「transactions account」に関連した英語例文の一覧と使い方(6ページ目) - Weblio英語例文検索

C. In judging whether a certain transaction constitutes a case requiring the “reporting of suspicious transactions,” whether the Financial Instruments Business Operator comprehensively takes account of the various specific information that it holds with regard to the relevant transaction, such as customer identification data and the circumstances at the time of the transaction. 例文帳に追加

ハ．「疑わしい取引の届出」に該当するか否かの判断を行うに当たって、金融商品取引業者が取得した本人確認情報、取引時の状況その他金融商品取引業者が保有している当該取引に係る具体的な情報を総合的に勘案のうえ、届出の必要性の判断が行われているか。 - 金融庁

To provide necessary certificates and other documents necessary for clarifying the contractual rights and obligations and for facilitating transactions, such as the certificate of safe custody (limited to cases of custodial trade), at-delivery statements of account, written demands for purchase (documents which are attached to the gold product delivered in physical-delivery trade and which stipulates that the business operator agrees to buy the gold product), depending on whether the transaction is custodial or physical delivery-based. 例文帳に追加

保護預り取引又は現物引渡し取引のそれぞれの場合に応じ、保護預り証（保護預り取引の場合に限る。）、受渡計算書、買取請求書（現物引渡し取引の場合、現物に付して自社が買取りに応じる旨を明示した書類）等顧客との権利義務関係を明確にするため又は取引の円滑化を図るため必要な証書等を顧客に交付すること。 - 金融庁

Regarding this matter, we included “Response to Possible Unfair Trade Related to Public Offering” in the Action Plan for the New Growth Strategy, which was announced in December 2010 and have taken preventive measures in terms of institution and operation. The FSA will consider countermeasures as needed while taking account of the results of investigation into unfair transactions related to public offering of new shares. 例文帳に追加

本件につきましては、平成22年12月に公表いたしましたアクションプランに、「公募増資に関連した不公平な取引への対応」を盛り込み、制度面・運用面に当たる防止策を講じてきたところでございまして、金融庁といたしましては、公募増資に関連した不公正な取引に関する実態解明を踏まえつつ、必要に応じて適切な対応を検討してまいりたいというふうに思っております。 - 金融庁

Another typical explanation often cited is that there have been moves among foreign investors, who account for 60% of the stock market transactions in Japan, to lock in profits by selling Japanese shares, the prices of which have been relatively firm since this spring compared with shares in other countries, because of their reduced risk tolerance following a stock market drop in their home countries. 例文帳に追加

もう一つ典型的に語られる話としては、我が国の株式市場で売買シェアの６割を占める外国人投資家の中には、本国での株価下落によるリスク許容度の低下等によって、この春以降、相対的に諸外国の市場と比べると相対的に底堅かった日本株を売って利益を確定しようという動きもあったと言われているかと思います。 - 金融庁

Many of these countries were in their path towards the introduction of the euro, and were in the midst of a process of rapidly catching up with euro-zone countries.They have seen rapid capital inflow largely from other EU economies, motivated by the expectation of future growth and stability supported by the liberalization of capital account transactions following their EU accession. 例文帳に追加

東欧諸国の多くはＥＵ加盟、ユーロ導入のプロセスの中にあって、他のユーロ国に急速にキャッチアップするための過程の半ばにあり、急激な資金の流入は、EU 加盟に伴う資本取引の自由化を背景に将来の成長・安定を見越したＥＵ域内からのものが多かったことなど、アジア諸国とは大きく事情が異なります。 - 財務省

To provide a system capable of reducing the structural change, and capable of excellently securing the reliability for transactions in an automatic cash transaction system capable of receiving or paying cash, even if a specific ID card to an account is not inserted, only by transmitting a prescribed information from a wireless telephone.例文帳に追加

無線電話から所定の情報を送信するだけで、その口座に対する特定のＩＤカードを挿入しなくても現金の入金または出金を可能にすることのできる現金自動取引システムであって、構造上の変更が少なくて済み、取引の信頼性も良好に確保することのできるシステムの提供。 - 特許庁

Information such as sex or age is acquired from the personal image of the person who is transacting, collated with personal information of account-registered persons preliminarily stored in the data storage part 62, and the determination result is displayed with the personal image, whereby illicit transactions are prevented.例文帳に追加

そして、取引する人物の人物画像から性別や年代等の情報を取得し、予めデータ保存部６２に保存されている口座登録人の個人情報と照合して、取引する人物が口座登録人であるか否かを判断し、その判断結果を人物画像と共に表示することで、不正取引を未然に防止する。 - 特許庁

To provide an Internet financial transaction system improving convenience of a general user, and allowing a financial institution to reduce window business, by saving an applicant the trouble of going to a window of the financial institution such as a bank or a post office and performing various kinds of financial transactions such as new account opening or cash remittance to allow the financial transaction at any time.例文帳に追加

申込依頼者が銀行や郵便局などの金融機関窓口に出向いて口座の新規開設、現金送金など各種金融取引を行う手間を省き、いついかなるときでも金融取引が行えるようにして一般利用者の利便を高め、また金融機関でも窓口業務を軽減できるインターネット金融取引システムを提供する。 - 特許庁

To provide a method and a system for operating a financial instrument and a payment card, which integrate savings and credit transactions belonging to the same payment plan into a single account, that can be carried out at different periods in time, for any amount, agreed on with different fixed or adjustable interest rates, without losing payment conditions of each savings and credit.例文帳に追加

異なる期間で、任意の金額について実施され、異なる固定又は変動金利で合意され得る、同じ支払い計画に属する預金及びクレジット取引を、それぞれの預金及びクレジットの支払い条件を失うことなく単一アカウントに統合する金融手段及び支払いカードを運用するための方法及びシステムを提供する。 - 特許庁

The Sciac card is operated through financial institutions and service centers by a computer system, manages transactions between Sciac cardholders and with financial institutions, maintains account balances, determines installments for debt and savings balances, manages available credit limits and guarantees, and manages other financial and payment services.例文帳に追加

Ｓｃｉａｃカードは、コンピュータシステムにより金融機関及びサービスセンタを通して運用され、Ｓｃｉａｃカード保有者どうし及び金融機関との取引を管理し、アカウント残高を維持し、負債及び預金残高についての割賦金を決定し、利用可能なクレジットリミット及び担保を管理し、他の金融及び支払いサービスを管理する。 - 特許庁

Prior to the financial transactions the financial account holder initiates an authentication session with financial institution back office by accessing its central processing unit (CPU) and a database (DB) installed in the back office of the financial institutions, which are assigned to an embedded privacy and security layer (EPSL) architecture having automated "clock controlled" AAA sessions.例文帳に追加

金融取引の前に、金融口座保持者は、専用通信回線を利用して、自動化された「クロック制御」ＡＡＡセッションをもつ組み込み式プライバシー＆セキュリティ・レイヤ（ＥＰＳＬ）アーキテクチャに配置された金融機関事務部門中央処理装置（ＣＰＵ）及びデータベース（ｄＢ）にアクセスすることにより、金融機関事務部門と認証セッションを開始する。 - 特許庁

