「自主投資」に関連した英語例文の一覧と使い方 - Weblio英語例文検索

第１種金融商品取引業者等130社（うち財務局等が行うもの 110社） 投資運用業者、投資助言・代理業者 65社（うち財務局等が行うもの 35社）自主規制機関必要に応じて実施第２種金融商品取引業者等 必要に応じて実施例文帳に追加

Type I Financial Instruments Businesses and Registered Financial Institutions.:130 firms (inc1uding 110 firms to be inspected by the Local Financial Bureaus) Asset management firms and Investment advisories/agencies: 65 firms (including 35 firms to be inspected by the Local Financial Bureaus) Self regulatory organizations: To be inspected as needed Type II Financial Instruments Business Operators, etc: To be inspected as needed  - 金融庁

なお、日タイEPAの利用率が4.5％にとどまっている要因としては、①タイ投資委員会（BOI）の投資奨励制度等による免税恩恵があること、②タイ政府が自主的にMFN税率を引下げたことにより、MFN税率がEPA税率より低くなる現象が生じていること等が挙げられる。例文帳に追加

The reasons why the rate of use of the Japan-Thailand EPA is as low as4.5% are: (i) the Board of Investment of Thailand provides an import tariff exemption as an investment promotion scheme and (ii) the Thai government voluntarily reduced the MFN tariffs to rates lower than the EPA tariff rates. - 経済産業省

また、自主規制機関との間では、取引の公正性の確保や投資者保護を図る目的の範囲において、金融商品取引業者等を監督する上で必要と考えられる情報についての情報交換を適切に行うとともに、例文帳に追加

In addition, supervisors shall maintain the appropriate exchange of information necessary for supervision with self-regulatory organizations, to the extent necessary for the purpose of ensuring the fairness of transactions and protecting investors.  - 金融庁

また、地域の知恵や創意を生かし、地域の自由裁量を拡大するため、都道府県向けの投資関係の経費を対象とした地域自主戦略交付金等を創設いたします。例文帳に追加

Meanwhile, we will create Strategic Grants for Regional Autonomy and others aimed at costs related to investment in prefectures, in order to harness local knowledge and creativity and expand the freedom of decision-making at local level.  - 財務省

それでは、このような、「設備投資を抑制し財務体質改善を優先する」という経営行動は、中小企業が自らの判断で選択した自主的なものだったのだろうか。例文帳に追加

So has this strategy of curbing capital investment and giving precedence to improving financial strength been voluntarily adopted by SMEs?  - 経済産業省

いずれの事案も、CFIUSによる審査中（後者の場合は認可された後に再届出）に、議会や世論の反発を踏まえ当事者が自主的に投資を撤回した。例文帳に追加

In both cases, investors voluntarily withdrew their plans during the CFIUS inspection (in the latter case, the notification was re-submitted after approval) in view of strong Congressional and public opposition. - 経済産業省

日常の監督事務や、事故届出等を通じて把握された投資一任業者の業務執行態勢に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資一任業者における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding a discretionary investment business operator’s control environment for business execution, through daily supervisory administration and the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the discretionary investment business operator by requiring the submission of reports based on Article 56-2(1) of the FIEA.  - 金融庁

日常の監督事務や、事故届出等を通じて把握された投資一任業者の勧誘・説明態勢に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資一任業者における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding a discretionary investment business operator’s control environment for customer solicitation and explanations, through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the discretionary investment business operator by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA.  - 金融庁

日常の監督事務や、事故届出等を通じて把握された投資信託委託会社等の業務執行体制に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資信託委託会社等における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding the control environment for business execution of an investment trust management company, etc., through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the investment trust management company, etc., by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA.  - 金融庁

日常の監督事務や、事故届出等を通じて把握された投資助言業者の広告に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資助言業者における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding an investment advisory business operator’s advertisements, through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the investment advisory business operator by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA.  - 金融庁

日常の監督事務や、事故届出等を通じて把握された投資助言業者の契約解除（クーリングオフ）に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資助言業者における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding an investment advisory business operator’s cooling-off rules, through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the investment advisory business operator by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA.  - 金融庁

