「Business Operator」に関連した英語例文の一覧と使い方(30ページ目) - Weblio英語例文検索

Article 31 In the case of performing the Payments Services and finding it necessary with regard to said services, the Part-Time Working Assistance Center may request a business operator to submit reports on necessary matters. 例文帳に追加

第三十一条　短時間労働援助センターは、給付金業務を行う場合において当該業務に関し必要があると認めるときは、事業主に対し、必要な事項について報告を求めることができる。 - 日本法令外国語訳データベースシステム

(4) When the competent minister approves a request set forth in paragraph 1, he/she shall decide to that effect and give a notice to that effect to the Business Operator Handling a Class I Designated Chemical Substance, etc. who has made said request. 例文帳に追加

４　主務大臣は、第一項の請求を認める場合には、その旨の決定をし、当該請求を行った第一種指定化学物質等取扱事業者に対し、その旨を通知するものとする。 - 日本法令外国語訳データベースシステム

Article 7 (1) When an Administrator of Public Facility etc. has selected a Qualified Project pursuant to the provision of the preceding article, the administrator shall select a private business operator which will implement the said Qualified Project by methods such as open invitation for participation. 例文帳に追加

第七条　公共施設等の管理者等は、前条の規定により特定事業を選定したときは、当該特定事業を実施する民間事業者を公募の方法等により選定するものとする。 - 日本法令外国語訳データベースシステム

(2) Neither a business operator carrying out Worker Dispatching nor a person receiving Worker Dispatching services shall discharge or otherwise treat disadvantageously a Dispatched Worker on the grounds of his/her having made the notification referred to in the preceding paragraph. 例文帳に追加

２　労働者派遣をする事業主及び労働者派遣の役務の提供を受ける者は、前項の申告をしたことを理由として、派遣労働者に対して解雇その他不利益な取扱いをしてはならない。 - 日本法令外国語訳データベースシステム

a business operator (including a person who carries out a client undertaking prescribed in paragraph 1 of Article 44 of the Act for Securing the Proper Operation of Worker Dispatching Undertakings and Improved Working Conditions for Dispatched Workers) 例文帳に追加

事業者（労働者派遣事業の適正な運営の確保及び派遣労働者の就業条件の整備等に関する法律第四十四条第一項に規定する派遣先の事業を行う者を含む。） - 日本法令外国語訳データベースシステム

It should be kept in mind that receipt of an inquiry or the like from an investigative authority regarding the registration pertaining to the said business operator does not immediately mean that it should be judged a case where the investigation by the investigative authorities would be impeded. 例文帳に追加

なお、捜査当局より当該業者に係る登録の有無の照会等を受け たことをもって、直ちに、捜査当局による捜査に支障が出る場合と判断するもの ではないことに留意するものとする。 - 金融庁

Whether the Financial Instruments Business Operator provides case study training, external training and other types of training with a view to enhancing the sense of compliance among all officers and employees. 例文帳に追加

イ．役職員の法令等遵守意識の徹底について、研修の目的及び対象者等を考慮した事例研修及び外部研修等を実施し、役職員の法令等遵守意識の向上を図っているか。 - 金融庁

(Note) The term “entrust” includes all contracts in which a Financial Instruments Business Operator allows all or part of the handling of information related to customers, etc. to be conducted by another person, regardless of the form or type of contract. 例文帳に追加

（注）「委託」とは、契約の形態や種類を問わず、金融商品取引業者が他の者に顧客等に関する情報の取扱いの全部又は一部を行わせることを内容とする契約の一切を含む。 - 金融庁

A. Whether the Financial Instruments Business Operator has set an appropriate period of time for keeping credit card information, etc., which takes into account the purpose of use and other circumstances, and whether it limits the locations where such information is kept, and disposes the information in a prompt and appropriate manner after the retention period has lapsed. 例文帳に追加

イ．クレジットカード情報等について、利用目的その他の事情を勘案した適切な保存期間を設定し、保存場所を限定し、保存期間経過後適切かつ速やかに廃棄しているか。 - 金融庁

(i) Whether the Financial Instruments Business Operator has established an appropriate internal control environment, such as by developing internal rules pertaining to the sale, purchase and other transactions of securities by officers, employees and other persons associated with them, and the revision thereof as necessary. 例文帳に追加

① 役職員及びその関係者による、有価証券の売買その他の取引等に係る社内規則を整備し、必要に応じて見直しを行う等、適切な内部管理態勢を構築しているか。 - 金融庁

(ii) Whether the Financial Instruments Business Operator has made efforts for strengthening the sense of compliance, such as enhancing professional ethics and ensuring a full understanding of relevant laws and regulations and internal rules, aimed at preventing insider trading and other unfair trading by officers or employees. 例文帳に追加

