「corporation securities」に関連した英語例文の一覧と使い方 - Weblio英語例文検索

Trading company listed in the Second Section of the Osaka Securities Exchange which deals with products from the Mitsubishi Electric Corporation. 例文帳に追加

三菱電機を取り扱う大証2部上場の商社。 - Wikipedia日英京都関連文書対訳コーパス

CENTRALIZED MANAGEMENT SYSTEM FOR NEGOTIABLE SECURITIES TO SUPPORT FINANCE DEPARTMENT OF BUSINESS CORPORATION例文帳に追加

事業法人財務部門支援型の有価証券一元管理システム - 特許庁

on exchanges across Japan (Tokyo Stock Exchange, Osaka Securities Exchange, Nagoya Stock Exchange, Sapporo Securities Exchange and Fukuoka Stock Exchange). It has also been confirmed that the Japan Government Bond Clearing Organization, the Japan Securities Clearing Corporation, the Japan Securities Depository Center and JASDAQ DVP Clearing Corporation started operation at 7 a.m. as usual. 例文帳に追加

そしてまた日本国債清算機関、日本証券クリアリング機構、証券保管振替機構、ほふりクリアリングについては、午前7時時点で業務を正常に開始したことを確認しております。 - 金融庁

(xi) investment securities or investment corporation debentures, or foreign investment securities prescribed in the Act on Investment Trusts and Investment Corporations; 例文帳に追加

十一　投資信託及び投資法人に関する法律に規定する投資証券若しくは投資法人債券又は外国投資証券 - 日本法令外国語訳データベースシステム

(2) In the case referred to in the first sentence of the preceding paragraph, an Investor who holds Investment Securities which have already been issued may submit said Investment Securities to the Investment Corporation and report to the effect that he/she does not wish to hold such Investment Securities. In this case, the Investment Securities submitted to the Investment Corporation shall be invalid. 例文帳に追加

２　前項前段の場合において、既に発行された投資証券を有する投資主は、当該投資証券を投資法人に提出して、その所持を希望しない旨を申し出ることができる。この場合においては、当該投資法人に提出された当該投資証券は、無効とする。 - 日本法令外国語訳データベースシステム

(ii) A corporation that is engaged in banking, insurance, or securities businesses (excluding holding companies): Eight trillion yen 例文帳に追加

二　銀行業、保険業又は証券業を営む会社（持株会社を除く。）　八兆円 - 日本法令外国語訳データベースシステム

(xiv) When the person has issued Investment Securities, etc. prior to the day of issue of Investment Equity or Investment Corporation Bonds; 例文帳に追加

十四　投資口又は投資法人債の発行の日前に投資証券等を発行したとき。 - 日本法令外国語訳データベースシステム

an offer to buy shares in a corporation (usually above the market price) for cash or securities or both 例文帳に追加

（通例時価より高い買い付け価格で）企業の株式を現金または有価証券あるいはその両方で買い取ろうという提案 - 日本語WordNet

(4) The transfer of Investment Equity effected prior to the issue of Investment Securities shall not be effective vis-a-vis an Investment Corporation. 例文帳に追加

４　投資証券の発行前にした投資口の譲渡は、投資法人に対し、その効力を生じない。 - 日本法令外国語訳データベースシステム

Article 85 (1) An Investment Corporation shall, on or after the day it has issued Investment Equity, issue Investment Securities pertaining to said Investment Equity without delay. 例文帳に追加

第八十五条　投資法人は、投資口を発行した日以後遅滞なく、当該投資口に係る投資証券を発行しなければならない。 - 日本法令外国語訳データベースシステム

(a) A foreign corporation engaged in the banking business, securities business or insurance business in a foreign state in accordance with the laws and regulations of the said state 例文帳に追加

