「commodity transactions」に関連した英語例文の一覧と使い方(18ページ目) - Weblio英語例文検索

Article 4 (1) A person who has, at the time of the enforcement of this Act, obtained a license under Article 41, paragraph (1) of the Former Act pertaining to a person set forth in paragraph (2), item (i) of the same Article or a person set forth in item (ii) of the same paragraph (hereinafter referred to as a "License under the Former Act") shall be deemed to have obtained a license under Article 126, paragraph (1) of the New Act pertaining to a person set forth in paragraph (2), item (i) of the same Article or a person set forth in item (ii) of the same paragraph of the New Act (hereinafter referred to as a "License under the New Act"), respectively, with regard to Types of Licenses including a Commodity Market pertaining to said License under the Former Act (which refer to types of licenses prescribed in Article 126, paragraph (2) of the New Act; the same shall apply hereinafter), deeming a Commodity Market pertaining to a License under the Former Act to be a Commodity Market where brokerage of Transactions on a Commodity Market under Article 128, paragraph (1), item (iv) of the New Act is carried out. 例文帳に追加

第四条　この法律の施行の際現に旧法第四十一条第二項第一号に掲げる者又は同項第二号に掲げる者に係る同条第一項の許可（以下「旧法の許可」という。）を受けている者は、当該旧法の許可に係る商品市場を含む許可の種類（新法第百二十六条第二項に規定する許可の種類をいう。以下同じ。）につき、旧法の許可に係る商品市場を新法第百二十八条第一項第四号の商品市場における取引の受託等を行う商品市場として、それぞれ新法第百二十六条第二項第一号に掲げる者又は同項第二号に掲げる者に係る同条第一項の許可（以下「新法の許可」という。）を受けたものとみなす。 - 日本法令外国語訳データベースシステム

(i) The fact that the amount of the transaction based on said Consignment Contract (in the case of a transactions set forth in Article 2, paragraph 8, item 4, it shall be any transaction set forth in (a) to (c) inclusive of the same item which is closed by exercising the right under the same item) (such amount means an amount obtained by multiplying the value per transaction unit specified by the Commodity Exchange for each of the Listed Commodity Component Products, etc. or each Commodity Index pertaining to the Listed Commodity Index pertaining to said Consignment Contract by the volume of transaction based on said Consignment Contract) is extremely high in comparison to the amount of the clearing margin, customer margin, intermediation margin or clearing intermediation margin (referred to as the "Clearing Margin, etc." in the following item) to be deposited by the customer for said transaction 例文帳に追加

一当該受託契約に基づく取引（第二条第八項第四号に掲げる取引にあつては、同号の権利を行使することにより成立する同号イからハまでに掲げる取引）の額（当該受託契約に係る上場商品構成物品又は上場商品指数に係る商品指数ごとに商品取引所の定める取引単位当たりの価額に、当該受託契約に基づく取引の数量を乗じて得た額をいう。）が、当該取引について顧客が預託すべき取引証拠金、委託証拠金、取次証拠金又は清算取次証拠金（次号において「取引証拠等」という。）の額に比して著しく大きい旨 - 経済産業省

(1) A person who has, at the time of the enforcement of this Act, obtained a license under Article 41, paragraph 1 of the Old Act pertaining to a person set forth in paragraph 2, item 1 of the same Article or a person set forth in item 2 of the same paragraph (hereinafter referred to as a "License under the Old Act") shall be deemed to have obtained a license under Article 126, paragraph 1 of the New Act pertaining to a person set forth in paragraph 2, item 1 of the same Article or a person set forth in item 2 of the same paragraph of the New Act (hereinafter referred to as a "License under the New Act"), respectively, with regard to Types of Licenses including a Commodity Market pertaining to said License under the Old Act (which refer to types of licenses prescribed in Article 126, paragraph 2 of the New Act; the same shall apply hereinafter), deeming a Commodity Market pertaining to a License under the Old Act to be a Commodity Market where acceptance of consignment of Transactions on a Commodity Market under Article 128, paragraph 1, item 4 of the New Act is carried out. 例文帳に追加

１ この法律の施行の際現に旧法第四十一条第二項第一号に掲げる者又は同項第二号に掲げる者に係る同条第一項の許可（以下「旧法の許可」という。）を受けている者は、当該旧法の許可に係る商品市場を含む許可の種類（新法第百二十六条第二項に規定する許可の種類をいう。以下同じ。）につき、旧法の許可に係る商品市場を新法第百二十八条第一項第四号の商品市場における取引の受託等を行う商品市場として、それぞれ新法第百二十六条第二項第一号に掲げる者又は同項第二号に掲げる者に係る同条第一項の許可（以下「新法の許可」という。）を受けたものとみなす。 - 経済産業省

(xiii) a document stating, with regard to the parties to the merger, the number of employees who have been sentenced to imprisonment or severe punishment with regard to Commodity Transactions Brokerage Business, etc. (including an equivalent punishment under the laws and regulations of a foreign state with regard to the business equivalent of Commodity Transactions Brokerage Business, etc. in the foreign state), to fines pursuant to this Act or equivalent laws and regulations of a foreign state (including an equivalent punishment under the laws and regulations of a foreign state), or who have received a final disposition based on the provisions of the Act within the last five years, and include each said employee's name, date of birth, and address, the name of the business office or department to which said employee is assigned, the official title, whether or not said employee has been registered as a Sales Representative, the date when and the reasons why punished by said fines or in receipt of said disposition, and all other such details; 例文帳に追加

十三　過去五年以内に、合併の当事者について商品取引受託業務等に関して禁錮以上の刑（外国において商品取引受託業務等に相当する業務に関してこれに相当する外国の法令による刑を含む。）若しくは法若しくはこれに相当する外国の法令の規定により罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、又は法の規定に基づく処分を受けたことのある職員の数、当該職員の氏名、生年月日、住所、所属する営業所の名称、所属する部署、職名及び外務員登録の有無並びに当該禁錮以上の刑若しくは当該罰金の刑に処せられ、又は当該処分を受けた年月日、理由及びその内容を記載した書面 - 日本法令外国語訳データベースシステム

(ix) a document stating, with regard to the parties to a Consolidation-Type Split, the number of employees who have been sentenced to imprisonment or severe punishment with regard to Commodity Transactions Brokerage Business, etc. (including an equivalent punishment under the laws and regulations of a foreign state with regard to the business equivalent of Commodity Transactions Brokerage Business, etc. in such foreign state), to fines pursuant to this Act or equivalent laws and regulations of a foreign state (including an equivalent punishment under the laws and regulations of a foreign state), or who have received a final disposition based on the provisions of the Act within the last five years, and include each said employee's name, date of birth, and address, the name of the business office or department to which said employee is assigned, the official title, whether or not said employee has been registered as a Sales Representative, the date when and the reasons why punished by said fines or in receipt of said disposition, and all other such details; 例文帳に追加

九　過去五年以内に、新設分割の当事者について商品取引受託業務等に関して禁錮以上の刑（外国において商品取引受託業務等に相当する業務に関してこれに相当する外国の法令による刑を含む。）若しくは法若しくはこれに相当する外国の法令の規定により罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、又は法の規定に基づく処分を受けたことのある職員の数、当該職員の氏名、生年月日、住所、所属する営業所の名称、所属する部署、職名及び外務員登録の有無並びに当該禁錮以上の刑若しくは当該罰金の刑に処せられ、又は当該処分を受けた年月日、理由及びその内容を記載した書面 - 日本法令外国語訳データベースシステム

(xiii) a document stating, with regard to the parties to an Absorption-Type Split, the number of employees who have been sentenced to imprisonment or severe punishment with regard to Commodity Transactions Brokerage Business, etc. (including an equivalent punishment under the laws and regulations of a foreign state with regard to the business equivalent of Commodity Transactions Brokerage Business, etc. in the foreign state), to fines pursuant to this Act or equivalent laws and regulations of a foreign state (including an equivalent punishment under the laws and regulations of a foreign state), or who have received a final disposition based on the provisions of the Act within the last five years, and include each said employee's name, date of birth, and address, the name of the business office or department to which said employee is assigned, the official title, whether or not said employee has been registered as a Sales Representative, the date when and reasons why punished by said fines or in receipt of said disposition, and all other such details; 例文帳に追加

十三　過去五年以内に、吸収分割の当事者について商品取引受託業務等に関して禁錮以上の刑（外国において商品取引受託業務等に相当する業務に関してこれに相当する外国の法令による刑を含む。）若しくは法若しくはこれに相当する外国の法令の規定により罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、又は法の規定に基づく処分を受けたことのある職員の数、当該職員の氏名、生年月日、住所、所属する営業所の名称、所属する部署、職名及び外務員登録の有無並びに当該禁錮以上の刑若しくは当該罰金の刑に処せられ、又は当該処分を受けた年月日、理由及びその内容を記載した書面 - 日本法令外国語訳データベースシステム