② 役職員によるインサイダー等の不公正な取引の防止に向け、職業倫理の強化、関係法令や社内規則の周知徹底等、法令遵守意識の強化に向けた取り組みを行っているか。 - 金融庁

In particular, whether the Financial Instruments Business Operator has developed a control environment wherein the responsible division or person in charge of dealing with complaints, etc. strives to fully understand the customer complaints, etc. faced by each individual employee, and reports promptly to the relevant departments. 例文帳に追加

特に、苦情等対処における主管部署及び担当者が、個々の職員が抱える顧客からの苦情等の把握に努め、速やかに関係部署に報告を行う態勢を整備しているか。 - 金融庁

Also, whether the Financial Instruments Business Operator has developed a control environment wherein it utilizes the results from the analysis of these complaints, etc., and applies this on an ongoing basis to the improvement of control environments for dealing with customers and conducting administrative processes and to the formulation of measures for preventing any occurrence or recurrence of complaints, etc. 例文帳に追加

また、その分析結果を活用し、継続的に顧客対応・事務処理についての態勢の改善や苦情等の再発防止策・未然防止策の策定等に活用する態勢を整備しているか。 - 金融庁

b. Whether the Financial Instruments Business Operator has developed a control environment wherein, in cases where it has accepted a reconciliation plan or a special conciliation proposal, the division in charge takes prompt action, and the audit division conducts a follow-up examination on matters including the progress of its fulfillment. 例文帳に追加

ｂ．和解案又は特別調停案を受諾した場合、担当部署において速やかに対応するとともに、その履行状況等を監査部門等が事後検証する態勢を整備しているか。 - 金融庁

b. Whether the Financial Instruments Business Operator has developed a control environment wherein it utilizes the specialized knowledge and experience of consumer counselors and the like, where necessary, for processing individual cases, such as building network systems with consumer counselors and the like. 例文帳に追加

ｂ．消費生活専門相談員等との連絡体制を築く等、個別事案の処理に関し、必要に応じ、消費生活専門相談員等の専門知識・経験を活用する態勢を整備しているか。 - 金融庁

a. Whether the Financial Instruments Business Operator has properly developed an operational system and internal rules according to the occurrence of complaints, and whether it has developed a control environment wherein it processes complaints in a fair and appropriate manner based on the said system and rules. 例文帳に追加

ａ．苦情の発生状況に応じ、業務運営体制及び社内規則を適切に整備するとともに、当該体制・規則に基づき、公正かつ適確に苦情処理を行う態勢を整備しているか。 - 金融庁

G. Whether the Financial Instruments Business Operator ensures the effectiveness of the “reporting of suspicious transactions” by identifying and examining the implementation status of the reporting through periodic internal reviews and internal audits and by reviewing and revising the implementation method, for example. 例文帳に追加

ト．「疑わしい取引の届出」に関して、社内における定期的な点検や内部監査を通じて、その実施状況を把握・検証し、実施方法の見直し等を行う等、その実効性が確保されているか。 - 金融庁

A. Whether the Financial Instruments Business Operator recognizes what constitutes an emergency and is striving as much as possible to prevent or guard against any emergency (prepare countermeasures against an emergency that may be unpreventable) by, for example, conducting inspections and anti-crisis practices periodically in normal times. 例文帳に追加

イ．何が危機であるかを認識し、可能な限りその回避・予防に努める（不可避なものは予防策を講じる。）よう、平時より、定期的な点検・訓練を行うなど未然防止に向けた取組みに努めているか。 - 金融庁

(iii) Whether the Financial Instruments Business Operator ensures that, when facing unreasonable demands from anti-social forces, the officials or divisions in charge are not left to deal with the situation on their own, but that an institutional response is made with directors and other senior managers properly involved. 例文帳に追加

③ 反社会的勢力から不当要求がなされた場合には、担当者や担当部署だけに任せることなく取締役等の経営陣が適切に関与し、組織として対応することとしているか。 - 金融庁

Whether the Financial Instruments Business Operator compiles its CSR report through a transparent process and uses precise and objective data and information, thereby ensuring that the report is highly reliable and widely acceptable. 例文帳に追加

ＣＳＲ報告が、透明性が高いプロセスを通じて作成され、データや情報が正確かつ中立的で検証可能なものとなっているなど、多くのステークホルダーに受け入れられる信頼性の高いものとなっているか。 - 金融庁

