「Instruments」に関連した英語例文の一覧と使い方(115ページ目) - Weblio英語例文検索

(5) For application of the provision of Article 29-4(1) in cases where the abolition of Financial Instruments Business has been ordered under Article 52(1) which is applied by replacing certain terms under the provisions of the preceding paragraph, the heir who received the order of said abolition shall be deemed to be a person who has had his/her registration under Article 29 rescinded under the provisions of Article 52(1), and the day when said abolition was ordered shall be deemed to be the day when registration under Article 29 has rescinded under the provisions of Article 52(1). 例文帳に追加

５　前項の規定により読み替えて適用する第五十二条第一項の規定により金融商品取引業の廃止が命じられた場合における第二十九条の四第一項の規定の適用については、当該廃止を命じられた相続人を第五十二条第一項の規定により第二十九条の登録を取り消された者と、当該廃止を命じられた日を同項の規定による同条の登録の取消しの日とみなす。 - 日本法令外国語訳データベースシステム

Article 63-3 (1) A Financial Instruments Business Operator, etc. who engages in Specially Permitted Businesses for Qualified Institutional Investor, etc. (excluding those who have obtained registration under Article 29 or Article 33-2 for engaging in acts listed in the items of Article 63(1) in the course of trade) shall notify the Prime Minister to that effect and of the Category of Business prescribed in Article 63(2)(v) in advance, pursuant to the provisions of a Cabinet Office Ordinance. 例文帳に追加

第六十三条の三　適格機関投資家等特例業務を行う金融商品取引業者等（第六十三条第一項各号の行為を業として行うことについて第二十九条又は第三十三条の二の登録を受けている者を除く。）は、あらかじめ、内閣府令で定めるところにより、内閣総理大臣にその旨及び第六十三条第二項第五号に規定する業務の種別を届け出なければならない。 - 日本法令外国語訳データベースシステム

Article 64 (1) A Financial Instruments Business Operator, etc. shall have persons who conduct the following acts on his/her behalf among his/her Officers and employees (hereinafter referred to as a "Sales Representative") registered in the Registry of Sales Representatives to be equipped in a place specified by a Cabinet Office Ordinance (hereinafter referred to as the "Registry"), with their names, birth dates, and other matters specified by a Cabinet Office Ordinance, irrespective of their titles such as solicitor, sales person, agent or others: 例文帳に追加

第六十四条　金融商品取引業者等は、勧誘員、販売員、外交員その他いかなる名称を有する者であるかを問わず、その役員又は使用人のうち、その金融商品取引業者等のために次に掲げる行為を行う者（以下「外務員」という。）の氏名、生年月日その他内閣府令で定める事項につき、内閣府令で定める場所に備える外務員登録原簿（以下「登録原簿」という。）に登録を受けなければならない。 - 日本法令外国語訳データベースシステム

Article 79-72 A Fund may, when the Fund finds it necessary for conducting the business listed in items (i) to (iv) and (vi) of Article 79-49, borrow (including refinancing) funds from a Financial Institution, etc. (meaning a bank, Financial Instruments Business Operator or other person specified by a Cabinet Office Ordinance and Ordinance of the Ministry of Finance) with the authorization of the Prime Minister and the Minister of Finance, within the scope of the amount specified by a Cabinet Order. 例文帳に追加

第七十九条の七十二　基金は、第七十九条の四十九第一号から第四号まで及び第六号に掲げる業務を行うため必要があると認めるときは、政令で定める金額の範囲内において、内閣総理大臣及び財務大臣の認可を受けて、金融機関等（銀行、金融商品取引業者その他内閣府令・財務省令で定めるものをいう。）から資金の借入れ（借換えを含む。）をすることができる。 - 日本法令外国語訳データベースシステム

Article 102-20 The Self-Regulation Related Services conducted by a Self-Regulation Organization based on entrustment from a Financial Instrument Exchange shall terminate when said Self-Regulation Organization has been dissolved based on the grounds listed in the respective item of Article 102-35(1). In this case, the entrusted Self-Regulation Related Services shall be carried out by the Entrusting Financial Instruments Exchange (meaning the Financial Instrument Exchange that has entrusted the Self-Regulation Related Services; hereinafter the same shall apply in this Chapter). 例文帳に追加

第百二条の二十　自主規制法人が金融商品取引所の委託を受けて行う自主規制業務は、当該自主規制法人が第百二条の三十五第一項各号に掲げる事由により解散した場合には、終了するものとする。この場合において、委託された自主規制業務は、委託金融商品取引所（自主規制業務を委託した金融商品取引所をいう。以下この章において同じ。）が行わなければならない。 - 日本法令外国語訳データベースシステム

Article 105-10 (1) In cases where an executive officer or a director of a Specified Stock Company-Type Financial Instruments Exchange engages in, or is likely to engage in, any act in violation of a decision of a Self-Regulating Committee with regard to Self-Regulation Related Services, and if such acts are likely to cause substantial detriment to appropriate operation of the Self-Regulation Related Services, the member of the Self-Regulating Committee may demand such executive officer or director to cease such act. 例文帳に追加

第百五条の十　自主規制委員は、特定株式会社金融商品取引所の執行役又は取締役が自主規制業務に関し自主規制委員会の決定に違反する行為をし、又はその行為をするおそれがある場合において、当該行為によつて自主規制業務の適正な運営に著しい支障をきたすおそれがあるときは、当該執行役又は取締役に対し、当該行為をやめることを請求することができる。 - 日本法令外国語訳データベースシステム

(7) In addition to the activities conducted pursuant to the provisions of paragraph (1) and paragraph (2), a credit cooperative may carry out the activities of conducting the acts specified in the items of Article 33, paragraph (2) (Prohibition, etc. of Securities-related Business by Financial Institutions) of the Financial Instruments and Exchange Act (excluding the activities conducted pursuant to the provisions of paragraph (2)) with regard to securities and transactions listed in the items of the same paragraph, within a limit of not obstructing the execution of the activities set forth in paragraph (1), items (i) to (iii). 例文帳に追加

７　信用協同組合は、第一項及び第二項の規定により行う事業のほか、第一項第一号から第三号までの事業の遂行を妨げない限度において、金融商品取引法第三十三条第二項各号（金融機関の有価証券関連業の禁止等）に掲げる有価証券又は取引について、同項各号に定める行為を行う事業（第二項の規定により行う事業を除く。）を行うことができる。 - 日本法令外国語訳データベースシステム

(3) On the basis of the exclusive right of exploitation, the patentee shall also be entitled to prevent any person not having his consent from supplying or offering to supply a person, other than a person entitled to exploit the invention, with means (instruments, appliances) relating to an essential element of the invention, for carrying out the invention, when such person knows, or it is obvious from the circumstances, that those means are suitable and intended for carrying out the invention.例文帳に追加

(3) 特許権者は，実施の排他的権利に基づき，その同意を得ない者が，発明を実施する権利を有する者以外の者に対して，発明を実施するために不可欠な発明の要素に関連する手段(器械，装置)を供給すること又は供給の申出をすることを妨げることもできる。ただし，これらの手段が発明を実施するのに適し，かつ，意図されていることを当該者が知り又はそのことが状況から明白な場合に限る。 - 特許庁

For the purposes of this Law, information shall not be considered an industrial secret where it is public property, is obvious to an expert in the field or has to be disclosed by virtue of a legal provision or court order. The manual dexterity or personal skill of one or more workers shall likewise not be considered a production secret. Information that is supplied to any authority by a person possessing it shall not be considered as public property or disclosed by virtue of a legal provision when it is supplied with a view to obtaining licenses, permits, authorizations, registrations or any other official instruments.例文帳に追加

本法において，公共財産である情報，該当分野の専門家に明白である情報及び法の規定若しくは裁判所の命令が開示を要求する情報は産業秘密とはみなされない。所有者が当局に提供する情報は，それが免許，許可，授権，登録又はその他公的な証書を得るために提供される場合は，公共財産及び法規が開示を要求する情報の何れともみなされない。 - 特許庁

A registered patent agent or a registered trade mark agent shall not be guilty of an offence under section 58 of the Solicitors Act, 1954 (which prohibits the preparation for reward of certain instruments by persons not legally qualified), by reason only of the preparation by the agent of-- (a) a deed assigning the property in a design application or design; or (b) any document (not being a deed) for use in proceedings under this Act before the Controller or the appropriate court.例文帳に追加

登録特許代理人又は登録商標代理人は，次に掲げるものを作成したという理由のみにより，1954年事務弁護士法第58条(法的資格を有さない者が報酬を得て一定の証書を作成することを禁じる規定)の違反で有罪となることはない。(a) 意匠登録出願又は意匠についての権利を譲渡する捺印証書，又は(b) 長官又は適合裁判所における本法下の手続で使用する書類(捺印証書ではない。) - 特許庁

(i) An Investment Trust Contract where Real Property (meaning buildings or building lots as prescribed in Article 2, item (i) of the Building Lots and Buildings Transaction Business Act (Act No. 176 of 1952); the same shall apply in the following item, Article 66, paragraph (3), item (i), sub-items (a) and (b), Article 199, items (i) and (ii), and Article 224-2) is one of the assets subject to investment: The Financial Instruments Business Operator who has obtained a license set forth in Article 3, paragraph (1) of that Act; 例文帳に追加

一　投資の対象とする資産に不動産（建物又は宅地建物取引業法（昭和二十七年法律第百七十六号）第二条第一号に規定する宅地をいう。次号、第六十六条第三項第一号イ及びロ、第百九十九条第一号及び第二号並びに第二百二十四条の二において同じ。）が含まれる投資信託契約　同法第三条第一項の免許を受けている金融商品取引業者 - 日本法令外国語訳データベースシステム

(ii) The public offering of beneficial rights based on the establishment of the said foreign investment trust has been conducted, outside Japan, by way of a solicitation of acquisition prescribed in Article 2(3) of the Financial Instruments and Exchange Act which is equivalent to the one listed in item (i) of Article 2(3), and it is stated in the prospectus of the said foreign investment trust or any other document similar thereto that the relevant solicitation of acquisition is equivalent to the one listed in the said item. 例文帳に追加

二　当該外国投資信託の設定に係る受益権の募集が、国外において、金融商品取引法第二条第三項に規定する取得勧誘のうち同項第一号に掲げる場合に該当するものに相当するものにより行われたものであり、かつ、当該外国投資信託の目論見書その他これに類する書類にその取得勧誘が同号に掲げる場合に該当するものに相当するものである旨の記載がなされて行われていること。 - 日本法令外国語訳データベースシステム

Indonesia should continue to work on implementing its action plan to address these deficiencies, including by: (1) adequately criminalising terrorist financing (Special Recommendation II); (2) ensuring effective criminalisation of money laundering (Recommendation 1); (2) establishing and implementing adequate procedures to identify and freeze terrorist assets (Special Recommendation III); and (3) amending and implementing laws or other instruments to fully implementing the 1999 International Convention for the Suppression of Financing of Terrorism (Special Recommendation I). 例文帳に追加

同国は、①テロ資金供与の適切な犯罪化（特別勧告Ⅱ）、②資金洗浄の効果的な犯罪化の確保（勧告１）、③テロリスト資産を特定し凍結するための適切な手続きの構築及び履行（特別勧告Ⅲ）、④1999年のテロリズムに対する資金供与の防止に関する国際条約を完全に実施するための法もしくはその他手段の改正及び実施（特別勧告Ⅰ）を含む、これらの欠陥に対応するためのアクションプランの実施への取り組みを継続すべきである。 - 財務省

We underscored the imperative of: strengthening our national efforts to address systemic risks; extending the perimeter of regulation to include all systemically important institutions, markets, and instruments; ensuring sound regulation, adequate capitalization of financial institutions, and strengthened risk management practices; enhancing transparency; reinforcing international collaboration; improving accounting standards on valuation and provisioning; and bolstering market integrity. 例文帳に追加

我々は、システミック・リスクに対処するための各国の取組みを強化すること、すべてのシステム上重要な機関、市場及び商品を包含するよう規制の範囲を拡大すること、健全な規制、金融機関の十分な資本増強及び強化されたリスク管理慣行を確保すること、透明性を向上すること、国際的な協働を強化すること、評価及び引当てに関する会計基準を改善すること、及び市場の公正性を強化すること、の必要性を強調した。 - 財務省

Although a gas chromatography, a specific density, a densitometer or various other instruments capable of obtaining data being operational indexes of the distillation column automatically or manually are exemplified as the analyzer, such an analyzer is preferably used that an analyzed result can be supervised remotely and analysis is automated.例文帳に追加

（１）塔還流ライン （２）塔還流ポンプの還流ドラムへの循環ライン （３）塔底抜きだしポンプの塔底への循環ライン （４）塔がサイドカット抜きだしを有する場合、そのサイドカット抜き出しポンプの塔への循環ライン 分析装置としては、たとえばガスクロマトグラフや、比重、密度計、その他蒸留塔の運転の指標となるデータを自動もしくは手動で得ることができる各種設備があげられるが、分析結果が遠隔監視可能なものでなおかつ自動で分析を行うものが好ましい。 - 特許庁

Where enterprises are considered relatively risky, such as startups or companies still at a pregrowth stage, or undercapitalized, funds are often obtained from investment funds, through the issuance of stock, debt instruments with stock options, etc. Many of these, however, are on the condition of a later Initial Public Offering (IPO), and SMEs with no intention of going public find it difficult to take advantage of them. 例文帳に追加

また、創業者や成長途上にある企業、又は自己資本が十分でない企業に対する資金供給等、比較的リスクが高いと考えられる資金供給についても、ファンドの出資や新株予約権付融資・社債等が用いられているが、新規株式公開が前提としたスキームが多いため、株式公開を志向しない中小企業では利用しにくく、資金調達が難しいといった指摘もなされており、新しい手法の検討が望まれている。 - 経済産業省

Article 52-2-5 The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other Than a Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person Who is a Customer Other than a Professional Investor will be Deemed to be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and paragraph (3) (Delivery of Documents Prior to Conclusion of Contract), Articles 37-5 to 37-7 inclusive (Delivery of Documents Pertaining to the Receipt of a Security Deposit, Cancellation by Means of a Document, Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and paragraph (5) of that Article (Prohibition on Compensation for Losses, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediation for conclusion of Contracts for Specified Deposits, etc. pertaining to the Foreign Bank Agency Services provided by a Foreign Bank's Agent Bank (meaning a Bank which provides the Foreign Bank Agency Services after obtaining the authorization under Article 52-2, paragraph (1) or giving a notification under paragraph (2) of that Article; the same shall apply hereinafter). In this case, the terms "Contract for Financial Instruments Transaction," "Financial Instruments Business," and "soliciting to conclude, or concluding" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc.," "agency or intermediation for the conclusion of a Contract for a Specified Deposit, etc.," and "soliciting to conclude or providing agency or intermediation for the conclusion" respectively, the term "Acts of Financial Instruments Transactions" in these provisions (excluding Article 34 of that Act) shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrases "a contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer," "and has never concluded a Contract for Financial Instruments Transaction belonging to those specified by Cabinet Office Ordinance as the same kind as the Contract for Financial Instruments Transaction pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "concluding" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. prescribed in Article 13-4 of the Banking Act," "and has never provided agency or intermediation for Contracts for Specified Deposits, etc. belonging to those specified by Cabinet Office Ordinance as the same kind as the Contracts for Specified Deposits, etc. pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "providing agency or intermediation for the conclusion of" respectively, the term "conclude" in Article 34-2, paragraph (5), item (ii) and Article 34-3, paragraph (4), item (ii) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "provide agency or intermediation for the conclusion of," the phrase "Subject Contract with" in Article 34-3, paragraph (2), item (iv), sub-item (a) of that Act shall be deemed to be replaced with "a Subject Contract through agency or intermediation by," the phrases "wishes to conclude" and "deliver to the customer a document containing the following matters in advance" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "provides agency or intermediation for the conclusion of" and "in addition to delivering to the customer a document containing the following matters in advance, provide information on the contents of contracts pertaining to the Deposits, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of Cabinet Office Ordinance, in order to contribute to the protection of Depositors, etc. (meaning the Depositors, etc. defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph)" respectively, the term "a Financial Instruments Specialist, etc." in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the Principal Foreign Bank (meaning the Principal Foreign Bank defined in Article 52-2, paragraph (1) of the Banking Act) of the Foreign Bank's Agent Bank (meaning the Foreign Bank's Agent Bank defined in Article 52-2-5 of that Act)," the phrase "purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter collectively referred to as "Purchase and Sale or Other Transaction of Securities, etc." in this Article)," "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)," "the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)" and "make up" in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," "Contracts for Specified Deposits, etc.," "the customer" and "make up, not through the Contract for Specified Deposit, etc." respectively, the terms "Purchase and Sale or Other Transaction of Securities, etc." and "Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc." and "Contract for a Specified Deposit, etc." respectively, the phrase "make an addition" in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the phrase "make an addition" in Article 39, paragraph (1), item (iii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (2) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in Article 39, paragraph (3) of that Act shall be deemed to be replaced with "that may be a potential cause of," the phrases "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" and "concluded" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to the delivery of documents under paragraph (1), the provisions of paragraph (1), items (ii) and (vi) and paragraph (3) shall be excluded) and Article 37-4" and "provided agency or intermediation for the conclusion thereof" respectively, and any other necessary technical replacement of terms shall be specified by Cabinet Order. 例文帳に追加

第五十二条の二の五　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五から第三十七条の七まで（保証金の受領に係る書面の交付、書面による解除、指定紛争解決機関との契約締結義務等）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、外国銀行代理銀行（第五十二条の二第一項の認可を受け、又は同条第二項の規定による届出をして外国銀行代理業務を営んでいる銀行をいう。以下同じ。）が行う外国銀行代理業務に係る特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の代理又は媒介の業務」と、「締結の勧誘又は締結」とあるのは「締結の勧誘又は締結の代理若しくは媒介」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、「を過去に当該特定投資家との間で締結」とあるのは「の締結の代理又は媒介を過去に当該特定投資家との間で」と、「を締結する」とあるのは「の締結の代理又は媒介をする」と、同法第三十四条の二第五項第二号及び第三十四条の三第四項第二号中「締結する」とあるのは「締結の代理又は媒介をする」と、同条第二項第四号イ中「と対象契約」とあるのは「による代理若しくは媒介により対象契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「外国銀行代理銀行（銀行法第五十二条の二の五に規定する外国銀行代理銀行をいう。）の所属外国銀行（同法第五十二条の二第一項に規定する所属外国銀行をいう。）」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）及び第三十七条の四」と、「締結した」とあるのは「締結の代理若しくは媒介をした」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

(3) The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) and Article 34-3, paragraph (5) and paragraph (6)) (Professional Investors) and Article 45 (excluding item (iii) and item (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act (Act No. 25 of 1948) shall apply mutatis mutandis to the conclusion of a specified mutual aid contract (which means a mutual aid contract specified by an ordinance of the competent ministry as one which carries the risk of incurring a loss [which means the risk that the total amount of mutual aid premiums to be paid by the user as a result of the conclusion of said mutual aid contract would exceed the total amount of mutual aid money, etc. prescribed in Article 58, paragraph (6) to be acquired by said user as a result of the conclusion of said mutual aid contract] due to fluctuations in the money rate, value of currencies, quotations on the financial instruments market prescribed in Article 2, paragraph (14) of the same Act, and other indicators; hereinafter the same shall apply in the following paragraph) by a cooperative engaged in mutual aid activities; and the provisions of Section 1, Subsection 1 of the same Chapter (excluding Articles 35 to 36-4, Article 37, paragraph (1), item (ii), Article 37-2, Article 37-3, paragraph (1), item (ii) and item (vi) and paragraph (3), Article 37-5, Article 37-6, Article 38, item (i) and item (ii), Article 38-2, the proviso to Article 39, paragraph (3), Article 39, paragraph (5), Article 40-2, and Article 40-3) (General Rules) shall apply mutatis mutandis to the conclusion of a specified mutual aid contract by a cooperative engaged in mutual aid activities or a mutual aid agent or to acting as an agent or intermediary therefor. In this case, the term "contract for a financial instruments transaction" in these provisions shall be deemed to be replaced with "specified mutual aid contract"; the term "financial instruments business" in these provisions shall be deemed to be replaced with "conclusion of a specified mutual aid contract or acting as an agent or intermediary therefor"; the term "Cabinet Office Ordinance" in these provisions (excluding the provisions of the main clause of Article 39, paragraph (3) of the same Act) shall be deemed to be replaced with "ordinance of the competent ministry"; the term "financial instruments business act" in these provisions (excluding the provisions of Article 34 of the same Act) shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "contract to conduct financial instruments business acts (meaning acts listed in each item of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of the same Act shall be deemed to be replaced with "specified mutual aid contract prescribed in Article 9-7-5, paragraph (3) of the Small and Medium-Sized Enterprise Cooperatives Act"; the phrase "intends to conclude a contract for a financial instruments transaction" in Article 37-3, paragraph (1) of the same Act shall be deemed to be replaced with "intends to conclude a contract for a financial instruments transaction, or acts as an agent or intermediary for such conclusion"; the term "the following matters" in the same paragraph shall be deemed to be replaced with "the following matters and other important matters out of the provisions of the mutual aid contract prescribed in Article 300, paragraph (1), item (i) of the Insurance Business Act as applied mutatis mutandis by replacing terms pursuant to Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act"; the term "financial instruments business operator, etc." in item (i) of the same paragraph shall be deemed to be replaced with "cooperative engaged in mutual aid activities (which means a cooperative engaged in mutual aid activities prescribed in Article 9-7-5, paragraph (1) of the Small and Medium-Sized Enterprise Cooperatives Act; hereinafter the same shall apply) or the cooperative for which said mutual aid agent (which means a mutual aid agent prescribed in paragraph (2) of the same Article) carries out mutual aid activities under entrustment"; the phrase "sales and purchase or any other transaction of securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or transaction of derivatives (hereinafter referred to as 'sales and purchase or transaction of securities, etc.' in this Article)" in Article 39, paragraph (1), item (i) of the same Act shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "securities or transaction of derivatives (hereinafter referred to as 'securities, etc.' in this Article)" in the same item shall be deemed to be replaced with "specified mutual aid contract"; the phrase "customer (in the case where a trust company, etc. [meaning a trust company or financial institution that has obtained approval under Article 1, paragraph (1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter] conducts the sales and purchase of securities or transaction of derivatives for the account of the person who sets up a trust under a trust contract, including such person who sets up the trust; hereinafter the same shall apply in this Article)" in the same item shall be deemed to be replaced with "user"; the term "loss" in the same item shall be deemed to be replaced with "loss (which means, in the case where the total amount of mutual aid premiums to be paid by the user as a result of the conclusion of said specified mutual aid contract exceeds the total amount of mutual aid money, etc. [which means mutual aid money, etc. prescribed in Article 58, paragraph (6) of the Small and Medium-Sized Enterprise Cooperatives Act; hereinafter the same shall apply in this item] to be acquired by said user as a result of the conclusion of said specified mutual aid contract, the amount obtained by deducting the total amount of said mutual aid money, etc. from the total amount of said mutual aid premiums; hereinafter the same shall apply in this Article)"; the phrase "property benefit will be provided to the customer or such third party in order for the financial instruments business operator, etc. or the third party to compensate or make up for" in the same item shall be deemed to be replaced with "property benefit will be provided to the customer or such third party, separately from said specified mutual aid contract, in order for the financial instruments business operator, etc. or the third party to compensate or make up for"; the term "sales and purchase or transaction of securities, etc." in item (ii) and item (iii) of the same paragraph shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the term "securities, etc." in the same provisions shall be deemed to be replaced with "specified mutual aid contract"; the phrase "property benefit will be provided to the customer in order for the financial instruments business operator, etc. or such third party to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to" in item (ii) of the same paragraph shall be deemed to be replaced with "property benefit will be provided to the customer, separately from said specified mutual aid contract, in order for the financial instruments business operator, etc. or such third party to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to"; the phrase "providing property benefit to a customer or a third party or having a third party provide it to a customer, with regard to the sales and purchase or transaction of securities, etc., in order to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to" in item (iii) of the same paragraph shall be deemed to be replaced with "providing property benefit to a customer or a third party, separately from said specified mutual aid contract, or having a third party provide it to a customer, with regard to the sales and purchase or transaction of securities, etc., in order to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to"; the term "sales and purchase or transaction of securities, etc." in paragraph (2) of the same Article shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "that is designated by a Cabinet Office Ordinance as a potential cause" in paragraph (3) of the same Article shall be deemed to be replaced with "that is a potential cause"; the phrase "Articles 37-2 to 37-6, Article 40-2, paragraph (4), and Article 43-4" in Article 45, item (ii) of the same Act shall be deemed to be replaced with "Article 37-3 (limited to the portions pertaining to the matters listed in the items of paragraph (1), and excluding item (ii) and item (vi) of the same paragraph and paragraph (3)) and Article 37-4"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

３　金融商品取引法（昭和二十三年法律第二十五号）第三章第一節第五款（第三十四条の二第六項から第八項まで並びに第三十四条の三第五項及び第六項を除く。）（特定投資家）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は共済事業を行う協同組合が行う特定共済契約（金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動により損失が生ずるおそれ（当該共済契約が締結されることにより利用者の支払うこととなる共済掛金の合計額が、当該共済契約が締結されることにより当該利用者の取得することとなる第五十八条第六項に規定する共済金等の合計額を上回ることとなるおそれをいう。）がある共済契約として主務省令で定めるものをいう。以下この項において同じ。）の締結について、同章第二節第一款（第三十五条から第三十六条の四まで、第三十七条第一項第二号、第三十七条の二、第三十七条の三第一項第二号及び第六号並びに第三項、第三十七条の五、第三十七条の六、第三十八条第一号及び第二号、第三十八条の二、第三十九条第三項ただし書及び第五項、第四十条の二並びに第四十条の三を除く。）（通則）の規定は共済事業を行う協同組合又は共済代理店が行う特定共済契約の締結又はその代理若しくは媒介について、それぞれ準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定共済契約」と、「金融商品取引業」とあるのは「特定共済契約の締結又はその代理若しくは媒介の事業」と、これらの規定（同法第三十九条第三項本文の規定を除く。）中「内閣府令」とあるのは「主務省令」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定共済契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「中小企業等協同組合法第九条の七の五第三項に規定する特定共済契約」と、同法第三十七条の三第一項中「締結しようとするとき」とあるのは「締結しようとするとき、又はその締結の代理若しくは媒介を行うとき」と、「次に掲げる事項」とあるのは「次に掲げる事項その他中小企業等協同組合法第九条の七の五第二項において読み替えて準用する保険業法第三百条第一項第一号に規定する共済契約の契約条項のうち重要な事項」と、同項第一号中「金融商品取引業者等」とあるのは「共済事業を行う協同組合（中小企業等協同組合法第九条の七の五第一項に規定する共済事業を行う協同組合をいう。以下この号において同じ。）又は当該共済代理店（同条第二項に規定する共済代理店をいう。）がその委託を受けた共済事業を行う協同組合」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定共済契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定共済契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「利用者」と、「損失」とあるのは「損失（当該特定共済契約が締結されることにより利用者の支払う共済掛金の合計額が当該特定共済契約が締結されることにより当該利用者の取得する共済金等（中小企業等協同組合法第五十八条第六項に規定する共済金等をいう。以下この号において同じ。）の合計額を上回る場合における当該共済掛金の合計額から当該共済金等の合計額を控除した金額をいう。以下この条において同じ。）」と、「補足するため」とあるのは「補足するため、当該特定共済契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定共済契約の締結」と、「有価証券等」とあるのは「特定共済契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定共済契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定共済契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定共済契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項各号に掲げる事項に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）及び第三十七条の四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

(A) Trade name of the firm; (B) The fact that the firm is a financial instruments firm15 and its registration number; (C) The breakdown and total of the commission, trust charge, expenses and other consideration (except the consideration for securities or rights relating to derivatives, etc.) payable by customers for the relevant transactions, the maximum amount thereof, or its calculation method; (D) In the case of transactions that require the deposit of consignment guarantee money, the amount thereof and its calculation method; (E) If there is a risk of loss exceeding the amount of consignment guarantee money in a derivatives transaction, etc., that fact and the ratio of the transaction amount of such derivative transaction, etc. to the amount of consignment guarantee money (if calculation of such ratio is impossible, that fact and the reasons thereof); (F) If there is a risk of loss arising directly from such indicators as the interest rate, exchange rates or stock index, such indicators and the fact that fluctuation thereof may result in loss, and the reasons thereof; (G) If there is a risk of loss as referred to in the preceding item that exceeds the amount of consignment guarantee money, the indicator(s) which may directly lead to such loss, the fact that there is a risk of such loss, and the reasons thereof; (H) In regard to over-the-counter derivative transactions such as foreign exchange margin trading, where there is a difference between the selling price and buying price indicated by a financial instruments firm, etc., that fact; (I) Disadvantageous facts for customers in relation to other important matters; and (J) If the firm is a member of the Financial Instruments Firms Association, that fact and the name of the specific association. 例文帳に追加

①業者の商号②金融商品取引業者等である旨及び登録番号③手数料、信託報酬、費用その他顧客が当該取引につき支払うべき対価（有価証券の対価やデリバティブなどの権利の対価を除く）の種類ごと及び合計の金額、金額の上限又は計算方法④委託保証金を預託すべき取引については委託保証金の額又はその計算方法⑤デリバティブ取引等で損失が委託保証金を上回る可能性がある場合には、その旨及び当該デリバティブ取引等の額の委託保証金に対する比率（計算できない場合にはその旨及びその理由）⑥金利、為替相場、株価指数等の指標を直接の原因として損失が生じるおそれがある場合には、当該指標とその変動により損失が生じるおそれがある旨及びその理由⑦前号の損失が委託保証金の額を上回るおそれがある場合には、かかる損失のおそれを生じさせる直接の原因となる指標、かかる損失が生じるおそれがある旨及びその理由⑧外国為替証拠金取引のような店頭デリバティブ取引について、金融商品取引業者等が表示する金融商品の売付け価格と買付け価格に差がある場合にはその旨⑨その他重要な事項について顧客の不利益となる事実⑩業者が金融商品取引業協会に加盟している場合にはその旨及び協会名 - 経済産業省

(2) The conformity to item 1 of the preceding paragraph shall be determined by the method specified by the Ordinance of the Ministry of Economy, Trade and Industry; provided however, that the specified measuring instruments affixed with an indication set forth in Article 84, paragraph 1 (including the cases where it is applied mutatis mutandis pursuant to Article 89, paragraph 4; hereinafter the same shall apply in this paragraph) (with regard to specified measuring instruments specified by the Cabinet Order set forth in Article 50, paragraph 1 for which a period specified by the Ordinance of the Ministry of Economy, Trade and Industry for each specified measuring instrument has passed from the time the indication set forth in Article 84, paragraph 1 was affixed thereto, limited to those with an indication set forth in Article 50, paragraph 1 for which a period specified by the Ordinance of the Ministry of Economy, Trade and Industry has not passed from the time the indication set forth in the same paragraph was affixed thereto) shall be, at the time of a verification test, deemed to be conforming to technical standards (excluding those regarding performance specified by the Ordinance of the Ministry of Economy, Trade and Industry as those that are required to be separately provided for as to the conformity thereto on an individual basis) specified by the Ordinance of the Ministry of Economy, Trade and Industry set forth in the same paragraph. 例文帳に追加

２　前項第一号に適合するかどうかは、経済産業省令で定める方法により定めるものとする。ただし、第八十四条第一項（第八十九条第四項において準用する場合を含む。以下この項において同じ。）の表示が付された特定計量器（第五十条第一項の政令で定める特定計量器であって第八十四条第一項の表示が付されてから特定計量器ごとに経済産業省令で定める期間を経過したものにあっては、第五十条第一項の表示が付され、かつ、同項の表示が付されてから経済産業省令で定める期間を経過していないものに限る。）は、その検定に際しては、同号の経済産業省令で定める技術上の基準（性能に関するものであってこれに適合するかどうかを個々に定める必要があるものとして経済産業省令で定めるものを除く。）に適合するものとみなす。 - 日本法令外国語訳データベースシステム

(d) when a juridical person that was a Financial Instruments Business Operator has had its registration under Article 29 rescinded under the provisions of Article 52(1) or Article 53(3), when a juridical person that was an Authorized Transaction-at-Exchange Operator prescribed in Article 60-4(1) has had its permission under Article 60(1) rescinded under the provisions of Article 60-8(1), when a juridical person that was a Financial Instruments Intermediary Service Provider has had its registration under Article 66 rescinded under the provisions of Article 66-20(1), or when such a juridical person had obtained registration or permission of the same kind in a foreign state under the provisions of laws and regulations of said foreign state equivalent to this Act and has had the registration or permission (including authorization or other administrative dispositions similar to said registration or permission) rescinded, a person who was an Officer of such juridical person within 30 days prior to the rescission, and for whom five years have not passed since the date of the rescission; 例文帳に追加

ニ　金融商品取引業者であつた法人が第五十二条第一項若しくは第五十三条第三項の規定により第二十九条の登録を取り消されたことがある場合、第六十条の四第一項に規定する取引所取引許可業者であつた法人が第六十条の八第一項の規定により第六十条第一項の許可を取り消されたことがある場合若しくは金融商品仲介業者であつた法人が第六十六条の二十第一項の規定により第六十六条の登録を取り消されたことがある場合又はこの法律に相当する外国の法令の規定により当該外国において受けていた同種類の登録若しくは許可（当該登録又は許可に類する認可その他の行政処分を含む。）を取り消されたことがある場合において、その取消しの日前三十日以内にこれらの法人の役員であつた者でその取消しの日から五年を経過しない者 - 日本法令外国語訳データベースシステム

Regarding the Better Market Initiative, you expressed an intention to implement the provisions of the amended Financial Instruments and Exchange Act. Given that you previously put forward recommendations regarding M&A rules, I understand that you are well-versed in the issue of corporate governance. Could you tell me whether there is anything you can do, in your capacity as minister for financial services, with regard to the relation between the strengthening of the market and corporate governance, when promoting the Better Market Initiative? 例文帳に追加

金融・資本市場の強化については、改正金商法（金融商品取引法）で成立したものをしっかり進めていくというお話でしたけれども、大臣はかつてM＆Aルールについて提言するなど、コーポレートガバナンスの分野についてお詳しいと承知しているのですけれども、市場強化とコーポレートガバナンスのあたりで、何か金融担当大臣として対応できるようなところがあるのかどうかということを含めて、市場強化プランを推し進めていくに当たって、改めてお考えをお伺いしたい。 - 金融庁

While the investigation report includes references to the Securities and Exchange Surveillance Commission (SESC), for example, we should refrain from making specific comments on matters involving the SESC as a principle, as companies are allowed to conduct business activity as they like in a liberal society. Even so, my understanding is that when a violation of the Financial Instruments and Exchange Act is suspected, the SESC will conduct strict inspection. 例文帳に追加

そういった意味で、例えば報告書の中にも（証券取引等）監視委員会のことについて記載がございますが、（証券取引等）監視委員会に関することは、当然、自由主義社会においては自由な企業活動ということで、具体的なコメントは基本的に差し控えることが原則でございますけれども、しかし、金融商品取引法上の法令違反に該当する事実があると疑われる場合には、証券取引等監視委員会において、厳正な検査等が行われるものと承知しております。 - 金融庁

In a sense, what you are asking is touching a sensitive point. Take derivative instruments for example: those are sorts of things that, possibly, even FSA staff have never dealt in, never bought and never brokered. Nonetheless, the reality is that these products, by virtue of them giving rise to more and more products, now make up a some hundreds trillion yens or more on a global scale. This suggests that the amount (of money) involved is equivalent to tens of times the size of the real economy. There may be even more money being mobilized in out-of-sight venues. 例文帳に追加

あなたが質問している点は、ある意味では、痛いところをつかれているのですよ、金融庁はね。デリバティブ商品何ていう、こんなの金融庁の職員も扱ったこともないでしょう。買ったこともなければ、扱ったこともないですね。そういう分野だって、商品が商品を生んでいくという分野が、今、世界で何千兆（円）でしょう。「兆」の部分ですよ。実体経済の何十倍もの（お金）が動いていると。しかも、目に見えないところではもっと動いているかもしれないですね。 - 金融庁

It is said that financial institutions have become cautious about selling investment trusts since the Financial Instruments and Exchange Act entered into force last September. Now that more than half a year has passed since then, have you detected any improvement in this situation? It has been pointed out that despite calls for a shift "from savings to investment," there is still strong preference for savings. What are your views on this? 例文帳に追加

投信販売手数料の減少が主な要因と見られますけれども、投信の販売に関しては昨年９月の金融商品取引法施行で金融機関の販売手控えがあったと一つには言われているわけですけれども、法施行から半年以上が経って、現状、こうした販売を手控える状況は改善されたと見ていらっしゃるのか、また「貯蓄から投資」という掛け声がある一方で、相変わらず貯蓄の指向が高いという指摘もあります。この点についても併せてお聞きしたいと思います。 - 金融庁

Financial reporting includes those required by the Financial Instruments and Exchange Act, Companies Act, and other laws and regulations, those required by contracts or agreements with banks or business partners, and voluntary disclosure to stakeholders. 例文帳に追加

財務報告には、金融商品取引法や会社法などの法令等により義務付けられるもの、銀行や取引先との契約等により求められるもの、利害関係者等への自主的な開示などがあるが、本基準において、財務報告とは、金融商品取引法上の開示書類（有価証券報告書及び有価証券届出書）に記載される財務諸表及び財務諸表に重要な影響を及ぼす可能性のある情報をいう（詳細は、「Ⅱ．財務報告に係る内部統制の評価及び報告」１．①財務報告の範囲 参照）。 - 金融庁

The date of recording of an assignment or other instrument is the date of its receipt at the Office in proper form and accompanied by full payment of the required recording and publication fees. Such instruments shall be void as against any subsequent purchaser or mortgagee for a valuable consideration and without notice unless it is recorded in the Office within three months from the date thereof, or prior to the subsequent purchase or mortgage. (Sec. 106, IP CODE) Notice of the recording shall be published in the IPO Gazette.例文帳に追加

譲渡証その他の証書の記録日は，これらが求める記録及び公告のための手数料全額と共に適切な様式により庁に受領された日とする。 当該証書は，当該証書の日付から3月以内に又は後の取得若しくは譲渡抵当設定より前に庁において記録されない限り，有価約因による後の取得者又は譲渡抵当権者に対しては，無効であるものとする。(IP法第106条) 記録したことの通知は，IPO公報に公告される。 - 特許庁

(i) When he/she plans to establish, amend or abolish the Cabinet Order set forth in Article 2, paragraph 1, item 2 or 4, Article 3, Article 4, paragraph 1 or 2, Article 5, paragraph 2, Article 12, paragraph 2, Article 13, paragraph 1, Article 16, paragraph 1, Article 51, paragraph 1, Article 53, paragraph 1, Article 57, paragraph 1 or Article 72, paragraph 2, Cabinet Order specifying commodities set forth in Article 12, paragraph 1, or Cabinet Order specifying specified measuring instruments set forth in Article 19, paragraph 1. 例文帳に追加

一　第二条第一項第二号若しくは第四項、第三条、第四条第一項若しくは第二項、第五条第二項、第十二条第二項、第十三条第一項、第十六条第一項、第五十一条第一項、第五十三条第一項、第五十七条第一項若しくは第七十二条第二項の政令、第十二条第一項の商品を定める政令又は第十九条第一項の特定計量器を定める政令の制定又は改廃の立案をしようとするとき。 - 日本法令外国語訳データベースシステム

2. a person other than a Financial Instruments Specialist, etc.: the Director-General of the Local Finance Bureau that has jurisdiction over the location of the principal business office or principal office of said person (or the principal business office or principal office in Japan, in the case of a foreign juridical person or an individual person domiciled in a foreign state) (or the Director-General of the Fukuoka Local Finance Branch Bureau, in cases where said location falls within the jurisdictional district of the Fukuoka Local Finance Branch Bureau; or the Director-General of the Kanto Finance Bureau, in cases where said person has no business office or any other office in Japan); 例文帳に追加

２）　金融商品取引業者等以外の者　当該者の主たる営業所又は事務所（外国法人又は外国に住所を有する個人にあっては、国内における主たる営業所又は事務所）の所在地を管轄する財務局長（当該所在地が福岡財務支局の管轄区域内にある場合にあっては福岡財務支局長、当該者が国内に営業所又は事務所を有しない場合にあっては関東財務局長 - 日本法令外国語訳データベースシステム

(a) Acquiring and holding of shares, share options, Bond with Share Options, Etc., and similar instruments that are issued by a foreign juridical person whose share that it issues is not listed on a share exchange as set forth in Securities and Exchange Act Article 2(16) or a similar exchange located in a foreign country, and is not registered in the OTC traded securities registry as prescribed in Article 75(1) of said act or a similar registry located in a foreign country. 例文帳に追加

イ　外国法人であって、その発行する株式が証券取引法第二条第十六項に規定する証券取引所及びこれに類似するものであって外国に所在するものに上場されておらず、かつ、同法第七十五条第一項の店頭売買有価証券登録原簿及びこれに類似するものであって外国に備えられるものに登録されていないものの発行する株式、新株予約権、新株予約権付社債等又はこれらに類似するものの取得及び保有 - 日本法令外国語訳データベースシステム

The project for reviewing the securities inspection process that was announced by the SESC is intended to verify the effectiveness of securities inspection, including the present way of examining the soundness of securities companies’ financial positions and risk management systems, and to check whether any improvement is necessary in light of new developments, such as regulatory changes, including an expansion of the scope of companies subject to inspection following the entry into force of the Financial Instruments and Exchange Act and the launch of the “Better Regulation” (improvement in the quality of financial regulation) initiative. 例文帳に追加

監視委員会が発表した「証券検査に係る業務点検プロジェクト」の実施は、金融商品取引法施行による検査対象業者の範囲の拡大といった制度面の変更やベター・レギュレーション（金融規制の質的向上）の取組みといった新しい動きを踏まえて、これまでの証券会社の財務の健全性やリスク管理態勢の検証を含む証券検査の実効性を改めて確認しつつ、改善すべき点があるかどうかについて検証するものであると思っております。 - 金融庁

Retention scope, format and period of prepared records on internal control over financial reporting should be determined by respective companies, in the light of the requirements under applicable laws and regulations. However, based on the Financial Instruments and Exchange Law, companies may be required to retain the appropriate scope and format of records (digital media, paper, film, etc. and other formats that can be visualized on a timely basis when necessary) for the period of time equivalent to the inspection period for the Annual Report and the Exhibits thereto (five years). 例文帳に追加

財務報告に係る内部統制について作成した記録の保存の範囲・方法・期間は、諸法令との関係を考慮して、企業において適切に判断されることとなるが、金融商品取引法上は、有価証券報告書及びその添付書類の縦覧期間（５年）を勘案して、それと同程度の期間、適切な範囲及び方法（磁気媒体、紙又はフィルム等のほか必要に応じて適時に可視化することができる方法）により保存することが考えられる。 - 金融庁

In cases where a fund management company concurrently conducts business unrelated to investment management and where it receives remuneration related to investment management business and fees related to other business collectively under the same contract, the fund management company must separately specify the remuneration related to investment management business and the fees related to other business with regard to the “matters concerning fees, remuneration or any other consideration payable by the customer with regard to said Contract for Financial Instruments Transaction,” as specified under Article 37-3(1)(iv) of the FIEA. 例文帳に追加

ファンド運用会社が投資運用業に係る業務以外の業務（兼業業務）を行う場合であって、投資運用業に係る報酬と兼業業務に係る手数料等を同一契約において一体として徴収する場合は、金商法第37条の３第１項第４号の「当該金融商品取引契約に関して顧客が支払うべき対価に関する事項」には、投資運用業に対する報酬の額と兼業業務に対する手数料等の額との区分を明確にすること。 - 金融庁

(8) The term "Agency for Trust Agreements" as used in this Act shall mean business that is carried out for acting as an agent (limited to the case of acting as an agent for a Trust Company or a Foreign Trust Company) or an intermediary in concluding a trust agreement (excluding the case where the trustee of a trust based on said trust agreement is to be a person who has issued beneficial interest in said trust (including securities or a deed indicating said beneficial interest) (meaning an issuer as prescribed in Article 2(5) of the Financial Instruments and Exchange Act (Act No. 25 of 1948))). 例文帳に追加

８　この法律において「信託契約代理業」とは、信託契約（当該信託契約に基づく信託の受託者が当該信託の受益権（当該受益権を表示する証券又は証書を含む。）の発行者（金融商品取引法（昭和二十三年法律第二十五号）第二条第五項に規定する発行者をいう。）とされる場合を除く。）の締結の代理（信託会社又は外国信託会社を代理する場合に限る。）又は媒介を行う営業をいう。 - 日本法令外国語訳データベースシステム

(ii) when said Securities are subject to Tender Offer, etc. (which means the Tender Offer prescribed in Article 27-2, paragraph (6) of the Financial Instruments and Exchange Act (including cases where it is applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2) of the same Act) and any equivalent system based on laws and regulations in a foreign state; hereinafter the same shall apply in this item and Article 60-2) as on the Value Determination Day, the price of said Securities at the time of drawing up a contract pertaining to said Tender Offer, etc. as on said Value Determination Day. 例文帳に追加

二　価額決定日において当該有価証券が公開買付け等（金融商品取引法第二十七条の二第六項（同法第二十七条の二十二の二第二項において準用する場合を含む。）に規定する公開買付け及びこれに相当する外国の法令に基づく制度をいう。以下この号及び第六十条の二において同じ。）の対象であるときは、当該価額決定日における当該公開買付け等に係る契約における当該有価証券の価格 - 日本法令外国語訳データベースシステム

(3) Even where an Accepting Shareholder, etc. cancels the contract under paragraph (1), the Tender Offeror may not request the Accepting Shareholder, etc. to pay damages or penalty and, if the Tender Offeror has a Financial Instruments Business Operator or a Bank, etc. manage the Share Certificates, etc. Offered to Sell (meaning Share Certificates, etc. which the Accepting Shareholder, etc. make Sales, etc. in response to the Tender Offer; hereinafter the same shall apply in this Section), shall bear the cost required for return of the Share Certificates, etc. Offered to Sell. 例文帳に追加

３　第一項の規定により応募株主等による契約の解除があつた場合においては、公開買付者は、当該契約の解除に伴う損害賠償又は違約金の支払を請求することができないものとし、応募株券等（応募株主等が公開買付けに応じて売付け等をした株券等をいう。以下この節において同じ。）を金融商品取引業者又は銀行等に管理させているときは、その返還に要する費用は、公開買付者の負担とする。 - 日本法令外国語訳データベースシステム

(2) A Financial Instruments Business Operator, etc. shall, when accepting the request submitted under the preceding paragraph, obtain written consent of the juridical person who submitted the request (hereinafter referred to as an "Applicant" in this Article) in advance, using a document containing the following matters. In this case, the Expiration Date prescribed in item (ii) shall be the day when one year has passed since the Date of Acceptance prescribed in item (i) (or the day specified by a Cabinet Office Ordinance which shall not be on or later the day when one year has passed since the Date of Acceptance): 例文帳に追加

２　金融商品取引業者等は、前項の規定による申出を承諾する場合には、あらかじめ、次に掲げる事項を記載した書面により、当該申出をした法人（以下この条において「申出者」という。）の同意を得なければならない。この場合において、第二号に規定する期限日は、第一号に規定する承諾日から起算して一年を経過する日（内閣府令で定める場合にあつては、当該経過する日前で内閣府令で定める日）としなければならない。 - 日本法令外国語訳データベースシステム

(3) A Financial Instruments Business Operator, etc. shall, when having prepared an investment report set forth in paragraph (1) with regard to his/her Investment Management Business (limited to the business of conducting the act specified in Article 2(8)(xv)), notify the Prime Minister of this without delay; provided, however, that this shall not apply to cases where the number of Right Holders entitled to a set of Investment Property is below the number specified by a Cabinet Order or other cases where protection of investors will not be hindered as specified by a Cabinet Office Ordinance. 例文帳に追加

３　金融商品取引業者等は、その行う投資運用業（第二条第八項第十五号に掲げる行為を行う業務に限る。）に関して、第一項の運用報告書を作成したときは、遅滞なく、これを内閣総理大臣に届け出なければならない。ただし、一の運用財産の権利者の数が政令で定める数以下である場合その他投資者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。 - 日本法令外国語訳データベースシステム

Article 47-3 A Financial Instruments Business Operator shall, pursuant to the provisions of a Cabinet Office Ordinance, prepare explanatory documents for each business year containing the matters specified by a Cabinet Office Ordinance as the matters necessary for the protection of investors from among the matters contained in the business report set forth in the preceding Article, and keep them at all of its business offices or offices for public inspection, for one year from the day on which the period specified by a Cabinet Order has elapsed from the end of each business year. 例文帳に追加

第四十七条の三　金融商品取引業者は、内閣府令で定めるところにより、事業年度ごとに、前条の事業報告書に記載されている事項のうち投資者保護のため必要と認められるものとして内閣府令で定めるものを記載した説明書類を作成し、毎事業年度経過後政令で定める期間を経過した日から一年間、これをすべての営業所又は事務所に備え置き、公衆の縦覧に供しなければならない。 - 日本法令外国語訳データベースシステム

(10) The provisions of Article 940(1) (limited to the part pertaining to item (i)) and Article 940(3), Article 941, Article 946, Article 947, Article 951(2), Article 953, and Article 955 of the Companies Act shall apply mutatis mutandis to cases where a Financial Instruments Business Operator, etc. (limited to foreign companies) gives a public notice under paragraph (6) in the form of an Electronic Public Notice. In this case, necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

１０　会社法第九百四十条第一項（第一号に係る部分に限る。）及び第三項、第九百四十一条、第九百四十六条、第九百四十七条、第九百五十一条第二項、第九百五十三条並びに第九百五十五条の規定は、金融商品取引業者等（外国会社に限る。）が電子公告により第六項の規定による公告をする場合について準用する。この場合において、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

(2) A juridical person established under the laws and regulations of a foreign state which is engaged in the Investment Management Business in a foreign state (limited to the business to perform the act listed in Article 2(8) (xii) based on the Discretionary Investment Contract; hereinafter the same shall apply in this paragraph) (excluding persons registered under Article 29), notwithstanding the provision of said Article, shall perform the Investment Management Business only for the Financial Instruments Business Operators engaged in the Investment Management Business or for other persons specified by a Cabinet Order. 例文帳に追加

２　外国の法令に準拠して設立された法人で外国において投資運用業（第二条第八項第十二号に掲げる行為を投資一任契約に基づき行う業務に限る。以下この項において同じ。）を行う者（第二十九条の登録を受けた者を除く。）は、同条の規定にかかわらず、金融商品取引業者のうち投資運用業を行う者その他政令で定める者のみを相手方として投資運用業を行うことができる。 - 日本法令外国語訳データベースシステム

(4) When an Agency, etc. conducts the Sales of Trust Beneficial Rights, said Agency, etc. shall be deemed to be a Financial Instruments Business Operator, and the provisions of Article 34 to Article 34-5 inclusive, Article 36, Article 37 (excluding paragraph (1), item (ii)), Article 37-3 (excluding paragraph (1), item (ii)), Article 37-4, Article 37-6, Article 38, Article 39, Article 40, and Article 45 (i) and (ii) (including penal provisions pertaining to those provisions) shall be applied. 例文帳に追加

４　機構等が信託受益権の販売を行う場合においては、当該機構等を金融商品取引業者とみなして、第三十四条から第三十四条の五まで、第三十六条、第三十七条（第一項第二号を除く。）、第三十七条の三（第一項第二号を除く。）、第三十七条の四、第三十七条の六、第三十八条、第三十九条、第四十条並びに第四十五条第一号及び第二号の規定（これらの規定に係る罰則を含む。）を適用する。 - 日本法令外国語訳データベースシステム

Article 78-4 Based on reports received under the provision of the preceding Article, a Public Interest-Type Association shall notify to its member, and also make public, the trading volume, highest price, lowest price, closing price and other matters concerning sales and purchase of Listed Share Certificates, etc. conducted outside of Financial Instruments Exchange Markets (limited to those conducted by its member on their own account, or those for which its member provides intermediary, brokerage or agency service; the same shall apply in the following Article) for each day and for each issue of the Listed Share Certificates, etc., pursuant to the provisions of a Cabinet Office Ordinance. 例文帳に追加

第七十八条の四　公益協会は、前条の規定による報告に基づき、上場株券等の取引所金融商品市場外での売買（会員が自己の計算において行うもの並びに会員が媒介、取次ぎ及び代理を行うものに限る。次条において同じ。）について、内閣府令で定めるところにより、銘柄別に毎日の売買高、最高、最低及び最終の価格その他の事項をその会員に通知し、公表しなければならない。 - 日本法令外国語訳データベースシステム

Article 79-7 (1) A juridical person (including an organization without judicial personality for which the representative person or administrator has been designated, and excluding Authorized Association and Public Interest-type Association; hereinafter the same shall apply in item (iii), sub-item (b) of the following Article) which intends to engage in the businesses listed in each of the following items, with the purpose of ensuring fair and smooth sales and purchase or other transactions of Securities and Derivative Transactions, etc. and of contributing to the sound development of Financial Instruments Businesses and protection of investors may obtain a certification from the Prime Minister: 例文帳に追加

第七十九条の七　有価証券の売買その他の取引及びデリバティブ取引等を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資することを目的として、次の各号に掲げる業務を行おうとする法人（法人でない団体で代表者又は管理人の定めのあるものを含み、認可協会及び公益協会を除く。次条第三号ロにおいて同じ。）は、内閣総理大臣の認定を受けることができる。 - 日本法令外国語訳データベースシステム

Article 101-13 (1) A subscriber for the Shares Issued upon Entity Conversion (excluding a person who delivers the property set forth in Article 101-9(iii) (hereinafter referred to as the "Property Contributed in Kind" in this Division)) shall, on the date set forth in item (iv) of that Article, pay the full amount to be paid for the respective Shares Issued upon Entity Conversion for which the subscribers respectively subscribed, at the place for handling of the payment such as at Banks (which means the Banks, Etc., prescribed in Article 34(2) of the Companies Act) specified by the Membership-Type Financial Instruments Exchange. 例文帳に追加

第百一条の十三　組織変更時発行株式の引受人（第百一条の九第三号の財産（以下この目において「現物出資財産」という。）を給付する者を除く。）は、同条第四号の期日に、会員金融商品取引所が定めた銀行等（会社法第三十四条第二項に規定する銀行等をいう。）の払込みの取扱いの場所において、それぞれの組織変更時発行株式の払込金額の全額を払い込まなければならない。 - 日本法令外国語訳データベースシステム