「customer's market」に関連した英語例文の一覧と使い方(4ページ目) - Weblio英語例文検索

b) When a Member, etc. carries out Transactions on a Commodity Market which the Member, etc. brokers (excluding those which the Member, etc. brokers for a person acting as an intermediary for consignment of such transactions [hereinafter referred to as an "Intermediary" in this Article]) (excluding the case set forth in (a)) : Customer of said transactions (a person who consigned Transactions on a Commodity Market to the Member, etc. and who is not an Intermediary; the same shall apply in the following paragraph 例文帳に追加

ロ　会員等がその受託した商品市場における取引（その委託の取次ぎを受託した者（以下この条において「取次者」という。）から受託したものを除く。）を行う場合（イに掲げる場合を除く。）　当該取引の委託者（会員等に対して商品市場における取引を委託した者であつて取次者でないものをいう。次項において同じ。） - 日本法令外国語訳データベースシステム

Firstly, in order to create reliable and vibrant markets, it is necessary to put in place a market infrastructure that enhances diversity in financial services and raises customer benefits while ensuring fairness and transparency. In such markets, which can meet the various needs of domestic and foreign investors and fund raisers, market participants can engage in transactions with a sense of security. 例文帳に追加

第一に、信頼と活力のある市場を構築していくためには、市場参加者が安心して取引を行うとともに内外の投資者や資金調達者等の多様なニーズに応えることができるよう、公正性・透明性を確保しつつ、多様性・利便性を高める市場インフラを整備することが必要である。 - 金融庁

With respect to securities companies (type I financial instruments business operators), from the perspective of ensuring investor protection and market fairness and transparency, the regulation and supervision of securities companies is, in principle, on a non-consolidated basis. This is intended to ensure the appropriateness of business operations as market intermediaries and the proper management of customer assets (see Note). 例文帳に追加

証券会社（第一種金融商品取引業者）については、投資者保護及び市場の公正性・透明性を確保する観点から、市場仲介者としての業務運営の適切性の確保や顧客資産の適正管理等を図るために必要なものとして、証券会社自身に対する単体ベースの規制・監督が基本となっている（注）。 - 金融庁

In cases where a market derivatives business operator receives a deposit of money from a customer for currency-related market derivatives transactions, etc. (referring to the activities specified in Article 143(3)(i) and (iii) of the FIB Cabinet Office Ordinance; the same shall apply hereafter), since such an action constitutes securities, etc. management business, it should be kept in mind that the business operator needs to register as a Type I financial instruments business. 例文帳に追加

なお、市場デリバティブ取引業者が、通貨関連市場デリバティブ取引等（金商業等府令第143条第３項第１号及び第３号に掲げる行為をいう。以下同じ。）に関し顧客から金銭の預託を受ける場合には、当該行為が有価証券等管理業務に該当するため、第一種金融商品取引業の登録が必要であることに留意する。 - 金融庁

When supervisors have recognized an issue of supervisory concern regarding a market derivatives business operator’s control environment for customer solicitation and explanations, through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the market derivatives business operator by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA. 例文帳に追加

日常の監督事務や、事故届出等を通じて把握された市場デリバティブ取引業者の勧誘・説明態勢に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、市場デリバティブ取引業者における自主的な業務改善状況を把握することとする。 - 金融庁

(5) A person who has consigned Transactions on a Commodity Market to a Member, etc. who is a Futures Commission Merchant (referred to as a "Transaction Customer" in the following paragraph and Article 108, paragraph 2) shall, with regard to the guarantee funds of the Member, etc. for said Commodity Market, have the right to receive payment for the claims arising from such consignment in preference over other creditors. 例文帳に追加

５ 商品取引員である会員等に対して商品市場における取引を委託した者（次項及び第百八条第二項において「取引委託者」という。）は、その委託により生じた債権に関し、当該商品市場についての当該会員等.の信認金について、他の債権者に先立つて弁済を受ける権利を有する。 - 経済産業省

(ii) When a Member, etc. carries out Transactions on a Commodity Market for which the Member, etc. has accepted consignment (excluding those for which the Member, etc. has accepted consignment from a person acting as an intermediary for the consignment of such transactions [hereinafter referred to as an "Intermediary" in this Article]) (excluding the case set forth in the preceding item) Customer of said transactions (a person who consigned Transactions on a Commodity Market to the Member, etc. and who is not an Intermediary; the same shall apply in the following paragraph) 例文帳に追加

二会員等がその受託した商品市場における取引（その委託の取次ぎを受託した者（以下この条において「取次者」という。）から受託したものを除く。）を行う場合（前号に掲げる場合を除く。） 当該取引の委託者（会員等に対して商品市場における取引を委託した者であつて取次者でないものをいう。次項において同じ。） - 経済産業省

(5) The Securities prescribed in Article 101, paragraph 3 or a warehouse receipt proving retention of a Listed Commodity of a Commodity Market opened by said Commodity Exchange or another Commodity Exchange which can be made subject to delivery for settling Transactions on said Commodity Market may be allocated for the clearing margin under paragraph 1, the customer margin under paragraph 2 and the intermediation margin under paragraph 3. 例文帳に追加

５ 第一項の取引証拠金、第二項の委託証拠金及び第三項の取次証拠金は、第百一条第三項に規定する有価証券又は当該商品取引所若しくは他の商品取引所の開設する商品市場における取引の決済のため受渡しの目的物とすることができる当該商品市場の上場商品の保管を証する倉荷証券をもつて、これに充てることができる。 - 経済産業省

(b) When a Member, etc. carries out Transactions on a Commodity Market for which the Member, etc. has accepted consignment (excluding those for which the Member, etc. has accepted consignment from a person acting as an intermediary for consignment of such transactions [hereinafter referred to as an "Intermediary" in this Article]) (excluding the case set forth in (a)) Customer of said transactions (a person who consigned Transactions on a Commodity Market to the Member, etc. and who is not an Intermediary; the same shall apply in the following paragraph) 例文帳に追加

ロ 会員等がその受託した商品市場における取引（その委託の取次ぎを受託した者（以下この条において「取次者」という。）から受託したものを除く。）を行う場合（イに掲げる場合を除く。） 当該取引の委託者（会員等に対して商品市場における取引を委託した者であつて取次者でないものをいう。次項において同じ。） - 経済産業省

8. With regard to items to be recorded (except for the date of record, name of customer, name of Commodity Exchange, Type of Listed Commodity or Listed Commodity Index, expiration month, date of contract, and session or time), such amount shall be recorded by each open contract, by customer (by each customer and distinction of existence or non-existence of replacement, or by Deposit Deferral), and by each of all of the above for all customers; provided, however, that with regard to unsecured Mark-to-Market profit and loss amounts, amount of deposited margin, accounts receivable from a customer, unsecured accounts receivable from a customer, total amount of required amount of clearing margin, and additional margin of such related details, amount exceeding deposited margin or amount of claim for shortage, maintenance account for the clearing margin, Mark-to-Market applicable reserve, free margin, deposit amount declared to a Commodity Exchange or Commodity Clearing Organization, deduction amount against allocations, and amount scheduled to be refunded, it is not necessary to record such amounts individually by open contract. 例文帳に追加

八　記載事項（帳簿の作成日、委託者名、商品取引所名、上場商品又は上場商品指数の種類、限月、約定年月日及び場節又は時間を除く。）については、個々の建玉、委託者（一人ずつ及び差換の有無又は預託猶予の別ごと）及び全ての委託者ごとにその額を記載すること。ただし、無担保値洗損金通算額、預り証拠金額、委託者未収金、無担保委託者未収金、取引証拠金預託必要額の合計額及びその内訳中追証拠金、預り証拠金余剰額又は不足請求額、取引証拠金維持額、値洗充当可能額、余剰証拠金、商品取引所又は商品取引清算機関に対する預託申告額、充当控除額並びに返還予定額については、個々の建玉ごとにその額を記載することを要しない。 - 日本法令外国語訳データベースシステム

(3) A public notice pursuant to the provisions of Article 197, paragraph (3) of the Act and a display at the business office of the Futures Commission Merchant shall indicate the method of completion of transactions on a Commodity Market on customer's accounts as prescribed in paragraph (5) of the same Article, and the method of returning property deposited by customers with regard to Commodity Transactions Brokerage Business and property which is held by said Futures Commission Merchant on customer's accounts. 例文帳に追加

３　法第百九十七条第三項の規定による公告及び営業所での掲示には、同条第五項に規定する委託者の計算による商品市場における取引の結了の方法並びに商品取引受託業務に関し委託者から預託を受けた財産及びその計算において当該商品取引員が占有する財産の返還の方法を示すものとする。 - 日本法令外国語訳データベースシステム

Article 120 (1) When an application for mediation has been filed by a Member, etc., Futures Commission Merchant or customer who is a party concerned with regard to a dispute that has occurred between Members, etc., between Futures Commission Merchants or between a Futures Commission Merchant and a customer concerning Transactions on a Commodity Market of a Commodity Exchange, said Commodity Exchange shall conduct mediation pursuant to the provisions of its dispute resolution rules. 例文帳に追加

第百二十条　商品取引所は、当該商品取引所の商品市場における取引に関して会員等の間、商品取引員の間又は商品取引員と委託者との間に生じた紛争について当事者である会員等、商品取引員又は委託者から仲介の申出があつたときは、紛争処理規程で定めるところにより、仲介を行うものとする。 - 日本法令外国語訳データベースシステム

iii) Accepting the consignment of a Transaction on a Commodity Market, etc. without receiving instructions from the customer with regard to the volume, the amount of consideration or the Contract Price, etc. or any other matters specified by an ordinance of the competent ministry (excluding those specified by an ordinance of the competent ministry to be matters that are not lacking in protecting the customer or that are not likely to harm the fairness of transactions 例文帳に追加

三　商品市場における取引等につき、数量、対価の額又は約定価格等その他の主務省令で定める事項についての顧客の指示を受けないでその委託を受けること（委託者の保護に欠け、又は取引の公正を害するおそれのないものとして主務省令で定めるものを除く。）。 - 日本法令外国語訳データベースシステム

Article 218 (1) When a Futures Commission Merchant intends to conclude a Brokerage Contract, if the customer is a person other than the persons specified by an ordinance of the competent ministry as those having expert knowledge and experience of Transactions on a Commodity Market, the Futures Commission Merchant shall explain the matters set forth in the respective items of paragraph (1) of the preceding paragraph to said customer in advance pursuant to the provisions of an ordinance of the competent ministry. 例文帳に追加

第二百十八条　商品取引員は、受託契約を締結しようとする場合において、顧客が商品市場における取引に関する専門的知識及び経験を有する者として主務省令で定める者以外の者であるときは、主務省令で定めるところにより、あらかじめ、当該顧客に対し、前条第一項各号に掲げる事項について説明をしなければならない。 - 日本法令外国語訳データベースシステム

(2) In the case where a Futures Commission Merchant has consigned a Transaction on a Commodity Market, etc. (limited to that set forth in Article 2, paragraph (16), item (i) or item (iii)) to another Futures Commission Merchant based on its General Customer's account, the provisions of this Chapter shall apply mutatis mutandis by deeming said Futures Commission Merchant to be a General Customer of said other Futures Commission Merchant, notwithstanding the provisions of the preceding paragraph. 例文帳に追加

２　商品取引員がその一般委託者の計算において他の商品取引員に対し商品市場における取引等（第二条第十六項第一号又は第三号に掲げるものに限る。）を委託した場合には、前項の規定にかかわらず、当該商品取引員を当該他の商品取引員の一般委託者とみなして、この章の規定を適用する。 - 日本法令外国語訳データベースシステム

Self-regulation complements the discipline exercised through laws and regulations, while taking advantage of their features such as autonomy, specialization and responsiveness. As financial instruments and services are becoming more and more sophisticated and complicated, proper functioning of self-regulation is becoming increasingly significant in achieving enhanced customer protection and greater customer benefits, while ensuring market fairness and promoting financial innovation. 例文帳に追加

金融商品・サービスが高度化・複雑化する中にあって、利用者保護と利用者利便の向上、市場の公正確保と金融イノベーションの促進を同時に実現するためには、自主規制が、その自律性、専門性、機動性等の特性を活かしつつ、法令に基づく規律付けを補完する立場から、適切に機能することがますます重要となってきている。 - 金融庁

(ii) In cases where a cover transaction is made at a specific interval of time or for a specific amount of transactions, or made at the discretion of dealers, rather than being made for each transaction with a customer, whether the currency-related over-the-counter derivatives business operator has developed a control environment for risk management that is well prepared for the risk of a rapid market movement occurring between the execution of a transaction with a customer and the execution of a cover transaction, with due consideration of the timing gap. 例文帳に追加

② カバー取引を顧客との取引ごとにその都度行うのではなく、一定の時間ごと若しくは一定の金額ごとに行う又はディーラーの判断によって行うこととしている場合には、顧客との取引とカバー取引とに時間差が生じることに十分留意し、その間の相場の急激な変動等に備えたリスク管理態勢を整備しているか。 - 金融庁

To construct a system that analyzes the best characteristic variation numeric value by every object for analysis existing under different conditions and different environment and provides the latest characteristic variation numeric value according to a customer's request for a market price analysis software used by a customer while maintaining accuracy by re-analyzing the characteristic variation numeric value at appropriate time in accordance with passage of time.例文帳に追加

異なる条件、及び異なる環境下に存在する分析対象ごとに最適な特有変動数値を解析し、さらに時間の経過に伴いそれを適時に解析しなおすことで正確さを維持しながら、顧客の使用する相場分析ソフト向けに、顧客の要求に応じて最新の特有変動数値を提供するシステムを構築する。 - 特許庁

The operation data of a plurality of construction machines are collected and statistically processed, and the average operation result data are obtained as market data (first statistical processing means), and the operation data of the construction machine owned by the customer are statistically processed, and the operation result data are obtained as customer data (second statistical processing means).例文帳に追加

複数の建設機械の稼働データを収集して統計処理してその平均的な稼働実績データを市場データとして求め（第１の統計処理手段）、一方、顧客が保有する建設機械の稼働データを統計処理してその稼働実績データを顧客データとして求める（第２の統計処理手段）。 - 特許庁

A dry-goods store is selected to be Company A's customer if 1) it shares Company A's philosophy for the new brand and 2) the store's target customer base is in accord with that of Company A. Company A works to avoid overlaps in the market areas of each store and to offer products that one can buy only at a particular store and products that one wants to buy at that store.例文帳に追加

取引先とする呉服店に関しては、〔1〕新ブランドのコンセプトに共感し、〔2〕店舗のターゲットとする客層が新ブランドのターゲットとする客層と一致していることを前提としており、また、各店舗同士の商圏が重ならないようにすることで、「あの店に行かないと買えない商品・あの店で買いたい商品」とすることを心がけている。 - 経済産業省

When an application for mediation has been filed by a Member, etc., Futures Commission Merchant or customer who is a party concerned with regard to a dispute that has occurred between Members, etc., between Futures Commission Merchants or between a Futures Commission Merchant and a customer concerning Transactions on a Commodity Market of a Commodity Exchange, said Commodity Exchange shall conduct mediation pursuant to the provisions of its dispute resolution rules. 例文帳に追加

商品取引所は、当該商品取引所の商品市場における取引に関して会員等の間、商品取引員の間又は商品取引員と委託者との間に生じた紛争について当事者である会員等、商品取引員又は委託者から仲介の申出があつたときは、紛争処理規程で定めるところにより、仲介を行うものとする。 - 経済産業省

(iii) Accepting the consignment of a Transaction on a Commodity Market, etc. without receiving instructions from the customer with regard to the volume, the amount of consideration or the Contract Price, etc. or any other matters specified by an ordinance of the competent ministry (excluding those specified by an ordinance of the competent ministry to be matters that are not lacking in protecting the customer or that are not likely to harm the fairness of transactions) 例文帳に追加

三商品市場における取引等につき、数量、対価の額又は約定価格等その他の主務省令で定める事項についての顧客の指示を受けないでその委託を受けること（委託者の保護に欠け、又は取引の公正を害するおそれのないものとして主務省令で定めるものを除く。）。 - 経済産業省

(1) When a Futures Commission Merchant intends to conclude a Consignment Contract, if the customer is a person other than the persons specified by an ordinance of the competent ministry as those having expert knowledge and experience of Transactions on a Commodity Market, the Futures Commission Merchant shall explain the matters set forth in the respective items of paragraph 1 of the preceding paragraph to said customer in advance pursuant to the provisions of an ordinance of the competent ministry. 例文帳に追加

１ 商品取引員は、受託契約を締結しようとする場合において、顧客が商品市場における取引に関する専門的知識及び経験を有する者として主務省令で定める者以外の者であるときは、主務省令で定めるところにより、あらかじめ、当該顧客に対し、前条第一項各号に掲げる事項について説明をしなければならない。 - 経済産業省

(2) In the case where a Futures Commission Merchant has consigned a Transaction on a Commodity Market, etc. (limited to that set forth in Article 2, paragraph 16, item 1 or item 3) to another Futures Commission Merchant based on its General Customer’s account, the provisions of this Chapter shall apply mutatis mutandis by deeming said Futures Commission Merchant to be a General Customer of said other Futures Commission Merchant, notwithstanding the provisions of the preceding paragraph. 例文帳に追加

２ 商品取引員がその一般委託者の計算において他の商品取引員に対し商品市場における取引等（第二条第十六項第一号又は第三号に掲げるものに限る。）を委託した場合には、前項の規定にかかわらず、当該商品取引員を当該他の商品取引員の一般委託者とみなして、この章の規定を適用する。 - 経済産業省

(3) A public notice pursuant to the provisions of Article 197, paragraph 3 of the Act and a display at the business office of the Futures Commission Merchant shall indicate the method of completion of transactions on a Commodity Market on customer’s accounts as prescribed in paragraph 5 of the same Article, and the method of returning property accepted as a consignment of customers pertaining to Commodity Trading Consignment Business and property which is held by said Futures Commission Merchant on customer’s accounts. 例文帳に追加

３ 法第百九十七条第三項の規定による公告及び営業所での掲示には、同条第五項に規 定する委託者の計算による商品市場における取引の結了の方法並びに商品取引受託業務 に関し委託者から預託を受けた財産及びその計算において当該商品取引員が占有する財 産の返還の方法を示すものとする。 - 経済産業省

(2) A Member, etc. may, with regard to brokerage of a Transaction on a Commodity Market or brokerage of intermediation of consignment of a Commodity Clearing Transaction, have the customer or the Intermediary (the Intermediation Customer in the case the transaction is one for which the Member, etc. brokers for an Intermediary who has not obtained the deposit of an intermediation margin based on the provisions of the following paragraph from the Intermediation Customer) in the case set forth in item (i) of the preceding paragraph or have the Clearing Intermediation Customer or the Clearing Intermediary (the Customer of a Clearing Intermediary in the case the Commodity Clearing Transaction is one for which the Member, etc. brokers for a Clearing Intermediary who has not obtained the deposit of a clearing intermediation margin based on the provisions of paragraph (4) from the Customer of the Clearing Intermediary) in the case set forth in item (ii) of the preceding paragraph deposit a customer margin with the Member, etc. by gaining the consent of such person, pursuant to the provisions of an ordinance of the competent ministry. 例文帳に追加

２　会員等は、商品市場における取引の受託又は商品清算取引の委託の取次ぎの受託について、主務省令で定めるところにより、前項第一号に掲げる場合においては委託者又は取次者（当該取引が、次項の規定に基づく取次証拠金の預託を取次委託者から受けていない取次者から受託したものである場合にあつては、取次委託者）の、前項第二号に掲げる場合においては清算取次委託者又は清算取次者（当該商品清算取引が、第四項の規定に基づく清算取次証拠金の預託を清算取次者に対する委託者から受けていない清算取次者から受託したものである場合にあつては、清算取次者に対する委託者）の承諾を得て、それらの者をして、当該会員等に委託証拠金を預託させることができる。 - 日本法令外国語訳データベースシステム

(2) A Member, etc. may, with regard to acceptance of consignment of a Transaction on a Commodity Market or acceptance of consignment of intermediation of consignment of a Commodity Clearing Transaction, have the customer or the Intermediary (the Intermediation Customer in the case the transaction is one for which the Member, etc. has accepted consignment from an Intermediary who has not obtained the deposit of an intermediation margin based on the provisions of the following paragraph from the Intermediation Customer) in the case set forth in item 1 of the preceding paragraph or have the Clearing Intermediation Customer or the Clearing Intermediary (the Customer of a Clearing Intermediary in the case the Commodity Clearing Transaction is one for which the Member, etc. has accepted consignment from a Clearing Intermediary who has not obtained the deposit of a clearing intermediation margin based on the provisions of paragraph 4 from the Customer of the Clearing Intermediary) in the case set forth in item 2 of the preceding paragraph deposit a customer margin with the Member, etc. by gaining the consent of such person, pursuant to the provisions of an ordinance of he competent ministry. 例文帳に追加

２ 会員等は、商品市場における取引の受託又は商品清算取引の委託の取次ぎの受託について、主務省令で定めるところにより、前項第一号に掲げる場合においては委託者又は取次者（当該取引が、次項の規定に基づく取次証拠金の預託を取次委託者から受けていない取次者から受託したものである場合にあつては、取次委託者）の、前項第二号に掲げる場合においては清算取次委託者又は清算取次者（当該商品清算取引が、第四項の規定に基づく清算取次証拠金の預託を清算取次者に対する委託者から受けていない清算取次者から受託したものである場合にあつては、清算取次者に対する委託者）の承諾を得て、それらの者をして、当該会員等に委託証拠金を預託させることができる。 - 経済産業省

(2) When a Commodity Exchange receives the deposit of clearing margins from a Member, etc. or an Intermediary pursuant to the provisions of Article 103, paragraph 1 of the Act (excluding the case where a Member, etc. carries out transactions on a Commodity Market on a person's own account), it shall recognize that a person specified in the following items has the right to claim the return for said clearing margin (limited to within the amount of the customer margin or intermediation margin which the person specified in said respective items has deposited), according to the classification listed in said respective items: (i) in the case where a Member, etc. has received the deposit of customer margins from a customer and deposited the clearing margins with a Commodity Exchange: said customer; (ii) in the case where a Member, etc. has received the deposit of a customer margin from an Intermediary (limited to those who have received the deposit of an intermediation margin from an Intermediation Customer) or an Intermediation Customer and deposited a clearing margin with a Commodity Exchange: said Intermediation Customer; (iii) in the case where an Intermediary has received the deposit of an intermediation margin from an Intermediation Customer and deposited a clearing margin with a Commodity Exchange: said Intermediation Customer. 例文帳に追加

２ 商品取引所は、法第百三条第一項の規定に基づき会員等又は取次者から取引証拠金の 預託を受けるとき（会員等が自己の計算において商品市場における取引を行う場合を除 く。）は、次の各号に掲げる場合の区分に応じ、当該各号に定める者が当該取引証拠金 （当該各号に定める者が預託した委託証拠金又は取次証拠金の額の範囲内に限る。）に 対する返還請求権を有するものとしなければならない。 一会員等が委託者から委託証拠金の預託を受けて商品取引所に取引証拠金を預託した 場合当該委託者 二 会員等が取次者（取次委託者から取次証拠金の預託を受けている者に限る。）又は 取次委託者から委託証拠金の預託を受けて商品取引所に取引証拠金を預託した場合 当該取次委託者 三取次者が取次委託者から取次証拠金の預託を受けて商品取引所に取引証拠金を預託 した場合当該取次委託者 - 経済産業省

Catalyzed by growing customer demand for manageability in desktop PC products and systems, the DMTF's goal is to provide a common management framework for PCs and encourage vendors to quickly bring manageable products to market. 例文帳に追加

デスクトップPC 製品およびシステムにおける操作性に対してますます高まる顧客からの要望に引き起こされて,DMTF(Desktop Management Task Force)の目標は,PCに対する共通管理フレームワークを提供し,ベンダに奨励して操作しやすい製品を迅速に市場に出させることである． - コンピューター用語辞典

(ii) among the cases listed in Article 103, paragraph (1), item (i) of the Act, in the case where a Member, etc. carries out transactions on a Commodity Market which he/she brokers by receiving the deposit of a customer margin based on the provisions of paragraph (2) of the same Article, the clearing margin deposited by said Member, etc. based on the provisions of paragraph (1) of the same Article; 例文帳に追加

二　法第百三条第一項第一号に掲げる場合のうち会員等が受託した商品市場における取引を同条第二項の規定に基づき委託証拠金の預託を受けて行うときに、同条第一項の規定に基づき当該会員等から預託を受けた取引証拠金 - 日本法令外国語訳データベースシステム

3. in the case where there is an intention to cancel the whole or a portion of the Trust Contract in order to deposit funds as clearing margins for transactions on a Commodity Market on a Transaction Customer's account with a Commodity Exchange or a Commodity Clearing Organization; 例文帳に追加

（３）　取引委託者の計算による商品市場における取引についての取引証拠金として商品取引所又は商品取引清算機関に預託するために信託契約の解除又は一部の解除を行おうとする場合 - 日本法令外国語訳データベースシステム

4. in the case where there is an intention to cancel the whole or a portion of the Trust Contract in order to pay for a transaction loss or a transaction settlement to a Commodity Exchange or a Commodity Clearing Organization pertaining to transactions on a Commodity Market on a Transaction Customer's account; 例文帳に追加

（４）　取引委託者の計算による商品市場における取引に係る商品取引所又は商品取引清算機関への取引差損金又は受渡し決済代金の支払いを行うために信託契約の解除又は一部の解除を行おうとする場合 - 日本法令外国語訳データベースシステム

4. in the case where there is an intention to withdraw the Deposited Property in order to pay for a transaction loss or a transaction settlement to a Commodity Exchange or a Commodity Clearing Organization pertaining to transactions on a Commodity Market on a customer's account; 例文帳に追加

（４）　委託者の計算による商品市場における取引に係る商品取引所又は商品取引清算機関への取引差損金又は受渡し決済代金の支払いを行うために預託財産の払出しを行おうとする場合 - 日本法令外国語訳データベースシステム

(3) A Futures Commission Merchant who intends to engage in acts set forth in the respective items of paragraph (1) shall establish a sufficient internal administrative system in advance so that transactions, etc., carried out on a Commodity Market based on said actions are not lacking in protection for the customer and are not likely to harm the fairness of transactions. 例文帳に追加

３　第一項各号に掲げる行為を行おうとする商品取引員は、当該行為に基づいて行う商品市場における取引等が委託者の保護に欠け、又は取引の公正を害することのないよう、十分な社内管理体制をあらかじめ整備しなければならない。 - 日本法令外国語訳データベースシステム

Article 112 A Problematic Conduct specified by an ordinance of the competent ministry set forth in Article 221, paragraph (2) of the Act shall be that whereby a Representative, etc. of a Futures Commission Merchant causes a customer a loss by committing any of the following acts with regard to the business of said Futures Commission Merchant concerning the undertaking of brokerage of Transactions on a Commodity Market, etc.: 例文帳に追加

第百十二条　法第二百二十一条第二項の主務省令で定める事故は、商品市場における取引等の受託につき、商品取引員の代表者等が、当該商品取引員の業務に関し、次に掲げる行為を行うことにより顧客に損失を及ぼしたものとする。 - 日本法令外国語訳データベースシステム

4. With regard to unsecured Mark-to-Market profit and loss amounts, unsecured accounts receivable from a customer, amount exceeding deposited margin, deposit amount declared to a Commodity Exchange or Commodity Clearing Organization, deduction amount against allocations, and amount scheduled to be refunded, the value based on allocation price shall be recorded. 例文帳に追加

四　無担保値洗損金通算額、無担保委託者未収金、預り証拠金余剰額、商品取引所又は商品取引清算機関に対する預託申告額、充当控除額及び返還予定額については、充用価格に基づく評価額を記載すること。 - 日本法令外国語訳データベースシステム

iv) When a Member, etc. carries out Transactions on a Commodity Market which the Member, etc. brokers (limited to those which the Member, etc. brokers for an Intermediary) (excluding the cases set forth in item (i) and the preceding item) : The person who consigned the intermediation of the consignment of such transactions (hereinafter referred to as the "Intermediation Customer" in this Article 例文帳に追加

四　会員等がその受託した商品市場における取引（取次者から受託したものに限る。）を行う場合（第一号及び前号に掲げる場合を除く。）　当該取引の委託の取次ぎの委託をした者（以下この条において「取次委託者」という。） - 日本法令外国語訳データベースシステム

d) When a Member, etc. carries out Transactions on a Commodity Market which the Member, etc. brokers (limited to those which the Member, etc. brokers for an Intermediary) (excluding the cases set forth in (a) and (c)) : The person who consigned the intermediation of consignment of such transactions (hereinafter referred to as the "Intermediation Customer" in this Article 例文帳に追加

ニ　会員等がその受託した商品市場における取引（取次者から受託したものに限る。）を行う場合（イ及びハに掲げる場合を除く。）　当該取引の委託の取次ぎを委託した者（以下この条において「取次委託者」という。） - 日本法令外国語訳データベースシステム

(ii) Providing a customer with false information concerning the conclusion of a contract on brokerage of a Transaction on a Commodity Market, etc. (referred to as a "Brokerage Contract" in Article 215, Articles 217 to 219 inclusive, Article 220-3 and Article 369, item (v)) or solicitation thereof 例文帳に追加

二　商品市場における取引等の受託を内容とする契約（第二百十五条、第二百十七条から第二百十九条まで、第二百二十条の三及び第三百六十九条第五号において「受託契約」という。）の締結又はその勧誘に関して、顧客に対し虚偽のことを告げること。 - 日本法令外国語訳データベースシステム

i) Act of gaining the promise set forth in item (i) of the preceding paragraph from a Futures Commission Merchant or a third party with regard to Transactions on a Commodity Market, etc. or having a third party gain such promise (limited to cases where such promise is gained as a result of the request made by the customer him/herself or via a third party 例文帳に追加

一　商品市場における取引等につき、商品取引員又は第三者との間で、前項第一号の約束をし、又は第三者に当該約束をさせる行為（当該約束が自己がし、又は第三者にさせた要求による場合に限る。） - 日本法令外国語訳データベースシステム

ii) Act of gaining the promise set forth in item (ii) of the preceding paragraph from a Futures Commission Merchant or a third party with regard to Transactions on a Commodity Market, etc. or having a third party gain such promise (limited to cases where such promise is gained as a result of the request made by the customer him/herself or via a third party 例文帳に追加

二　商品市場における取引等につき、商品取引員又は第三者との間で、前項第二号の約束をし、又は第三者に当該約束をさせる行為（当該約束が自己がし、又は第三者にさせた要求による場合に限る。） - 日本法令外国語訳データベースシステム

(ii) The fact that there is a risk of said customer incurring a loss with regard to the transaction based on said Brokerage Contract due to fluctuation in the quotations on the Commodity Market and the risk that the amount of such loss could exceed the amount of the Clearing Margin, etc. 例文帳に追加

二　商品市場における相場の変動により当該受託契約に基づく取引について当該顧客に損失が生ずることとなるおそれがあり、かつ、当該損失の額が取引証拠金等の額を上回ることとなるおそれがある旨 - 日本法令外国語訳データベースシステム

Article 223 With regard to Transactions on a Commodity Market, a Futures Commission Merchant shall carry out accounting for transactions based on its own account and that for transactions based on its customer's account separately in its books, pursuant to the provisions of an ordinance of the competent ministry. 例文帳に追加

第二百二十三条　商品取引員は、商品市場における取引について、主務省令で定めるところにより、自己の計算による取引と委託者の計算による取引とを帳簿上区分して経理しなければならない。 - 日本法令外国語訳データベースシステム

(iv) The fact that there is a risk of the customer incurring a loss with regard to the transaction based on said Brokerage Contract due to fluctuation in the quotations on the Commodity Market and a risk that the amount of such loss could exceed the amount of the Clearing Margin, etc., and the reason therefor 例文帳に追加

四　商品市場における相場の変動により受託契約に基づく取引について顧客に損失が生ずることとなるおそれがあり、かつ、当該損失の額が取引証拠金等の額を上回ることとなるおそれがある旨及びその理由 - 日本法令外国語訳データベースシステム

Even if a business complex consisting of financial institutions engaged in different types of business is formed, respective group financial institutions are independent entities and required to ensure their own financial soundness and enhance customer protection and provide better services under the principle of self-responsibility and market disciplines. 例文帳に追加

複数の業態の金融機関を含む複合体を形成したとしても、グループ内の金融機関はそれぞれ独立した法人であり、自己責任原則と市場規律に基づき、自ら財務の健全性の確保、利用者保護・利用者利便の向上に努めることが求められる。 - 金融庁