日常の監督事務や、事故届出等を通じて把握された投資助言業者が二以上の種別の業務を行う場合の弊害防止措置に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資助言業者における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding measures taken by an investment advisory business operator engaging in two or more types of business to prevent internal collusion, through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the investment advisory business operator by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA.  - 金融庁

1994 年にインドネシアのボゴールにおいて首脳により採択された「ボゴール目標」（先進国・地域は2010年までに、途上国・地域は2020 年までに、自由で開かれた貿易・投資を実現する、という目標）の達成に向けて、これまでAPECでは、自主的な関税の削減、貿易円滑化行動計画（TFAP1、2）及び投資円滑化行動計画（IFAP）の策定・実施、知的財産権保護のためのガイドラインの作成といったAPEC域内の貿易・投資の自由化・円滑化に向けた様々な取組が推進され、メンバーエコノミーによって実行されてきた。例文帳に追加

Adopted by the leaders in Bogor, Indonesia in 1994, the "Bogor Goals" (developed countries and regions by 2010, developing countries in the region by 2020 to achieve each goal of free and open trade investment) are to be achieved. With APEC in the past there were voluntary reductions of tariffs, a trade facilitation action plan (TFAP1, 2) with an investment facilitation action plan (IFAP) development and implementation, including guidelines for the protection of intellectual property rights. In the APEC region, various initiatives have been promoted for trade and investment liberalization and facilitation and have been performed by the member economies. - 経済産業省

第八十四条　金融商品取引所は、この法律及び定款その他の規則に従い、取引所金融商品市場における有価証券の売買及び市場デリバティブ取引を公正にし、並びに投資者を保護するため、自主規制業務を適切に行わなければならない。例文帳に追加

Article 84 (1) A Financial Instruments Exchange shall properly conduct the Self-Regulation Related Services in accordance with this Act, its articles of incorporation and other rules in order to ensure fair sales and purchase of Securities and Market Transactions of Derivatives on the Financial Instruments Exchange Market, as well as to protect investors.  - 日本法令外国語訳データベースシステム

また、公益又は投資者保護の観点から必要があると認められる場合には、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、証券会社等における自主的な業務改善状況を把握することとする。例文帳に追加

In addition, they shall identify and keep track of the status of voluntary improvement made by securities companies, etc., when it is deemed necessary to do so from the viewpoint of protecting public interests and investors, by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2 (1) of the FIEA.  - 金融庁

日常の監督事務や、事故届出等を通じて把握された機関運営等に係る課題については、深度あるヒアリングを行うことや、必要に応じて投信法第213条の規定に基づく報告を求めることを通じて、投資法人における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding an investment corporation’s organizational management, through daily supervisory administration and the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the investment corporation by requiring the submission of reports based on Article 213 of the Investment Trust Act.  - 金融庁

過去には、市況にとらわれず銅鉱山の権益を戦略的に獲得し自主開発比率を向上させてきたように、他の資源についても、官民一体となった取組を通じて、事業活動の安定化や価格競争力強化に直結する自主開発比率を向上させる投資が、円高等を背景に積極的に行われることが期待されている。例文帳に追加

In the past, Japan raised the ratio of self-development by obtaining rights to exploit and run copper mines as a strategic initiative regardless of market conditions. It is also desirable that with regard to other resources, the public and private sectors work together to make active investments against the background of a strong yen, in order to raise the ratio of self-development, which directly contributes to stable project management and enhancement of price competitiveness. - 経済産業省

日常の監督事務や、事故届出等を通じて把握された投資一任業者の弊害防止措置等に関する課題については、権利者に直接不利益を与えるおそれがあり、場合によっては忠実義務違反又は善管注意義務違反等の法令違反に該当する可能性があることから、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資一任業者における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding a discretionary investment business operator’s measures to prevent internal collusion between different types of business, through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the discretionary investment business operator by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA, since such an issue could directly undermine the interests of rights holders and, in some cases, lead to legal violations, such as a violation of the duty of loyalty and duty of due care.  - 金融庁