(xiii) a document stating, with regard to the parties to the Business Transfer, the number of employees who have been sentenced to imprisonment or severe punishment with regard to Commodity Transactions Brokerage Business, etc. (including an equivalent punishment under the laws and regulations of a foreign state with regard to the business equivalent of Commodity Transactions Brokerage Business, etc. in the foreign state), to fines pursuant to this Act or equivalent laws and regulations of a foreign state (including an equivalent punishment under the laws and regulations of a foreign state), or who received a final disposition based on the provisions of the Act within the last five years, and include each said employee's name, date of birth, and address, name of the business office or department to which said employee is assigned, the official title, whether or not said employee has been registered as a Sales Representative, the date when and the reasons why punished by said fines or in receipt of said disposition, and all other such details; 例文帳に追加

十三　過去五年以内に、事業譲渡の当事者について商品取引受託業務等に関して禁錮以上の刑（外国において商品取引受託業務等に相当する業務に関してこれに相当する外国の法令による刑を含む。）若しくは法若しくはこれに相当する外国の法令の規定により罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、又は法の規定に基づく処分を受けたことのある職員の数、当該職員の氏名、生年月日、住所、所属する営業所の名称、所属する部署、職名及び外務員登録の有無並びに当該禁錮以上の刑若しくは当該罰金の刑に処せられ、又は当該処分を受けた年月日、理由及びその内容を記載した書面 - 日本法令外国語訳データベースシステム

Article 210 With regard to any property equivalent to the value of any money, Securities or other articles which have been deposited by a customer in association with Transactions on a Commodity Market for securing payment of liabilities arising from a Commodity Transactions Brokerage Business and any money, Securities or other articles in a customer's account (excluding those specified by an ordinance of the competent ministry; such money, Securities or other articles shall be referred to as "Customer Assets" in Article 304, Article 306, paragraph (1) and Article 311, paragraph (1)) (such property shall be referred to as "Property Subject to Preservation" in Article 269, paragraph (3), item (iii) and Article 309), a Futures Commission Merchant shall deposit such property with a Trust Company, etc. or deposit such property with a Consumer Protection Fund (which means a Consumer Protection Fund prescribed in Article 296) separately from the other property of the Futures Commission Merchant or take any other measures specified by an ordinance of the competent ministry, in order to preserve such property. 例文帳に追加

第二百十条　商品取引員は、商品取引受託業務により生じた債務の弁済を確保するため、商品市場における取引につき、委託者から預託を受けた金銭、有価証券その他の物及び委託者の計算に属する金銭、有価証券その他の物（主務省令で定めるものを除く。第三百四条、第三百六条第一項及び第三百十一条第一項において「委託者資産」という。）の価額に相当する財産（第二百六十九条第三項第三号及び第三百九条において「保全対象財産」という。）については、その保全のため、商品取引員のその他の財産から分離して信託会社等に信託すること、委託者保護基金（第二百九十六条に規定する委託者保護基金をいう。）に預託することその他の主務省令で定める措置を講じなければならない。 - 日本法令外国語訳データベースシステム

(3) With regard to the application of the provisions of Article 46, paragraph (1) and Article 47, paragraph (1), item (i) of the New Act to a person who is deemed to have obtained a License under the New Act pursuant to the provisions of paragraph (1), "in the following cases (in the cases set forth in item (ii) or item (iii) for a Futures Commission Merchant who obtained a license for Second Class Commodity Transactions Brokerage Business)" in Article 46, paragraph (1) of the New Act shall be deemed to be replaced with "in the cases set forth in item (ii) or item (iii)," and "matters set forth in Article 43, paragraph (1), item (i), item (i)-2 or item (iii) (matters set forth in item (i) or item (iii) of the same paragraph for a Futures Commission Merchant who obtained a license for Second Class Commodity Transactions Brokerage Business)" in Article 47, paragraph (1), item (i) of the New Act shall be deemed to be replaced with "matters set forth in Article 43, paragraph (1), item (i) or item (iii)," during the period from the effective date of this Act to the day on which said person has his/her license renewed as prescribed in Article 41, paragraph (4) of the New Act. 例文帳に追加

３　第一項の規定により新法の許可を受けたものとみなされた者に対する新法第四十六条第一項及び新法第四十七条第一項第一号の規定の適用については、この法律の施行の日からその者が新法第四十一条第四項の許可の更新を受けるまでの間は、新法第四十六条第一項中「次に掲げる場合（第二種商品取引受託業の許可を受けた商品取引員にあつては、第二号又は第三号に掲げる場合）」とあるのは「第二号又は第三号に掲げる場合」と、新法第四十七条第一項第一号中「第四十三条第一項第一号、第一号の二又は第三号に掲げる事項（第二種商品取引受託業の許可を受けた商品取引員にあつては、同項第一号又は第三号に掲げる事項）」とあるのは「第四十三条第一項第一号又は第三号に掲げる事項」とする。 - 日本法令外国語訳データベースシステム

With regard to any property equivalent to the value of any money, Securities or other articles which have been deposited by a customer in association with Transactions on a Commodity Market for securing payment of liabilities arising from a Business of Accepting Consignment of Commodity Transactions and any money, Securities or other articles in a customer's account (excluding those specified by an ordinance of the competent ministry; such money, Securities or other articles shall be referred to as "Customer Assets" in Article 304, Article 306, paragraph 1 and Article 311, paragraph 1) (such property shall be referred to as "Property Subject to Preservation" in Article 269, paragraph 3, item 3 and Article 309), a Futures Commission Merchant shall deposit such property with a Trust Company, etc. or deposit such property with a Consignor Protection Fund (which means a Consignor Protection Fund prescribed in Article 296) separately from the other property of the Futures Commission Merchant or take any other measures specified by an ordinance of the competent ministry, in order to preserve such property. 例文帳に追加

商品取引員は、商品取引受託業務により生じた債務の弁済を確保するため、商品市場における取引につき、委託者から預託を受けた金銭、有価証券その他の物及び委託者の計算に属する金銭、有価証券その他の物（主務省令で定めるものを除く。第三百四条、第三百六条第一項及び第三百十一条第一項において「委託者資産」という。）の価額に相当する財産（第二百六十九条第三項第三号及び第三百九条において「保全対象財産 Property Subject to Preservation」という。）については、その保全のため、商品取引員のその他の財産から分離して信託会社等に信託すること、委託者保護基金（第二百九十六条に規定する委託者保護基金をいう。）に預託することその他の主務省令で定める措置を講じなければならない。 - 経済産業省

(3) With regard to the application of the provisions of Article 46, paragraph 1 and Article 47, paragraph 1, item 1 of the New Act to a person who is deemed to have obtained a License under the New Act pursuant to the provisions of paragraph 1, "in the following cases (in the cases set forth in item 2 or item 3 for a Futures Commission Merchant who obtained a license for Second Class Business of Accepting Consignment of Commodity Transactions)" in Article 46, paragraph 1 of the New Act shall be deemed to be replaced with "in the cases set forth in item 2 or item 3," and "matters set forth in Article 43, paragraph 1, item 1, item 1-2 or item 3 (matters set forth in item 1 or item 3 of the same paragraph for a Futures Commission Merchant who obtained a license for Second Class Business of Accepting Consignment of Commodity Transactions)" in Article 47, paragraph 1, item 1 of the New Act shall be deemed to be replaced with "matters set forth in Article 43, paragraph 1, item 1 or item 3," during the period from the effective date of this Act to the day on which said person has his/her license renewed as prescribed in Article 41, paragraph 4 of the New Act. 例文帳に追加

３ 第一項の規定により新法の許可を受けたものとみなされた者に対する新法第四十六条第一項及び新法第四十七条第一項第一号の規定の適用については、この法律の施行の日からその者が新法第四十一条第四項の許可の更新を受けるまでの間は、新法第四十六条第一項中「次に掲げる場合（第二種商品取引受託業の許可を受けた商品取引員にあつては、第二号又は第三号に掲げる場合）」とあるのは「第二号又は第三号に掲げる場合」と、新法第四十七条第一項第一号中「第四十三条第一項第一号、第一号の二又は第三号に掲げる事項（第二種商品取引受託業の許可を受けた商品取引員にあつては、同項第一号又は第三号に掲げる事項）」とあるのは「第四十三条第一項第一号又は第三号に掲げる事項」とする。 - 経済産業省

