「customer services」に関連した英語例文の一覧と使い方(7ページ目) - Weblio英語例文検索

The terminal unit 11 on the customer side is connected with the navigation server device 12 and the terminal unit 13 on the store side so as to communicated, and an information transmission part 23 transmits the ordering information related to delivery of various services to the navigation server device 12 or the terminal unit 13 on the store side or the navigation device 14.例文帳に追加

顧客側端末装置１１はナビゲーションサーバ装置１２や店舗側端末装置１３と通信可能に接続され、情報送信部２３は各種サービスの配達に関する発注情報をナビゲーションサーバ装置１２又は店舗側端末装置１３又はナビゲーション装置１４へ送信する。 - 特許庁

This system includes a means 12a for receiving data, such as opinions/requests for merchandise development from customer terminals 4 and storing the received data, a means 12b for releasing merchandise such as articles, services and contents developed, on the basis of the stored data or its merchandise information to the customers via the Internet, and a means 12c for receiving expenses for promoting the product development from the customers.例文帳に追加

顧客の端末４から商品開発に対する意見・要望等のデータを受信し、受信したデータを蓄積する手段１２ａと、蓄積されたデータに基づき開発された物品、サービス、コンテンツ等の商品又はその商品情報をインターネットを介して顧客に公開する手段１２ｂと、顧客から商品開発を促進するための費用を受け取る手段１２ｃとを含むことを特徴とする。 - 特許庁

In the customer collection system, a display timing for the discount rate is determined when a combination of a half ticket (a first ID) that is acquired first from a magazine and the remaining half ticket (a second ID) that is acquired at a shop is confirmed, so that the content and degree of complimentary services are not known at the stage of acquiring the first half ticket and expectations of users are increased.例文帳に追加

またこの集客システムでは、その変動決定した割引率などの表示タイミングを、雑誌などで最初に取得する半券（第一ＩＤ）と、店頭などで取得する残りの半券（第二ＩＤ）との組み合わせが確認されたタイミングとすることで、最初の半券取得段階ではその優待内容や程度が分からないよう構成し、ユーザーの期待感を向上させる。 - 特許庁

A method for dis-aggregating services provided by a managed service provider includes providing the managed service provider with a service collaboration manager 110, interfacing with a service customer 130 via the service collaboration manager, and interfacing with a third party service provider 116 via the service collaboration manager 110.例文帳に追加

管理されたサービスプロバイダにより与えられたサービスを分解する方法であり、サービス協同管理装置110 を管理されたサービスプロバイダに提供し、サービス協力管理装置を介してサービスカストマ130 とインターフェースし、サービス協同管理装置110 を介して第３パーティのサービスプロバイダ116 とインターフェースすることを特徴とする。 - 特許庁

To provide an inexpensive customer information operation system of high safety by registering and updating information related to fundamental items such as names, addresses, and contracts of customers, which are stored in a storage means, by a system using a network in a commodity sale system including services using the network.例文帳に追加

ネットワークを用いたサービスを含む商品販売システムにおいて、記憶手段に記憶されている取引先の名前や住所、契約等の基本的な事項に関する情報の登録、更新を、ネットワークを用いたシステムにより行うことを可能とすることにより、安価で且つ安全性の高い、取引先情報操作システムを提供することを目的とする。 - 特許庁

A store computer 1 obtains all point services to which the customer having a member card 5 read by a card reader 26 of a POS terminal 2 joins from a point member file 12, and obtains a commodity group as a point giving object by each obtained point service from a point project file 11.例文帳に追加

ストアコンピュータ１は、ＰＯＳ端末２のカードリーダ２６で会員カード５が読み取られた顧客が入会している全てのポイントサービスをポイント会員ファイル１２から取得し、さらにその取得したポイントサービス毎にポイント付与対象となる商品群をポイント企画ファイル１１から取得する。 - 特許庁

This financing support system is provided with a client terminal 11 to be operated by a customer X; a Web system 14 to provide various Web services in a server system 12 to be managed by a financing institution A; a front system 15 for performing the acceptance processing of financing application; an operator terminal 16 connected to the front system 15; and a warranty system 17 for calculating credits.例文帳に追加

顧客Ｘが操作するクライアント端末１１と、融資機関Ａが管理するサーバシステム１２内において各種Ｗｅｂサービスを提供するＷｅｂシステム１４と、融資申込の受付処理を行うフロントシステム１５と、フロントシステム１５に接続されたオペレータ端末１６と、与信を算出するための保証システム１７を備えている。 - 特許庁