日常の監督事務や、事故届出等を通じて把握された投資信託委託会社等の弊害防止措置等に関する課題については、権利者に直接不利益を与えるおそれがあり、場合によっては忠実義務違反又は善管注意義務違反等の法令違反に該当する可能性があることから、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資信託委託会社等における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding measures taken by an investment trust investment company, etc., to prevent internal collusion between different types of business, through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the investment trust investment company, etc., by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA, since such an issue could directly undermine the interests of rights holders and, in some cases, lead to legal violations, such as a violation of the duty of loyalty and duty of due care.  - 金融庁

第百五条の九　第百五条の四第二項及び第三項の規定にかかわらず、特定株式会社金融商品取引所の代表取締役又は代表執行役は、公益又は投資者の保護を図るため特に必要があると認める場合であつて、状況に照らし緊急を要するときは、上場の廃止その他の内閣府令で定める自主規制業務に関する事項を決定することができる。例文帳に追加

Article 105-9 (1) Notwithstanding the provisions of Article 105-4(2) and (3), when a representative director or a representative executive officer of a Specified Stock Company-Type Financial Instruments Exchange finds it particularly necessary for achieving public interest or protection of investors and that there is an urgent necessity in light of the circumstances, he/she may make decisions on delisting and other matters related to Self-Regulation Related Services as specified by a Cabinet Office Ordinance.  - 日本法令外国語訳データベースシステム

民間格付の目的は、投資家や債権者等に対し債務者の債務履行能力を示すことであるのに対し、当局の評定制度の目的は、金融機関の自主的・持続的な取組みによる経営改善に向けた動機付け等を行うとともに、その結果を検査の濃淡等に反映させていくことにある。例文帳に追加

While private ratings are intended to show a debtor's ability to fulfill its obligation to investors and creditors, the purpose of a public rating system rests with providing financial institutions with incentives toward improvement in management through their voluntary and sustained efforts, as well as with reflecting rating results in the regulatory selective measures in the future.  - 金融庁

また、本年9月施行の金融商品取引法に基づき、変額年金保険等の投資性の強い保険商品について適合性原則や不招請勧誘の原則に立ち、販売・勧誘ルールの一層の整備を図った。このような状況を踏まえ、保険募集に関するルールの遵守状況や各社の自主的な取組みを検証し、次のような着眼点で適切な保険募集態勢の構築を引き続き促していく。例文帳に追加

In consideration of these circumstances, the FSA will examine the status of observance of insurance solicitation rules and voluntary efforts made by insurance companies, and continue to encourage them to build appropriate insurance solicitation systems from the following perspectives.  - 金融庁

上記報告を検証した結果、公益又は投資者保護の観点から重大な問題が発生しておらず、かつ、金融商品取引業者等の自主的な改善への取組みを求めることが可能な場合においては、任意のヒアリング等を通じて、報告された改善・対応策のフォローアップを行うこととする。例文帳に追加

In cases where any serious problem from the viewpoint of protecting public interests and investors has not been detected as a result of the examination of the above reports, and where it is deemed possible for the Financial Instruments Business Operator, etc., to make voluntary improvement efforts, the supervisor shall follow up on the reported improvement and corrective measures through voluntary hearings and other means.  - 金融庁

証券化商品の取引は、基本的にはプロ同士（証券会社等と適格機関投資家等）の取引と考えられるため、法令上の開示規制や業者の説明義務の対象にはならない可能性が高いものの、その販売に関しては、上記の視点も勘案し、日本証券業協会自主規制規則「証券化商品の販売等に関する規則」を踏まえ、以下のような点に留意するものとする。例文帳に追加

As transactions involving securitization products are basically made between professional investors (e.g., securities companies, etc., and qualified institutional investors), they are unlikely to be subject to the legal regulation on disclosure and the legal obligation for explanations. However, regarding the sale of securitization products, supervisors shall pay attention to the following with due consideration of the viewpoint described above as well as the self-regulatory regulations of the Japan Securities Dealers Association, entitled “Regulations Concerning the Distribution, etc. of Securitized Products.”  - 金融庁

日常の監督事務や事故届出等を通じて把握された、取引決済のための口座に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資一任業者における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding a discretionary investment business operator’s accounts for the settlement of transactions, through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the discretionary investment business operator by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA.  - 金融庁

日常の監督事務や、事故届出等を通じて把握された受益者に対する勧誘・説明態勢に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、投資信託委託会社等における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding the control environment for customer solicitation and explanations to beneficiaries of an investment trust management company, etc., through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the investment trust management company, etc., by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA.  - 金融庁

日常の監督事務や、事故届出等を通じて把握された代理・媒介業者による投資者保護のための情報提供に関する課題については、深度あるヒアリングを行うことや、必要に応じて金商法第56条の２第１項の規定に基づく報告を求めることを通じて、代理・媒介業者における自主的な改善状況を把握することとする。例文帳に追加

When supervisors have recognized an issue of supervisory concern regarding agency/brokerage service providers’ provision of information intended to protect investors, through daily supervisory administration or the reporting of problematic conduct, they shall identify and keep track of the status of voluntary improvement made by the agency/brokerage services providers by holding in-depth hearings and, when necessary, requiring the submission of reports based on Article 56-2(1) of the FIEA.  - 金融庁

また、金融商品取引業者等の監督において、金融商品取引法（以下「金商法」という。）上に規定されている自主規制機関である金融商品取引業協会（認可金融商品取引業協会又は公益法人金融商品取引業協会をいう。以下同じ。）や金融商品取引所は、金融商品取引業者等に対して市場の実情に精通している者として自らを律していくことにより投資者からの信頼を確保させる自主規制機能を担っており、監督上の連携を密接に行う必要がある。例文帳に追加

Furthermore, the supervisory authorities need to maintain close cooperation with Financial Instruments Firms Associations (which refer to the Authorized Financial Instruments Firms Association and Public Interest Corporation-Type Financial Instruments Firms. The same shall apply hereinafter.), which are self-regulatory organizations as specified by the Financial Instruments and Exchange Act (hereinafter referred to as “FIEA”), as well as financial instruments exchanges, since they, in their capacity as entities familiar with the circumstances of the market, are responsible for exercising the function of self-regulation that is intended to secure investors’ confidence in Financial Instruments Business Operators, etc.  - 金融庁

第百八十八条　金融商品取引業者等、金融商品仲介業者、認可金融商品取引業協会、第七十八条第二項に規定する公益法人金融商品取引業協会、投資者保護基金、金融商品取引所若しくはその会員等、第八十五条第一項に規定する自主規制法人、金融商品取引所持株会社、外国金融商品取引所若しくはその外国金融商品取引所参加者、金融商品取引清算機関若しくはその清算参加者又は証券金融会社は、別にこの法律で定める場合のほか、内閣府令（投資者保護基金については、内閣府令・財務省令）で定めるところにより、帳簿、計算書、通信文、伝票その他業務に関する書類を作成し、これを保存し、又は業務に関する報告を提出しなければならない。例文帳に追加

Article 188 In addition to the cases prescribed in this Act, a Financial Instruments Business Operator, etc., Financial Instruments Intermediary Service Provider, Authorized Financial Instruments Firms Association, Public Interest Corporation-Type Financial Instruments Firms Association under Article 78(2), Investor Protection Fund, Financial Instruments Exchange or its Member, etc., self-regulation organization under Article 85(1), Financial Instruments Exchange Holding Company, Foreign Financial Instruments Exchange or the Participants of Foreign Financial Instruments Exchange, Financial Instruments Clearing Organization or its Clearing Participants, or a Securities Finance Company shall, pursuant to the provisions of a Cabinet Office Ordinance (with regard to an Investor Protection Fund, a Cabinet Office Ordinance and Ordinance of the Ministry of Finance), prepare and preserve the books, statements, correspondences, vouchers and other documents concerning its business, or submit report on its business.  - 日本法令外国語訳データベースシステム

第二百六条　次の各号に掲げる違反があつた場合においては、その行為をした認可金融商品取引業協会、第七十八条第二項に規定する公益法人金融商品取引業協会、投資者保護基金、金融商品取引所、第八十五条第一項に規定する自主規制法人、金融商品取引所持株会社、外国金融商品取引所、金融商品取引清算機関又は証券金融会社の代表者、代理人、使用人その他の従業者は、三十万円以下の罰金に処する。例文帳に追加

Article 206 In the case of violations set forth in any of the following items, a representative person, agent, employee or other worker of an Authorized Financial Instruments Firms Association, Public Interest Corporation-Type Financial Instruments Firms Association prescribed in Article 78(2), Investor Protection Fund, Financial Instruments Exchange, Self-Regulation Organization prescribed in Article 85(1), Financial Instruments Exchange Holding Company, Foreign Financial Instruments Exchange, Financial Instruments Clearing Organization, or Securities Finance Company that has committed such act shall be punished by a fine of not more than 300 thousand yen:  - 日本法令外国語訳データベースシステム

具体的には、金融商品取引業者等に対して投資者保護策を始めとする各種法令遵守の徹底を求めていくとともに、金融商品取引業者等との定期的・継続的な意見交換等により、業務の状況を適切に把握することや、金融商品取引業者等から提供された各種の情報の蓄積及び分析を行い、経営の健全性の確保等に向けた自主的な取組みを早期に促していくことが、重要な役割といえる。例文帳に追加

To be more specific, it is important to ensure that Financial Instruments Business Operators, etc., fully comply with various laws and regulations, including those intended to protect investors, precisely grasp the state of their business operations through periodic and continuous exchanges of opinions and other means, accumulate and analyze various data and information provided by them and encourage them to make voluntary improvement efforts in order to ensure the soundness of their business managements.  - 金融庁

第二百八条　有価証券の発行者、金融商品取引業者等若しくは金融商品仲介業者の代表者若しくは役員、金融商品取引業者若しくは金融商品仲介業者、外国法人である金融商品取引業者、第五十九条の規定により許可を受けた者若しくは取引所取引許可業者の国内における代表者、認可金融商品取引業協会若しくは第七十八条第二項に規定する公益法人金融商品取引業協会の役員（仮理事を含む。）若しくは代表者であつた者、投資者保護基金の役員（仮理事及び仮監事を含む。）若しくは清算人、金融商品取引所若しくは第八十五条第一項に規定する自主規制法人の役員（仮理事、仮取締役及び仮執行役を含む。）、代表者であつた者若しくは清算人、外国金融商品取引所の国内における代表者若しくは代表者であつた者、金融商品取引清算機関の代表者若しくは役員又は証券金融会社の代表者若しくは役員は、次の場合においては、三十万円以下の過料に処する。例文帳に追加

Article 208 An Issuer of Securities, a representative person or Officer of a Financial Instruments Business Operator or Financial Instruments Intermediary Service Provider, a Financial Instruments Business Operator or Financial Instruments Intermediary Service Provider, a Financial Instruments Business Operator which is a foreign juridical person, a person who has received permission under Article 59 or representative person of an Authorized Transaction-at-Exchange Operator in Japan, an Officer (including a provisional director) or person who used to be a representative person of an Authorized Financial Instruments Firms Association or Public Interest Corporation-Type Financial Instruments Firms Association prescribed in Article 78(2), an Officer (including a provisional director and provisional auditor) or liquidator of an Investor Protection Fund, an Officer (including a provisional director and provisional executive officer), person who used to be a representative person, or liquidator of a Financial Instruments Exchange or self-regulation organization prescribed in Article 85(1), a representative person or person who used to be a representative person of a Foreign Financial Instruments Exchange in Japan, a representative person or Officer of a Financial Instruments Clearing Organization, or a representative person or Officer of a Securities Finance Company shall be punished by a non-penal fine of not more than 300 thousand yen in the following cases:  - 日本法令外国語訳データベースシステム