(c) an Intermediary who accepted the consignment for intermediation of a consignment for transactions on a Commodity Market by an Intermediation Customer depositing customer margins based on the provisions of Article 179, paragraph 2 of the Act (which means an Intermediary prescribed in paragraph 1, item 1, (b) of the same Article; the same shall apply in (d)), or a Clearing Intermediary who has accepted a consignment for intermediation of a consignment for intermediation of Commodity Clearing Transactions from a customer who consigned the Clearing Intermediary who deposited customer margins based on the provisions of paragraph 2 of the same Article (which means a Clearing Intermediary prescribed in paragraph 1, item 2, (b) of the same Article; the same shall apply in (e)): cash and Securities equivalent to said customer margins; 例文帳に追加

ハ法第百七十九条第二項の規定に基づき委託証拠金を預託する取次委託者から商 品市場における取引の委託の取次ぎを受託した取次者（同条第一項第一号ロに規 定する取次者をいう。ニにおいて同じ。）又は同条第二項 の規定に基づき委託証拠 金を預託する清算取次者に対する委託者から商品清算取引の委託の取次ぎの委託の 取次ぎを受託した清算取次者（同条第一項第二号 ロに規定する清算取次者をいう。 ホにおいて同じ。） 当該委託証拠金に相当する金銭及び有価証券 - 経済産業省

(a) the amount equivalent to 0.003 percent of the transaction amounts of Transactions prescribed in Article 2, paragraph 8, item 1 of the Act (excluding transactions based on a person’s own account) in each business year (in cases where the amount of liability reserve for commodity trading that has already been accrued (in cases when a specific amount of money is used under the provisions of Article 221, paragraph 2 of the Act, the amount after deducting said amount; the same shall apply in the following item) is less than ten million yen, an amount equivalent to 0.003 percent of the amount calculated by dividing the amount deducted from the amount of said liability reserve for commodity trading and the amount set forth in (b), (c), and (d) from ten million yen by 0.006 percent [if said calculated amount exceeds the transaction amount total in said business year, then said transaction amount total in said business year] is added to said equivalent amount); 例文帳に追加

イ各事業年度における法第二条第八項第一号に規定する取引（自己の計算による 取引を除く。）の取引金額の十万分の三に相当する金額（既に積み立てられた商品 取引責任準備金の金額（法第二百二十一条第二項の規定により使用された金額が ある場合には、当該金額を控除した金額。次号において同じ。）が千万円に満たな い場合には、当該相当する金額に、千万円から当該商品取引責任準備金の金額、 ロ、ハ及びニに掲げる金額を控除した金額を十万分の六で除して計算した金額（当 該計算した金額が当該事業年度の取引金額を超える場合には、当該事業年度の当 該取引金額）の十万分の三に相当する金額を加算した金額） - 経済産業省

(3) In the cases referred to under the preceding two paragraphs, if the Subsidiary Business which a Futures Commission Merchant intends to engage in or the business of the juridical person over which a Futures Commission Merchant has a controlling interest prescribed in the preceding paragraph is a business of accepting consignment of transactions similar to Futures Transactions on a market of a foreign state which is equivalent to a Commodity Market or acting as an introducing broker, intermediary or agent for such transactions or any other business specified by an ordinance of the competent ministry, the Futures Commission Merchant shall submit to the competent minister a written notification stating any matters concerning the operation of said business which are likely to affect the status of the property of said Futures Commission Merchant, pursuant to the provisions of an ordinance of the competent ministry. The same shall apply when the Futures Commission Merchant intends to change the notified matters or when a change has occurred to the notified matters. 例文帳に追加

３　前二項の場合において、商品取引員が営もうとする兼業業務又は前項に規定する支配関係を持つている法人の業務が商品市場に相当する外国の市場において先物取引に類似する取引を行うことの委託を受け、又はその媒介、取次ぎ若しくは代理を引き受ける業務その他の主務省令で定める業務に該当するものであるときは、主務省令で定めるところにより、当該商品取引員の財産の状況に影響を及ぼすおそれがある当該業務の運営に関する事項を記載した届出書を主務大臣に提出しなければならない。その届け出た事項を変更しようとするとき、又はその届け出た事項に変更が生じたときも、同様とする。 - 日本法令外国語訳データベースシステム

(3) In the cases referred to under the preceding two paragraphs, if the Subsidiary Business which a Futures Commission Merchant intends to engage in or the business of the juridical person over which a Futures Commission Merchant has a controlling interest prescribed in the preceding paragraph is a business of accepting consignment of transactions similar to Futures Transactions on a market of a foreign state which is equivalent to a Commodity Market or acting as a mediator, intermediary or agent for such transactions or any other business specified by an ordinance of the competent ministry, the Futures Commission Merchant shall submit to the competent minister a written notice stating any matters concerning the operation of said business which are likely to affect the status of the property of said Futures Commission Merchant, pursuant to the provisions of an ordinance of the competent ministry. The same shall apply when the Futures Commission Merchant intends to change the notified matters or when a change has occurred to the notified matters. 例文帳に追加

３ 前二項の場合において、商品取引員が営もうとする兼業業務又は前項に規定する支配関係を持つている法人の業務が商品市場に相当する外国の市場において先物取引に類似する取引を行うことの委託を受け、又はその媒介、取次ぎ若しくは代理を引き受ける業務その他の主務省令で定める業務に該当するものであるときは、主務省令で定めるところにより、当該商品取引員の財産の状況に影響を及ぼすおそれがある当該業務の運営に関する事項を記載した届出書を主務大臣に提出しなければならない。その届け出た事項を変更しようとするとき、又はその届け出た事項に変更が生じたときも、同様とする。 - 経済産業省

The documents specified by an ordinance set forth in Article 145, paragraph 3 of the Act shall be as listed in the following (in case of documents certified by a public agency, limited to documents prepared within three months prior to the date of filing the application): (i) a document recording the reasons for the merger; (ii) a document specified as follows corresponding to each case: (a) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is a foreign national: a copy of the residence certificate, etc., the curriculum vitae of said officer, and a sworn, written statement by that person that such person is not subject to any of the provisions of Article 15, paragraph 2, item 1, (a) through (k) of the Act; (b) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is a juridical person: a certificate of the registered matters of said officer, a document stating the corporate development, and a sworn, written statement by that person that such person is not subject to the provisions of Article 15, paragraph 2, item 1, (l) of the Act; (c) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is neither a foreign national nor a juridical person: a copy of the residence certificate, etc., and the curriculum vitae of said officer; a certification issued by a public agency that such person is not subject to the provisions of Article 15, paragraph 2, item 1, (a) and (b) of the Act; and a sworn, written statement by that person that such person is not subject to any of the provisions of (c) through (k) of the same item; (iii) a document stating the name or trade name of a Member, etc., and the address of the principal office or head office of the Member, etc.; a sworn, written statement that the Member, etc. is subject to any of the provisions of Article 30, paragraph 1 of the Act for each Commodity Market where transactions are conducted, or a sworn, written statement that trading participants are subject to any of the provisions of (a) through (c) of Article 82, paragraph 1, item 1 of the Act, or any of the provisions of (a) through (c) of item 2 of the same paragraph by each Commodity Market where they conduct - 111 - transactions; a sworn, written statement that such person is not subject to any of the provisions of (a) through (l) of Article 15, paragraph 2, item 1 of the Act; and in the case where the Commodity Exchange specified in the application carries out settlement by the method set forth in Article 105, paragraph 1 of the Act on one or more Commodity Markets that the Commodity Exchange intends to open, a record pertaining to such person's net assets prepared according to Form No. 1 within 30 days prior to the date of application for approval; (iv) minutes of the general meeting of shareholders approving the merger (in the case of a Member Commodity Exchange, referring to the general meeting of Members prescribed in Article 144, paragraph 4, Article 144-2, paragraph 2, or Article 144-3, paragraph 4 of the Act; in the case of an Incorporated Commodity Exchange, referring to the general meeting of shareholders prescribed in Article 144-6, paragraph 1 and Article 144-13, paragraph 1 of the Act, and Article 783, paragraph 1, Article 795, paragraph 1, or Article 804, paragraph 1 of the Company Act) of each Commodity Exchange which carries out the merger, or another document certifying that the necessary procedures for the merger have been followed; (v) a document stating the status of the property, income and expenditure of each Commodity Exchange that carries out the merger (in the case of a Member Commodity Exchange, the settlement related statements, etc. of the preceding business year; in the case of an Incorporated Commodity Exchange, the financial documents, etc. of the preceding business year and detailed statements thereof); (vi) in the case where a public notice or demand (in cases where the public notice is made through an official gazette, a daily newspaper which publishes matters of current events, or an Electronic Public Notice pursuant to the provisions of Article 124, paragraph 3 or Article 144-10, paragraph 3 of the Act [including cases where it is applied mutatis mutandis pursuant to Article 144-17), or Article 789, paragraph 3; Article 799, paragraph 3; or Article 810, paragraph 3 of the Company Act, a public notice by such method) is made pursuant to the provisions of Article 124, paragraph 2 as applied mutatis mutandis pursuant to Article 144, paragraph 5; Article 144-2, paragraph 3; and Article 144-3, paragraph 5 of the Act, or Article 144-10, paragraph 2 of the Act (including cases where it is applied mutatis mutandis pursuant to Article 144-17 of the Act); Article 789, paragraph 2; Article 799, paragraph 2; or Article 810, paragraph 2 of the Company Act; and in cases where a creditor has made an objection, a document certifying that the liabilities have been paid or reasonable collateral has been provided to said creditor, reasonable property has been deposited for the purpose of repaying the liabilities to said creditor, or that said merger is not likely to harm said creditor; (vii) a document stating a method for business succession pertaining to transactions on a Commodity Market which has been opened by a Commodity Exchange dissolved as a result of a merger; (viii) a document stating the status of securing employees who have the knowledge and experience pertaining to the business of a Commodity Exchange and the status of the assignment of such employees (limited to a case where a Commodity Exchange subsequent to a merger becomes an Incorporated Commodity Exchange); (ix) a document stating the estimated transaction volume of Futures Transactions for one year after the merger on the Commodity Market which he/she seeks to open; (x) in the case of seeking to open a Commodity Market pertaining to a Listed - 113 - Commodity at the time of a merger, a document stating that it is appropriate to conduct transactions of Listed Commodity Component Products, etc. on a single Commodity Market; (xi) in the case of seeking to open a Commodity Market at the time of a merger by specifying two or more Commodity Indices as a single Listed Commodity Index, a document stating that the majority of the goods subject to said two or more Commodity Indices shall be common to one another. 例文帳に追加