The second pillar, or self-management by financial institutions and supervisory review, includes risk not covered under the first pillar such as the interest rate risk associated with the banking account transactions and credit concentration risk. It stipulates self-management of risk whereby financial institutions themselves appropriately manage risk and maintain a level of capital commensurate with risk, and provides that financial institutions will be expected to maintain a sufficiency of capital.例文帳に追加

第2の柱（金融機関の自己管理と監督上の検証）は、銀行勘定の金利リスクや信用集中リスクなど、第1の柱となっていないリスクも含め、金融機関自らがリスクを適切に管理し、リスクに見合った適正な自己資本を維持するという「自己管理型」のリスク管理と、自己資本の充実の取組に期待することを定めている。 - 経済産業省

(4) With regard to transactions on a Commodity Market, a Futures Commission Merchant shall not deposit as collateral, loan, nor dispose of Securities deposited by a customer or Securities on a customer’s account contrary to the purpose of the consignment; provided, however, that this shall not apply in cases of depositing with a Consignor Protection Fund, depositing as collateral, or entrusting assets to the following financial institutions, after obtaining the consent of the customer: 例文帳に追加

４ 商品取引員は、商品市場における取引につき、委託者から預託を受けた有価証券及び 委託者の計算に属する有価証券を委託の趣旨に反して、担保として提供し、貸付け、そ の他処分してはならない。ただし、委託者の同意を得て、委託者保護基金に預託し、又 は次に掲げる金融機関に担保として提供し、若しくは信託する場合は、この限りでない。 - 経済産業省

i) A particular person whose total number of voting rights held by said person on the person's own account and the voting rights held by persons who are found to exercise their voting rights in the same manner as the intent of said particular person due to a close relationship with said particular person in terms of contribution, personnel affairs, funds, technology, transactions or other matters, or by persons who agree to exercise their voting rights in the same manner as the intent of said particular person, are one-third or more of the voting rights of the applicant (excluding individuals) (including cases where said particular person does not hold any voting rights on the person's own account 例文帳に追加

一　特定の者が自己の計算において所有している議決権と当該特定の者と出資、人事、資金、技術、取引等において緊密な関係があることにより当該特定の者の意思と同一の内容の議決権を行使すると認められる者及び当該特定の者の意思と同一の内容の議決権を行使することに同意している者が所有している議決権とを合わせて、申請者（個人を除く。）の議決権の三分の一以上を占めている場合（当該特定の者が自己の計算において議決権を所有していない場合を含む。）における当該特定の者 - 日本法令外国語訳データベースシステム

1 There are hard limits and soft limits. Hard limits trigger compulsory reduction of risks and positions when they are exceeded, while soft limits do not necessarily trigger such reduction but require that the Board of Directors or equivalent organization to the Board of Directors discuss and decide what measures to take. Usually, hard limits are established in the trading account and soft limits are established in the banking account. However, the inspector should review whether the two types of limits are established appropriately in a manner suited to the actual status of transactions. 例文帳に追加

1 限度枠には、枠を超過した場合、強制的にポジションやリスクを削減するハード・リミットと、必ずしも強制的なポジションやリスクの削減を求めず、その後の対応について取締役会等が協議・判断するソフト・リミットがある。ハード・リミットはトレーディング勘定において設定し、ソフト・リミットはバンキング勘定において設定することが一般的であるが、取引の実態に合わせて適切な設定が行われているかを検証する。 - 金融庁

(i) an act of making an offer or promise or having a third party make an offer or promise to a customer or any person designated by a customer, with regard to sales and purchase or other transactions of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article), to the effect that if the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1(1) of the Act on Concurrent Operation of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article) incurs any loss or shortfall in the predetermined amount of profit from the relevant Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article), property benefit will be provided to the customer or such third party in order to compensate or make up for the whole or part of such loss or shortfall; 例文帳に追加

一　有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）につき、当該有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）について顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）に損失が生ずることとなり、又はあらかじめ定めた額の利益が生じないこととなつた場合には自己又は第三者がその全部又は一部を補てんし、又は補足するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為 - 日本法令外国語訳データベースシステム

Article 67-11 (1) Where, during the period from April 1, 1998, to March 31, 2008, a foreign corporation listed in Article 141(i) of the Corporation Tax Act, which has been certified, pursuant to the provision of an Ordinance of the Ministry of Finance, as falling under the category of nonresident prescribed in paragraph (3) of Article 21 of the Foreign Exchange and Foreign Trade Act, has made deposits or provided loans to a financial institution prescribed in the said paragraph, and settled such deposits or loans in a special international financial transactions account prescribed in the said paragraph (referred to in the next paragraph as a "special international financial transactions account"), corporation tax shall not be imposed with respect to any interest on the deposits or loans to be received by the said foreign corporation; provided, however, that this shall not apply to any interest which is attributed to a business conducted by the said foreign corporation in Japan or which is otherwise specified by a Cabinet Order. 例文帳に追加

第六十七条の十一　法人税法第百四十一条第一号に掲げる外国法人で外国為替及び外国貿易法第二十一条第三項に規定する非居住者であることにつき財務省令で定めるところにより証明がされたものが、平成十年四月一日から平成二十年三月三十一日までの間に、同項に規定する金融機関に預入し、又は貸し付けた預金又は貸付金で同項に規定する特別国際金融取引勘定（次項において「特別国際金融取引勘定」という。）において経理されたものにつき、支払を受ける利子については、法人税を課さない。ただし、当該利子のうち、当該外国法人の国内において行う事業に帰せられるものその他の政令で定めるものについては、この限りでない。 - 日本法令外国語訳データベースシステム

(i) Act of making an offer or promise or having a third party make an offer or promise to a customer or any person designated by a customer, with regard to Transactions on a Commodity Market, etc., to the effect that if the customer (in cases where a Trust Company, etc. conducts Transactions on a Commodity Market, etc. for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article) incurs any loss or shortfall in the predetermined amount of profit from the relevant Transactions on a Commodity Market, etc., said Futures Commission Merchant or said third party will provide property benefit to the customer or a third party in order to compensate or make up for the whole or part of such loss or shortfall 例文帳に追加

一　商品市場における取引等につき、当該商品市場における取引等について顧客（信託会社等が、信託契約に基づいて信託をする者の計算において、商品市場における取引等を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）に損失が生ずることとなり、又はあらかじめ定めた額の利益が生じないこととなつた場合には自己又は第三者がその全部又は一部を補てんし、又は補足するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為 - 日本法令外国語訳データベースシステム

(8) When a Violator, on his/her own account, has conducted Sales, etc. of Securities pertaining to an Act of Violation without possessing the securities pertaining to said Act of Violation at the time of the start of said Act of Violation, or when the Violator, on his/her own account, has entered into an agreement for transaction specified in Article 2(21)(ii) (limited to the transactions of Securities pertaining to said Act of Violation) under which said person is obligated to pay if the Actual Figure exceeds the Agreed Figure, and in any other cases specified by a Cabinet Order, for the purposes of calculating the amount listed in each item of paragraph (1), said Violator shall be deemed to have conducted, on his/her own account, Sales, etc. of Securities pertaining to said Act of Violation at the time of the start of said Act of Violation and at the price as of said point of time. 例文帳に追加