The manufacturer noticed that Brazilian people considered a motorcycle an important item of property and therefore, made much of the voice of the customer, as well as to non-price competitiveness, including responses to rough road driving, a response to flex fuels, and maintenance services. As a result, the manufacturer has maintained overwhelming support in Brazil even in the midst of strong cost competitiveness of Chinese products.例文帳に追加

このメーカーはブラジル人が、オートバイは財産であると考えていることに気づき、顧客の声を重視し、悪路走行対応、fl ex 燃料対応、メンテナンスサービスといった非価格競争力を重視してきたことで、現在、中国製品が高いコスト競争力を有する中にあって、ブラジル市場で圧倒的な支持を維持している。 - 経済産業省

She also received pro bono assistance on public relations for television stations, magazines, newspapers and other press outlets, and on such specialized fields as building customer management and inventory management systems from experts in each field she met through social networking services and friends’ introductions. The company initially had about 5 pro bono members, but that number has now grown to 60. 例文帳に追加

また、テレビや雑誌、新聞等プレス向けの広報業務や顧客管理・在庫管理のシステム構築といった専門的な業務については、SNS（Social Networking Service）や友人の紹介で知り合った、各分野の専門家であるプロボノの方から多くの支援を受けた。同社のプロボノ登録者は、当初5 名前後であったが、現在では60 名にも及ぶ。 - 経済産業省

By eliminating services other than the haircut, and by thorough utilization of IT in accounting and other office work to raise efficiency, this company’s business model provides a barber service in a short time at low cost, combining its haircut skills, customer handling, shop cleanliness, etc. This new option in barber service which did not exist previously has been popular among consumers.例文帳に追加

カット以外のサービスを省略すること、経理等の事務処理業務の徹底したIT 化による高効率経営などによって、理容サービスを短時間かつ低価格で提供する同社のビジネスモデルは、そのカット技術、接客態度、店内の清潔さなどとあいまって、これまでの理容サービスにはなかった新たな選択肢を提供するものとして消費者に広く受け入れられている。 - 経済産業省

Article 10 A mode of transaction specified by a Cabinet Order as prescribed in Article 26(3)(ii) of the Act shall be sales or offer of services conducted by a seller or a Service Provider to a customer with which there is a continuous transaction relationship (limited to a person with which there were transactions concerning said sales or offer of services upon two or more visits during a one year period prior to the date of the visit) by calling the customer by telephone and, as a result of solicitation of a sales contract or a Service Contract in such telephone call, receiving an application for such sales contract or Service Contract by Postal Mail, etc. (which means the Postal Mail, etc. as prescribed in Article 2(2) of the Act; hereinafter the same shall apply in this article) or concluding such sales contract or Service Contract by Postal Mail, etc. 例文帳に追加

第十条　法第二十六条第三項第二号の政令で定める取引の態様は、販売業者又は役務提供事業者が継続的取引関係にある顧客（当該勧誘の日前一年間に、当該販売又は役務の提供の事業に関して、二以上の取引のあつた者に限る。）に対して電話をかけ、その電話において行う売買契約又は役務提供契約の締結についての勧誘により、当該売買契約の申込みを郵便等（法第二条第二項に規定する郵便等をいう。以下この条において同じ。）により受け、若しくは当該売買契約を郵便等により締結して行う販売又は当該役務提供契約の申込みを郵便等により受け、若しくは当該役務提供契約を郵便等により締結して行う役務の提供とする。 - 日本法令外国語訳データベースシステム

Article 9 (1) Where a seller or a Service Provider receives an application for entering into a sales contract for Designated Goods (excluding Designated Goods specified by a Cabinet Order as goods that are normally transacted by negotiating the conditions of sale between the seller and the purchaser over a reasonable period; hereinafter the same shall apply in this paragraph) or Designated Rights or a Service Contract for Designated Services at a place other than its Place of Business, or where a seller or a Service Provider receives an application for entering into a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services from a Specified Customer at its Place of Business, or where a seller or a Service Provider concludes a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services at a place other than its Place of Business (except where the seller or the Service Provider has received an application at its Place of Business and concludes a sales contract or a Service Contract at a place other than its Place of Business) or where a seller or a Service Provider concludes a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services with a Specified Customer at its Place of Business, the person who made such an application or the purchaser or the service recipient (hereinafter referred to as the "Purchasing Party" in this article and the following article) may withdraw such application for a sales contract or a Service Contract or rescind such sales contract or Service Contract (hereinafter referred to as the "Withdrawal/Rescission" in this article) in writing, except when: 例文帳に追加

第九条　販売業者若しくは役務提供事業者が営業所等以外の場所において指定商品（その販売条件についての交渉が販売業者と購入者との間で相当の期間にわたり行われることが通常の取引の態様である商品として政令で定める指定商品を除く。以下この項において同じ。）若しくは指定権利若しくは指定役務につき売買契約若しくは役務提供契約の申込みを受けた場合若しくは販売業者若しくは役務提供事業者が営業所等において特定顧客から指定商品若しくは指定権利若しくは指定役務につき売買契約若しくは役務提供契約の申込みを受けた場合におけるその申込みをした者又は販売業者若しくは役務提供事業者が営業所等以外の場所において指定商品若しくは指定権利若しくは指定役務につき売買契約若しくは役務提供契約を締結した場合（営業所等において申込みを受け、営業所等以外の場所において売買契約又は役務提供契約を締結した場合を除く。）若しくは販売業者若しくは役務提供事業者が営業所等において特定顧客と指定商品若しくは指定権利若しくは指定役務につき売買契約若しくは役務提供契約を締結した場合におけるその購入者若しくは役務の提供を受ける者（以下この条及び次条において「申込者等」という。）は、次に掲げる場合を除き、書面によりその売買契約若しくは役務提供契約の申込みの撤回又はその売買契約若しくは役務提供契約の解除（以下この条において「申込みの撤回等」という。）を行うことができる。 - 日本法令外国語訳データベースシステム

If the ideal form of relationship banking exists in the vitalization of regional economy through high-quality and easily accessible operations of relationship banking, the proper form of contribution to the region is presumably for a regional and small- and medium-sized financial institutions to fulfill its role of supplying smooth funding and various services etc. to its main customer base, which is made up of small- and medium-sized enterprises, in an appropriate and sustainable fashion, while also securing soundness in its operation. 例文帳に追加

リレーションシップバンキングのあるべき姿が、質が高くアクセスが容易なリレーションシップバンキングの展開による地域経済の活性化にあるとすれば、中小・地域金融機関が、その健全性を確保しつつ、主要な顧客である中小企業に対する円滑な資金供給や各種サービスの提供等の役割を適切かつ持続可能（サステイナブル）な形で果たしていくことが、地域貢献の本来のあり方であると考えられる。 - 金融庁

When discretionary investment business operators entrust business operations to agency/brokerage service providers (business operators engaging in agency/brokerage services (as specified under Article 2(8)(xiii); the same shall apply hereinafter); the same shall apply hereinafter), it is important that they provide the service providers with guidance regarding the establishment of a control environment for customer management, from the viewpoint of ensuring the implementation of appropriate investment solicitation suited to the customers’ attributes, and require them to ensure thorough legal compliance based on the examination of the actual status of their investment solicitation. 例文帳に追加

投資一任業者が代理・媒介業者（代理・媒介業（金商法第２条第８項第13号に規定する業務をいう。以下同じ。）を行う者をいう。以下同じ。）に業務の委託を行う際には、顧客属性等に則した適正な投資勧誘の履行を確保する観点から、当該代理・媒介業者に対し、顧客の属性等及び取引実態を的確に把握し得る顧客管理態勢の確立につき指導するとともに、当該代理・媒介業者の投資勧誘実態を把握したうえで法令遵守の徹底を求めることが重要である。 - 金融庁

Moreover, the FSA reached an agreement with the financial industry on the "principles", as part of efforts toward better regulation (improvement in the quality of financial regulation). The first of these principles states that financial service providers are "expected to pursue greater customer benefits and fulfill their expected roles through voluntary efforts with creativity." This represents the central essence of the manner in which financial services providers should act. 例文帳に追加

また更に、先般４月に各種金融業界との間で、ベター・レギュレーション（金融規制の質的向上）の一環として「プリンシプル」の合意ができたわけでございますが、その第一番に「創意工夫をこらした自主的な取組みにより、利用者利便の向上や社会において期待されている役割を果たす」というのがありまして、金融サービス業の一番中心的な心構えというものが書いてあるわけであります。 - 金融庁

The workflow automatic generating system is provided with a knowledge database including service descriptions, a workflow modeling inference engine generating an effective workflow model by matching connectivity between various services in the knowledge database, a simulator executing a simulation of each workflow, and a graphical user interface obtaining customer requirements and displaying views of workflows.例文帳に追加

本発明のワークフロー自動生成システムは、サービス記述を含む知識データベースと、前記知識データベース内の種々のサービス間の接続性をマッチングすることによって有効なワークフロー・モデルを生成する、ワークフロー・モデリング推論エンジンと、各ワークフローのシミュレーションを実行するシミュレータと、顧客要求を取得し、ワークフローのビューを表示する、グラフィカル・ユーザ・インタフェースと、を備える。 - 特許庁