(6) Regarding cases where a Financial Instruments Business Operator intends to avail itself of the special measures prescribed in Article 24-2(1) of the Industrial Revitalization Act and X(C) of the Basic Guidelines, “amount of sales” in X(A)(1) of the Basic Guidelines refers, for example, to operating revenues. 例文帳に追加

（６）産活法第 24条の２第１項及び基本指針十一ホの特例措置を受けようとする場合について 基本指針十一ホ１の「売上高」については、例えば、営業収益を指す。 - 金融庁

Supervisors shall check whether the Financial Instruments Business Operator recognizes a contract assuring a future conclusion of a loan guarantee contract as a commitment to guarantee, regardless of in what form or name the contract is made, and includes it in the calculation of the value of the counterparty risk. 例文帳に追加

形式及び名義の如何にかかわらず、将来において債務保証契約の成立を約する契約を保証予約として取引先リスク相当額を算出しているか確認するものとする。 - 金融庁

(i) In cases where there is the possibility of a timing gap arising between the execution of a transaction with a customer and the execution of a cover transaction, whether the currency-related over-the-counter derivatives business operator has developed a control environment for risk management that is well prepared for the risk of a rapid market movement occurring during the intervening period. 例文帳に追加

① 顧客との取引後、カバー取引を行うまでの間に時間差が生じる可能性がある場合には、その間の相場の急激な変動等に備えたリスク管理態勢を整備しているか。 - 金融庁

(iii) In cases where a non-affiliated business operator has been ordered to establish or revise internal rules, they need to do so within 30 days and obtain approval from the Prime Minister. 例文帳に追加

③ 協会等未加入業者は、社内規則の策定又は変更を命ぜられた場合には、30日以内に当該社内規則の作成又は変更を行い、内閣総理大臣の承認を受ける必要があること。 - 金融庁

(i) A contract shall be concluded with a client who applies to purchase government bonds jointly with other clients to the effect that a Financial Instruments Business Operator shall buy the said government bonds in the form of cumulative investment. 例文帳に追加

① 金融商品取引業者が、国債について、他の顧客と共同して買い付ける旨の申込みを行う顧客との間に、累積投資業務により、当該国債の買付けを行う旨の契約をすること。 - 金融庁

(iv) A Financial Instruments Business Operator shall set up an account for each client, in order to manage the clients’ shares and the receipt of payments on fruits/redemption of the share of the government bonds co-owned by the clients, etc. 例文帳に追加

④ 金融商品取引業者は、顧客の共有持分及び共有持分に係る国債の果実又は償還金の受入れ並びに払込金等を管理するため、顧客ごとに口座を設けて処理すること。 - 金融庁

(ii) When the sum of payments, etc, of one client and other clients (or its integral multiple) reaches the purchase value of the listed investment certificates, a Financial Instruments Business Operator shall buy the said certificates without delay. 例文帳に追加

② 一の顧客からの払込金等と他の顧客の払込金等とを合算して、上場投資証券の買付価額（又はその整数倍）に達するときは、遅滞なく、当該上場投資証券の買付けを行うこと。 - 金融庁

Whether the discretionary investment business operator has a control environment for ensuring that a relevant management division, for example, properly examines the transactions specified under Article 129(1)(i) of the FIB Cabinet Office Ordinance (non-application of the prohibition of transactions between investment assets accounts). 例文帳に追加

管理部門等が、金商業等府令第129条第１項第１号（運用財産相互間取引の禁止の適用除外）に掲げる取引について適切に検証できる態勢となっているか。 - 金融庁

Whether the primary business operator has developed a control environment for implementing appropriate measures, such as providing guidance to agency/brokerage service providers and canceling contracts for entrusting agency/brokerage services, when a problem has been found as a result of the monitoring of agency/brokerage service providers. 例文帳に追加

代理・媒介業者に対するモニタリング等の結果、問題が発見された場合には、代理・媒介業者への指導、委託契約の解除等適切な措置を講じる態勢が整備されているか。 - 金融庁

Whether the primary business operator has established arrangements and procedures for responding to complaints, such as specifying the contact point for customer complaints regarding agency/brokerage services, establishing a division in charge of processing complaints and prescribing procedures for processing complaints. 例文帳に追加

代理・媒介業者が行う代理・媒介業に係る顧客からの苦情受付窓口の明示、苦情処理担当部署の設置、苦情案件処理手順等の策定等の苦情対応体制が整備されているか。 - 金融庁

Also, in such case, the "Business entity" ("jigyo-sha") means the Exhibitors or bidders and does not refer to the brokers who provide the internet auction system ("Auction Operator"). 例文帳に追加

また、この場合の事業者（Ｂ）とは、出品者又は入落札者が事業者であるということであり、インターネット・オークションのシステムを提供している仲介事業者（以下「オークション事業者」という。）を指すものではない。 - 経済産業省

.A business entity acquires a user's personal information such as its ID or password by using a spyware program installed without the user's permission whereby the user's personal information can be obtained by the operator and transmitted to third parties. 例文帳に追加

利用者の意図に反してインストールされたプログラムによって、利用者の個人情報を取得し、第三者に送信するスパイウェアを利用し、利用者のＩＤ・パスワードなどの個人情報を取得する場合 - 経済産業省

When a business operator has an opt-out in the provision to a third party*1, the entity handling personal information can, notwithstanding the provision of the preceding paragraph, provide personal data to a third party without the consent of the person. 例文帳に追加

個人情報取扱事業者は、第三者提供におけるオプトアウト※１を行っている場合には、前項の規定にかかわらず、本人の同意なく、個人データを第三者に提供することができる。 - 経済産業省

However, when the disclosure results cases falling under any of the following items (i) to (iii), the entity handling personal information is able not to disclose all or part of retained personal data. In this instance, the business operator must notify the person*2 of that effect. 例文帳に追加

ただし、開示することにより下記の(ⅰ)から(ⅲ)までのいずれかに該当する場合は、その全部又は一部を開示しないことができるが、この場合は、その旨を本人に通知※２しなければならない。 - 経済産業省

When an entity handling personal information is requested by a person, for the reason of the violation of procedures*1, to make a discontinuance of the utilization, etc.*2 of retained personal data, the business operator in principle*3 must take the measures concerned. 例文帳に追加

個人情報取扱事業者は、本人から、手続違反※１の理由により保有個人データの利用の停止等※２が求められた場合には、原則※３として、当該措置を行わなければならない。 - 経済産業省

Article 11 (1) A business operator of a general dispatching undertaking shall, where there has been a change in any of the matters listed in each item of paragraph (2) of Article 5 notify the Minister of Health, Labour and Welfare to that effect without delay. In this case, where the changed matters relate to the establishment of a new place(s) of business for carrying out the General Worker Dispatching Undertaking, the notification shall be accompanied by business plans pertaining to said place(s) of business and other documents specified by an Ordinance of the Ministry of Health, Labour and Welfare. 例文帳に追加

第十一条　一般派遣元事業主は、第五条第二項各号に掲げる事項に変更があつたときは、遅滞なく、その旨を厚生労働大臣に届け出なければならない。この場合において、当該変更に係る事項が一般労働者派遣事業を行う事業所の新設に係るものであるときは、当該事業所に係る事業計画書その他厚生労働省令で定める書類を添付しなければならない。 - 日本法令外国語訳データベースシステム

Article 19 (1) A business operator of a specified dispatching undertaking shall, where there has been a change in any of the matters to be stated in the written notice referred to in paragraph (1) of Article 16, notify the Minister of Health, Labour and Welfare to that effect without delay. In this case, where the changed matter relates to the establishment of a new place(s) of business for carrying out the Specified Worker Dispatching Undertaking, the notification shall be accompanied by business plans pertaining to said place(s) of business and other documents specified by an Ordinance of the Ministry of Health, Labour and Welfare. 例文帳に追加

第十九条　特定派遣元事業主は、第十六条第一項の届出書に記載すべき事項に変更があつたときは、遅滞なく、その旨を厚生労働大臣に届け出なければならない。この場合において、当該変更に係る事項が特定労働者派遣事業を行う事業所の新設に係るものであるときは、当該事業所に係る事業計画書その他厚生労働省令で定める書類を添付しなければならない。 - 日本法令外国語訳データベースシステム

However, given that the system does not allow for business improvement orders to be issued to major shareholders of financial instruments business operators for the purpose of ensuring the appropriate business operations of the operators, even if a major shareholder were to take action that impedes the appropriate business operations of a operator, current laws and regulations do not allow for the major shareholders to be issued with orders for action needed for improving such situations. 例文帳に追加

しかしながら、金融商品取引業者の主要株主に対しては、金融商品取引業者の業務の適切な運営確保等のために業務改善等の必要な措置の命令が可能な制度とはなっていないことから、主要株主において、金融商品取引業者の適切な業務運営を妨げる行為等がなされたとしても、現行法令上、主要株主に対してそうした状況の改善のための所要の措置命令を行うことができない。 - 金融庁

(2) The liquidator under the preceding paragraph shall, if the certified dispute resolution business operator was dissolved during the period of provision of the certified dispute resolution procedure, notify within two weeks from the date of the dissolution the parties to the dispute of the fact that the certified resolution business was dissolved and that the certification has become invalid in accordance with the next article. 例文帳に追加

２　前項の清算人は、当該解散の日に認証紛争解決手続が実施されていたときは、その日から二週間以内に、当該認証紛争解決手続の当事者に対し、当該解散をした旨及び次条の規定により認証がその効力を失った旨を通知しなければならない。 - 日本法令外国語訳データベースシステム

(6) A business operator that engages in the manufacture etc of specified engines and the interested persons may make the following request at any time during the business hours of registered inspection bodies for specified engines, provided, however, that they must pay the expenses fixed by registered inspection bodies for specified engines when making a request as mentioned in Item 2 or Item 4. 例文帳に追加

６　特定原動機製作等事業者その他の利害関係人は、登録特定原動機検査機関の業務時間内は、いつでも、次に掲げる請求をすることができる。ただし、第二号又は第四号の請求をするには、登録特定原動機検査機関の定めた費用を支払わなければならない。 - 日本法令外国語訳データベースシステム

(vii) conclusion of a Contract for Cumulative Investment (meaning a contract wherein a Financial Instruments Business Operator (limited to those who engage in Securities, etc. Management Business) receives deposit money from a customer and sells Securities to that customer continuously on dates designated in advance while receiving consideration from that money) (limited to those specified by a Cabinet Office Ordinance); 例文帳に追加

七　累積投資契約（金融商品取引業者（有価証券等管理業務を行う者に限る。）が顧客から金銭を預かり、当該金銭を対価としてあらかじめ定めた期日において当該顧客に有価証券を継続的に売り付ける契約をいう。）の締結（内閣府令で定めるものに限る。） - 日本法令外国語訳データベースシステム

(7) Where a Financial Instruments Business Operator engages in any of the businesses listed in the items of paragraph (1) or items of paragraph (2) or engages in a business for which approval has been obtained under paragraph (4), the provisions of paragraph (1), paragraph (2) and paragraph (4) shall not be construed to preclude the application of Acts concerning these businesses. 例文帳に追加

７　第一項、第二項及び第四項の規定は、金融商品取引業者が第一項各号若しくは第二項各号に掲げる業務又は第四項の承認を受けた業務を行う場合において、これらの業務に関する法律の適用を排除するものと解してはならない。 - 日本法令外国語訳データベースシステム

Article 36-4 (1) A Financial Instruments Business Operator (limited to those who engage in Securities-Related Business; the same shall apply in the following paragraph) may not become a bond manager prescribed in Article 702 of the Companies Act or trustee company for a trust contract defined in Article 2(1) of the Secured Debenture Trust Act. 例文帳に追加

第三十六条の四　金融商品取引業者（有価証券関連業を行う者に限る。次項において同じ。）は、会社法第七百二条に規定する社債管理者又は担保付社債信託法第二条第一項に規定する信託契約の受託会社となることができない。 - 日本法令外国語訳データベースシステム

Article 37-5 (1) A Financial Instruments Business Operator, etc. shall, when having received a security deposit payable by the customer (limited to those specified by a Cabinet Office Ordinance) with regard to his/her Financial Instruments Business, immediately deliver to the customer, pursuant to the provisions of a Cabinet Office Ordinance, a document stating to that effect. 例文帳に追加

第三十七条の五　金融商品取引業者等は、その行う金融商品取引業に関して顧客が預託すべき保証金（内閣府令で定めるものに限る。）を受領したときは、顧客に対し、直ちに、内閣府令で定めるところにより、その旨を記載した書面を交付しなければならない。 - 日本法令外国語訳データベースシステム

(iii) in addition to what is listed in the preceding two items, any of the acts listed in the items of Article 2(8) that are conducted in relation to Other Businesses of the Financial Instruments Business Operator and are specified by a Cabinet Office Ordinance as resulting in insufficient protection of investors, harming the fairness of transactions or causing a loss of confidence in Financial Instruments Business. 例文帳に追加

三　前二号に掲げるもののほか、金融商品取引業者その他業務に関連して行う第二条第八項各号に掲げる行為で投資者の保護に欠け、若しくは取引の公正を害し、又は金融商品取引業の信用を失墜させるものとして内閣府令で定める行為 - 日本法令外国語訳データベースシステム