８　違反者が、違反行為の開始時に当該違反行為に係る有価証券を有しないで自己の計算において当該有価証券の売付けをしている場合、現実数値が約定数値を上回つた場合に金銭を支払う第二条第二十一項第二号に掲げる取引（当該違反行為に係る有価証券に係るものに限る。）を自己の計算において約定している場合その他の政令で定める場合には、第一項各号に掲げる額の計算において、当該違反者が、当該違反行為の開始時にその時における価格で当該違反行為に係る有価証券の売付け等を自己の計算においてしたものとみなす。 - 日本法令外国語訳データベースシステム

(2) When a Commodity Exchange receives the deposit of clearing margins from a Member, etc. or an Intermediary pursuant to the provisions of Article 103, paragraph (1) of the Act (excluding the case where a Member, etc. carries out transactions on a Commodity Market on a person's own account), it shall recognize that a person specified in the following items for the categories of cases set forth respectively in those items has the right to claim the return for said clearing margin (limited to within the amount of the customer margin or intermediation margin which the person specified in said respective items has deposited): 例文帳に追加

２　商品取引所は、法第百三条第一項の規定に基づき会員等又は取次者から取引証拠金の預託を受けるとき（会員等が自己の計算において商品市場における取引を行う場合を除く。）は、次の各号に掲げる場合の区分に応じ、当該各号に定める者が当該取引証拠金（当該各号に定める者が預託した委託証拠金又は取次証拠金の額の範囲内に限る。）に対する返還請求権を有するものとしなければならない。 - 日本法令外国語訳データベースシステム

(27) The term "Broking for Clearing of Securities, etc." as used in this Act means a Subject Transaction (meaning a "Subject Transaction" defined in the following paragraph; hereinafter the same shall apply in this paragraph) which is conducted by a Financial Instruments Business Operator or Registered Financial Institution under entrustment by a customer and for the account of the customer in accordance with the business rules of a Financial Instruments Clearing Organization, which is conducted on condition that the obligation arisen from the Subject Transactions will be assumed by the Financial Instruments Clearing Organization, and which satisfies any of the following requirements: 例文帳に追加

２７　この法律において「有価証券等清算取次ぎ」とは、金融商品取引業者又は登録金融機関が金融商品取引清算機関の業務方法書の定めるところにより顧客の委託を受けてその計算において行う対象取引（次項に規定する「対象取引」をいう。以下この項において同じ。）であつて、対象取引に基づく債務を当該金融商品取引清算機関に引き受けさせることを条件とし、かつ、次に掲げる要件のいずれかに該当するものをいう。 - 日本法令外国語訳データベースシステム

Article 33 (1) Banks, Cooperative Structured Financial Institution, or other financial institutions specified by a Cabinet Order shall not engage in the Securities-Related Business or Investment Management Business; provided, however, that with regard to Securities-Related Business, this shall not apply to cases where banks, Cooperative Structured Financial Institution, or other financial institutions specified by a Cabinet Order conduct sales or purchase of Securities or Transactions of Securities-Related Derivatives for the purpose of investment pursuant to the provisions of other Acts or on an account of a person who entrusts based on a trust contract. 例文帳に追加

第三十三条　銀行、協同組織金融機関その他政令で定める金融機関は、有価証券関連業又は投資運用業を行つてはならない。ただし、有価証券関連業については、銀行、協同組織金融機関その他政令で定める金融機関が他の法律の定めるところにより投資の目的をもつて、又は信託契約に基づいて信託をする者の計算において有価証券の売買若しくは有価証券関連デリバティブ取引を行う場合は、この限りでない。 - 日本法令外国語訳データベースシステム

(iv) when sales and purchase of the Tradable Securities (meaning the Share Certificates, bonds with share option or any other Securities specified by a Cabinet Office Ordinance for which solicitation of sales and purchase or other transactions has not been prohibited by said Authorized Association under its rules (excluding Securities listed on a Financial Instruments Exchange and Over-the-Counter Traded Securities; the same shall apply hereinafter) conducted on the Member Firm's own account, or sales and purchase of the Tradable Securities for which the Member Firm has provided intermediary, brokerage or agency services has been effected: the kinds, issues, prices or volumes or other matters specified by a Cabinet Office Ordinance pertaining to the Securities for which the sales and purchase is effected; 例文帳に追加

四　自己の計算において行う取扱有価証券（当該認可協会がその規則において、売買その他の取引の勧誘を行うことを禁じていない株券、新株予約権付社債券その他内閣府令で定める有価証券（金融商品取引所に上場されている有価証券及び店頭売買有価証券を除く。）をいう。以下同じ。）の売買又は媒介、取次ぎ若しくは代理を行う取扱有価証券の売買が成立した場合　当該売買に係る有価証券の種類、銘柄、価格、数量その他内閣府令で定める事項 - 日本法令外国語訳データベースシステム

(2) A Commodity Exchange shall return clearing margins (limited to those for transactions which a person has consigned to a member of the Commodity Exchange to be carried out based on such person's own account and except for those to be allocated for damages, for which the provisions then in force shall remain applicable pursuant to the provisions of Article 9 of the Supplementary Provisions) which have been, at the time of the enforcement of this Act, deposited pursuant to the provisions of Article 79, paragraph (1) of the Former Act, to the member who deposited said clearing margins, without delay, after the enforcement of this Act. 例文帳に追加

２　商品取引所は、この法律の施行の際現に旧法第七十九条第一項の規定により預託されている取引証拠金（商品取引所の会員に対し取引を委託した者の計算による取引についてのものに限り、附則第九条の規定によりなお従前の例によることとされる損害の賠償に充てるべきものを除く。）を、この法律の施行後遅滞なく、当該取引証拠金を預託した会員に返還しなければならない。 - 日本法令外国語訳データベースシステム

I would like to use your question as an opportunity to tell you about some anecdotal evidence cited by market participants. For one thing, there are growing expectations of an economic turnaround in Japan and abroad because some economic indicators are improving or have stopped deteriorating in response to economic stimulus measures taken by various countries. In addition, part of the liquidity provided through credit easing worldwide is starting to flow into commodities and stocks. As for the Japanese market, it has been pointed out that foreign investors, who account for some 50% of sales and purchase transactions, have been generally posting net purchases since April because of a recovery of their risk tolerance level. 例文帳に追加

せっかくのご質問でございますので、市場関係者の声の中にこんな声もあるという程度のお話ですけれども、一つには、各国の経済対策などを受けて、一部の経済指標が改善、あるいは悪化が止まっているという傾向を示しているということで、国内外の景気底入れに対する期待が高まっている。それから、世界的な金融緩和によって供給されている流動性資金の一部が、商品や株式などに向かっている。 - 金融庁

A rule application part 26, which applies a conversion rule stored in a first or second rule storage means to individual customers with the history of some account transactions during a certain period of time after they opened their bank accounts, applies the first conversion rule to each credited customer and provides rating, and applies the second conversion rule stored in the second rule storage means to each uncredited customer and provides rating.例文帳に追加

銀行への取引口座開設後、一定期間以上経過し、その間に何らかの口座取引が行われた個人顧客に、第１のルール記憶手段或いは前記第２のルール記憶手段に記憶された変換ルールを適用するルール適用部２６は、既与信顧客について、第１の変換ルールを適用して格付けを付与し、その一方、未与信顧客については、第２のルール記憶手段に記憶された第２の変換ルールを適用して格付けを付与する。 - 特許庁

However, despite the mostly consistent dollar surplus (which puts upward pressure on the yuan) which had been caused by the current account surplus and inflows of direct investment, the yuan has in reality been pegged to the dollar since 199421 (Fig. 1.2.34).This was because of two reasons: (i) capital transactions are still widely regulated, except that regulations on inward direct investment are relatively loose, in order to ensure the stability of the yuan rate; and (ii) the People’s Bank of China intervenes in selling and buying dollars.例文帳に追加

しかし、人民元の水準は、1994年以降、経常黒字と直接投資の流入から、ほぼ一貫してドル余剰（人民元高圧力が生じる）となっているにもかかわらず、①資本取引が、人民元レートの安定を確保するため、対内直接投資の規制が比較的緩いことを除いていまだに幅広く規制されていることと、②中国人民銀行が人民元売り・ドル買い介入をしていることにより、事実上ドル・ペッグ21）を維持している状態となっている（第1-2-34図）。 - 経済産業省

(2) A Commodity Exchange shall return clearing margins (limited to those for transactions which a person has consigned to a member of the Commodity Exchange to be carried out based on such person’s own account and except for those to be allocated for damages, for which the provisions then in force shall remain applicable pursuant to the provisions of Article 9 of the Supplementary Provisions) which have been, at the time of the enforcement of this Act, deposited pursuant to the provisions of Article 79, paragraph 1 of the Old Act, to the member who deposited said clearing margins, without delay, after the enforcement of this Act. 例文帳に追加

２ 商品取引所は、この法律の施行の際現に旧法第七十九条第一項の規定により預託されている取引証拠金（商品取引所の会員に対し取引を委託した者の計算による取引についてのものに限り、附則第九条の規定によりなお従前の例によることとされる損害の賠償に充てるべきものを除く。）を、この法律の施行後遅滞なく、当該取引証拠金を預託した会員に返還しなければならない。 - 経済産業省

(3) When a Commodity Exchange reports pursuant to the provisions of Article 112, paragraph 2 of the Act, it shall submit a report including the matters listed in the following items: (i) the name or trade name, or name of a Member, etc. or a customer or its substitute; (ii) the amount of the transactions on a Commodity Market on account of a Member, etc. or a customer, for which settlement is not completed; (iii) in the case of being subject to item 2 of the preceding paragraph, the trade name of a Futures Commission Merchant who received the consignment of a transaction from said customer. 例文帳に追加

３ 商品取引所は、法第百十二条第二項の規定により報告するときは、次の各号に掲げる 事項を記載した報告書を提出しなければならない。一会員等又は委託者の氏名若しくは商号若しくは名称又はこれに代わるもの 二商品市場における会員等の自己の計算による取引又は委託者の計算による取引であ って決済を結了していないものの数量 三前項第二号に該当する場合にあっては、当該委託者から取引の委託を受けた商品取 引員の商号 - 経済産業省

(2) When a Commodity Exchange receives the deposit of clearing margins from a Member, etc. or an Intermediary pursuant to the provisions of Article 103, paragraph 1 of the Act (excluding the case where a Member, etc. carries out transactions on a Commodity Market on a person's own account), it shall recognize that a person specified in the following items has the right to claim the return for said clearing margin (limited to within the amount of the customer margin or intermediation margin which the person specified in said respective items has deposited), according to the classification listed in said respective items: 例文帳に追加

２ 商品取引所は、法第百三条第一項の規定に基づき会員等又は取次者から取引証拠金の 預託を受けるとき（会員等が自己の計算において商品市場における取引を行う場合を除 く。）は、次の各号に掲げる場合の区分に応じ、当該各号に定める者が当該取引証拠金 （当該各号に定める者が預託した委託証拠金又は取次証拠金の額の範囲内に限る。）に 対する返還請求権を有するものとしなければならない。 - 経済産業省

On July 22, 2005, China adopted the system of setting the yuan’s median rate against the dollar for a given business day at its closing rate in inter-banking trading in the previous day. That rate-setting formula was replaced in January 2006 by a weighted-average rate-setting method that also takes into account results of hearings by market makers. But how to weight the averages of given rates is not necessarily clear as Chinese currency authorities, in explaining the weight-average system, only say that calculation is based on various indexes including the amount of transactions made by market makers in exchange markets and overall currency market conditions.例文帳に追加

対ドル中心レートの設定については、2005年７月22日から導入されたインターバンクレートの終値を翌営業日の中心レートとする方式から、2006年１月にマーケットメーカーからのヒアリングに基づく値付けの加重平均による設定に変更されているが、加重平均の方法を見ると、マーケットメーカーの外国為替市場における取引高及び相場状況等その他の指標により行われるとされ、算出方法は必ずしも明確になっていない。 - 経済産業省

Article 173 (1) When a person, in violation of the provision of Article 158, has caused a fluctuation of market prices of Securities, etc. by disseminating unfounded rumors or trading by fraudulent means (hereinafter referred to as the "Act of Violation" in this paragraph), and if said person, based on the market prices so fluctuated, has had the Securities acquired through public offering pertaining to said Securities, etc., or has conducted sales and purchase or other transactions of Securities in relation to said Securities, etc. or Derivative Transactions pertaining to said Securities, etc., on his/her own account and within one month from the date of the Act of Violation, the Prime Minister shall, in accordance with the procedures set forth in the following Section, order said person to pay to the national treasury an administrative monetary penalty equivalent to the amount prescribed in the following items in accordance with the categories listed in such items (in cases where said person falls under all of the following items, the total of the amount specified in each of the relevant items): 例文帳に追加

第百七十三条　第百五十八条の規定に違反して、風説を流布し、又は偽計を用い、当該風説の流布又は偽計（以下この項において「違反行為」という。）により有価証券等の相場を変動させ、当該変動させた相場により、自己の計算において、当該違反行為が行われた日から一月以内に当該有価証券等に係る有価証券の募集により当該有価証券を取得させ、又は当該有価証券等に係る有価証券の売買その他の取引若しくはデリバティブ取引をした者があるときは、内閣総理大臣は、次節に定める手続に従い、その者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額（次の各号のいずれにも該当する場合は、当該各号に定める額の合計額）に相当する額の課徴金を国庫に納付することを命じなければならない。 - 日本法令外国語訳データベースシステム

Article 210 With regard to any property equivalent to the value of any money, Securities or other articles which have been deposited by a customer in association with Transactions on a Commodity Market for securing payment of liabilities arising from a Commodity Transactions Brokerage Business and any money, Securities or other articles in a customer's account (excluding those specified by an ordinance of the competent ministry; such money, Securities or other articles shall be referred to as "Customer Assets" in Article 304, Article 306, paragraph (1) and Article 311, paragraph (1)) (such property shall be referred to as "Property Subject to Preservation" in Article 269, paragraph (3), item (iii) and Article 309), a Futures Commission Merchant shall deposit such property with a Trust Company, etc. or deposit such property with a Consumer Protection Fund (which means a Consumer Protection Fund prescribed in Article 296) separately from the other property of the Futures Commission Merchant or take any other measures specified by an ordinance of the competent ministry, in order to preserve such property. 例文帳に追加

第二百十条　商品取引員は、商品取引受託業務により生じた債務の弁済を確保するため、商品市場における取引につき、委託者から預託を受けた金銭、有価証券その他の物及び委託者の計算に属する金銭、有価証券その他の物（主務省令で定めるものを除く。第三百四条、第三百六条第一項及び第三百十一条第一項において「委託者資産」という。）の価額に相当する財産（第二百六十九条第三項第三号及び第三百九条において「保全対象財産」という。）については、その保全のため、商品取引員のその他の財産から分離して信託会社等に信託すること、委託者保護基金（第二百九十六条に規定する委託者保護基金をいう。）に預託することその他の主務省令で定める措置を講じなければならない。 - 日本法令外国語訳データベースシステム

With regard to any property equivalent to the value of any money, Securities or other articles which have been deposited by a customer in association with Transactions on a Commodity Market for securing payment of liabilities arising from a Business of Accepting Consignment of Commodity Transactions and any money, Securities or other articles in a customer's account (excluding those specified by an ordinance of the competent ministry; such money, Securities or other articles shall be referred to as "Customer Assets" in Article 304, Article 306, paragraph 1 and Article 311, paragraph 1) (such property shall be referred to as "Property Subject to Preservation" in Article 269, paragraph 3, item 3 and Article 309), a Futures Commission Merchant shall deposit such property with a Trust Company, etc. or deposit such property with a Consignor Protection Fund (which means a Consignor Protection Fund prescribed in Article 296) separately from the other property of the Futures Commission Merchant or take any other measures specified by an ordinance of the competent ministry, in order to preserve such property. 例文帳に追加

商品取引員は、商品取引受託業務により生じた債務の弁済を確保するため、商品市場における取引につき、委託者から預託を受けた金銭、有価証券その他の物及び委託者の計算に属する金銭、有価証券その他の物（主務省令で定めるものを除く。第三百四条、第三百六条第一項及び第三百十一条第一項において「委託者資産」という。）の価額に相当する財産（第二百六十九条第三項第三号及び第三百九条において「保全対象財産 Property Subject to Preservation」という。）については、その保全のため、商品取引員のその他の財産から分離して信託会社等に信託すること、委託者保護基金（第二百九十六条に規定する委託者保護基金をいう。）に預託することその他の主務省令で定める措置を講じなければならない。 - 経済産業省

(a) the amount equivalent to 0.003 percent of the transaction amounts of Transactions prescribed in Article 2, paragraph 8, item 1 of the Act (excluding transactions based on a person’s own account) in each business year (in cases where the amount of liability reserve for commodity trading that has already been accrued (in cases when a specific amount of money is used under the provisions of Article 221, paragraph 2 of the Act, the amount after deducting said amount; the same shall apply in the following item) is less than ten million yen, an amount equivalent to 0.003 percent of the amount calculated by dividing the amount deducted from the amount of said liability reserve for commodity trading and the amount set forth in (b), (c), and (d) from ten million yen by 0.006 percent [if said calculated amount exceeds the transaction amount total in said business year, then said transaction amount total in said business year] is added to said equivalent amount); 例文帳に追加

イ各事業年度における法第二条第八項第一号に規定する取引（自己の計算による 取引を除く。）の取引金額の十万分の三に相当する金額（既に積み立てられた商品 取引責任準備金の金額（法第二百二十一条第二項の規定により使用された金額が ある場合には、当該金額を控除した金額。次号において同じ。）が千万円に満たな い場合には、当該相当する金額に、千万円から当該商品取引責任準備金の金額、 ロ、ハ及びニに掲げる金額を控除した金額を十万分の六で除して計算した金額（当 該計算した金額が当該事業年度の取引金額を超える場合には、当該事業年度の当 該取引金額）の十万分の三に相当する金額を加算した金額） - 経済産業省

i) Another juridical person or an organization which is not a juridical person and which appoints a representative or an administrator (referred to as the "Juridical Person" in this Article) where the total number of voting rights held by the applicant on the applicant's own account and the voting rights held by persons who are found to exercise their voting rights in the same manner as the intent of the applicant or persons who agree to exercise their voting rights in the same manner as the intent of the applicant due to having a close relationship with the applicant in terms of contribution, personnel affairs, funds, technology, transactions or other matters, accounting for one-third or more of the voting rights of said other Juridical Person (including cases where the applicant does not hold any voting rights on the applicant's own account 例文帳に追加

一　申請者が自己の計算において所有している議決権と申請者と出資、人事、資金、技術、取引等において緊密な関係があることにより申請者の意思と同一の内容の議決権を行使すると認められる者及び申請者の意思と同一の内容の議決権を行使することに同意している者が所有している議決権とを合わせて、他の法人又は法人でない団体で代表者又は管理人の定めのあるもの（以下この条において「法人等」という。）の議決権の三分の一以上を占めている場合（申請者が自己の計算において議決権を所有していない場合を含む。）における当該他の法人等 - 日本法令外国語訳データベースシステム

viii) The name, address and the proportion of voting rights held by the main voting rights holder(s) (the main voting rights holder means a particular person whose total number of voting rights held on the person's own account and the voting rights held by persons who are found to exercise their voting rights in the same manner as the intent of said person or persons who agree to exercise their voting rights in the same manner as the intent of said person due to a close relationship with said person in terms of contribution, personnel affairs, funds, technology, transactions or other matters accounting for one-tenth or more of the voting rights of the applicant (including cases where said particular person does not hold any voting rights on the person's own account); the same shall apply in Article 12, paragraph 1, item 5) of the applicant (excluding individuals 例文帳に追加

八　申請者（個人を除く。）の主要議決権所有者（特定の者が自己の計算において所有している議決権と当該特定の者と出資、人事、資金、技術、取引等において緊密な関係があることにより当該特定の者の意思と同一の内容の議決権を行使すると認められる者及び当該特定の者の意思と同一の内容の議決権を行使することに同意している者が所有している議決権とを合わせて、申請者の議決権の十分の一以上を占めている場合（当該特定の者が自己の計算において議決権を所有していない場合を含む。）における当該特定の者をいう。第十二条第一項第五号において同じ。）の氏名又は名称、住所及び所有する議決権の割合 - 日本法令外国語訳データベースシステム

(9) When a Violator owns the Securities pertaining to the Act of Violation at the time of the start of said Act of Violation, or when the Violator, on his/her own account, has entered into an agreement for transaction specified in Article 2(21)(ii) (limited to the transactions of Securities pertaining to said Act of Violation) under which said person will receive money when the Actual Figure exceeds the Agreed Figure, and in any other cases specified by a Cabinet Order, for the purposes of calculating the amount listed in each item of paragraph (1), said Violator shall be deemed to have conducted, on his/her own account, Purchase, etc. of Securities pertaining to said Act of Violation at the time of the start of said Act of Violation and at the price as of said point of time. 例文帳に追加

９　違反者が、違反行為の開始時に当該違反行為に係る有価証券を所有している場合、現実数値が約定数値を上回つた場合に金銭を受領する第二条第二十一項第二号に掲げる取引（当該違反行為に係る有価証券に係るものに限る。）を自己の計算において約定している場合その他の政令で定める場合には、第一項各号に掲げる額の計算において、当該違反者が、当該違反行為の開始時にその時における価格で当該違反行為に係る有価証券の買付け等を自己の計算においてしたものとみなす。 - 日本法令外国語訳データベースシステム

(1) When a Commodity Clearing Organization manages clearing margins based on the provisions of Article 103, paragraph 4 of the Act, as applied mutatis mutandis pursuant to Article 179, paragraph 5 of the Act, the clearing margins shall be managed separately from its own property and property other than that of the clearing margins, by the categories set forth in the following items, respectively, and by each Member, etc.:(i) in cases set forth in Article 179, paragraph 1, item 1, (a) of the Act, where a Member, etc. carries out transactions on a Commodity Market on his/her own account, the clearing margins deposited by said Member, etc. based on the provisions of the same paragraph; (ii) in cases set forth in Article 179, paragraph 1, item 1, (a) of the Act, where a Member, etc. carries out transactions on a Commodity Market for which the Member, etc. accepted a consignment by receiving a deposit of customer margins based on the provisions of paragraph 2 of the same Article, the clearing margins deposited by said Member, etc. based on the provisions of paragraph 1 of the same Article; (iii) in cases set forth in Article 179, paragraph 1, item 1, (b) or (d) of the Act, the clearing margins deposited by a customer or an Intermediation Customer based on the provisions of the same paragraph;(iv) in cases set forth in Article 179, paragraph 1, item 1, (c) of the Act, the clearing margins deposited by an Intermediary based on the provisions of the same paragraph; (v) in cases set forth in Article 179, paragraph 1, item 2, (a) of the Act, where a Member, etc. carries out transactions on a Commodity Market on his/her own account, the clearing margins (excluding the clearing margins described in the following item) deposited by said Member, etc. based on the provisions of the same paragraph; (vi) in cases set forth in Article 179, paragraph 1, item 2, (a) of the Act, where a Member, etc. carries out transactions on a Commodity Market for which the Member, etc. accepted a consignment by receiving a deposit of customer margins based on the provisions of paragraph 2 of the same Article, the clearing margins deposited by said Member, etc. based on the provisions of paragraph 1 of the same Article; (vii) in cases set forth in Article 179, paragraph 1, item 2, (b) or (d) of the Act, the clearing margins deposited by a Clearing Intermediation Customer or a customer who consigned a Clearing Intermediary based on the provisions of the same paragraph; (viii) in cases set forth in Article 179, paragraph 1, item 2 of the Act, the clearing margins deposited by a Clearing Intermediary based on the provisions of the same paragraph. 例文帳に追加

１ 商品取引清算機関は、法第百七十九条第五項において準用する法第百三条第四項の 規定に基づき取引証拠金を管理するときは、次の各号に掲げる区分ごと、かつ、会員等 ごとに、自己の固有財産その他の取引証拠金以外の財産と分別して管理しなければなら ない。一法第百七十九条第一項第一号イに掲げる場合のうち会員等が自己の計算において 商品市場における取引を行うときに、同項の規定に基づき当該会員等から預託を受 けた取引証拠金 二法第百七十九条第一項第一号イに掲げる場合のうち会員等が受託した商品市場に おける取引を同条第二項の規定に基づき委託証拠金の預託を受けて行うときに、同 条第一項の規定に基づき当該会員等から預託を受けた取引証拠金 三法第百七十九条第一項第一号ロ又はニに掲げる場合に、同項の規定に基づき委託 者又は取次委託者から預託を受けた取引証拠金 四法第百七十九条第一項第一号ハに掲げる場合に、同項の規定に基づき取次者から 預託を受けた取引証拠金 五法第百七十九条第一項第二号イに掲げる場合のうち会員等が自己の計算において 商品市場における取引を行うときに、同項の規定に基づき当該会員等から預託を受 けた取引証拠金（次号の取引証拠金を除く。）六法第百七十九条第一項第二号イに掲げる場合のうち会員等が受託した商品市場に おける取引を同条第二項の規定に基づき委託証拠金の預託を受けて行うときに、同 条第一項の規定に基づき当該会員等から預託を受けた取引証拠金 七法第百七十九条第一項第二号ロ又はニに掲げる場合に、同項の規定に基づき清算 取次委託者又は清算取次者に対する委託者から預託を受けた取引証拠金 八法第百七十九条第一項第二号ハに掲げる場合に、同項の規定に基づき清算取次者 から預託を受けた取引証拠金 - 経済産業省

(1) When a Commodity Exchange manages a clearing margin based on the provisions of Article 103, paragraph 4 of the Act, it shall manage such clearing margin separately from its private property and property other than a clearing margin for each classification listed in the following items and for each Member, etc.: (i) among the cases listed in Article 103, paragraph 1, item 1 of the Act, in the case where a Member, etc. carries out transactions on a Commodity Market on a person’s own account, the clearing margin deposited by said Member, etc. based - 62 - on the provisions of the same paragraph; (ii) among the cases listed in Article 103, paragraph 1, item 1 of the Act, in the case where a Member, etc. carries out transactions on a Commodity Market which he/she has been consigned by receiving the deposit of a customer margin, the clearing margin deposited by said Member, etc. based on the provisions of paragraph 1 of the same Article; (iii) in the cases listed in Article 103, paragraph 1, item 2 or item 4 of the Act, the clearing margin deposited by a customer or an Intermediation Customer based on the provisions of the same paragraph; (iv) in the cases listed in Article 103, paragraph 1, item 3 of the Act, the clearing margin deposited by an Intermediary based on the provisions of the same paragraph. 例文帳に追加

１ 商品取引所は、法第百三条第四項の規定に基づき取引証拠金を管理するときは、次の 各号に掲げる区分ごと、かつ、会員等ごとに、自己の固有財産その他の取引証拠金以外 の財産と分別して管理しなければならない。 一法第百三条第一項第一号に掲げる場合のうち会員等が自己の計算において商品市場 における取引を行うときに、同項の規定に基づき当該会員等から預託を受けた取引証拠金 二法第百三条第一項第一号に掲げる場合のうち会員等が受託した商品市場における取 引を同条第二項の規定に基づき委託証拠金の預託を受けて行うときに、同条第一項の 規定に基づき当該会員等から預託を受けた取引証拠金 三法第百三条第一項第二号又は第四号に掲げる場合に、同項の規定に基づき委託者又 は取次委託者から預託を受けた取引証拠金 四法第百三条第一項第三号に掲げる場合に、同項の規定に基づき取次者から預託を受 けた取引証拠金 - 経済産業省

(2) The provisions of Part II, Chapter I (excluding Article 501 to 503 inclusive and Article 523) (General Provisions) of the Commercial Code (Act No. 48 of 1899) shall apply mutatis mutandis to the activities carried out by a Mutual Company; the provisions of Chapter II of said Part (Buying or Selling) shall apply mutatis mutandis to the buying or selling carried out by a Mutual Company with a merchant or another Mutual Company (including any Foreign Mutual Company); the provisions of Chapter III of said Part (Current Account) shall apply mutatis mutandis to the contracts pertaining to set-offs carried out by a Mutual Company y with its usual counter Parties; the provisions of Chapter V of said Part (excluding Article 545) (Brokerage Business) shall apply mutatis mutandis to the acting as an intermediary by a Mutual Company with regard to commercial transactions between third Parties; and the provisions of Chapter VI of said Part (excluding Article 558) (Commission Agent Business) and Article 593 (Deposit)) of said Code shall apply mutatis mutandis to a Mutual Company, respectively. In this case, any other necessary technical change in interpretation shall be specified by a Cabinet Order. 例文帳に追加

２　商法（明治三十二年法律第四十八号）第二編第一章（第五百一条から第五百三条まで及び第五百二十三条を除く。）（総則）の規定は相互会社の行う行為について、同編第二章（売買）の規定は相互会社が商人又は相互会社（外国相互会社を含む。）との間で行う売買について、同編第三章（交互計算）の規定は相互会社が平常取引をする者との間で行う相殺に係る契約について、同編第五章（第五百四十五条を除く。）（仲立営業）の規定は相互会社が行う他人間の商行為の媒介について、同編第六章（第五百五十八条を除く。）（問屋営業）及び同法第五百九十三条（寄託）の規定は相互会社について、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 162-2 With regard to sales and purchase of share certificates listed in a Financial Instruments Exchange or shares certificates falling under the category of Over-the-Counter Traded Securities (hereinafter these shares are collectively referred to as "Listed or Over-the-Counter Traded Shares" in this Article) or Entrustment, etc. thereof to be conducted by the company having issued these Listed or Over-the-Counter Traded Shares under Article 156(1) of the Companies Act (including the cases where it is applied by replacing certain terms under the provisions of Article 163 or Article 165(3) of said Act) or Article 199(1) of said Act (limited to cases where the company intends to solicit persons to subscribe for treasury shares it disposes of) or laws and regulations of a foreign state equivalent to these provisions (limited to cases where the company is a foreign company), Entrustment, etc. of these transactions to be conducted by a Trust Company, etc. based on a trust contract and for the account of the company having issued these Listed or Over-the-Counter Traded Shares, Accepting an Entrustment, etc. of these transaction by a Financial Instruments Business Operator or Authorized Transaction-at-Exchange Operator, or other acts prescribed by a Cabinet Office Ordinance, the Prime Minister, for the purpose of preventing manipulation of prices of Listed or Over-the-Counter Traded Shares in a Financial Instruments Exchange Market or Over-the-Counter Securities Market, may stipulate the matters in a Cabinet Office Ordinance which are found to be necessary and appropriate to secure the fairness in transactions of Listed or Over-the-Counter Trade Shares. 例文帳に追加

第百六十二条の二　内閣総理大臣は、金融商品取引所に上場されている株券又は店頭売買有価証券に該当する株券（以下この条において「上場等株券」という。）の発行者である会社が行う会社法第百五十六条第一項（同法第百六十三条及び第百六十五条第三項の規定により読み替えて適用する場合を含む。）若しくは第百九十九条第一項（処分する自己株式を引き受ける者を募集しようとする場合に限る。）の規定又はこれらに相当する外国の法令の規定（当該会社が外国会社である場合に限る。）による上場等株券の売買若しくはその委託等、信託会社等が信託契約に基づいて上場等株券の発行者である会社の計算において行うこれらの取引の委託等又は金融商品取引業者若しくは取引所取引許可業者が行うこれらの取引の受託等その他の内閣府令で定めるものについて、取引所金融商品市場又は店頭売買有価証券市場における上場等株券の相場を操縦する行為を防止するため、上場等株券の取引の公正の確保のため必要かつ適当であると認める事項を内閣府令で定めることができる。 - 日本法令外国語訳データベースシステム

(2) When a Commodity Exchange receives the deposit of clearing margins from a Member, etc. or an Intermediary pursuant to the provisions of Article 103, paragraph 1 of the Act (excluding the case where a Member, etc. carries out transactions on a Commodity Market on a person's own account), it shall recognize that a person specified in the following items has the right to claim the return for said clearing margin (limited to within the amount of the customer margin or intermediation margin which the person specified in said respective items has deposited), according to the classification listed in said respective items: (i) in the case where a Member, etc. has received the deposit of customer margins from a customer and deposited the clearing margins with a Commodity Exchange: said customer; (ii) in the case where a Member, etc. has received the deposit of a customer margin from an Intermediary (limited to those who have received the deposit of an intermediation margin from an Intermediation Customer) or an Intermediation Customer and deposited a clearing margin with a Commodity Exchange: said Intermediation Customer; (iii) in the case where an Intermediary has received the deposit of an intermediation margin from an Intermediation Customer and deposited a clearing margin with a Commodity Exchange: said Intermediation Customer. 例文帳に追加

２ 商品取引所は、法第百三条第一項の規定に基づき会員等又は取次者から取引証拠金の 預託を受けるとき（会員等が自己の計算において商品市場における取引を行う場合を除 く。）は、次の各号に掲げる場合の区分に応じ、当該各号に定める者が当該取引証拠金 （当該各号に定める者が預託した委託証拠金又は取次証拠金の額の範囲内に限る。）に 対する返還請求権を有するものとしなければならない。 一会員等が委託者から委託証拠金の預託を受けて商品取引所に取引証拠金を預託した 場合当該委託者 二 会員等が取次者（取次委託者から取次証拠金の預託を受けている者に限る。）又は 取次委託者から委託証拠金の預託を受けて商品取引所に取引証拠金を預託した場合 当該取次委託者 三取次者が取次委託者から取次証拠金の預託を受けて商品取引所に取引証拠金を預託 した場合当該取次委託者 - 経済産業省

Article 13-4 The provisions of Subsection 5 of Section 1 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 34-2(6) to (8) inclusive (Cases Where a Professional Investor Will be Deemed to be a Customer Other than Professional Investor) and Article 34-3(5) and (6) inclusive (Cases Where a Juridical Person who Is a Customer Other Than Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investors), Subsection 1 of Section 2 of that Chapter (excluding Articles 35 to 36-4 inclusive (' Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, and Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document Prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) shall apply mutatis mutandis to conclusion of Contracts for Specified Deposits, etc. (meaning contracts on acceptance of Specified Deposits, etc. (meaning those that are specified by a Cabinet Office Ordinance as deposits or Installment Savings, etc. with the risk of a principal loss caused by fluctuations pertaining to the interest rate, currency value, quotations on a financial instruments market prescribed in Article 2(14) of that Act, or any other index); the same shall apply hereinafter) by a Bank. In this case, the term "Contract for Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc.,"; the term "Financial Instruments Business" shall be deemed to be replaced with "Business of Concluding Contracts for Specified Deposits, etc.,"; the term "Act of Financial Instruments Transaction" in these provisions (excluding the provisions in Article 34 of that Act) shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the phrase "contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in each item of Article 2(8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. as Prescribed in Article 13-4 of the Banking Act,"; the phrase "; provided" in Article 37-3(1) of that Act shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. prescribed in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided,"; the phrase "sales and purchase and any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or of Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)" in Article 39(1)(i) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.,"; the phrase "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" in that item shall be deemed to be replaced with "Contracts for Specified Deposits, etc.,"; the phrase "customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including that person who sets the trust; hereinafter the same shall apply in this Article)" in that item shall be deemed to be replaced with "Customers,"; the phrase "make up for" in that item shall be deemed to be replaced with "make up, outside that Contract for a Specified Deposit, etc., for,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in items (ii) and (iii) of that paragraph shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the term "Securities, etc." in those items shall be deemed to be replaced with "Contracts for Specified Deposits, etc.,"; the phrase "make an addition to" in item (ii) of that paragraph shall be deemed to be replaced with "make an addition, outside that Contract for a Specified Deposit, etc., to,"; the term "make an addition to" in item (iii) of that paragraph shall be deemed to be replaced with "make an addition, outside that Contract for a Specified Deposit, etc., to,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in paragraph (2) of that Article shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the phrase "that is specified by a Cabinet Office Ordinance as a potential cause of" in paragraph (3) of that Article shall be deemed to be replaced with "that is a potential cause of,"; the phrase "Articles 37-2 to 37-6 inclusive, Article 40-2(4), and Article 43-4" in Article 45(ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to delivery of a document set forth in paragraph (1) and excluding items (ii) and (vi) of that paragraph and paragraph (3)), Article 37-4 and Article 37-6,"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第十三条の四　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）、第四十条の二（最良執行方針等）並びに第四十条の三（分別管理が確保されていない場合の売買等の禁止）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、銀行が行う特定預金等契約（特定預金等（金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動によりその元本について損失が生ずるおそれがある預金又は定期積金等として内閣府令で定めるものをいう。）の受入れを内容とする契約をいう。以下同じ。）の締結について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の業務」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）、第三十七条の四及び第三十七条の六」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 52-45-2 The provisions of Subsection 1 of Section 2 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 35 to 36-4 inclusive (Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6(1) and (2), the proviso to Article 37-6 (4) and Article 37-6(5)(Cancellation by Means of Document), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) shall apply mutatis mutandis to agency or intermediary for conclusion of Contracts for Specified Deposits, etc. by a Bank Agency. In this case, the term "Financial Instruments Business" in these provisions shall be deemed to be replaced with "agency service or intermediary service for conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Act of Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Contract for Financial Instruments Transaction" in these provisions (excluding Article 37-6(3)) shall be deemed to be replaced with "Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act,"; the terms "intends to conclude" in Article 37-3(1) shall be deemed to be replaced with "conducts agency service or intermediary service for conclusion of,"; the term "; provided" shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. as defined in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided"; the term "Financial Instruments Business Operator, etc." in Article 37-3(1)(i) of that Act shall be deemed to be replaced with "the Principal Bank (meaning an Principal Bank as defined in Article 2(16) of the Banking Act) for which the Bank Agent (meaning a Bank Agent as defined in Article 2(15) of the Banking Act) is acting,"; the terms "Where a Contract for Financial Instruments Transaction has been cancelled" and "the customer to pay damages or penalty for the cancellation of that Contract for Financial Instruments Transaction beyond the amount designated by a Cabinet Office Ordinance as the amount of fees, remuneration or any other Consideration payable by the customer with regard to that contract for financial instruments transaction (referred to as "Consideration" in the following paragraph) for the period until the cancellation of that Contract for Financial Instruments Transaction" in Article 37-6(3) of that Act shall be deemed to be replaced with "When he/she has paid money to a Bank as damages or otherwise for cancellation of a Contract for a Specified Deposit, etc. (meaning a Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act; the same shall apply in Article 39) made" and "person who canceled the contract to pay money as damages or otherwise for the payment he/she has made to the Bank," respectively; the terms "sales and purchase or any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)," "the customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Securities Investment Trust and Securities Investment Corporations; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)," "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" and "make up" in Article 39(1)(i) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.," "the customer," "Contract for a Specified Deposit, etc." and "make up, not through the Contract for a Specified Deposit, etc.," respectively; the terms "Sales and Purchase or Other Transaction of Securities, etc." and "Securities, etc." in Article 39(1)(ii) and (iii) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc." and "Contract for a Specified Deposit, etc.," respectively; the term "make an addition to the profit accrued to the customer from such Securities, etc." in Article 39(1)(ii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "make an addition to the profit accrued to the customer from Such Securities, etc." in Article 39(1)(iii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in Article 39(2) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.,"; the term "that is specified by a Cabinet Office Ordinance as a potential cause of a dispute" in Article 39(2) shall be deemed to be replaced with "that may become a cause of dispute,"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第五十二条の四十五の二　金融商品取引法第三章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の六第一項、第二項、第四項ただし書及び第五項（書面による解除）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）、第四十条の二（最良執行方針等）並びに第四十条の三（分別管理が確保されていない場合の売買等の禁止）を除く。）（通則）の規定は、銀行代理業者が行う特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引業」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結の代理又は媒介の業務」と、「金融商品取引行為」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結」と、これらの規定（同法第三十七条の六第三項の規定を除く。）中「金融商品取引契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「銀行代理業者（銀行法第二条第十五項に規定する銀行代理業者をいう。）の所属銀行（同条第十六項に規定する所属銀行をいう。）」と、同法第三十七条の六第三項中「金融商品取引契約の解除があつた場合には」とあるのは「特定預金等契約（銀行法第十三条の四に規定する特定預金等契約をいう。第三十九条において同じ。）の解除に伴い銀行に損害賠償その他の金銭の支払をした場合において」と、「金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価（次項において「対価」という。）の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除」とあるのは「支払」と、「又は違約金の支払を」とあるのは「その他の金銭の支払を、解除をした者に対し、」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム