「General Instruments」に関連した英語例文の一覧と使い方(2ページ目) - Weblio英語例文検索

Article 79-56 (1) Based on a request by a General Customer of a Recognized Financial Instruments Business Operator, a Fund shall make payment of an amount calculated pursuant to the provisions of a Cabinet Office Ordinance and Ordinance of the Ministry of Finance with regard to the claims which said General Customer had held against said Recognized Financial Instruments Business Operator on the day a public notice was given under the provisions of paragraph (1) of the preceding Article (limited to those pertaining to Customer Assets of said General Customer), which the Fund finds it difficult for said Recognized Financial Instruments Business Operator to smoothly pay pursuant to the provisions of a Cabinet Order (hereinafter referred to as "Claims Subject to Compensation"). 例文帳に追加

第七十九条の五十六　基金は、認定金融商品取引業者の一般顧客の請求に基づいて、前条第一項の規定により公告した日において現に当該一般顧客が当該認定金融商品取引業者に対して有する債権（当該一般顧客の顧客資産に係るものに限る。）であつて基金が政令で定めるところにより当該認定金融商品取引業者による円滑な弁済が困難であると認めるもの（以下「補償対象債権」という。）につき、内閣府令・財務省令で定めるところにより算出した金額の支払を行うものとする。 - 日本法令外国語訳データベースシステム

(ii) the money belonging to the account of a General Customer or money deposited to a Financial Instruments Business Operator from a General Customer (excluding the money prescribed in the preceding item), with regard to a transaction (excluding Over-the-Counter Transactions of Derivatives or other transactions specified by a Cabinet Order; the same shall apply in the following item) pertaining to Financial Instruments Business (limited to Securities-Related Business prescribed in Article 28(8); hereinafter the same shall apply in this Chapter); 例文帳に追加

二　金融商品取引業（第二十八条第八項に規定する有価証券関連業に限る。以下この章において同じ。）に係る取引（店頭デリバティブ取引その他の政令で定める取引を除く。次号において同じ。）に関し、一般顧客の計算に属する金銭又は金融商品取引業者が一般顧客から預託を受けた金銭（前号に規定する金銭を除く。） - 日本法令外国語訳データベースシステム

“With regard to the ratio, etc., prescribed in Article 1-10(i) and (ii) of the FIEA Enforcement Order, a Financial Instruments Business Operator shall submit a report about end-of-month figures to the Commissioner of the Financial Services Agency or the Director General of the Local Finance Bureau that supervises the said Financial Instruments Business Operator, by the 20th of the following month.” 例文帳に追加

「金融商品取引業者は、金商法施行令第１条の10第１号及び第２号に定める比率等について、毎月末現在の状況を翌月20日までに、当該金融商品取引業者を所管する金融庁長官又は財務局長宛てに報告すること。」 - 金融庁

Article 53 (1) A notifying manufacturing business operator producing specified measuring instruments specified by Cabinet Order that are primarily supplied for daily use by general consumers (excluding specified measuring instruments specified by the Cabinet Order set forth mentioned in Article 57, paragraph 1) shall manufacture said specified measuring instruments so as to conform to technical standards specified by the Ordinance of the Ministry of Economy, Trade and Industry; provided, however, that this shall not apply to cases where the notifying manufacturing business operator manufactures said specified measuring instruments for the purpose of export and has notified the prefectural governor thereof in advance, and where the notifying manufacturing business operator manufactures said specified measuring instruments on a pilot production basis. 例文帳に追加

第五十三条　主として一般消費者の生活の用に供される特定計量器（第五十七条第一項の政令で定める特定計量器を除く。）であって政令で定めるものの届出製造事業者は、当該特定計量器を製造するときは、当該特定計量器が経済産業省令で定める技術上の基準に適合するようにしなければならない。ただし、輸出のため当該特定計量器を製造する場合においてあらかじめ都道府県知事に届け出たとき、及び試験的に当該特定計量器を製造する場合は、この限りでない。 - 日本法令外国語訳データベースシステム

Article 116 (1) When a Member, etc. has withdrawn from a Financial Instruments Exchange (for a Trading Participant, when it has lost qualification for trading), the Financial Instruments Exchange shall, in accordance with the articles of incorporation, have the former Member, etc. or its general successor or another Member, etc. complete the sales and purchase of Securities and Market Transactions of Derivatives conducted by the former Member, etc. in the Financial Instruments Exchange Market. In this case, the former Member, etc. or its general successor shall be deemed as a Member, etc. within the scope of the purpose to complete the transactions. 例文帳に追加

第百十六条　会員等が脱退した場合（取引参加者にあつては、取引資格を喪失した場合）においては、金融商品取引所は、定款の定めるところにより、本人若しくはその一般承継人又は他の会員等に、その取引所金融商品市場においてした有価証券の売買及び市場デリバティブ取引を結了させなければならない。この場合においては、本人又はその一般承継人は、これらの取引の結了の目的の範囲内において、なお会員等とみなす。 - 日本法令外国語訳データベースシステム

The directors-general of Local Finance Bureaus shall hold prior consultations with the FSA Commissioner with regard to the following matters when they conduct delegated supervisory processes concerning Financial Instruments Business Operators, etc. 例文帳に追加

財務局長は、金融商品取引業者等の監督事務に係る財務局長への委任事項等の処理にあたり、次に掲げる事項については、あらかじめ金融庁長官に協議するものとする。 - 金融庁

(viii) When a request is made for the inspection of a Financial Instruments Business Operator that has been registered by another Director-General of the Finance Bureau, the applicant for inspection shall be informed that such inspection can be supplied by the Finance Bureau that granted the registration, and that explanatory documents are available for public inspection at every business site or office of Financial Instruments Business Operators. 例文帳に追加

⑧ 他の財務局長が登録を行った金融商品取引業者に係る縦覧の申請があった場合は、登録を行った財務局において縦覧が可能なこと、及び金融商品取引業者のすべての営業所又は事務所には説明書類が備え置かれ、縦覧に供されている旨を申請者に伝えるものとする。 - 金融庁

Article 101-2 (1) In order to implement the entity conversion set forth in the preceding Article (hereinafter referred to as the "Entity Conversion" in this Division), a Membership-Type Financial Instruments Exchange shall prepare an entity conversion plan and obtain an approval thereon by a resolution of a general meeting. 例文帳に追加

第百一条の二　会員金融商品取引所は、前条の組織変更（以下この目において「組織変更」という。）をするには、組織変更計画を作成して、総会の決議によつて、その承認を受けなければならない。 - 日本法令外国語訳データベースシステム

When the directors-general of Local Finance Bureaus conduct delegated supervisory processes regarding Financial Instruments Business Operators, etc., they shall complete the relevant processes and then report to the FSA Commissioner on the following matters: 例文帳に追加

財務局長は、金融商品取引業者等の監督事務に係る財務局長への委任事項等の処理にあたり、次に掲げる事項については、当該事務処理後金融庁長官に報告等を行うものとする。 - 金融庁

(iv) The date of inspection of the registry of a Financial Instruments Business Operator shall be a day other than a holiday as specified in Article 1 of the Act on Holidays of Administrative Organs, and the inspection period shall be within the duration designated by the Director-General of the Finance Bureau. 例文帳に追加

④ 金融商品取引業者登録簿の縦覧日は、行政機関の休日に関する法律第１条に規定する行政機関の休日以外の日とし、縦覧時間は、財務局長が指定する時間内とする。 - 金融庁

When the director-general of a Local Finance Bureau has received a notification submitted under Article 32 of the FIEA by a major shareholder in a Financial Instruments Business Operator under the jurisdiction of the FSA Commissioner or the director-general of another Local Finance Bureau, he/she shall immediately send the original of the notification to the FSA Commissioner or the director-general of the competent Local Finance Bureau. 例文帳に追加

財務局長は、金融庁長官又は他の財務局長が所管する金融商品取引業者の主要株主から、金商法第32条の規定に基づく届出を受理した場合は、当該届出書の本紙を速やかに、金融庁長官又は当該他の財務局長に送付するものとする。また、金商法第32条の３の規定に基づく届出を受理した場合も同様に取り扱うものとする。 - 金融庁

(iii) Financial Instruments Specialists that, apart from Securities Services (meaning Securities Services as defined in Article 28, paragraph (8) (General Rules) of the Financial Instruments and Exchange Act; the same shall apply hereinafter), exclusively engage in business activities for carrying out the acts listed in any of items (i) to (viii) inclusive of Article 35, paragraph (1) (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management) of that Act and other business activities specified by Cabinet Office Ordinance (hereinafter referred to as "Specialized Securities Companies"); 例文帳に追加

三　金融商品取引業者のうち、有価証券関連業（金融商品取引法第二十八条第八項（通則）に規定する有価証券関連業をいう。以下同じ。）のほか、同法第三十五条第一項第一号から第八号まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲）に掲げる行為を行う業務その他の内閣府令で定める業務を専ら営むもの（以下「証券専門会社」という。） - 日本法令外国語訳データベースシステム

When the FSA Commissioner and the directors-general of Local Finance Bureaus have received a notification of the establishment, relocation, name change, abolition, temporary suspension or resumption of operation of a sales office of a Financial Instruments Business Operator in a region not under their jurisdiction, they shall send a copy thereof to the director-general of the Local Finance Bureau that has jurisdiction over the region where the said sales office is located. 例文帳に追加

金融庁長官又は財務局長は、他の財務局長が管轄する区域における金融商品取引業者の営業所の設置、位置の変更、名称の変更、廃止、業務の休止及び再開に係る届出書を受理した場合は、その写しを当該営業所の所在地を管轄する財務局長に送付するものとする。 - 金融庁

In the case of a nickel - hydrogen storage battery, the electromotive force of each power-generating element is 1.2 V, while output voltage of 3.6 V is achieved by the connection in series to provide the closed alkaline storage battery high in general-purpose property meeting operation voltage of many instruments.例文帳に追加

ニッケル−水素蓄電池の場合、各発電要素それぞれの起電力は１．２Ｖであるが、直列接続により３．６Ｖの出力電圧が得られ、多くの機器の動作電圧に対応する汎用性の高い密閉型アルカリ蓄電池となる。 - 特許庁

Ministers welcomed the results of the Fourth ASEM Customs Directors General and Commissioner Meeting held in Stockholm in July 2001, and encouraged Customs authorities to continue strengthening their cooperation, which would be enhanced by instruments such as customs cooperation agreements. 例文帳に追加

財務大臣達は、２００１年７月にストックホルムで開催された第４回ASEM関税局長・長官会議の結果を歓迎し、税関当局に、税関協力協定のような手法により強化される彼らの協力を継続することを奨励した。 - 財務省

(2) When a Financial Instruments Exchange has another Member, etc. complete the transactions prescribed in the preceding paragraph under the provisions of said paragraph, it shall be deemed that a contract of mandate has been established between the former Member, etc. or its general successor, and said other Member, etc. 例文帳に追加

２　前項の規定により金融商品取引所が他の会員等に同項に規定する取引を結了させるときは、本人又はその一般承継人と他の会員等との間に、委任契約が成立していたものとみなす。 - 日本法令外国語訳データベースシステム

Local Finance Bureaus (including the Fukuoka Local Finance Branch and the Okinawa General Bureau. The same shall apply hereinafter), as well as relevant divisions of the FSA, shall implement supervisory processes regarding Financial Instruments Business Operators, etc., that operate in their districts of jurisdiction based on this Guideline. 例文帳に追加

財務局（福岡財務支局及び沖縄総合事務局を含む。以下同じ。）は本監督指針に基づき、管轄金融商品取引業者等の監督事務を実施するものとし、金融庁担当課室にあっても同様の扱いとする。 - 金融庁

However, under unavoidable circumstances, for example, if a business office or office of a Financial Instruments Business Operator is located in a remote area, an inspection shall be carried out by referring the registered items to the Director-General of the relevant Finance Bureau. 例文帳に追加

ただし、申請者に申請に係る金融商品取引業者の営業所又は事務所が遠隔地になるなどのやむを得ない事情があるときには、当該他の財務局長に登録事項を照会し、縦覧に応じるものとする。 - 金融庁

Article 79-20 (1) The term "General Customer" as used in this Chapter means a customer of the head office, or other business office or office in Japan (with regard to a Financial Instruments Business Operator which is a foreign judicial person, its business office or office in Japan) of a Financial Instruments Business Operator (limited to a Financial Instruments Business Operator that conducts Securities-Related Business prescribed in Article 28(8); hereinafter the same shall apply in this Chapter) that conducts Subject Securities-Related Transactions with said Financial Instruments Business Operator (excluding Qualified Institutional Investors, states, local governments and other persons specified by a Cabinet Order). 例文帳に追加

第七十九条の二十　この章において「一般顧客」とは、金融商品取引業者（第二十八条第八項に規定する有価証券関連業を行う金融商品取引業者に限る。以下この章において同じ。）の本店その他の国内の営業所又は事務所（外国法人である金融商品取引業者にあつては、国内に有する営業所又は事務所）の顧客であつて当該金融商品取引業者と対象有価証券関連取引をする者（適格機関投資家及び国、地方公共団体その他の政令で定める者を除く。）をいう。 - 日本法令外国語訳データベースシステム

(2) When there is any share that has not been paid for after the registration of the establishment under Article 101-20(1), the president and board members of the Membership-Type Financial Instruments Exchange as of the time of the resolution of the general meeting prescribed in Article 101-2(1), and the directors of the Stock Company-Type Financial Instruments Exchange as of the Effective Date shall have the joint and several obligation to make payment therefor. 例文帳に追加

２　第百一条の二十第一項の設立の登記後に払込みのない株式があるときは、第百一条の二第一項の総会の決議の当時の会員金融商品取引所の理事長及び理事並びに効力発生日の当時の株式会社金融商品取引所の取締役は、連帯して払込みを行う義務を負う。 - 日本法令外国語訳データベースシステム

(i) Depending on the types of the meteorological instruments listed in the left-hand column of the appended table, the respective measuring instruments (limited to those which have undergone calibrations by the Director-General of the Japan Meteorological Agency or calibrations pursuant to the provisions of Articles 135 and Article 144 of the Measurement Act (Act No. 51 of 1992)) and equipment listed in the right-hand column of the same table are used to administer verification affairs; 例文帳に追加

一　別表の上欄に掲げる気象測器の種類に応じ、それぞれ同表の下欄に掲げる測定器（気象庁長官による校正又は計量法（平成四年法律第五十一号）第百三十五条若しくは第百四十四条の規定に基づく校正を受けているものに限る。）及び設備を使用して検定事務を行うものであること。 - 日本法令外国語訳データベースシステム

The General Agreement consists of: (i) the provisions of GATT 1947 (including those amended by the terms of legal instruments that have taken effect before the entry into force of the WTO Agreement); (ii) legal instruments, such as protocols and certifications relating to tariff concessions, protocols of accession, etc., that have taken effect under the GATT 1947 before the entry into force of the WTO Agreement; and (iii) the six understandings that are deemed to be an integral part of the GATT 1994, such as Article II:1(b) and Article XVII.例文帳に追加

(ⅰ)1947年のGATT に相当する規定（WTO協定発効前に効力を発生した法的文書により改正等が行われた規定を含む）、(ⅱ)WTO協定発効前に1947年のGATT の下において発効した関税譲許議定書、確認書、加入議定書等の法的文書、及び(ⅲ)1994年のGATT の不可分の一部とされる第２条１項?、第17条等６つの了解等から成る。 - 経済産業省

(2) The Director-General of the Japan Meteorological Agency may, when he/she finds it necessary, lend meteorological instruments and other appliances to a person who makes a report pursuant to the provisions of Article 6, paragraph (4) or to any of the vessels set forth in Article 7, paragraph (1) pursuant to the provisions of Cabinet Order. 例文帳に追加

２　気象庁長官は、必要があると認めるときは、第六条第四項の規定により報告を行う者又は第七条第一項の船舶に対し、政令の定めるところにより、気象測器その他の機器を貸し付けることができる。 - 日本法令外国語訳データベースシステム

(2) The Director-General of the Japan Meteorological Agency shall, upon receiving an application set forth in the preceding paragraph, inspect whether or not the meteorological instruments pertaining to the said application conform to Article 28, paragraph (1), item (i) and grant type certification when he/she finds that they conform thereto. 例文帳に追加

２　気象庁長官は、前項の申請があつたときは、その申請に係る気象測器が第二十八条第一項第一号に適合するかどうかを検査し、これに適合すると認めるときは、前項の型式証明をしなければならない。 - 日本法令外国語訳データベースシステム

Article 32-2 (1) With respect to a person who performs measurements for the instrumental errors of meteorological instruments, the Director-General of the Japan Meteorological Agency may, upon application thereby, grant authorization to the effect that he/she conforms to the following items, per office thereof, in accordance with the categories specified by Ordinance of the Ministry of Land, Infrastructure, Transport and Tourism: 例文帳に追加

第三十二条の二　気象庁長官は、申請により、気象測器の器差の測定を行う者について、国土交通省令で定める区分に従い、その事務所ごとに、次の各号に適合している旨の認定をすることができる。 - 日本法令外国語訳データベースシステム

It should also be kept in mind that an individual dispute that arises between a customer and a Financial Instruments Business Operator is, in general, a problem pertaining to a private-law contract, and as such, is a matter to be resolved between the parties, including basically the place of ADR and the judicature. 例文帳に追加

なお、一般に顧客と金融商品取引業者との間で生じる個別の紛争は、私法上の契約に係る問題であり、基本的にＡＤＲや司法の場を含め、当事者間で解決されるべき事柄であることに留意する必要がある。 - 金融庁

When the FSA Commissioner and the directors-general of the Local Finance Bureaus have taken an administrative disposition under either of Articles 51 to 54 of the FIEA against a sales office of a Financial Instruments Business Operator, etc., under their jurisdiction that is located in a region not under their jurisdiction, they shall immediately notify the details of the action to the director-general of the Local Finance Bureau that has jurisdiction over the region where the said sales office is located. 例文帳に追加

金融庁長官又は財務局長は、所管する金融商品取引業者等の他の財務局長が管轄する区域に所在する営業所に対して、金商法第51条から第54条までの規定に基づく処分をした場合は、速やかに当該営業所の所在地を管轄する財務局長にその処分内容を連絡するものとする。 - 金融庁

When the FSA Commissioner and the directors-general of the Local Finance Bureaus have issued an order based on Article 32-2 of the FIEA to a major shareholder in a Financial Instruments Business Operator under their jurisdiction, they shall notify the details of the order to the director-general of the Local Finance Bureau (to the director-general of the Kanto Local Finance Bureau in cases where the shareholder is a nonresident) that has jurisdiction over the region where the head office or principal office of the said major shareholder (the residence of the shareholder in cases where the shareholder is an individual) is located. 例文帳に追加

金融庁長官又は財務局長は、所管する金融商品取引業者の主要株主に対して、金商法第32条の２の規定に基づく命令を行った場合は、当該主要株主の本店又は主たる事務所（当該主要株主が個人の場合にあっては、その住所又は居所）を管轄する財務局長（当該主要株主が非居住者である場合は関東財務局長）にその命令内容を連絡するものとする。 - 金融庁

Article 139-5 (1) A Membership-Type Financial Instruments Exchange Extinguished upon a Consolidation-Type Merger shall, during the period from 10 days prior to the day of the general meeting of members set forth in paragraph (3) until the day of the establishment of the Financial Instruments Exchange Established by a Consolidation-Type Merger, keep at its principal office the documents or Electromagnetic Records containing or recording the contents of the Consolidation-Type Merger agreement and other matters specified by a Cabinet Office Ordinance. 例文帳に追加

第百三十九条の五　新設合併消滅会員金融商品取引所は、第三項の総会の日の十日前の日から新設合併設立金融商品取引所の成立の日までの間、新設合併契約の内容その他内閣府令で定める事項を記載し、又は記録した書面又は電磁的記録を主たる事務所に備え置かなければならない。 - 日本法令外国語訳データベースシステム

At the time when the application concerned was filed, the mobile communication terminal equipped with an internal antenna pertained to well-known arts familiar to the public which was common general knowledge for a person skilled in the art. The statement on the cited document concerned the field of mobile communication terminals such as cellular phones, pagers, communication instruments and smart phones. 例文帳に追加

本願出願時において、内部アンテナを備える無線通信端末は当業者にとって技術常識に属する一般的に知られている周知技術であり、引用文献の記述は、セルラ電話、ポケベル、通信機、スマートフォン等の、無線通信端末の分野に関するものである。 - 特許庁

(2) A registered verification body shall, with respect to the measuring instruments listed in the right-hand column of the appended table, undergo calibrations by the Director-General of the Japan Meteorological Agency or calibrations pursuant to the provisions of Article 135 or Article 144 of the Measurement Act. 例文帳に追加

２　登録検定機関は、別表の下欄に掲げる測定器について、国土交通省令で定める期間ごとに、気象庁長官による校正又は計量法第百三十五条若しくは第百四十四条の規定に基づく校正を受けなければならない。 - 日本法令外国語訳データベースシステム

When a Financial Instruments Business Operator, etc., under the jurisdiction of the FSA has obtained registration from a Local Finance Bureau under Article 29-3(1) or Article 33-4(1) of the FIEA, the director-general of the said bureau shall immediately send the original of the registration application and attached documents to the FSA Commissioner. 例文帳に追加

財務局長は、本庁監理金融商品取引業者等が金商法第29条の３第１項又は金商法第33条の４第１項の規定による登録を行った場合は、速やかに登録申請書の正本及び添付書類を金融庁長官へ送付すること。 - 金融庁

(viii) The directors-general of Local Finance Bureaus shall examine the status of the payment, for the previous business year, of the Registration and License Tax (the registration license tax as specified under Article 2 of the Registration and License Tax Act) by Financial Instruments Business Operators, etc., under their jurisdiction, and report the findings to the FSA Commissioner by April 30 every year. 例文帳に追加

財務局長は、財務局監理金融商品取引業者等の前事業年度における登録免許税（登録免許税法第２条に規定する登録免許税）の納付状況を調査し、毎年４月30日までに金融庁長官へ報告すること。 - 金融庁

Goods exported from India to Japan have been traditional commodities such as iron ore, precious stones and jewelry, but recently exports of petroleum products have been rapidly increasing. Goods actively exported from Japan to India are general machinery, electronics instruments, steel products and transport machines.例文帳に追加

インドから日本への輸出は、鉄鉱石や、宝石・宝飾品等の伝統的な輸出品に加え、近年は石油製品の輸出量が急速に拡大しており、日本からインドへの輸出は、一般機械、電子機器、鉄鋼製品、輸送機器の輸出量が拡大している。 - 経済産業省

2. a person other than a Financial Instruments Specialist, etc.: the Director-General of the Local Finance Bureau that has jurisdiction over the location of the principal business office or principal office of said person (or the principal business office or principal office in Japan, in the case of a foreign juridical person or an individual person domiciled in a foreign state) (or the Director-General of the Fukuoka Local Finance Branch Bureau, in cases where said location falls within the jurisdictional district of the Fukuoka Local Finance Branch Bureau; or the Director-General of the Kanto Finance Bureau, in cases where said person has no business office or any other office in Japan); 例文帳に追加

２）　金融商品取引業者等以外の者　当該者の主たる営業所又は事務所（外国法人又は外国に住所を有する個人にあっては、国内における主たる営業所又は事務所）の所在地を管轄する財務局長（当該所在地が福岡財務支局の管轄区域内にある場合にあっては福岡財務支局長、当該者が国内に営業所又は事務所を有しない場合にあっては関東財務局長 - 日本法令外国語訳データベースシステム

A. In cases where a Financial Instruments Business Operator holds seminars, etc. (events inviting customers in general for the solicitation purpose regardless of whether they are nominally represented as lecture speeches, study sessions or briefings), whether the advertisements and invitation fliers clearly indicate that the events are intended to solicit customers to sign contracts for financial instruments transactions. 例文帳に追加

イ．セミナー等（講演会、学習会、説明会等の名目の如何を問わない。以下同じ。）を開催して、一般顧客等を集め、当該一般顧客等に対して金融商品取引契約の締結の勧誘（勧誘を目的とした具体的商品の説明を含む。）を行う場合には、当該セミナー等に係る広告等及び送付する案内状等に、金融商品取引契約の締結を勧誘する目的があることをあらかじめ明示しているか。 - 金融庁

Article 79-60 (1) In addition to conducting acts under the provision of the Act on Special Measures Concerning Reorganization Proceedings of Financial Institutions, etc., a Fund shall, when the Fund finds it necessary for preserving realization of claims which a General Customer holds against a Notifying Financial Instruments Business Operator (limited to those pertaining to Customer Assets of said General Customer), have the authority to conduct any and all judicial or extra-judicial acts that are necessary to preserve realization of said claims on behalf of said General Customer within the limit necessary. 例文帳に追加

第七十九条の六十　基金は、金融機関等の更生手続の特例等に関する法律の規定による行為を行うほか、一般顧客が通知金融商品取引業者に対して有する債権（当該一般顧客の顧客資産に係るものに限る。）の実現を保全するために必要があると認めるときは、その必要の限度において、当該一般顧客のため、当該債権の実現を保全するために必要な一切の裁判上又は裁判外の行為を行う権限を有する。 - 日本法令外国語訳データベースシステム

(3) A general meeting set forth in paragraph (1) shall be convened by presenting an outline of the entity conversion plan and the articles of incorporation of the stock company after the entry conversion (hereinafter referred to as the "Stock Company-Type Financial Instruments Exchange after Entity Conversion" in this Division), in addition to the subject matter of the meeting, by at least five days prior to the day of the meeting. 例文帳に追加

３　第一項の総会の招集は、その会議開催日の五日前までに、会議の目的である事項のほか、組織変更計画の要領及び組織変更後の株式会社（以下この目において「組織変更後株式会社金融商品取引所」という。）の定款を示してしなければならない。 - 日本法令外国語訳データベースシステム

In particular, the manner in which requirements for regulatory actions (business improvement orders) are stipulated has been changed from specific enumerations under the Securities Exchange Act to a more general description in the Financial Instruments and Exchange Act such as “when recognized as necessary and appropriate for the protection of public interest and investors” (Article 51 and Article 51-2). 例文帳に追加

特に、同法により、行政処分（業務改善命令）の要件が、従来の証券取引法における限定列挙型から、「公益又は投資者保護のため必要かつ適当であると認めるとき」という一般的なものに変更されている（金融商品取引法第５１条、第５１条の２）。 - 金融庁

D. Whether the Financial Instruments Business Operator has developed a control environment wherein, even during a period when proceedings for dealing with a complaint, etc. are pending at an external organization, the business operator takes appropriate action where necessary with respect to the customer who is the other party to the said proceedings (such as ordinarily providing the customer with general materials or explanations). 例文帳に追加

ニ．外部機関等において、苦情等対処に関する手続が係属している間にあっても、当該手続の他方当事者である顧客に対し、必要に応じ、適切な対応（一般的な資料の提供や説明など顧客に対して通常に行う対応等）を行う態勢を整備しているか。 - 金融庁

It should be noted that in cases where the provisions of III-1 Governance (general) are applied to foreign corporations engaging in Type I financial instruments business, the “representative director” shall be replaced with the “representative in Japan” and “the Board of Directors, etc.” with “the highest decision-making organization of a sales branch or business office in Japan.” 例文帳に追加

なお、第一種金融商品取引業を行う外国法人については、「Ⅲ－１経営管理（共通編）」の適用に際し、代表取締役を本邦における代表者、取締役会等を本邦における営業所又は事務所における最高意思決定機関等と適宜読み替えるものとする。 - 金融庁

Article 101-16 (1) When there is any share that has not been subscribed for after the registration of establishment under Article 101-20(1), the president and board members of the Membership-Type Financial Instruments Exchange as of the time of the resolution of the general meeting prescribed in Article 101-2(1), and the directors of a Stock Company-Type Financial Instruments Exchange as of the Effective Date shall be deemed to have jointly subscribed for said shares. The same shall apply to the cases where an application for subscription for shares has been rescinded. 例文帳に追加

第百一条の十六　第百一条の二十第一項の設立の登記後に引受けのない株式があるときは、第百一条の二第一項の総会の決議の当時の会員金融商品取引所の理事長及び理事並びに効力発生日の当時の株式会社金融商品取引所の取締役は、共同してこれを引き受けたものとみなす。株式の引受けの申込みが取り消されたときも、同様とする。 - 日本法令外国語訳データベースシステム

As long as a local government does not opt to become a general investor, it will be treated as a professional investor. However, as the number of complex financial instruments that require a high degree of financial knowledge has been increased, given that some local governments do not necessarily have systems in place which enable them to make investment decisions based on necessary financial knowledge, only those local governments that seek to become professional investors change status to that of professional investors and the obligation for documents and so forth to be provided by financial instruments business operators should be waived for them. 例文帳に追加

地方公共団体は、一般投資家への移行措置を行わない限り、特定投資家として取り扱われるが、高度な金融知識が求められる複雑な金融商品が増える中、必要な金融知識を踏まえた投資判断が行われ得る態勢が必ずしも整っていない団体も含まれていることから、特定投資家となることを求める団体のみ、特定投資家として業者からの書面交付義務等を免除すべきではないか。 - 金融庁

(v) an Officer (including a provisional director and provisional auditor) or an auditor of a Membership-Type Financial Instruments Exchange or a person to become a director or auditor of a Stock Company-Type Financial Instruments Exchange who has made a misstatement to or suppressed a fact against the Prime Minister, the court or a general meeting of members with regard to the subscription or payment of the entire shares to be issued under the provisions of Article 101-9, the delivery of property other than money, or the matters listed in Article 101-9(iii); 例文帳に追加

五　第百一条の九の規定により発行する株式の総数の引受け、払込み若しくは金銭以外の財産の給付又は同条第三号に掲げる事項について、内閣総理大臣、裁判所又は会員の総会に対して虚偽の申述を行い、又は事実を隠ぺいした会員金融商品取引所の役員（仮理事及び仮監事を含む。）若しくは検査役又は株式会社金融商品取引所の取締役若しくは監査役となるべき者 - 日本法令外国語訳データベースシステム

Article 101-3 (1) A Membership-Type Financial Instruments Exchange implementing Entity Conversion shall, during the period from five days prior to the day of a general meeting set forth in paragraph (1) of the preceding Article until the day immediately before the Effective Date, keep at its principal office the documents or electromagnetic records containing or recording the contents of the entity conversion plan and other matters specified by a Cabinet Office Ordinance. 例文帳に追加

第百一条の三　組織変更をする会員金融商品取引所は、前条第一項の総会の会議開催日の五日前から効力発生日の前日までの間、組織変更計画の内容その他の内閣府令で定める事項を記載し、又は記録した書面又は電磁的記録を主たる事務所に備え置かなければならない。 - 日本法令外国語訳データベースシステム