the Act; (b) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is a juridical person: a certificate of the registered matters of said officer, a document stating the corporate development, and a sworn, written statement by that person that such person is not subject to the provisions of Article 15, paragraph 2, item 1, (l) of the Act; (c) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is neither a foreign national nor a juridical person: a copy of the residence certificate, etc., and the curriculum vitae of said officer; a certification issued by a public agency that such person is not subject to the provisions of Article 15, paragraph 2, item 1, (a) and (b) of the Act; and a sworn, written statement by that person that such person is not subject to any of the provisions of (c) through (k) of the same item; (iii) a document stating the name or trade name of a Member, etc., and the address of the principal office or head office of the Member, etc.; a sworn, written statement that the Member, etc. is subject to any of the provisions of Article 30, paragraph 1 of the Act for each Commodity Market where transactions are conducted, or a sworn, written statement that trading participants are subject to any of the provisions of (a) through (c) of Article 82, paragraph 1, item 1 of the Act, or any of the provisions of (a) through (c) of item 2 of the same paragraph by each Commodity Market where they conduct - 111 - transactions; a sworn, written statement that such person is not subject to any of the provisions of (a) through (l) of Article 15, paragraph 2, item 1 of the Act; and in the case where the Commodity Exchange specified in the application carries out settlement by the method set forth in Article 105, paragraph 1 of the Act on one or more Commodity Markets that the Commodity Exchange intends to open, a record pertaining to such person's net assets prepared according to Form No. 1 within 30 days prior to the date of application for approval; (iv) minutes of the general meeting of shareholders approving the merger (in the case of a Member Commodity Exchange, referring to the general meeting of Members prescribed in Article 144, paragraph 4, Article 144-2, paragraph 2, or Article 144-3, paragraph 4 of the Act; in the case of an Incorporated Commodity Exchange, referring to the general meeting of shareholders prescribed in Article 144-6, paragraph 1 and Article 144-13, paragraph 1 of the Act, and Article 783, paragraph 1, Article 795, paragraph 1, or Article 804, paragraph 1 of the Company Act) of each Commodity Exchange which carries out the merger, or another document certifying that the necessary procedures for the merger have been followed; (v) a document stating the status of the property, income and expenditure of each Commodity Exchange that carries out the merger (in the case of a Member Commodity Exchange, the settlement related statements, etc. of the preceding business year; in the case of an Incorporated Commodity Exchange, the financial documents, etc. of the preceding business year and detailed statements thereof); (vi) in the case where a public notice or demand (in cases where the public notice is made through an official gazette, a daily newspaper which publishes matters of current events, or an Electronic Public Notice pursuant to the provisions of Article 124, paragraph 3 or Article 144-10, paragraph 3 of the Act [including cases where it is applied mutatis mutandis pursuant to Article 144-17), or Article 789, paragraph 3; Article 799, paragraph 3; or Article 810, paragraph 3 of the Company Act, a public notice by such method) is made pursuant to the provisions of Article 124, paragraph 2 as applied mutatis mutandis pursuant to Article 144, paragraph 5; Article 144-2, paragraph 3; and Article 144-3, paragraph 5 of the Act, or Article 144-10, paragraph 2 of the Act (including cases where it is applied mutatis mutandis pursuant to Article 144-17 of the Act); Article 789, paragraph 2; Article 799, paragraph 2; or Article 810, paragraph 2 of the Company Act; and in cases where a creditor has made an objection, a document certifying that the liabilities have been paid or reasonable collateral has been provided to said creditor, reasonable property has been deposited for the purpose of repaying the liabilities to said creditor, or that said merger is not likely to harm said creditor; (vii) a document stating a method for business succession pertaining to transactions on a Commodity Market which has been opened by a Commodity Exchange dissolved as a result of a merger; (viii) a document stating the status of securing employees who have the knowledge and experience pertaining to the business of a Commodity Exchange and the status of the assignment of such employees (limited to a case where a Commodity Exchange subsequent to a merger becomes an Incorporated Commodity Exchange); (ix) a document stating the estimated transaction volume of Futures Transactions for one year after the merger on the Commodity Market which he/she seeks to open; (x) in the case of seeking to open a Commodity Market pertaining to a Listed - 113 - Commodity at the time of a merger, a document stating that it is appropriate to conduct transactions of Listed Commodity Component Products, etc. on a single Commodity Market; (xi) in the case of seeking to open a Commodity Market at the time of a merger by specifying two or more Commodity Indices as a single Listed Commodity Index, a document stating that the majority of the goods subject to said two or more Commodity Indices shall be common to one another. 例文帳に追加
法第百四十五条第三項の主務省令で定める書面は、次に掲げる書面（官公署が証明す る書面の場合には、認可の申請の日前三月以内に作成されたものに限る。）とする。 一合併の理由を記載した書面 二次に掲げる場合に応じ、それぞれ次に定める書面 イ合併後存続する商品取引所又は合併により設立される商品取引所の役員が外国 人である場合当該役員の住民票の写し等、履歴書及びその者が法第十五条第二 項第一号イからルまでのいずれにも該当しないことを誓約する書面 ロ合併後存続する商品取引所又は合併により設立される商品取引所の役員が法人 である場合当該役員の登記事項証明書、沿革を記載した書面及び法第十五条第 二項第一号ヲに該当しないことを誓約する書面 ハ合併後存続する商品取引所又は合併により設立される商品取引所の役員が外国 人又は法人でない場合当該役員の住民票の写し等、履歴書、その者が法第十五 条第二項第一号イ及びロに該当しない旨の官公署の証明書並びにその者が同号 ハからルまでのいずれにも該当しないことを誓約する書面 三会員等の氏名又は商号若しくは名称及び主たる事務所又は本店の所在地を記載した 書面、会員が取引をする商品市場ごとに法第三十条第一項各号のいずれかに該当す ることを誓約する書面又は取引参加者が取引をする商品市場ごとに法第八十二条第 一項第一号イからハまで若しくは同項第二号イからハまでのいずれかに該当する ことを誓約する書面、その者が法第十五条第二項第一号イからヲまでのいずれにも 該当しないことを誓約する書面並びに申請に係る商品取引所が開設しようとする一 以上の商品市場において法第百五条第一号に掲げる方法により決済を行う場合には 認可の申請の日前三十日以内に様式第一号により作成したその者の純資産額に関す る調書 四合併を行う各商品取引所の合併総会（会員商品取引所にあっては、法第百四十四条 第四項、第百四十四条の二第二項又は第百四十四条の三第四項の会員総会をいい、 株式会社商品取引所にあっては、法第百四十四条の六第一項、第百四十四条の十三 第一項、会社法第七百八十三条第一項、第七百九十五条第一項又は第八百四条第一 項の株主総会をいう。）の議事録その他必要な手続があったことを証する書面 五合併を行う各商品取引所の財産及び収支の状況を知ることができる書面（会員商品 取引所にあっては最終事業年度の決算関係書類等、株式会社商品取引所にあっては 最終事業年度の計算書類等及びその附属明細書）六法第百四十四条第五項、第百四十四条の二第三項及び第百四十四条の三第五項に おいて準用する法第百二十四条第二項、第百四十四条の十第二項（第百四十四条の 十七において準用する場合を含む。）、会社法第七百八十九条第二項 、第七百九十九 条第二項又は第八百十条第二項の規定による公告及び催告（第百二十四条第三項、 第百四十四条の十第三項（第百四十四条の十七において準用する場合を含む。）、会 社法第七百八十九条第三項、第七百九十九条第三項又は第八百十条第三項の規定に より公告を官報のほか時事に関する事項を掲載する日刊新聞紙又は電子公告によっ てした場合にあっては、これらの方法による公告）をしたこと並びに異議を述べた 債権者があるときは、当該債権者に対し弁済し若しくは相当の担保を提供し若しく は当該債権者に弁済を受けさせることを目的として相当の財産を信託したこと又は - 112 - 当該合併をしても当該債権者を害するおそれがないことを証する書面 七合併により消滅する商品取引所の開設している商品市場における取引に関する業務 の承継の方法を記載した書面 八商品取引所の業務に関する知識及び経験を有する従業員の確保の状況並びに当該従 業員の配置の状況を記載した書面（合併後の商品取引所が株式会社商品取引所であ る場合に限る。九開設しようとする商品市場における合併後一年間の先物取引の取引量の見込みを記 載した書面 十合併に際して上場商品に係る商品市場を開設しようとする場合にあっては、上場商 品構成物品を一の商品市場で取引をすることが適当である旨を明らかにすることが できる書面 十一合併に際して二以上の商品指数を一の上場商品指数として商品市場を開設しよう とする場合にあっては、当該二以上の商品指数の対象となる物品の大部分が共通し ていることを明らかにすることができる書面 - 経済産業省
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