When it comes to policy measures such as promoting economic partnerships, assisting infrastructure exports and supporting overseas business development by small and medium enterprises, those measures should focus on not only assisting cost-cutting efforts by enterprises but also raising brand value and increasing exports of packaged-type products coupled with services and products satisfying customer demand in local markets. It is desirable that these measures would strengthen Japan’s competitive edge against companies in emerging countries in other aspects than prices, leading to the improvement of Japan’s terms of trade.例文帳に追加

また、経済連携の推進やインフラ輸出の支援、中小企業の海外展開支援等の施策についても、企業の更なるコスト削減への一助となるのみならず、現地のニーズにより合った製品の輸出や、サービスを含むパッケージ化された製品の輸出を拡大し、ブランド価値を向上させること等により、新興国企業に対する価格面以外での競争優位性を強化し、結果として我が国の交易条件の改善につながっていくことが望まれる。 - 経済産業省

Amid intensifying global competition, the East Asian economy is experiencing a gradual rise in personnel costs along with economic development. In order to maintain a competitive edge in the area of costs as well, it is important to provide efficient and advanced logistics services to support business activities that aim at the manufacture and supply of goods only in the necessary quantities at the necessary time in order to meet diversifying customer needs. These requirements are relevant not only to the development of Japanese companies but also to the development of the East Asian economy as a whole.例文帳に追加

また、激化するグローバル競争の中、経済発展に伴い徐々に人件費等が上昇しつつある東アジア経済が、コスト面での競争優位を発揮していく上でも、多様な顧客ニーズに対応して必要な時に必要な量だけ製造・供給するといった事業活動をサポートする高度な物流サービスが効率的に行われることが重要であり、これは、我が国企業のみならず、東アジア経済全体の発展にもつながるものである。 - 経済産業省

Article 4 Where a seller or a Service Provider receives an application for entering into a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services at a place other than its Place of Business, etc., or receives an application for entering into a sales contract for Designated Goods or Designated Rights or a Service Contract for Designated Services from a Specified Customer at its Place of Business, etc., the seller or the Service Provider shall immediately deliver a document containing the details of the application with respect to the following matters pursuant to the provisions of an Ordinance of the Ministry of Economy, Trade and Industry; however, this does not apply when the seller or the Service Provider has concluded the sales contract or the Service Contract upon receiving the application for it: 例文帳に追加

第四条　販売業者又は役務提供事業者は、営業所等以外の場所において指定商品若しくは指定権利につき売買契約の申込みを受け、若しくは指定役務につき役務提供契約の申込みを受けたとき又は営業所等において特定顧客から指定商品若しくは指定権利につき売買契約の申込みを受け、若しくは指定役務につき役務提供契約の申込みを受けたときは、直ちに、経済産業省令で定めるところにより、次の事項についてその申込みの内容を記載した書面をその申込みをした者に交付しなければならない。ただし、その申込みを受けた際その売買契約又は役務提供契約を締結した場合においては、この限りでない。 - 日本法令外国語訳データベースシステム

(xiv) an act which is listed in Article 2, paragraph (8), item (xvi) of the Act, and in which a Financial Instruments Specialist (limited to a juridical person engaged in Type II Financial Instruments Services, whose amount of stated capital or the total amount of contribution is 50 million yen or more) accepts money deposits from a customer in connection with any acts it conducts as listed in item (ix) of that paragraph (excluding dealing in a secondary distribution, and limited to any act pertaining to the rights listed in item (i), (ii), (v) or (vi) of paragraph (2) of that Article) and manages said money separately from its own property in accordance with the method equivalent to that prescribed in Article 42-4 of the Act; 例文帳に追加

十四　法第二条第八項第十六号に掲げる行為のうち、金融商品取引業者（第二種金融商品取引業を行う法人であって、資本金の額又は出資の総額が五千万円以上であるものに限る。）が、その行う同項第九号に掲げる行為（売出しの取扱いを除き、同条第二項第一号、第二号、第五号又は第六号に掲げる権利に係るものに限る。）に関して、顧客から金銭の預託を受ける行為であって、法第四十二条の四に規定する方法に準ずる方法により、当該金銭と自己の固有財産とを分別して管理するもの - 日本法令外国語訳データベースシステム

(ii) In cases where there is no Designated Dispute Resolution Organization: Complaint Processing Measures (meaning measures to have the person set forth in Article 52-73, paragraph (3), item (iii) provide advice or guidance to the employee or any other workers engaged in the business of processing complaints from the customers or any other measures specified by Cabinet Office Ordinance as being equivalent thereto) and Dispute Resolution Measures (meaning measures seeking to resolve the dispute with the customer through Certified Dispute Resolution Procedures (meaning the Certified Dispute Resolution Procedures defined in Article 2, item (iii) of the Act on Promotion of Use of Alternative Dispute Resolution (Act No. 151 of 2004)) or any other measures specified by Cabinet Office Ordinance as being equivalent thereto) concerning Banking Services. 例文帳に追加

二　指定紛争解決機関が存在しない場合　銀行業務に関する苦情処理措置（顧客からの苦情の処理の業務に従事する使用人その他の従業者に対する助言若しくは指導を第五十二条の七十三第三項第三号に掲げる者に行わせること又はこれに準ずるものとして内閣府令で定める措置をいう。）及び紛争解決措置（顧客との紛争の解決を認証紛争解決手続（裁判外紛争解決手続の利用の促進に関する法律（平成十六年法律第百五十一号）第二条第三号に規定する認証紛争解決手続をいう。）により図ること又はこれに準ずるものとして内閣府令で定める措置をいう。） - 日本法令外国語訳データベースシステム

Article 13-3-2 (1) When a Bank, Bank Agent for which said Bank serves as a Principal Bank, Parent Financial Institution, etc. or Subsidiary Financial Institution, etc. of said Bank conducts any transaction, the Bank shall, pursuant to the provisions of Cabinet Office Ordinance, properly manage the information on the business conducted by said Bank, Bank Agent for which said Bank serves as a Principal Bank or a Subsidiary Financial Institution, etc. of said Bank (limited to Banking, Bank Agency Services and any other business specified by Cabinet Office Ordinance) and establish a system for properly supervising the status of implementation of said business or taking any other measures necessary so that the interests of the customer of said business will not be unjustly impaired. 例文帳に追加

第十三条の三の二　銀行は、当該銀行、当該銀行を所属銀行とする銀行代理業者又は当該銀行の親金融機関等若しくは子金融機関等が行う取引に伴い、当該銀行、当該銀行を所属銀行とする銀行代理業者又は当該銀行の子金融機関等が行う業務（銀行業、銀行代理業その他の内閣府令で定める業務に限る。）に係る顧客の利益が不当に害されることのないよう、内閣府令で定めるところにより、当該業務に関する情報を適正に管理し、かつ、当該業務の実施状況を適切に監視するための体制の整備その他必要な措置を講じなければならない。 - 日本法令外国語訳データベースシステム

Article 52-21-2 (1) When a Bank which is the Subsidiary Company of a Bank Holding Company, the Bank Agent for which said Bank which is the Subsidiary Company of said Bank Holding Company serves as a Principal Bank, or the Parent Financial Institution, etc. or Subsidiary Financial Institution, etc. of said Bank Holding Company conducts any transaction, the Bank Holding Company shall, pursuant to the provisions of Cabinet Office Ordinance, properly manage the information on business conducted by said Bank which is the Subsidiary Company of said Bank Holding Company, said Bank Agent for which said Bank which is the Subsidiary Company of said Bank Holding Company serves as a Principal Bank, or a Subsidiary Financial Institution, etc. of said Bank (limited to Banking, Bank Agency Services and any other business specified by Cabinet Office Ordinance) and establish a system for properly supervising the status of implementation of said business or taking any other measures necessary so that the interests of the customer of said business will not be unjustly impaired. 例文帳に追加

第五十二条の二十一の二　銀行持株会社は、その子会社である銀行、当該銀行持株会社の子会社である銀行を所属銀行とする銀行代理業者又は当該銀行持株会社の親金融機関等若しくは子金融機関等が行う取引に伴い、当該銀行持株会社の子会社である銀行、当該銀行持株会社の子会社である銀行を所属銀行とする銀行代理業者又は当該銀行持株会社の子金融機関等が行う業務（銀行業、銀行代理業その他の内閣府令で定める業務に限る。）に係る顧客の利益が不当に害されることのないよう、内閣府令で定めるところにより、当該業務に関する情報を適正に管理し、かつ、当該業務の実施状況を適切に監視するための体制の整備その他必要な措置を講じなければならない。 - 日本法令外国語訳データベースシステム

(4) A Designated Dispute Resolution Organization shall have the application under paragraph (1) proceed into Dispute Resolution Procedures carried out by the Dispute Resolution Mediators appointed under paragraph (2) (hereinafter simply referred to as the "Dispute Resolution Mediators" in this Article and paragraph (1) of the following Article); provided, however, that in cases where the Dispute Resolution Mediators find that it is not appropriate to carry out the Dispute Resolution Procedures on the grounds that it is acceptable to recognize the customer of the Member Bank who is a Party to said application as a person who has sufficient ability to properly resolve the Dispute Related to Banking Services or on any other grounds, or find that the Parties have filed the application under paragraph (1) for improper purposes and without reason, they shall not implement the Dispute Resolution Procedures, and when the Dispute Resolution Mediators find it appropriate to have the application proceed into procedures equivalent to the Dispute Resolution Procedures to be conducted by an Entrusted Dispute Resolution Organization, the Designated Dispute Resolution Organization shall entrust the operations of Dispute Resolution Procedures to an Entrusted Dispute Resolution Organization. 例文帳に追加

４　指定紛争解決機関は、第一項の申立てを第二項の規定により選任した紛争解決委員（以下この条及び次条第一項において単に「紛争解決委員」という。）による紛争解決手続に付するものとする。ただし、紛争解決委員は、当該申立てに係る当事者である加入銀行の顧客が当該銀行業務関連紛争を適切に解決するに足りる能力を有する者と認められることその他の事由により紛争解決手続を行うのに適当でないと認めるとき、又は当事者が不当な目的でみだりに第一項の申立てをしたと認めるときは、紛争解決手続を実施しないものとし、紛争解決委員が当該申立てを受託紛争解決機関における紛争解決手続に相当する手続に付することが適当と認めるときは、指定紛争解決機関は、受託紛争解決機関に紛争解決手続の業務を委託するものとする。 - 日本法令外国語訳データベースシステム

Article 52-2-5 The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other Than a Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person Who is a Customer Other than a Professional Investor will be Deemed to be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and paragraph (3) (Delivery of Documents Prior to Conclusion of Contract), Articles 37-5 to 37-7 inclusive (Delivery of Documents Pertaining to the Receipt of a Security Deposit, Cancellation by Means of a Document, Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and paragraph (5) of that Article (Prohibition on Compensation for Losses, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediation for conclusion of Contracts for Specified Deposits, etc. pertaining to the Foreign Bank Agency Services provided by a Foreign Bank's Agent Bank (meaning a Bank which provides the Foreign Bank Agency Services after obtaining the authorization under Article 52-2, paragraph (1) or giving a notification under paragraph (2) of that Article; the same shall apply hereinafter). In this case, the terms "Contract for Financial Instruments Transaction," "Financial Instruments Business," and "soliciting to conclude, or concluding" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc.," "agency or intermediation for the conclusion of a Contract for a Specified Deposit, etc.," and "soliciting to conclude or providing agency or intermediation for the conclusion" respectively, the term "Acts of Financial Instruments Transactions" in these provisions (excluding Article 34 of that Act) shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrases "a contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer," "and has never concluded a Contract for Financial Instruments Transaction belonging to those specified by Cabinet Office Ordinance as the same kind as the Contract for Financial Instruments Transaction pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "concluding" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. prescribed in Article 13-4 of the Banking Act," "and has never provided agency or intermediation for Contracts for Specified Deposits, etc. belonging to those specified by Cabinet Office Ordinance as the same kind as the Contracts for Specified Deposits, etc. pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "providing agency or intermediation for the conclusion of" respectively, the term "conclude" in Article 34-2, paragraph (5), item (ii) and Article 34-3, paragraph (4), item (ii) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "provide agency or intermediation for the conclusion of," the phrase "Subject Contract with" in Article 34-3, paragraph (2), item (iv), sub-item (a) of that Act shall be deemed to be replaced with "a Subject Contract through agency or intermediation by," the phrases "wishes to conclude" and "deliver to the customer a document containing the following matters in advance" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "provides agency or intermediation for the conclusion of" and "in addition to delivering to the customer a document containing the following matters in advance, provide information on the contents of contracts pertaining to the Deposits, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of Cabinet Office Ordinance, in order to contribute to the protection of Depositors, etc. (meaning the Depositors, etc. defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph)" respectively, the term "a Financial Instruments Specialist, etc." in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the Principal Foreign Bank (meaning the Principal Foreign Bank defined in Article 52-2, paragraph (1) of the Banking Act) of the Foreign Bank's Agent Bank (meaning the Foreign Bank's Agent Bank defined in Article 52-2-5 of that Act)," the phrase "purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter collectively referred to as "Purchase and Sale or Other Transaction of Securities, etc." in this Article)," "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)," "the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)" and "make up" in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," "Contracts for Specified Deposits, etc.," "the customer" and "make up, not through the Contract for Specified Deposit, etc." respectively, the terms "Purchase and Sale or Other Transaction of Securities, etc." and "Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc." and "Contract for a Specified Deposit, etc." respectively, the phrase "make an addition" in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the phrase "make an addition" in Article 39, paragraph (1), item (iii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (2) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in Article 39, paragraph (3) of that Act shall be deemed to be replaced with "that may be a potential cause of," the phrases "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" and "concluded" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to the delivery of documents under paragraph (1), the provisions of paragraph (1), items (ii) and (vi) and paragraph (3) shall be excluded) and Article 37-4" and "provided agency or intermediation for the conclusion thereof" respectively, and any other necessary technical replacement of terms shall be specified by Cabinet Order. 例文帳に追加