イ　外国の法令に準拠して当該国において銀行業、証券業又は保険業を営む外国法人 - 日本法令外国語訳データベースシステム

(23) The term "Foreign Investment Corporation" as used in this Act shall mean an association that is a juridical person or that lacks the legal capacity to hold rights, which has been established in compliance with the laws and regulations of a foreign state, and which issues Investment Securities or securities similar to Investment Corporation Bond Certificates. 例文帳に追加

２３　この法律において「外国投資法人」とは、外国の法令に準拠して設立された法人たる社団又は権利能力のない社団で、投資証券又は投資法人債券に類する証券を発行するものをいう。 - 日本法令外国語訳データベースシステム

Article 162 (1) A person who, for the purpose of uttering, counterfeits or alters a public bond, securities of a government agency, share certificate of a corporation or other securities shall be punished by imprisonment with work for not less than 3 months but not more than 10 years. 例文帳に追加

第百六十二条　行使の目的で、公債証書、官庁の証券、会社の株券その他の有価証券を偽造し、又は変造した者は、三月以上十年以下の懲役に処する。 - 日本法令外国語訳データベースシステム

(3) The Investor who makes the request prescribed in paragraph (1) shall submit the Investment Securities to the Investment Corporation; provided, however, that this shall not apply to cases where such Investment Securities are not issued. 例文帳に追加

３　第一項の請求をする投資主は、投資証券を投資法人に提出しなければならない。ただし、当該投資証券が発行されていないときは、この限りでない。 - 日本法令外国語訳データベースシステム

B. In cases where the securities company, etc. provides customers with its services via the outsourcing contractor, it has taken measures to prevent customers from mistakenly believing that the services are provided by the parent or subsidiary corporation, etc. of the securities company, etc. 例文帳に追加

ロ．委託先を通じて顧客へのサービス提供を行う場合において、当該サービスが、当該証券会社等の親子法人等が提供するものと誤認されないような措置を講じていること。 - 金融庁

This time, the indictment was filed against an individual former Nomura Securities employee. What about taking administrative action or imposing punishment against Nomura Securities as a corporation? 例文帳に追加

今回の起訴は、野村（證券）の元社員個人の起訴ということだったのですが、金融庁として、法人としての野村證券への行政対応あるいは行政処分について、この起訴を受けてどのようなご見解でいらっしゃいますでしょうか。 - 金融庁

(ii) Securities listed in Article 2(1)(x) and (xi) (excluding Short-Term Securities Investment Corporation Debentures, etc.): acts listed in Article 2(8)(i) to (iii) and acts listed in Article 2(8)(ix) (excluding dealing of a Secondary Distribution of Securities); 例文帳に追加

二　第二条第一項第十号及び第十一号に掲げる有価証券（短期投資法人債等を除く。）　同条第八項第一号から第三号までに掲げる行為及び同項第九号に掲げる行為（有価証券の売出しの取扱いを除く。） - 日本法令外国語訳データベースシステム

(ii) Acquisition of securities issued by the foreign corporation, for which the number of shares held by the resident or the amount of contribution thereof made by the resident accounts for not less than one-tenth of the total number of issued shares of the foreign corporation or the total amount of contribution thereof, or by the foreign corporation specified by the Ordinance of the Ministry of Finance as equivalent to such foreign corporation, or loan of money to such foreign corporation 例文帳に追加

二　当該居住者により所有される外国法人の株式の数若しくは出資の金額の当該外国法人の発行済株式の総数若しくは出資の金額の総額に占める割合が百分の十以上である外国法人及びこれに準ずるものとして財務省令で定める外国法人の発行に係る証券の取得又はこれらの外国法人に対する金銭の貸付け - 日本法令外国語訳データベースシステム

Article 196 (1) A corporate officer(s) of an Investment Corporation shall not conduct affairs pertaining to Public Offerings, etc. (meaning Public Offerings (meaning the Public Offering of Securities as prescribed in Article 2, paragraph (3) of the Financial Instruments and Exchange Act), Private Placement (meaning the Private Placement of Securities prescribed in that paragraph) and other acts specified by a Cabinet Order; the same shall apply hereinafter) of Investment Securities, etc. issued by said Investment Corporation. 例文帳に追加

第百九十六条　投資法人の執行役員は、当該投資法人の発行する投資証券等の募集等（募集（金融商品取引法第二条第三項に規定する有価証券の募集をいう。）、私募（同項に規定する有価証券の私募をいう。）その他政令で定める行為をいう。以下同じ。）に係る事務を行つてはならない。 - 日本法令外国語訳データベースシステム

Article 220 (1) In cases where Dealings in a Public Offering, etc. (excluding any dealings found not to hinder the protection of Investors, taking into consideration the contents and other matters thereof as specified by a Cabinet Order) of Investment Securities or securities similar to Investment Corporation Bond Certificates issued by a Foreign Investment Corporation (hereinafter collectively referred to as the "Foreign Investment Securities" in this Article and Article 223) is to be carried out, said Foreign Investment Corporation or a person who is equivalent to the organizer thereof shall notify the Prime Minister of the following matters pertaining to said Foreign Investment Corporation as provided by a Cabinet Office Ordinance, in advance: 例文帳に追加

第二百二十条　外国投資法人又はその設立企画人に相当する者は、当該外国投資法人の発行する投資証券又は投資法人債券に類する証券（以下この条及び第二百二十三条において「外国投資証券」という。）の募集の取扱い等（その内容等を勘案し、投資者の保護のため支障を生ずることがないと認められるものとして政令で定めるものを除く。）が行われる場合においては、あらかじめ、内閣府令で定めるところにより、当該外国投資法人に係る次に掲げる事項を内閣総理大臣に届け出なければならない。 - 日本法令外国語訳データベースシステム

Acquire and hold shares, share purchase warrants or Specified Securities issued by, or equity interests in, a foreign corporation or any other securities similar to the foregoing (collectively, “Foreign Target Securities”); provided, however, that the total purchase price of the Foreign Target Securities held by the Partnership shall consist of less than [50]% of the total Capital Contributions of all Partners and that such acquisition does not hinder the business conduct set forth in any of the preceding items; 例文帳に追加

外国法人の発行する株式、新株予約権若しくは指定有価証券若しくは外国法人の持分又はこれらに類似するもの（以下「外国法人向け出資等」という。）の取得及び保有であって、その取得の価額の合計額の総組合員の出資履行金額の合計額に対する割合が［100］分の［50］に満たない範囲内において、前各号に掲げる事業の遂行を妨げない限度において行うもの - 経済産業省

(i) A business corporation which is a Small or Medium Sized Enterprise (meaning a person as set forth in each item of Article 2(1) of the Small and Medium Sized Enterprise Basic Act (Act No. 154 of 1963). The same shall apply in (ii) below) or other business corporation that is covered by any of the following, which is not listed on a securities exchange as prescribed in the Securities Exchange Act Article 2(16), and is a business corporation which issues share that are not registered in the registry of OTC traded securities as prescribed in Article 75(1) of said act: 例文帳に追加

一　中小企業者（中小企業基本法（昭和三十八年法律第百五十四号）第二条第一項各号に掲げるものをいう。次号において同じ。）に該当する株式会社その他の株式会社であって次のいずれかに該当するもののうち、証券取引法第二条第十六項に規定する証券取引所に上場されておらず、かつ、同法第七十五条第一項の店頭売買有価証券登録原簿に登録されていない株式を発行する株式会社 - 日本法令外国語訳データベースシステム

(iii) in cases where the parent company is a business corporation not recognized as conducting its operations with its securities subsidiary in an integrated manner, consolidated regulation and supervision should target the said securities subsidiary and all of its subsidiaries where necessary. 例文帳に追加

③親会社が、証券会社と一体的に業務を運営しているとは認められない事業会社等である場合には、必要に応じて、当該証券会社以下の子会社を対象とする連結規制・監督を行うこととすべきではないか。 - 金融庁

The FSA hopes that the scheme for the purchase of securities by Banks' Shareholdings Purchase Corporation, whose functions have been further strengthened as a result of this legal amendment, will be actively utilized as part of voluntary efforts by banks to manage the risk involved in securities holdings. 例文帳に追加

金融庁としては、このような各銀行の有価証券保有にかかるリスク管理についての自主的な取組みの一環として、今般の改正でさらに機能強化が図られた機構による有価証券の買取り制度が積極的に活用されることを期待しております。 - 金融庁

i) Acquisition of the shares or equity of a corporation (excluding acquisition through transfer from those listed in the items of the preceding paragraph and acquisition of the shares of a corporation which issues shares listed in a securities exchange prescribed in Article 2, paragraph 16 of the Securities and Exchange Act or shares specified by Cabinet Order as those equivalent thereto (referred to as "Listed Corporations, etc." in items 2 and 3 例文帳に追加

一　会社の株式又は持分の取得（前項各号に掲げるものからの譲受けによるもの及び証券取引法第二条第十六項　に規定する証券取引所に上場されている株式又はこれに準ずるものとして政令で定める株式を発行している会社（次号及び第三号において「上場会社等」という。）の株式の取得を除く。） - 日本法令外国語訳データベースシステム

There is a view that, if improvements can be made to the current situation where CCPs are separately established for each type of financial instrument (Japan Securities Clearing Corporation, JASDEC DVP Clearing Corporation, JGBCC, Osaka Securities Exchange, and Tokyo Financial Exchange), then this will contribute to make Japan’s markets more competitive, including greater efficiencies in provided services, in part, through cutting systems investment costs and other common costs. 例文帳に追加

現在の金融商品毎に清算機関（日本証券クリアリング機構、ほふりクリアリング、日本国債清算機関、大阪証券取引所、東京金融取引所）が分立している状態の改善が図られれば、システム投資その他の共通コストの節減等を通じた提供サービスの効率化をはじめ、我が国市場の競争力強化に資するとの考え方がある。 - 金融庁

(iii) in the case where a Member Commodity Exchange Surviving an Absorption-Type Merger is a business corporation prescribed in Article 440, paragraph 4 of the Company Act, and when said business corporation submitted a securities report pursuant to the provisions of Article 24, paragraph 1 of the Securities Exchange Act: a statement to that effect; 例文帳に追加

三吸収合併存続株式会社商品取引所が会社法第四百四十条第四項に規定する株式会社 である場合において、当該株式会社が証券取引法第二十四条第一項の規定により最終 事業年度に係る有価証券報告書を提出しているときその旨 - 経済産業省

(xvii) Article 61-2(2), (4) and (9) (Inclusion in Gross Profits or Deductible Expenses of Capital Gains or Losses of Securities) of the Act: Where a corporation which issued old shares prescribed in these provisions is a domestic corporation, shares (including capital contributions; hereinafter the same shall apply in this Article) of a corporation which has relationships specified by a Cabinet Order prescribed in these provisions shall not include shares of a foreign corporation (excluding the parent corporation's shares managed in a domestic business which have been issued for a foreign corporation listed in items (i) through (iii) of Article 141 of the Act); 例文帳に追加

十七　法第六十一条の二第二項、第四項及び第九項（有価証券の譲渡益又は譲渡損の益金又は損金算入）　これらの規定に規定する旧株を発行した法人が内国法人である場合には、これらの規定に規定する政令で定める関係がある法人の株式（出資を含む。以下この条において同じ。）には、外国法人の株式（法第百四十一条第一号から第三号までに掲げる外国法人が交付を受けた国内事業管理親法人株式を除く。）は、含まれないものとする。 - 日本法令外国語訳データベースシステム

(iii) In addition to what is listed in the preceding two items, acquisition of securities issued by the foreign corporation, which has a permanent relationship with the resident through dispatch of officers, long-lasting supply of raw materials or others specified by the Ordinance of the Ministry of Finance, or loan of money to the foreign corporation 例文帳に追加

三　前二号に掲げるもののほか、当該居住者との間において役員の派遣、長期にわたる原材料の供給その他の財務省令で定める永続的な関係がある外国法人の発行に係る証券の取得又は当該外国法人に対する金銭の貸付け - 日本法令外国語訳データベースシステム

(3) With regard to the application of the provisions of the preceding two paragraphs, the following Article, and Article 219, in cases where an Investment Corporation does not issue Investment Securities under Article 217, paragraph (1) through paragraph (5) of the Companies Act as applied mutatis mutandis pursuant to Article 85, paragraph (3) or pursuant to the provisions of the certificate of incorporation under Article 86, paragraph (1), the Investment Equity to be indicated on said Investment Securities shall be deemed to be Investment Securities. 例文帳に追加

３　第八十五条第三項において準用する会社法第二百十七条第一項から第五項までの規定若しくは第八十六条第一項の規定に基づく規約の定めにより投資法人が投資証券を発行しない場合における前二項、次条及び第二百十九条の規定の適用については、当該投資証券に表示されるべき投資口は投資証券とみなす。 - 日本法令外国語訳データベースシステム

(i) Wholesale business, banking business, trust business, securities business, insurance business, water transportation business or air transportation business: The case specified by a Cabinet Order in which the said specified foreign corporation conducts business mainly with a person other than [1] a specially-related domestic corporation that is related to the said specified foreign corporation, [2] a specially-related shareholder, etc. or [3] any other person specified by a Cabinet Order as being equivalent to the persons mentioned in [1] or [2] 例文帳に追加

一　卸売業、銀行業、信託業、証券業、保険業、水運業又は航空運送業　その事業を主として当該特定外国法人に係る特殊関係内国法人、特殊関係株主等その他これらの者に準ずる者として政令で定めるもの以外の者との間で行つている場合として政令で定める場合 - 日本法令外国語訳データベースシステム

(4) When the Investment Corporation referred to in the preceding paragraph has decided not to refund the Investment Equity by changing its certificate of incorporation, it shall change its certificate of incorporation and repeal that paragraph as well as issuing un-issued Investment Securities without delay. 例文帳に追加

４　前項の投資法人が規約を変更して投資口の払戻しに応じないこととするときは、規約を変更して同項の定めを廃止し、遅滞なく、未発行の投資証券を発行しなければならない。 - 日本法令外国語訳データベースシステム

(viii) With regard to the Investment Corporation Extinguished in the Absorption-Type Merger, documents proving that the public notice set forth in the main clause of Article 87, paragraph (1) has been given or documents proving that Investment Securities have not been issued for any of its Investment Equity. 例文帳に追加

八　吸収合併消滅法人において第八十七条第一項本文の規定による公告をしたことを証する書面又は投資口の全部について投資証券を発行していなかつたことを証する書面 - 日本法令外国語訳データベースシステム

(i) Whether or not the Asset Management Company has carried out, among the sale and purchase of Securities and other transactions specified by a Cabinet Order carried out with its own account, a transaction for the same issue in which the Investment Corporation's assets have been invested; 例文帳に追加

一　当該資産運用会社が自己の計算で行つた有価証券の売買その他の政令で定める取引のうち当該投資法人の資産の運用を行つたものと同一の銘柄について取引を行つた事実の有無 - 日本法令外国語訳データベースシステム

(ii) In cases where an employee of the sales division of the securities company, etc. concurrently holds office at the sales division of its parent/subsidiary corporation, etc., whether the following measures have been taken appropriately. 例文帳に追加

② 証券会社等の営業部門の職員が、その親子法人等の営業部門との間で兼職をしている場合には、以下のような措置が適切に講じられているか。 - 金融庁

Last week, November 11, you issued a statement regarding Olympus Corporation. What actions have the FSA and the Securities and Exchange Surveillance Commission taken since then? 例文帳に追加

先週11日にオリンパスの件で声明文を出されたのですけれども、その後金融庁なり監視委員会の対応というのはどういう対応をとっていらっしゃいますでしょうか。 - 金融庁

As I have repeatedly stated, it is highly regrettable from the viewpoint of market fairness and transparency, that the Olympus Corporation has been engaged in deferring the posting of losses from securities and other investments for many years. 例文帳に追加

オリンパス社において、長年に亘り損失先送りが行われていたことが、適切な情報開示や投資者保護の観点から極めて遺憾なことであることは繰り返し申し上げてまいりました。 - 金融庁

Article 87 (1) In cases where an Investment Corporation carries out any of the following acts, it shall give public notice and a separate notice to all of the Investors and to the Registered Pledgee of Investment Equity that all of the Investment Securities pertaining to Investment Equity shall be submitted to said Investment Corporation by the day on which the relevant act becomes effective, no later than one month prior to said day; provided, however, that this shall not apply to cases where the Investment Corporation has not issued Investment Securities for any of its Investment Equity: 例文帳に追加

第八十七条　投資法人が次に掲げる行為をする場合には、当該行為の効力が生ずる日までに当該投資法人に対し全部の投資口に係る投資証券を提出しなければならない旨を当該日の一月前までに、公告し、かつ、すべての投資主及びその登録投資口質権者には、各別にこれを通知しなければならない。ただし、投資口の全部について投資証券を発行していない場合は、この限りでない。 - 日本法令外国語訳データベースシステム

(iii) corporate bond certificates (including Specified Corporate Bond Certificates (meaning specified corporate bond certificates as set forth in Article 2, paragraph (1), item (iv) of the Act), Investment Corporation Bond Certificates (meaning investment corporation bond certificates as set forth in item (xi) of that paragraph; hereinafter the same shall apply in this paragraph), foreign investment securities set forth in that item that are similar to investment corporation bond certificates, and Social Medical Care Corporation Bond Certificates (meaning social medical care corporation bond certificates as referred to in Article 2-8 of the Cabinet Order), and excluding short-term corporate bonds as prescribed in Article 66, item (i) of the Corporate Bonds, etc. Transfer Act, short-term corporate bonds as prescribed in Article 61-10, paragraph (10) of the Insurance Business Act, specified short-term corporate bonds as defined in Article 2, paragraph (8) of the Asset Securitization Act, short-term investment corporation bonds and short-term foreign bonds as prescribed in Article 139-12, paragraph (1) of the Act on Investment Trusts and Investment Corporations), which are other than the Securities listed in the preceding two items and the following item to item (vi) inclusive, and School Bonds: the matters listed in item (i), sub-items (a) and (b); 例文帳に追加

三　社債券（特定社債券（法第二条第一項第四号に掲げる特定社債券をいう。）並びに投資法人債券（同項第十一号に掲げる投資法人債券をいう。以下この項において同じ。）、同号に掲げる外国投資証券で投資法人債券に類するもの及び社会医療法人債券（令第二条の八に規定する社会医療法人債券をいう。）を含み、社債等振替法第六十六条第一号に規定する短期社債、保険業法第六十一条の十第一項に規定する短期社債、資産流動化法第二条第八項に規定する特定短期社債、投資信託及び投資法人に関する法律第百三十九条の十二第一項に規定する短期投資法人債及び短期外債に係るものを除く。）のうち、前二号及び次号から第六号までに掲げる有価証券以外のもの並びに学校債券　第一号イ及びロに掲げる事項 - 日本法令外国語訳データベースシステム

(iv) Liquid securities: Meaning specified corporate bonds prescribed in Article 2, paragraph (9) of the Act on the Liquidation of Assets (Act No. 105 of 1998), or beneficiary securities prescribed in paragraph (15) of the said Article for which specified assets prescribed in paragraph (1) of the said Article are only the foreign public or corporate bonds, etc., or beneficiary securities prescribed in Article 2, paragraph (7) of the Act on Investment Trust and Investment Corporation pertaining to securities investment trust prescribed in paragraph (4) of the said Article for which the subject of investment are only the Foreign Public and Corporate Bonds, etc. 例文帳に追加

四　流動化証券　資産の流動化に関する法律（平成十年法律第百五号）第二条第九項に規定する特定社債券若しくは同条第十五項に規定する受益証券であつて同条第一項に規定する特定資産が外国公社債等のみであるもの又は投資信託及び投資法人に関する法律（昭和二十六年法律第百九十八号）第二条第四項に規定する証券投資信託であつて投資対象が外国公社債等のみであるものに係る同条第七項に規定する受益証券をいう。 - 日本法令外国語訳データベースシステム

(3) Article 29 shall not apply to cases where the Independent Administrative Agency Japan Housing Finance Agency, Japan Finance Corporation for Small and Medium Enterprise or Japan Finance Corporation for Municipal Enterprises (referred to as the "Agency, etc." in the following paragraph) is engaged in sales of the rights indicated by the securities listed in Article 2(1)(xiv) or the securities listed in Article 2(1)(xvii) (limited to those having a nature of the securities listed in item (xiv) of said paragraph) or in sales of rights listed in Article 2(2)(i) or (ii), pursuant to Article 22 of the Act on Independent Administrative Agency Japan Housing Finance Agency (Act No. 82 of 2005), Article 25-4(1) of the Act on Japan Finance Corporation for Small and Medium Enterprise (Act No. 138 of 1953) or Article 26-3(1) of the Act on Japan Finance Corporation for Municipal Enterprises (Act. No. 83 of 1957) (referred to as the "Sales of Trust Beneficial Rights" in the following paragraph). 例文帳に追加

３　独立行政法人住宅金融支援機構、中小企業金融公庫又は公営企業金融公庫（次項において「機構等」という。）が、独立行政法人住宅金融支援機構法（平成十七年法律第八十二号）第二十二条、中小企業金融公庫法（昭和二十八年法律第百三十八号）第二十五条の四第一項又は公営企業金融公庫法（昭和三十二年法律第八十三号）第二十六条の三第一項の規定による第二条第一項第十四号に掲げる有価証券若しくは同項第十七号に掲げる有価証券（同項第十四号に掲げる有価証券の性質を有するものに限る。）に表示される権利又は同条第二項第一号若しくは第二号に掲げる権利の販売（次項において「信託受益権の販売」という。）を行う場合には、第二十九条の規定は、適用しない。 - 日本法令外国語訳データベースシステム

(iii) Acquisition and holding of those securities prescribed in Article 2(1) of the Securities and Exchange Act (Act no. 25 of 1948) (excluding shares, Share Options and Bond with Share Options, Etc., but including rights that are to be represented by securities listed in items (i) to (v-iii) and (vii) to (x) of said provision (excluding Bond with Share Options, Etc.) and are deemed to be securities by the provisions set forth in Article 2(2) of said Act) and which are bonds (excluding Bond with Share Options, Etc.) or other fund raising securities stipulated as such by Cabinet Order as contributing to the procuring of capital by an Enterprise (such bonds and other securities hereinafter, "Designated Securities")- but in the case of "Specified Designated Securities" (meaning such Designated Securities issued by an Enterprise other than (x) a business corporation of which issued shares, Share Options, and Bond with Share Options, Etc. are held by an Investment LPS (excluding (ix) below, hereinafter a "Partnership") or (y) a limited liability company or a company partnership of which equity shares are held by a Partnership, (such business corporation, limited liability company or corporate partnership hereinafter referred to as "Specified Company, Etc.") pursuant to preceding items (i) and (ii)), limited to cases of acquisition or holding where one of the general partners has promised that, if the period of holding by the Partnership of said Designated Securities that are Specified Designated Securities exceeds the period prescribed by Cabinet Order, the general partner will purchase said Specified Designated Securities, on the day of expiry of such period. 例文帳に追加

三　証券取引法（昭和二十三年法律第二十五号）第二条第一項に規定する有価証券（株式、新株予約権及び新株予約権付社債等を除き、同項第一号から第五号の三まで及び第七号から第十号までに掲げる有価証券（新株予約権付社債等を除く。）に表示されるべき権利であって同条第二項の規定により有価証券とみなされるものを含む。）のうち社債（新株予約権付社債等を除く。）その他の事業者の資金調達に資するものとして政令で定めるもの（以下「指定有価証券」という。）の取得及び保有（前二号の規定により投資事業有限責任組合（第九号を除き、以下「組合」という。）がその株式、新株予約権若しくは新株予約権付社債等を保有している株式会社又は組合がその持分を保有している有限会社若しくは企業組合（以下「特定会社等」と総称する。）以外の事業者の発行する指定有価証券（以下この号において「特定指定有価証券」という。）にあっては、特定指定有価証券である当該指定有価証券を組合が保有する期間が政令で定める期間を超えたときは、その日において、無限責任組合員のいずれかがこれを買い取る旨を約した場合における当該特定指定有価証券の取得及び保有に限る。） - 日本法令外国語訳データベースシステム

(2) With regard to the application of the Financial Instruments and Exchange Act in cases where the Asset Management Company of an Investment Corporation is the Administrative Agent that has accepted entrustment of affairs related to the solicitation of persons to subscribe for Investment Equity or Investment Corporation Bonds issued by said Investment Corporation, said Asset Management Company's Dealings in Public Offering of Investment Securities, etc. issued by said Investment Corporation and other business carried out by said Asset Management Company in performance of the acts specified by a Cabinet Order shall be deemed to be Type II Financial Instruments Business as prescribed in Article 28, paragraph (2) of that Act. 例文帳に追加

２　投資法人の資産運用会社が当該投資法人の発行する投資口又は投資法人債を引き受ける者の募集に関する事務を受託した一般事務受託者である場合における金融商品取引法の適用については、当該資産運用会社が行う当該投資法人の発行する投資証券等の募集の取扱いその他政令で定める行為を行う業務は、同法第二十八条第二項に規定する第二種金融商品取引業とみなす。 - 日本法令外国語訳データベースシステム

(i) Acquisition of securities issued by a corporation established based on foreign laws and regulations (hereinafter referred to as the "foreign corporation" in this paragraph) in the cases where the number of shares of the foreign corporation held by the resident or the amount of contribution thereof made by the resident accounts for not less than one-tenth of the total number of issued shares of the foreign corporation or the total amount of contribution thereof and in the cases that fall under those specified by the Ordinance of the Minister of Finance as cases equivalent thereto 例文帳に追加

一　当該居住者により所有される外国法令に基づいて設立された法人（以下この項において「外国法人」という。）の株式の数又は出資の金額の当該外国法人の発行済株式の総数又は出資の金額の総額に占める割合が百分の十以上となる場合及びこれに準ずる場合として財務省令で定める場合に該当する場合における当該外国法人の発行に係る証券の取得 - 日本法令外国語訳データベースシステム

(2) In the case referred to in the preceding paragraph, with regard to securities prescribed in Article 2, item (xxi) of the Corporation Tax Act among the assets to which the Consumer Protection Fund succeeds, the value of the securities which were under the accounting of the Association of Compensation Funds as on the day preceding the day of said succession shall be deemed to be the value at the time of the succession prescribed in the same paragraph. 例文帳に追加

２　前項の場合において、委託者保護基金が承継を受ける資産のうち法人税法第二条第二十一号に規定する有価証券については、補償基金協会が当該承継の日の前日において経理していた当該有価証券の価額をもって、同項に規定する承継の時の価額とする。 - 日本法令外国語訳データベースシステム