法第百四十五条第三項の主務省令で定める書面は、次に掲げる書面（官公署が証明す る書面の場合には、認可の申請の日前三月以内に作成されたものに限る。）とする。 一合併の理由を記載した書面 二次に掲げる場合に応じ、それぞれ次に定める書面 イ合併後存続する商品取引所又は合併により設立される商品取引所の役員が外国 人である場合当該役員の住民票の写し等、履歴書及びその者が法第十五条第二 項第一号イからルまでのいずれにも該当しないことを誓約する書面 ロ合併後存続する商品取引所又は合併により設立される商品取引所の役員が法人 である場合当該役員の登記事項証明書、沿革を記載した書面及び法第十五条第 二項第一号ヲに該当しないことを誓約する書面 ハ合併後存続する商品取引所又は合併により設立される商品取引所の役員が外国 人又は法人でない場合当該役員の住民票の写し等、履歴書、その者が法第十五 条第二項第一号イ及びロに該当しない旨の官公署の証明書並びにその者が同号 ハからルまでのいずれにも該当しないことを誓約する書面 三会員等の氏名又は商号若しくは名称及び主たる事務所又は本店の所在地を記載した 書面、会員が取引をする商品市場ごとに法第三十条第一項各号のいずれかに該当す ることを誓約する書面又は取引参加者が取引をする商品市場ごとに法第八十二条第 一項第一号イからハまで若しくは同項第二号イからハまでのいずれかに該当する ことを誓約する書面、その者が法第十五条第二項第一号イからヲまでのいずれにも 該当しないことを誓約する書面並びに申請に係る商品取引所が開設しようとする一 以上の商品市場において法第百五条第一号に掲げる方法により決済を行う場合には 認可の申請の日前三十日以内に様式第一号により作成したその者の純資産額に関す る調書 四合併を行う各商品取引所の合併総会（会員商品取引所にあっては、法第百四十四条 第四項、第百四十四条の二第二項又は第百四十四条の三第四項の会員総会をいい、 株式会社商品取引所にあっては、法第百四十四条の六第一項、第百四十四条の十三 第一項、会社法第七百八十三条第一項、第七百九十五条第一項又は第八百四条第一 項の株主総会をいう。）の議事録その他必要な手続があったことを証する書面 五合併を行う各商品取引所の財産及び収支の状況を知ることができる書面（会員商品 取引所にあっては最終事業年度の決算関係書類等、株式会社商品取引所にあっては 最終事業年度の計算書類等及びその附属明細書）六法第百四十四条第五項、第百四十四条の二第三項及び第百四十四条の三第五項に おいて準用する法第百二十四条第二項、第百四十四条の十第二項（第百四十四条の 十七において準用する場合を含む。）、会社法第七百八十九条第二項 、第七百九十九 条第二項又は第八百十条第二項の規定による公告及び催告（第百二十四条第三項、 第百四十四条の十第三項（第百四十四条の十七において準用する場合を含む。）、会 社法第七百八十九条第三項、第七百九十九条第三項又は第八百十条第三項の規定に より公告を官報のほか時事に関する事項を掲載する日刊新聞紙又は電子公告によっ てした場合にあっては、これらの方法による公告）をしたこと並びに異議を述べた 債権者があるときは、当該債権者に対し弁済し若しくは相当の担保を提供し若しく は当該債権者に弁済を受けさせることを目的として相当の財産を信託したこと又は - 112 - 当該合併をしても当該債権者を害するおそれがないことを証する書面 七合併により消滅する商品取引所の開設している商品市場における取引に関する業務 の承継の方法を記載した書面 八商品取引所の業務に関する知識及び経験を有する従業員の確保の状況並びに当該従 業員の配置の状況を記載した書面（合併後の商品取引所が株式会社商品取引所であ る場合に限る。九開設しようとする商品市場における合併後一年間の先物取引の取引量の見込みを記 載した書面 十合併に際して上場商品に係る商品市場を開設しようとする場合にあっては、上場商 品構成物品を一の商品市場で取引をすることが適当である旨を明らかにすることが できる書面 十一合併に際して二以上の商品指数を一の上場商品指数として商品市場を開設しよう とする場合にあっては、当該二以上の商品指数の対象となる物品の大部分が共通し ていることを明らかにすることができる書面 - 経済産業省

(1) When a Commodity Exchange manages a clearing margin based on the provisions of Article 103, paragraph 4 of the Act, it shall manage such clearing margin separately from its private property and property other than a clearing margin for each classification listed in the following items and for each Member, etc.: (i) among the cases listed in Article 103, paragraph 1, item 1 of the Act, in the case where a Member, etc. carries out transactions on a Commodity Market on a person’s own account, the clearing margin deposited by said Member, etc. based - 62 - on the provisions of the same paragraph; (ii) among the cases listed in Article 103, paragraph 1, item 1 of the Act, in the case where a Member, etc. carries out transactions on a Commodity Market which he/she has been consigned by receiving the deposit of a customer margin, the clearing margin deposited by said Member, etc. based on the provisions of paragraph 1 of the same Article; (iii) in the cases listed in Article 103, paragraph 1, item 2 or item 4 of the Act, the clearing margin deposited by a customer or an Intermediation Customer based on the provisions of the same paragraph; (iv) in the cases listed in Article 103, paragraph 1, item 3 of the Act, the clearing margin deposited by an Intermediary based on the provisions of the same paragraph. 例文帳に追加

１ 商品取引所は、法第百三条第四項の規定に基づき取引証拠金を管理するときは、次の 各号に掲げる区分ごと、かつ、会員等ごとに、自己の固有財産その他の取引証拠金以外 の財産と分別して管理しなければならない。 一法第百三条第一項第一号に掲げる場合のうち会員等が自己の計算において商品市場 における取引を行うときに、同項の規定に基づき当該会員等から預託を受けた取引証拠金 二法第百三条第一項第一号に掲げる場合のうち会員等が受託した商品市場における取 引を同条第二項の規定に基づき委託証拠金の預託を受けて行うときに、同条第一項の 規定に基づき当該会員等から預託を受けた取引証拠金 三法第百三条第一項第二号又は第四号に掲げる場合に、同項の規定に基づき委託者又 は取次委託者から預託を受けた取引証拠金 四法第百三条第一項第三号に掲げる場合に、同項の規定に基づき取次者から預託を受 けた取引証拠金 - 経済産業省

(2) When a Commodity Exchange receives the deposit of clearing margins from a Member, etc. or an Intermediary pursuant to the provisions of Article 103, paragraph 1 of the Act (excluding the case where a Member, etc. carries out transactions on a Commodity Market on a person's own account), it shall recognize that a person specified in the following items has the right to claim the return for said clearing margin (limited to within the amount of the customer margin or intermediation margin which the person specified in said respective items has deposited), according to the classification listed in said respective items: (i) in the case where a Member, etc. has received the deposit of customer margins from a customer and deposited the clearing margins with a Commodity Exchange: said customer; (ii) in the case where a Member, etc. has received the deposit of a customer margin from an Intermediary (limited to those who have received the deposit of an intermediation margin from an Intermediation Customer) or an Intermediation Customer and deposited a clearing margin with a Commodity Exchange: said Intermediation Customer; (iii) in the case where an Intermediary has received the deposit of an intermediation margin from an Intermediation Customer and deposited a clearing margin with a Commodity Exchange: said Intermediation Customer. 例文帳に追加

２ 商品取引所は、法第百三条第一項の規定に基づき会員等又は取次者から取引証拠金の 預託を受けるとき（会員等が自己の計算において商品市場における取引を行う場合を除 く。）は、次の各号に掲げる場合の区分に応じ、当該各号に定める者が当該取引証拠金 （当該各号に定める者が預託した委託証拠金又は取次証拠金の額の範囲内に限る。）に 対する返還請求権を有するものとしなければならない。 一会員等が委託者から委託証拠金の預託を受けて商品取引所に取引証拠金を預託した 場合当該委託者 二 会員等が取次者（取次委託者から取次証拠金の預託を受けている者に限る。）又は 取次委託者から委託証拠金の預託を受けて商品取引所に取引証拠金を預託した場合 当該取次委託者 三取次者が取次委託者から取次証拠金の預託を受けて商品取引所に取引証拠金を預託 した場合当該取次委託者 - 経済産業省

(ii) a document that contains the name or trade name of a Member and the location of his/her principal office or head office, a sworn, written statement that such person falls under any of the items of Article 30, paragraph (1) of the Act for each Commodity Market where such person carries out transactions, a sworn, written statement that such person does not fall under any of the provisions of Article 15, paragraph (2), item (i) (a) to (l) of the Act, and in the case of completing settlement by the methods set forth in Article 105, item (i) of the Act on one or more Commodity Markets which a Member Commodity Exchange pertaining to the application intends to open, a record concerning the amount of the net assets of the person who prepared the written application according to Form No. 1 within 30 days prior to the date of filing the application for a permission; 例文帳に追加

二　会員の氏名又は商号若しくは名称及び主たる事務所又は本店の所在地を記載した書面、その者が取引をする商品市場ごとに法第三十条第一項各号のいずれかに該当することを誓約する書面、その者が法第十五条第二項第一号イからヲまでのいずれにも該当しないことを誓約する書面並びに申請に係る会員商品取引所が開設しようとする一以上の商品市場において法第百五条第一号に掲げる方法により決済を行う場合には許可の申請の日前三十日以内に様式第一号により作成したその者の純資産額に関する調書 - 日本法令外国語訳データベースシステム

(ii) when the notification of change is pertaining to a person who has newly become a Member, a document that contains the name or trade name of such person and the location of his/her principal office or head office, a sworn, written statement by that person that such person falls under any of the items of Article 30, paragraph (1) of the Act for each Commodity Market where such person carries out transactions, a sworn, written statement by that person that such person does not fall under any of the provisions of Article 15, paragraph (2), item (i) (a) to (l) of the Act, and in the case of completing settlement by the methods set forth in Article 105, item (i) of the Act on one or more Commodity Markets which the Member Commodity Exchange pertaining to the notification intends to open, a record concerning the amount of the net assets of the person who prepared the written notification according to Form No. 1 within 30 days prior to the day when such person became a Member; 例文帳に追加

二　変更の届出が新たに会員となった者に係るときは、その者の氏名又は商号若しくは名称及び主たる事務所又は本店の所在地を記載した書面、その者が取引をする商品市場ごとに法第三十条第一項各号のいずれかに該当することを誓約する書面、その者が法第十五条第二項第一号イからヲまでのいずれにも該当しないことを誓約する書面並びに届出に係る会員商品取引所が開設する一以上の商品市場において法第百五条第一号に掲げる方法により決済を行う場合には会員となった日前三十日以内に様式第一号により作成したその者の純資産額に関する調書 - 日本法令外国語訳データベースシステム

(ii) when the notification of change is pertaining to a person who has newly become a Trading Participant, a document stating the name or trade name of that person and the location of his/her principal office or head office, a sworn, written statement by that person that such person falls under any of the provisions of (a) through (c) of Article 82, paragraph (1), item (i) of the Act, or any of the provisions of (a) through (c) of item (ii) of the same paragraph for each Commodity Market where such person carries out transactions, a sworn, written statement by that person that such person does not fall under any of the provisions of Article 15, paragraph (2), item (i) (a) to (l) of the Act, and in the case of completing settlement by the methods set forth in Article 105, item (i) of the Act on one or more Commodity Markets which the Incorporated Commodity Exchange pertaining to the notification intends to open, a record concerning the amount of the net assets of the person who prepared the written notification according to Form No. 1 within 30 days prior to the day when that person became a Trading Participant; 例文帳に追加

二　変更の届出が新たに取引参加者となった者に係るときは、その者の氏名又は商号若しくは名称及び主たる事務所又は本店の所在地を記載した書面、その者が取引をする商品市場ごとに法第八十二条第一項第一号イからハまで又は同項第二号イからハまでのいずれかに該当することを誓約する書面、その者が法第十五条第二項第一号イからヲまでのいずれにも該当しないことを誓約する書面並びに届出に係る株式会社商品取引所が開設する一以上の商品市場において法第百五条第一号に掲げる方法により決済を行う場合には取引参加者となった日前三十日以内に様式第一号により作成したその者の純資産額に関する調書 - 日本法令外国語訳データベースシステム

(3) When a Member, etc. receives payment with regard to a special deposit for default pursuant to the provisions of the preceding paragraph, if the amount is still insufficient, the Member, etc. shall have the right to receive payment in preference over other creditors with regard to the special deposit for default for said Commodity Market deposited by other Members, etc., in accordance with the amount of such special deposit for default; provided, however, that this shall be limited within the scope of an amount that remains after deducting from such shortfall an amount obtained by multiplying such shortfall by the percentage of the amount of the special security amount for said Commodity Market deposited by the Member, etc. to the total amount of the special deposit for default for said Commodity Market deposited by Members, etc. other than the Member, etc. who is the counterparty to the transactions prescribed in the same paragraph. 例文帳に追加

３　会員等は、前項の規定により同項の特別担保金について弁済を受け、なお不足があるときは、他の会員等の当該商品市場についての特別担保金について、その特別担保金の額に応じて、他の債権者に先立つて弁済を受ける権利を有する。ただし、その不足する額に、その会員等の当該商品市場についての特別担保金の額の同項に規定する取引の相手方たる会員等以外の会員等の当該商品市場についての特別担保金の総額に対する割合を乗じて得た額をその不足する額から控除した残額の範囲内に限る。 - 日本法令外国語訳データベースシステム

(3) When a Member, etc. receives payment with regard to a special deposit for default pursuant to the provisions of the preceding paragraph, if the amount is still insufficient, the Member, etc. shall have the right to receive payment in preference over other creditors with regard to the special deposit for default for said Commodity Market deposited by other Members, etc., in accordance with the amount of such special deposit for default; provided, however, that this shall be limited within the scope of an amount that remains after deducting from such shortfall an amount obtained by multiplying such shortfall by the percentage of the amount of the special security amount for said Commodity Market deposited by the Member, etc. to the total amount of the special deposit for default for said Commodity Market deposited by Members, etc. other than the Member, etc. who is the counterparty to the transactions prescribed in the same paragraph. 例文帳に追加

３ 会員等は、前項の規定により同項の特別担保金について弁済を受け、なお不足があるときは、他の会員等の当該商品市場についての特別担保金について、その特別担保金の額に応じて、他の債権者に先立つて弁済を受ける権利を有する。ただし、その不足する額に、その会員等の当該商品市場についての特別担保金の額の同項に規定する取引の相手方たる会員等以外の会員等の当該商品市場についての特別担保金の総額に対する割合を乗じて得た額をその不足する額から控除した残額の範囲内に限る。 - 経済産業省

(1) When a Commodity Clearing Organization manages clearing margins based on the provisions of Article 103, paragraph 4 of the Act, as applied mutatis mutandis pursuant to Article 179, paragraph 5 of the Act, the clearing margins shall be managed separately from its own property and property other than that of the clearing margins, by the categories set forth in the following items, respectively, and by each Member, etc.:(i) in cases set forth in Article 179, paragraph 1, item 1, (a) of the Act, where a Member, etc. carries out transactions on a Commodity Market on his/her own account, the clearing margins deposited by said Member, etc. based on the provisions of the same paragraph; (ii) in cases set forth in Article 179, paragraph 1, item 1, (a) of the Act, where a Member, etc. carries out transactions on a Commodity Market for which the Member, etc. accepted a consignment by receiving a deposit of customer margins based on the provisions of paragraph 2 of the same Article, the clearing margins deposited by said Member, etc. based on the provisions of paragraph 1 of the same Article; (iii) in cases set forth in Article 179, paragraph 1, item 1, (b) or (d) of the Act, the clearing margins deposited by a customer or an Intermediation Customer based on the provisions of the same paragraph;(iv) in cases set forth in Article 179, paragraph 1, item 1, (c) of the Act, the clearing margins deposited by an Intermediary based on the provisions of the same paragraph; (v) in cases set forth in Article 179, paragraph 1, item 2, (a) of the Act, where a Member, etc. carries out transactions on a Commodity Market on his/her own account, the clearing margins (excluding the clearing margins described in the following item) deposited by said Member, etc. based on the provisions of the same paragraph; (vi) in cases set forth in Article 179, paragraph 1, item 2, (a) of the Act, where a Member, etc. carries out transactions on a Commodity Market for which the Member, etc. accepted a consignment by receiving a deposit of customer margins based on the provisions of paragraph 2 of the same Article, the clearing margins deposited by said Member, etc. based on the provisions of paragraph 1 of the same Article; (vii) in cases set forth in Article 179, paragraph 1, item 2, (b) or (d) of the Act, the clearing margins deposited by a Clearing Intermediation Customer or a customer who consigned a Clearing Intermediary based on the provisions of the same paragraph; (viii) in cases set forth in Article 179, paragraph 1, item 2 of the Act, the clearing margins deposited by a Clearing Intermediary based on the provisions of the same paragraph. 例文帳に追加

１ 商品取引清算機関は、法第百七十九条第五項において準用する法第百三条第四項の 規定に基づき取引証拠金を管理するときは、次の各号に掲げる区分ごと、かつ、会員等 ごとに、自己の固有財産その他の取引証拠金以外の財産と分別して管理しなければなら ない。一法第百七十九条第一項第一号イに掲げる場合のうち会員等が自己の計算において 商品市場における取引を行うときに、同項の規定に基づき当該会員等から預託を受 けた取引証拠金 二法第百七十九条第一項第一号イに掲げる場合のうち会員等が受託した商品市場に おける取引を同条第二項の規定に基づき委託証拠金の預託を受けて行うときに、同 条第一項の規定に基づき当該会員等から預託を受けた取引証拠金 三法第百七十九条第一項第一号ロ又はニに掲げる場合に、同項の規定に基づき委託 者又は取次委託者から預託を受けた取引証拠金 四法第百七十九条第一項第一号ハに掲げる場合に、同項の規定に基づき取次者から 預託を受けた取引証拠金 五法第百七十九条第一項第二号イに掲げる場合のうち会員等が自己の計算において 商品市場における取引を行うときに、同項の規定に基づき当該会員等から預託を受 けた取引証拠金（次号の取引証拠金を除く。）六法第百七十九条第一項第二号イに掲げる場合のうち会員等が受託した商品市場に おける取引を同条第二項の規定に基づき委託証拠金の預託を受けて行うときに、同 条第一項の規定に基づき当該会員等から預託を受けた取引証拠金 七法第百七十九条第一項第二号ロ又はニに掲げる場合に、同項の規定に基づき清算 取次委託者又は清算取次者に対する委託者から預託を受けた取引証拠金 八法第百七十九条第一項第二号ハに掲げる場合に、同項の規定に基づき清算取次者 から預託を受けた取引証拠金 - 経済産業省

(3) An indication of a measurement unit prescribed in Article 4, Article 5, Article 7, Article 8, Article 9, paragraph 1 or Article 10, paragraph 1 of the Old Act for Enforcement that has been stated on a document or affixed to a commodity or other objects on or before the effective date of the measurement unit prescribed in Article 3, Article 6, paragraph 1, or Article 10, paragraph 1 of the Old Act for Enforcement may be used for the purposes of transactions or certifications even after such effective date notwithstanding the provisions of Article 8, paragraph 1 of the New Act. 例文帳に追加

３　旧施行法第三条、第六条第一項、第九条第一項又は第十条第一項に規定する期日以前に、文書に記載し、又は商品その他の物件に付した旧施行法第四条、第五条、第七条、第八条、第九条第一項又は第十条第一項に規定する計量単位による表示は、新法第八条第一項の規定にかかわらず、取引又は証明に用いることができる。 - 日本法令外国語訳データベースシステム

(vii) cases where a settlement has been reached as a result of a Certified Dispute Resolution Procedure (which means the Certified Dispute Resolution Procedure prescribed in Article 2, item (iii) of the Act on Promotion of Use of Alternative Dispute Resolution [Act No. 151 of 2004]) carried out by a certified dispute resolution business operator (which means the certified dispute resolution business operator prescribed in Article 2, item (iv) of the same Act where the dispute pertaining to Commodity Transactions Brokerage Business falls within the scope of disputes prescribed in Article 6, item (i) of the same Act); 例文帳に追加

七　認証紛争解決事業者（裁判外紛争解決手続の利用の促進に関する法律（平成十六年法律第百五十一号）第二条第四号に規定する認証紛争解決事業者をいい、商品取引受託業務に係る紛争が裁判外紛争解決手続の利用の促進に関する法律第六条第一号に規定する紛争の範囲に含まれるものに限る。）が行う認証紛争解決手続（同法第二条第三号に規定する認証紛争解決手続をいう。）による和解が成立している場合 - 日本法令外国語訳データベースシステム

iii) Act of receiving property benefit provided under item (iii) of the preceding paragraph from a Futures Commission Merchant or a third party with regard to Transactions on a Commodity Market, etc. or having a third party receive such property benefit (limited to cases where such act is conducted based on the promise set forth in either of the preceding two items that is gained as a result of the request made by the customer him/herself or via a third party, or where such provision of property benefit is conducted as a result of the request made by the customer him/herself or via a third party 例文帳に追加

三　商品市場における取引等につき、商品取引員又は第三者から、前項第三号の提供に係る財産上の利益を受け、又は第三者に当該財産上の利益を受けさせる行為（前二号の約束による場合であつて当該約束が自己がし、又は第三者にさせた要求によるとき及び当該財産上の利益の提供が自己がし、又は第三者にさせた要求による場合に限る。） - 日本法令外国語訳データベースシステム

(3) In the case where the competent minister ordered the suspension of a Commodity Transactions Brokerage Business pursuant to the provisions of the preceding paragraph, if he/she finds that the Net Assets Regulation Ratio of said Futures Commission Merchant on the day when three months have elapsed from the day of such order continues to be below 100 percent and that the status of the Net Assets Regulation Ratio of said Futures Commission Merchant is not likely to recover, he/she may rescind the license under Article 190, paragraph (1) of said Futures Commission Merchant. 例文帳に追加

３　主務大臣は、前項の規定により商品取引受託業務の停止を命じた場合において、その日から三月を経過した日における当該商品取引員の純資産額規制比率が引き続き百パーセントを下回り、かつ、当該商品取引員の純資産額規制比率の状況が回復する見込みがないと認められるときは、当該商品取引員の第百九十条第一項の許可を取り消すことができる。 - 日本法令外国語訳データベースシステム

Article 253 An Association shall stipulate in its articles of incorporation that in the event an Association Member violates this Act, an order based on this Act or a disposition by the competent minister based on this Act or the articles of incorporation or other rules of an Association or a Commodity Exchange or commits an act in contrary to the fair and equitable principles of transactions, it will impose a fine for default on said Association Member or order suspension or restriction of the rights of the Association Member prescribed in the articles of incorporation or expel said Association Member pursuant to the provisions of the sanction rules. 例文帳に追加

第二百五十三条　協会は、その定款において、協会員が、この法律、この法律に基づく命令若しくはこの法律に基づいてする主務大臣の処分若しくは当該協会の定款、紛争処理規程その他の規則に違反し、又は取引の信義則に背反する行為をしたときは、制裁規程の定めるところにより、当該協会員に対し、過怠金を課し、若しくは定款の定める協会員の権利の停止若しくは制限を命じ、又は当該協会員を除名する旨を定めなければならない。 - 日本法令外国語訳データベースシステム

An Association shall stipulate in its articles of incorporation that in the event an Association Member violates this Act, an order based on this Act or a disposition by the competent minister based on this Act or the articles of incorporation or other rules of an Association or a Commodity Exchange or commits an act in contrary to the fair and equitable principles of transactions, it will impose a fine for default on said Association Member or order suspension or restriction of the rights of the Association Member prescribed in the articles of incorporation or expel said Association Member pursuant to the provisions of the sanction rules. 例文帳に追加

協会は、その定款において、協会員が、この法律、この法律に基づく命令若しくはこの法律に基づいてする主務大臣の処分若しくは当該協会の定款、紛争処理規程その他の規則に違反し、又は取引の信義則に背反する行為をしたときは、制裁規程の定めるところにより、当該協会員に対し、過怠金を課し、若しくは定款の定める協会員の権利の停止若しくは制限を命じ、又は当該協会員を除名する旨を定めなければならない。 - 経済産業省

(A) Trade name of the futures commission merchant; (B) The fact that the merchant is a futures commission merchant; (C) The breakdown and total amount of consideration payable by customers under whatever titles including but not limited to commission, remuneration and expenses in connection with the consignment contract or, alternatively, the maximum amounts thereof, or the outline of their calculation method (if it is impossible to indicate them, that fact and the reasons thereof); (D) In the case of transactions which require the customers to deposit a clearing margin, etc., the amount thereof and its calculation method; (E) If the transaction amount under the consignment contract is significantly larger than that of the clearing margin, etc. to be deposited by customers for the transaction, that fact, and the ratio of such transaction amount to such clearing margin, etc. (if such calculation is impossible, that fact and the reasons thereof); (F) The fact that transactions under the consignment contract involve a risk of loss incurred by customers due to the fluctuations in the commodity market and, furthermore, that the amount of such loss may exceed that of the clearing margin, etc., and the reasons thereof; and (G) If the futures commission merchant is a member of the Commodity Futures Association of Japan, that fact and the name of the specific association. 例文帳に追加

①商品取引員の商号②商品取引員である旨③手数料、報酬、費用その他いかなる名称によるかを問わず、受託契約に関して顧客が支払うべき対価の種類ごとの金額若しくはその上限額又はこれらの計算方法の概要及び当該金額の合計額若しくはその上限額又はこれらの計算方法の概要（これらの表示をすることができない場合にあっては、その旨及びその理由）④受託契約に関して顧客が預託すべき取引証拠金等がある場合にあっては、その額又は計算方法⑤受託契約に基づく取引が、当該取引について顧客が預託すべき取引証拠金等の額に比して著しく大きい旨及び当該取引の額の当該取引証拠金等の額に対する比率（当該比率を算出することができない場合にあっては、その旨及び理由）⑥商品市場における相場の変動により受託契約に基づく取引について顧客に損失が生ずることとなるおそれがあり、かつ、当該損失の額が取引証拠金等の額を上回ることとなるおそれがある旨及びその理由⑦商品取引員が商品先物取引協会に加入している場合にあっては、その旨及び当該商品先物取引協会の名称 - 経済産業省

(3) A person who has been granted the trading qualification by a Commodity Exchange based on the provisions of paragraph (1) shall be deemed to be a Member, etc. within the scope of the purpose prescribed in the same paragraph with regard to application of the provisions of Article 101, paragraphs (1) to (4) inclusive, Article 103, Article 104, paragraphs (3) and (4), Article 108, paragraph (1), Articles 113 to 115 inclusive, Article 118, Article 157, Article 159, paragraph (1), Article 160, paragraph (1), Article 165, Article 179 and Article 188. In this case, the phrase "withdrawn from" in Article 113, paragraph (1) (including the case of its application mutatis mutandis pursuant to Article 114 and Article 188) shall be deemed to be replaced with "lost the qualification to carry out transactions on" and the phrase "expulsion of" in Article 160, paragraph (1) and Article 165 shall be deemed to be replaced with "rescission of the qualification to carry out transactions of." 例文帳に追加

３　第一項の規定に基づき商品取引所により取引資格を与えられた者は、同項に規定する目的の範囲内において、第百一条第一項から第四項まで、第百三条、第百四条第三項及び第四項、第百八条第一項、第百十三条から第百十五条まで、第百十八条、第百五十七条、第百五十九条第一項、第百六十条第一項、第百六十五条、第百七十九条並びに第百八十八条の規定の適用については、会員等とみなす。この場合において、第百十三条第一項（第百十四条及び第百八十八条において準用する場合を含む。）中「から脱退した」とあるのは「において取引をすることができる資格を喪失した」と、第百六十条第一項及び第百六十五条中「の除名」とあるのは「の取引をすることができる資格の取消し」とする。 - 日本法令外国語訳データベースシステム

(2) Money and securities deposited with a Commodity Exchange pursuant to the provisions of the preceding paragraph shall be deemed to be clearing margins which are deposited pursuant to the provisions of Article 103, paragraph (1) of the New Act (limited to those to be deposited by a customer set forth in item (ii) of the same paragraph in the case set forth in the same item) with regard to transactions whose settlement is made by the method set forth in the Article 105, item (i) of the New Act, and as clearing margins which are deposited pursuant to the provisions of Article 179, paragraph (1) of the New Act (limited to those, in the case set forth in item (i) of the same paragraph, to be deposited by a customer set forth in (b) of the same item in the case set forth in (b) of the same item, and to those, in the case set forth in item (ii) of the same paragraph, to be deposited by a clearing intermediation customer set forth in (b) of the same item in the case set forth in (b) of the same item) with regard to transactions whose settlement is made by the method set forth in Article 105, item (ii) of the New Act. 例文帳に追加

２　前項の規定により商品取引所に預託された金銭及び有価証券は、新法第百五条第一号に掲げる方法により決済が行われる取引についてのものにあっては新法第百三条第一項の規定により預託されている取引証拠金（同項第二号に掲げる場合において同号の委託者が預託すべきものに限る。）と、新法第百五条第二号に掲げる方法により決済が行われる取引についてのものにあっては新法第百七十九条第一項の規定により預託されている取引証拠金（同項第一号に掲げる場合にあっては同号ロに掲げる場合において同号ロの委託者が預託すべきものに、同項第二号に掲げる場合にあっては同号ロに掲げる場合において同号ロの清算取次委託者が預託すべきものに限る。）とみなす。 - 日本法令外国語訳データベースシステム

(3) A person who has been granted the trading qualification by a Commodity Exchange based on the provisions of paragraph 1 shall be deemed to be a Member, etc. within the scope of the purpose prescribed in the same paragraph with regard to application of the provisions of Article 101, paragraphs 1 to 4 inclusive, Article 103, Article 104, paragraphs 3 and 4, Article 108, paragraph 1, Articles 113 to 115 inclusive, Article 118, Article 157, Article 159, paragraph 1, Article 160, paragraph 1, Article 165, Article 179 and Article 188. In this case, the phrase "withdrawn from" in Article 113, paragraph 1 (including the case of its application mutatis mutandis pursuant to Article 114 and Article 188) shall be deemed to be replaced with "lost the qualification to carry out transactions on" and the phrase "expulsion of" in Article 160, paragraph 1 and Article 165 shall be deemed to be replaced with "rescission of the qualification to carry out transactions of." 例文帳に追加

３ 第一項の規定に基づき商品取引所により取引資格を与えられた者は、同項に規定する目的の範囲内において、第百一条第一項から第四項まで、第百三条、第百四条第三項及び第四項、第百八条第一項、第百十三条から第百十五条まで、第百十八条、第百五十七条、第百五十九条第一項、第百六十条第一項、第百六十五条、第百七十九条並びに第百八十八条の規定の適用については、会員等とみなす。この場合において、第百十三条第一項（第百十四条及び第百八十八条において準用する場合を含む。）中「から脱退した」とあるのは「において取引をすることができる資格を喪失した」と、第百六十条第一項及び第百六十五条中「の除名」とあるのは「の取引をすることができる資格の取消し」とする。 - 経済産業省

(2) Money and securities deposited with a Commodity Exchange pursuant to the provisions of the preceding paragraph shall be deemed to be clearing margins which are deposited pursuant to the provisions of Article 103, paragraph 1 of the New Act (limited to those to be deposited by a customer set forth in item 2 of the same paragraph in the case set forth in the same item) with regard to transactions whose settlement is made by the method set forth in the Article 105, item 1 of the New Act, and as clearing margins which are deposited pursuant to the provisions of Article 179, paragraph 1 of the New Act (limited to those, in the case set forth in item 1 of the same paragraph, to be deposited by a customer set forth in (b) of the same item in the case set forth in (b) of the same item, and to those, in the case set forth in item 2 of the same paragraph, to be deposited by a clearing intermediation customer set forth in (b) of the same item in the case set forth in (b) of the same item) with regard to transactions whose settlement is made by the method set forth in Article 105, item 2 of the New Act. 例文帳に追加

２ 前項の規定により商品取引所に預託された金銭及び有価証券は、新法第百五条第一号に掲げる方法により決済が行われる取引についてのものにあっては新法第百三条第一項の規定により預託されている取引証拠金（同項第二号に掲げる場合において同号の委託者が預託すべきものに限る。）と、新法第百五条第二号に掲げる方法により決済が行われる取引についてのものにあっては新法第百七十九条第一項の規定により預託されている取引証拠金（同項第一号に掲げる場合にあっては同号ロに掲げる場合において同号ロの委託者が預託すべきものに、同項第二号に掲げる場合にあっては同号ロに掲げる場合において同号ロの清算取次委託者が預託すべきものに限る。）とみなす。 - 経済産業省

Article 265 (1) In the case where an Association has violated this Act, an order based on this Act or a disposition by the competent minister based on this Act or its articles of incorporation or other rules (hereinafter referred to as "This Act, etc." in this Article) or, in the case where, regardless of the fact that an Association Member has violated This Act, etc., said Association has failed to exercise its powers recognized pursuant to this Act, an order based on this Act or its articles of incorporation or has failed to take any other necessary measures for having said Association Member observe this Act, etc., if the competent minister finds it necessary and appropriate for achieving fair and smooth brokerage of Transactions on a Commodity Market, etc. or for protecting customers, he/she may rescind the approval of the establishment of said Association, order the suspension of the whole or a part of its business for a fixed period not exceeding one year, order the prohibition of a part of its business or order the dismissal of its officer. 例文帳に追加

第二百六十五条　主務大臣は、協会がこの法律、この法律に基づく命令若しくはこの法律に基づいてする主務大臣の処分若しくは定款その他の規則（以下この条において「この法律等」という。）に違反した場合又は協会員がこの法律等に違反する行為をしたにもかかわらず、当該協会員に対しこの法律等を遵守させるために当該協会がこの法律、この法律に基づく命令若しくは当該定款により認められた権能の行使その他必要な措置をすることを怠つた場合において、商品市場における取引等の受託を公正かつ円滑ならしめ、又は委託者を保護するため必要かつ適当であると認めるときは、その設立の認可を取り消し、一年以内の期間を定めてその業務の全部若しくは一部の停止を命じ、その業務の一部の禁止を命じ、又はその役員の解任を命ずることができる。 - 日本法令外国語訳データベースシステム

(1) In the case where an Association has violated this Act, an order based on this Act or a disposition by the competent minister based on this Act or its articles of incorporation or other rules (hereinafter referred to as "This Act, etc." in this Article) or, in the case where, regardless of the fact that an Association Member has violated This Act, etc., said Association has failed to exercise its powers recognized pursuant to this Act, an order based on this Act or its articles of incorporation or has failed to take any other necessary measures for having said Association Member observe this Act, etc., if the competent minister finds it necessary and appropriate for achieving fair and smooth acceptance of the consignment of Transactions on a Commodity Market, etc. or for protecting customers, he/she may rescind the approval of the establishment of said Association, order the suspension of the whole or a part of its business for a fixed period not exceeding one year, order the prohibition of a part of its business or order the dismissal of its officer. 例文帳に追加

１ 主務大臣は、協会がこの法律、この法律に基づく命令若しくはこの法律に基づいてする主務大臣の処分若しくは定款その他の規則（以下この条において「この法律等」という。）に違反した場合又は協会員がこの法律等に違反する行為をしたにもかかわらず、当該協会員に対しこの法律等を遵守させるために当該協会がこの法律、この法律に基づく命令若しくは当該定款により認められた権能の行使その他必要な措置をすることを怠つた場合において、商品市場における取引等の受託を公正かつ円滑ならしめ、又は委託者を保護するため必要かつ適当であると認めるときは、その設立の認可を取り消し、一年以内の期間を定めてその業務の全部若しくは一部の停止を命じ、その業務の一部の禁止を命じ、又はその役員の解任を命ずることができる。 - 経済産業省

Article 5 With regard to transactions which have not yet been settled by the Effective Date, when the amount of cash and the value of Securities deposited as Customer Margins pursuant to the provisions of Article 97, paragraph (1) of the Commodity Exchange Act prior to the amendments by the Revised Act exceeds the amount of cash and value of Securities that shall be deposited with an Intermediary (which means an Intermediary prescribed in Article 103, paragraph (1), item (ii), or Article 179, paragraph (1), item (i), (b) of the New Act), a Customer (which means a Customer prescribed in Article 103, paragraph (1), item (ii), or Article 179, paragraph (1), item (i), (b) of the same Act), an Intermediation Customer (which means an Intermediation Customer prescribed in Article 103, paragraph (1), item (iv), or Article 179, paragraph (1), item (i), (d) of the same Act), a Clearing Intermediary (a Clearing Intermediary prescribed in the same paragraph, item (ii), (b)); a Clearing Intermediation Customer (which means a Clearing Intermediation Customer prescribed in the same item, (b)), or a Customer of the Clearing Intermediary (which means a Customer of the Clearing Intermediary prescribed in the same item, (d)) of said transaction, pursuant to the provisions of Article 103, paragraph (1) or Article 179, paragraph (1) of the New Act, cash and Securities specified by an ordinance of the competent ministry set forth in Article 13, paragraph (1) of the Supplementary Provisions of the Revised Act shall be cash and Securities corresponding to such excess portion. 例文帳に追加

第五条　改正法附則第十三条第一項の主務省令で定めるものは、施行日までにその決済を結了していない取引について、改正法による改正前の商品取引所法第九十七条第一項の規定により委託証拠金として預託を受けている金銭及び有価証券の価額が新法第百三条第一項又は第百七十九条第一項の規定により当該取引の取次者（新法第百三条第一項第二号又は第百七十九条第一項第一号ロに規定する取次者をいう。）、委託者（同法第百三条第一項第二号又は第百七十九条第一項第一号ロに規定する委託者をいう。）、取次委託者（同法第百三条第一項第四号又は第百七十九条第一項第一号ニに規定する取次委託者をいう。）、清算取次者（同項第二号ロに規定する清算取次者をいう。）、清算取次委託者（同号ロに規定する清算取次委託者をいう。）又は清算取次者に対する委託者（同号ニに規定する清算取次者に対する委託者をいう。）が取引証拠金として預託すべき金銭及び有価証券の価額を超える場合にあっては、当該超える部分に相当する金銭及び有価証券とする。 - 日本法令外国語訳データベースシステム

With regard to transactions which have not yet been settled by the Effective Date, when the amount of cash and the value of Securities deposited as Customer Margins pursuant to the provisions of Article 97, paragraph 1 of the Commodity Exchange Act prior to the amendments by the Revised Act exceeds the amount of cash and value of Securities that shall be deposited with an intermediary of said transaction (an intermediary prescribed in Article 103, paragraph 1, item 2, or Article 179, paragraph 1, item 1, (b) of the New Act); customers (customers prescribed in Article 103, paragraph 1, item 2, or Article 179, paragraph 1, item 1, (b) of the same Act); an Intermediation Customer (an intermediation customer prescribed in Article 103, paragraph 1, item 4, or Article 179, paragraph 1, item 1, (d) of the same Act); a Clearing Intermediary (a clearing intermediary prescribed in the same paragraph, item 2, (b)); a Clearing Intermediation Customer (a clearing intermediation customer prescribed in the same item, (b)); or a customer who consigned to a Clearing Intermediary (a customer who consigned to a clearing intermediary prescribed in the same item, (d)), pursuant to the provisions of Article 103, paragraph 1 or Article 179, paragraph 1 of the New Act, cash and Securities specified by an ordinance of the competent ministry set forth in Article 13, paragraph 1 of the Supplementary Provisions of the Revised Act shall be cash and Securities corresponding to such excess portion. 例文帳に追加

改正法附則第十三条第一項の主務省令で定めるものは、施行日までにその決済を結了し ていない取引について、改正法による改正前の商品取引所法第九十七条第一項の規定によ り委託証拠金として預託を受けている金銭及び有価証券の価額が新法第百三条第一項又は - 262 - 第百七十九条第一項の規定により当該取引の取次者（新法第百三条第一項第二号又は第百 七十九条第一項第一号ロに規定する取次者をいう。）、委託者（同法第百三条第一項第二号 又は第百七十九条第一項第一号ロに規定する委託者をいう。）、取次委託者（同法第百三条 第一項第四号又は第百七十九条第一項第一号ニに規定する取次委託者をいう。）、清算取次 者（同項第二号ロに規定する清算取次者をいう。）、清算取次委託者（同号ロに規定する清 算取次委託者をいう。）又は清算取次者に対する委託者（同号ニに規定する清算取次者に 対する委託者をいう。）が取引証拠金として預託すべき金銭及び有価証券の価額を超える 場合にあっては、当該超える部分に相当する金銭及び有価証券とする。 - 経済産業省