第五十二条の二の五　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五から第三十七条の七まで（保証金の受領に係る書面の交付、書面による解除、指定紛争解決機関との契約締結義務等）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、外国銀行代理銀行（第五十二条の二第一項の認可を受け、又は同条第二項の規定による届出をして外国銀行代理業務を営んでいる銀行をいう。以下同じ。）が行う外国銀行代理業務に係る特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の代理又は媒介の業務」と、「締結の勧誘又は締結」とあるのは「締結の勧誘又は締結の代理若しくは媒介」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、「を過去に当該特定投資家との間で締結」とあるのは「の締結の代理又は媒介を過去に当該特定投資家との間で」と、「を締結する」とあるのは「の締結の代理又は媒介をする」と、同法第三十四条の二第五項第二号及び第三十四条の三第四項第二号中「締結する」とあるのは「締結の代理又は媒介をする」と、同条第二項第四号イ中「と対象契約」とあるのは「による代理若しくは媒介により対象契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「外国銀行代理銀行（銀行法第五十二条の二の五に規定する外国銀行代理銀行をいう。）の所属外国銀行（同法第五十二条の二第一項に規定する所属外国銀行をいう。）」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）及び第三十七条の四」と、「締結した」とあるのは「締結の代理若しくは媒介をした」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 13-4 The provisions of Chapter III, Section 1, Subsection 5 of the Financial Instruments and Exchange Act (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other than Professional Investor) and Article 34-3, paragraphs (5) and (6) inclusive (Cases Where a Juridical Person Who Is a Customer Other Than a Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Concurrent Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition on Name Lending, Prohibition on Administration of Corporate Bonds), Article 37, paragraph (1), item (ii) (Regulations on Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Documents Prior to the Conclusion of a Contract), Article 37-5 (Delivery of Documents Pertaining to the Receipt of Security Deposits), Article 37-7 (Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Compensation of Loss, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition on Purchase and Sale, etc. Where Separate Management Is not Ensured, Limitation on the Purchase and Sale, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the conclusion of Contracts for Specified Deposits, etc. (meaning contracts on acceptance of Specified Deposits, etc. (meaning those that are specified by Cabinet Office Ordinance as deposits or Installment Savings, etc. with the risk of a principal loss caused by fluctuations pertaining to the interest rate, currency value, quotations on a financial instruments market prescribed in Article 2, paragraph (14) of that Act, or any other index); the same shall apply hereinafter) by a Bank. In this case, the term "Contract for a Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc."; the term "Financial Instruments Services" in these provisions shall be deemed to be replaced with "Concluding Contracts for Specified Deposits, etc."; the term "Act of Executing a Financial Instruments Transaction" in these provisions (excluding the provisions of Article 34 of that Act) shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the phrase "contract to conduct the Act of Financial Instruments Transactions (meaning an act listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. as Prescribed in Article 13-4 of the Banking Act"; the phrase "; provided" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. prescribed in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc. in advance, pursuant to the provisions of Cabinet Office Ordinance; provided"; the phrase "purchase and sale or other transaction of Securities (excluding a purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter referred to as the "Purchase and Sale or Other Transaction of Securities, etc." in this Article)" in Article 39, paragraph (1), item (i) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc."; the phrase "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)" in that item shall be deemed to be replaced with "Contracts for Specified Deposits, etc."; the phrase "customer (in cases where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts the purchase and sale of Securities or Derivative Transactions on the account of the person who establishes a trust under a trust contract, including such person who establishes the trust; hereinafter the same shall apply in this Article)" in that item shall be deemed to be replaced with "Customers"; the phrase "make up for" in that item shall be deemed to be replaced with "make up for, outside that Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the term "Securities, etc." in those items shall be deemed to be replaced with "Contracts for Specified Deposits, etc."; the phrase "make an addition to" in item (ii) of that paragraph shall be deemed to be replaced with "make an addition to, outside that Contract for a Specified Deposit, etc."; the term "make an addition to" in item (iii) of that paragraph shall be deemed to be replaced with "make an addition to, outside that Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in paragraph (2) of that Article shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in paragraph (3) of that Article shall be deemed to be replaced with "that may be a potential cause of"; the phrase "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to delivery of a document set forth in paragraph (1) and excluding items (ii) and (vi) of that paragraph and paragraph (3)), Article 37-4 and Article 37-6"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第十三条の四　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の七（指定紛争解決機関との契約締結義務等）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、銀行が行う特定預金等契約（特定預金等（金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動によりその元本について損失が生ずるおそれがある預金又は定期積金等として内閣府令で定めるものをいう。）の受入れを内容とする契約をいう。以下同じ。）の締結について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の業務」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）、第三十七条の四及び第三十七条の六」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 52-45-2 The provisions of Chapter III, Section 2, Subsection 1 of the Financial Instruments and Exchange Act (excluding Articles 35 to 36-4 inclusive (Scope of Business activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Document prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6, paragraphs (1) and (2), the proviso to Article 37-6, paragraph (4) and Article 37-6, paragraph (5) (Cancellation by Means of Document), Article 37-7 (Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Compensation of Loss, etc.), Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management Is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediary for conclusion of Contracts for Specified Deposits, etc. by a Bank Agency. In this case, the term "Financial Instruments Business" in these provisions shall be deemed to be replaced with "agency or intermediation for the conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act"; the term "Act of Executing a Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act"; the term "Contract for Financial Instruments Transaction" in the aforementioned provisions (excluding Article 37-6, paragraph (3)) shall be deemed to be replaced with "Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act"; the terms "wishes to conclude" in Article 37-3, paragraph (1) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "engages in agency or intermediation for the conclusion of"; the term "; provided" in that paragraph shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. as defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc. in advance, pursuant to the provisions of Cabinet Office Ordinance; provided"; the term "Financial Instruments Specialist, etc." in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the Principal Bank (meaning an Principal Bank as defined in Article 2, paragraph (16) of the Banking Act) for which the Bank Agent (meaning a Bank Agent as defined in Article 2, paragraph (15) of the Banking Act) is acting"; the terms "Where a Contract for Financial Instruments Transaction has been cancelled" and "the customer to pay damages or penalty for the cancellation of that Contract for Financial Instruments Transaction beyond the amount specified by Cabinet Office Ordinance as the amount of fees, remuneration or any other Consideration payable by the customer with regard to that contract for Financial Instruments Transaction (referred to as a "Consideration" in the following paragraph) for the period until the cancellation of that Contract for Financial Instruments Transaction" in Article 37-6, paragraph (3) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "When a Financial Instruments Specialist has paid money to a Bank as damages or otherwise for cancellation of a Contract for a Specified Deposit, etc. (meaning a Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act; the same shall apply in Article 39) made" and "person who canceled the contract to pay money as damages or otherwise for the payment he/she has made to the Bank," respectively; the terms "purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter referred to as "Purchase and Sale or Other Transaction of Securities, etc." in this Article)," "the customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)," "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" and "make up" in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.," "the customer," "Contract for a Specified Deposit, etc." and "make up, not through the Contract for a Specified Deposit, etc.," respectively; the terms "Purchase and Sale or Other Transaction of Securities, etc." and "Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc." and "Contract for a Specified Deposit, etc.," respectively; the term "make an addition" in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for a Specified Deposit, etc."; the term "make an addition" in Article 39, paragraph (1), item (iii) shall be deemed to be replaced with "make an addition, not through the Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (2) of that Act shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc."; the term "that is specified by Cabinet Office Ordinance as a potential cause of" in Article 39, paragraph (3) of that Act shall be deemed to be replaced with "that may be a potential cause of"; and any other necessary technical replacement of terms shall be specified by Cabinet Order. 例文帳に追加

第五十二条の四十五の二　金融商品取引法第三章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の六第一項、第二項、第四項ただし書及び第五項（書面による解除）、第三十七条の七（指定紛争解決機関との契約締結義務等）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）の規定は、銀行代理業者が行う銀行代理業に係る特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引業」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結の代理又は媒介の業務」と、「金融商品取引行為」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結」と、これらの規定（同法第三十七条の六第三項の規定を除く。）中「金融商品取引契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「銀行代理業者（銀行法第二条第十五項に規定する銀行代理業者をいう。）の所属銀行（同条第十六項に規定する所属銀行をいう。）」と、同法第三十七条の六第三項中「金融商品取引契約の解除があつた場合には」とあるのは「特定預金等契約（銀行法第十三条の四に規定する特定預金等契約をいう。第三十九条において同じ。）の解除に伴い銀行に損害賠償その他の金銭の支払をした場合において」と、「金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価（次項において「対価」という。）の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除」とあるのは「支払」と、「又は違約金の支払を」とあるのは「その他の金銭の支払を、解除をした者に対し、」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム