「EFFECTIVENESS」に関連した英語例文の一覧と使い方(50ページ目) - Weblio英語例文検索

Does the Outsourcing Manager review the effectiveness of the Outsourcing Management system in a regular and timely manner or on an as needed basis based on reports and findings on the status of Outsourcing Management, including the status of compliance with the Outsourcing Rules as well as based on the results of monitoring? Does the Manager present the Board of Directors or organization equivalent to the Board of Directors with proposals for improvement as necessary by revising in a timely manner the contents of the Outsourcing Rules, the organizational framework, the implementation of training and guidance and the method of monitoring? 例文帳に追加

外部委託管理責任者は、定期的に又は必要に応じて随時、外部委託規程の遵守状況等外部委託管理の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、外部委託管理態勢の実効性を検証し、適時に外部委託管理規程の内容、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し、改善のための提言を行っているか。 - 金融庁

- The development and establishment of the risk management system for a financial institution in its entirety is one of the key elements for ensuring the soundness and appropriateness of the institution’s business. The institution’s management is charged with and responsible for taking the initiative in the development and establishment of this system by deciding basic corporate management policies (business policies), determining strategic objectives based on these policies and developing an organizational framework for securing the effectiveness of the function of managing risks for the whole of the institution in a comprehensive manner. 例文帳に追加

・金融機関全体のリスク管理態勢の整備・確立は、金融機関の業務の健全性及び適切性の確保の核心部分の一つであり、経営陣は、経営の基本方針（経営方針）の決定を行い、これに則り戦略目標を決定し、金融機関全体のリスクを統合的に管理する機能の実効性確保に向けた組織体制の整備を行う等、態勢の整備・確立を自ら率先して行う役割と責任がある。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors appropriately determine whether there are any weaknesses or problems in the comprehensive risk management system and the particulars thereof, and appropriately examine their causes by precisely analyzing the status of comprehensive risk management and assessing the effectiveness of comprehensive risk management, based on all information available regarding the status of comprehensive risk management, such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions? 例文帳に追加

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全ての統合的リスク管理の状況に関する情報に基づき、統合的リスク管理の状況を的確に分析し、統合的リスク管理の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors appropriately determine whether there are any weaknesses or problems in the capital management system and the particulars thereof, and appropriately review their causes by precisely analyzing the status of capital management and assessing the effectiveness of capital management, based on all the information available regarding the status of capital management, such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions? 例文帳に追加

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全ての自己資本管理の状況に関する情報に基づき、自己資本管理の状況を的確に分析し、自己資本管理の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。 - 金融庁

Does the Board of Directors or organization equivalent to the Board of Directors appropriately determine whether there are any weaknesses or problems in the credit risk management system and the particulars thereof, and appropriately examine their causes by precisely analyzing the status of credit risk management and assessing the effectiveness of credit risk management, based on all of the information available regarding the status of credit risk management, such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions? 例文帳に追加

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全ての信用リスク管理の状況に関する情報に基づき、信用リスク管理の状況を的確に分析し、信用リスク管理の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors appropriately determine whether there are any weaknesses or problems in the asset assessment management system and the particulars thereof, and appropriately examine their causes by precisely analyzing the status of asset assessment management and assessing the effectiveness of asset assessment management, based on all the information available regarding the status of asset assessment management, such as the results of audits by corporate auditors, internal audits and external audits, findings and reports from various divisions? 例文帳に追加

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全ての資産査定管理の状況に関する情報に基づき、資産査定管理の状況を的確に分析し、資産査定管理の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors appropriately determine whether there are any weaknesses or problems in the market risk management system and the particulars thereof, and appropriately examine their causes by precisely analyzing the status of market risk management and assessing the effectiveness of market risk management, based on all the information available regarding the status of market risk management, such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions? 例文帳に追加

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全ての市場リスク管理の状況に関する情報に基づき、市場リスク管理の状況を的確に分析し、市場リスク管理の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors appropriately determine whether there are any weaknesses or problems in the liquidity risk management system and the particulars thereof, and appropriately review their causes by precisely analyzing the status of liquidity risk management and assessing the effectiveness of liquidity risk management, based on all information available regarding the status of liquidity risk management, such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions? 例文帳に追加

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全ての流動性リスク管理の状況に関する情報に基づき、流動性リスク管理の状況を的確に分析し、流動性リスク管理の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。 - 金融庁

- The inspector should determine whether the financial institution's business management (governance) system is functioning effectively throughout the institution and whether the management is performing their roles and responsibilities appropriately by way of reviewing, with the use of the check items listed in this checklist, the effectiveness of the functions of four basic elements, namely (1) a system of business management (governance) by the representative directors, non-representative directors and the Board of Directors, (2) a system of internal audits, (3) a system of audits by corporate auditors and (4) a system of external audits. 例文帳に追加

・検査官は、①代表取締役、取締役及び取締役会による経営管理（ガバナンス）態勢、②内部監査態勢、③監査役による監査態勢、④外部監査態勢の基本的要素がその機能を実効的に発揮しているかという観点から、当該金融機関の経営管理（ガバナンス）が全体として有効に機能しているか否か、経営陣の役割と責任が適切に果たされているかについて、各チェック項目を活用して具体的に確認する。 - 金融庁

- The development and establishment of the risk management system for a financial institution in its entirety is one of the key elements for ensuring the soundness and appropriateness of the institution's business. The institution's management is charged with and responsible for taking the initiative in the development and establishment of this system by deciding basic corporate management policies (business policies), determining strategic objectives based on these policies and developing an organizational framework for securing the effectiveness of the function of managing risks for the whole of the institution in a comprehensive manner. 例文帳に追加

・ 金融機関全体のリスク管理態勢の整備・確立は、金融機関の業務の健全性及び適切性の確保の核心部分の一つであり、経営陣は、経営の基本方針（経営方針）の決定を行い、これに則り戦略目標を決定し、金融機関全体のリスクを統合的に管理する機能の実効性確保に向けた組織体制の整備を行う等、態勢の整備・確立を自ら率先して行う役割と責任がある。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Director appropriately determine whether there are any weaknesses or problems in the information technology risk management system and the particulars thereof, and appropriately examine their causes by precisely analyzing the status of information technology risk management and assessing the effectiveness of information technology risk management, based on all information available regarding the status of information technology risk management, such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions? 例文帳に追加

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全てのシステムリスク管理の状況に関する情報に基づき、システムリスク管理の状況を的確に分析し、システムリスク管理の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。 - 金融庁

However, in performing an Internal Control Audit of a smaller and less-complex organization, etc., the external auditor should consider that there may be large restrictions on the allocation of business resources to the construction and assessment of internal controls of that organization, etc. Keep in mind that the external auditor should provide appropriate advice in response to inquiries from the management, especially for effective and efficient establishment and assessment of internal controls, while maintaining the effectiveness thereof. 例文帳に追加

ただし、事業規模が小規模で、比較的簡素な構造を有している組織等の内部統制監査の実施に当たっては、監査人は、当該組織等の内部統制の構築や評価において経営資源配分上の制約が大きい場合があることを踏まえ、経営者からの相談に対しては、内部統制の有効性を保ちつつ、特に効果的かつ効率的な内部統制の構築や評価を行うとの観点から、適切な指摘を行う必要があることに留意する。 - 金融庁

When identifying fraud or an illegal fact in the course of an Internal Control Audit, external auditors must report it to the management, board of directors and corporate auditors or audit committee on a timely basis, and request for the appropriate remediation. External auditors should evaluate their impact on the effectiveness of internal controls and, if judging the fraud or illegal fact to constitute control deficiencies or material weaknesses, should take the measures described under (3) above. 例文帳に追加

監査人は、内部統制監査の実施において不正又は法令に違反する事実を発見した場合には、経営者、取締役会及び監査役又は監査委員会に対して適時に報告して適切な対応を求めるとともに、内部統制の有効性に及ぼす影響の程度について検討し、その結果、その事実が内部統制の不備又は開示すべき重要な不備に該当する場合には上記（３）に記載した対応を取らなければならない。 - 金融庁

If any of the following is recognized through the process of inspection, it shall be considered as a positive factor in giving a rating. (1) Disclosure documents and other materials used by the financial institution for making explanations to customers take account of the customer’s standpoint and provide specificdescriptions to facilitate their understanding, rather than providing abstract explanations, and the financial institution reviews and revises these materials on an ongoing basis in order to make them easy-to-understand and suited to the needs of customers, by reflecting the opinions of customers in the revisions. (2) The Customer Explanation Management and Customer Support Management are effectively coordinated to produce synergy effects. For example, the financial institution promptly and properly reviews and revises the Customer Explanation Manuals in light of problems identified in the process of customer support management. (3) The financial institution not only makes proper efforts to enhance the Customer Explanation Management System, the Customer Support Management System, the Customer Information Management System and the Outsourcing Management System, but also ensures the effectiveness of customer protection by properly managing other processes it has determined to be essential to customer protection and improving customer convenience. (4) Assessment and improvement activities conducted by the Board of Directors, etc. and the managers in charge of customer protection produce effective results, leading customers to constantly appreciate improvements made by the financial institution. 例文帳に追加

取締役会等及びコンプライアンス統括部門の管理者が行う評価・改善活動が有効に機能しており、法令等遵守に関する役職員の取組等が常に向上しているような好循環がみられる場合には、評定を行う上でのプラス要素として勘案するものとする。 - 金融庁

The firewall regulations among banking, securities, and insurance businesses will be revamped and a new regulatory framework will be introduced. These measures are expected to pull out synergies within financial groups with their various business operations complementing each other and efficiently conducted, thereby improving customer convenience and accommodating the demand from financial groups for integrated internal control. At the same time, the measures will ensure the effectiveness of prevention against conflicts of interest or abuse of dominant position by banks. Specifically, the ban on concurrent posts will be lifted and the restrictions on the sharing of undisclosed corporate customer information will be relaxed between banking and securities businesses. At the same time, measures will be taken to prohibit securities companies from soliciting customers by abusing dominant positions held by banks, in addition to making it obligatory to put in place a system for controlling conflicts of interest described in II.4. Below. 例文帳に追加

具体的には、下記４．の利益相反管理態勢の整備の義務付けに加え、銀行等の優越的地位を濫用した証券会社による勧誘の禁止等の措置を講じた上で、役職員の兼職規制を撤廃するとともに、法人顧客に関する証券会社・銀行等の間の非公開情報の授受の制限について緩和する等の措置を講じる。 - 金融庁

Internal control is defined as a process performed by everyone in an organization and incorporated in its operating activities in order to provide reasonable assurance of achieving four objectives: effectiveness and efficiency of business operations, reliability of financial reporting, compliance with applicable laws and regulations relevant to business activities, and safeguarding of assets. Internal control consists of six basic components: control environment, risk assessment and response, control activities, information and communication, monitoring, and response to IT (Information Technology). 例文帳に追加

内部統制とは、基本的に、業務の有効性及び効率性、財務報告の信頼性、事業活動に関わる法令等の遵守並びに資産の保全の４つの目的が達成されているとの合理的な保証を得るために、業務に組み込まれ、組織内のすべての者によって遂行されるプロセスをいい、統制環境、リスクの評価と対応、統制活動、情報と伝達、モニタリング（監視活動）及びＩＴ（情報技術）への対応の６つの基本的要素から構成される。 - 金融庁

A method for screening peptide based on effectiveness in transfection of cells by using oligonucleotide is provided, wherein the method comprises a step for providing peptide having a plurality of different sequences in individual section, a step for forming a peptide-oligonucleotide mixture in at least one of these sections, a step for contacting the mixture with cells, and a step for determining level of transfection of the cells by the oligonucleotide.例文帳に追加

本出願は、オリゴヌクレオチドを用いて細胞をトランスフェクトする際の有効性についてペプトイドをスクリーニングするための方法を提供し、この方法は、別個の区画において複数の異なる配列のペプトイドを提供する工程；この区画のうちの少なくとも１つにおいてペプトイド−オリゴヌクレオチド混合物を形成する工程；この混合物を細胞と接触させる工程；このオリゴヌクレオチドによるこの細胞のトランスフェクションの程度を決定する工程；を包含する。 - 特許庁

(5) Once a request for recording has been received, the Spanish Patent and Trademark Office shall examine the documentation submitted and shall judge the legality, validity and effectiveness of the acts to be recorded. If any defect is observed, the proceedings shall be declared suspended and the interested party shall be notified so that, within the period established by regulation, he may correct the defects indicated. Once that period has elapsed, the request for recording shall be settled.例文帳に追加

(5) 登録申請書が受領された場合は，スペイン特許商標庁は，提出された書類を審査し，かつ，登録すべき行為の適法性，有効性及び効力を判断する。何らかの瑕疵が認められた場合は，当該手続は停止を宣言され，利害関係人に通知されて，当該関係人が規則により定める期間内に示された瑕疵を訂正することができるようにする。当該期間が満了した場合は，登録申請は解決される。 - 特許庁

We reaffirm our commitment to achievement of the MDGs and will align our work in accordance with globally agreed development principles for sustainable economic, social and environmental development, to complement the outcomes of the UN High-Level Plenary Meeting on the MDGs held in September 2010 in New York, as well as with processes such as the Fourth UN LDC Summit in Turkey and the Fourth High-Level Forum on Aid Effectiveness in Korea, both to be held in 2011. 例文帳に追加

我々は，MDGsの達成への我々のコミットメントを再確認するとともに，2010年9月にニューヨークで開催されたMDGs国連首脳会合の成果を補完するために世界的に合意された持続可能な経済・社会・環境開発のための開発原則，並びに，ともに2011年に開催されるトルコにおける第4回国連後発開発途上国首脳会議及び韓国における第4回援助効果向上に関するハイレベル・フォーラムなどのプロセスと我々の作業を整合的なものとする。 - 財務省

In order to further strengthen the effectiveness of surveillance, I believe that it is also useful to deepen the analysis from a regional perspective,focusing on the main policy issues in the region, intra-regional linkages, and the implications to global surveillance identified in both the World Economic Outlook (WEO) and the Global Financial Stability Report (GFSR).Indeed, the regional work plan of area departments could contribute to this effort, as proposed in the Managing Director’s Report on Implementing the IMF’s Medium-Term Strategy. 例文帳に追加

また、我が国としては、昨年4月の中期的戦略の実施に関する専務理事報告に示されたように、IMFが地域作業計画を作成し、WEO（世界経済見通し）やGFSR（国際金融安定性報告書）の分析で明らかになった主要な政策課題、地域内の連携及びグローバルなサーベイランスに与える影響に重点を置いて、リージョナルな視点からの調査・分析を充実することも、サーベイランスの実効性向上に資すると考えます。 - 財務省

For reference, comparing the level of the tax rate in China with that in Japan, with the benchmark as the amount of annual income (including tax) of the top 10% income group in 2005, subtracting the basic deduction amount,55 the annual income of the top 10% income group in Japan fell under the category of a 43%56 tax rate level, while the level did not exceed 10% in China. It thus appears that progressive taxation is not functioning sufficiently in terms of effectiveness in correcting disparities(Table 1-3-64).例文帳に追加

そこで、参考までに、2005 年時点における所得上位10%層の年間収入（税込）から基本的な控除額を差し引いた金額をベンチマークとして我が国及び中国における税率の水準を比較すると、我が国における所得上位10%層の年間収入は税率43%の水準に該当するのに対し、中国では10%の水準にすぎず、累進課税による格差是正効果は十分には機能していないとも考えられる（第1-3-64表）。 - 経済産業省

Last week, Nomura Securities issued a report on the findings of its internal investigation into the insider trading case involving a Nomura employee. Basically, the report focused on measures to prevent the recurrence of similar cases, including the introduction of severe disciplinary measures for senior employees, thorough management of information and employee training and education. How do you view the effectiveness of the preventive measures? 例文帳に追加

先週、野村證券のインサイダー事件に関して、同社が社内調査報告書をまとめたということがありまして、基本的には幹部社員の幹部の方の処分及び当該部署の情報管理の徹底であるとか、人事研修であるとか社員教育を中心とした再発防止策ということが柱だったかと思いますが、この調査報告書から、再発防止策についての評価と実効性について長官はどのように見ていらっしゃるのかということをお聞きしたいと思います。 - 金融庁

As for the effectiveness of internal controls, as I mentioned the other day, securities companies' business operations have become diversified and globalized, making it increasingly necessary to employ personnel with diverse and international backgrounds. In a manner suitable for this diverse and globalized environment, companies must manage information and establish codes of ethics for their employees and ensure the execution of business based on professional ethics. 例文帳に追加

その実効性ということに関して申し上げますと、これは先般も言及させていただきましたけれども、証券会社の業務の内容というのも非常に多様化し国際化をしているということでございまして、そのために必要となってくる人材も多様性あるいは国際性ということが高まってきているということでございますので、そういった実態にあった実効性のある情報管理、職員の倫理規範の確立及び業務の遂行ということが求められてくるということであろうかと思います。 - 金融庁

For example, in cases where the rating determination policy, etc. (the policies and methods relating to the determination of credit ratings; the same shall apply hereinafter), which were formulated by an unregistered business operator within the group, are used “as is” by a credit rating agency, and where that credit rating agency does not have the authority to make revisions themselves, then it should be kept in mind that it may not be found that the said credit rating agency has taken sufficient measures for putting in place functions to properly examine the validity and effectiveness of rating determination policy, etc. (see III-2-1(5)(iv)). 例文帳に追加

例えば、信用格付業者が、グループ内の無登録業者の策定した格付付与方針等（信用格付の付与に係る方針及び方法をいう。以下同じ。）をそのまま利用し、自らは見直しの権限を有しない場合には、当該信用格付業者は、格付付与方針等の妥当性及び実効性について検証を適正に行う機能を整備するための措置（Ⅲ－２－１（５）④参照）を十分に講じているとは認められないおそれがあることに留意する。 - 金融庁

Does the Conflict of Interest Manager review the effectiveness of the Conflict of Interest Management system in a regular and timely manner or on an as needed basis, based on reports and findings on the status of Conflict of Interest Management, including the status of compliance with the Conflict of Interest Management Rules as well as based on the results of monitoring? Does the Manager present the Board of Directors or organization equivalent to the Board of Directors with proposals for improvement as necessary, by revising in a timely manner the contents of the Conflict of Interest Management Rules, the organizational framework, the implementation of training and guidance, and the method of monitoring, etc.? 例文帳に追加

利益相反管理責任者は、定期的に又は必要に応じて随時、利益相反管理規程の遵守状況等利益相反管理の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、利益相反管理態勢の実効性を検証し、適時に利益相反管理規程の内容、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し、改善のための提言を行っているか。 - 金融庁

Does the Board of Directors or equivalent organization to the Board of Directors appropriately determine whether there are any weaknesses or problems in the comprehensive operational risk management system and the particulars thereof, and appropriately review their causes by precisely analyzing the status of comprehensive operational risk management and assessing the effectiveness of comprehensive operational risk management, based on all information available regarding the status of comprehensive operational risk management, such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions? 例文帳に追加

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全てのオペレーショナル・リスクの総合的な管理の状況に関する情報に基づき、オペレーショナル・リスクの総合的な管理の状況を的確に分析し、オペレーショナル・リスクの総合的な管理の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。 - 金融庁

The project for reviewing the securities inspection process that was announced by the SESC is intended to verify the effectiveness of securities inspection, including the present way of examining the soundness of securities companies’ financial positions and risk management systems, and to check whether any improvement is necessary in light of new developments, such as regulatory changes, including an expansion of the scope of companies subject to inspection following the entry into force of the Financial Instruments and Exchange Act and the launch of the “Better Regulation” (improvement in the quality of financial regulation) initiative. 例文帳に追加

監視委員会が発表した「証券検査に係る業務点検プロジェクト」の実施は、金融商品取引法施行による検査対象業者の範囲の拡大といった制度面の変更やベター・レギュレーション（金融規制の質的向上）の取組みといった新しい動きを踏まえて、これまでの証券会社の財務の健全性やリスク管理態勢の検証を含む証券検査の実効性を改めて確認しつつ、改善すべき点があるかどうかについて検証するものであると思っております。 - 金融庁

If regulations are to be considered in Japan, it would be important to select measures that are balanced in terms of maintaining effectiveness of the regulation, while avoiding making it excessively restrictive. If Japan is to base its regulations on the current U.S. regulations or the IOSCO Code of Conduct, conceivable measures would include requiring credit rating agencies to establish a structure for ensuring independence and prohibit conduct constituting conflict of interest, and disclose information on rating models, rating processes, and conflicts of interest, while refraining from directly regulating the rating itself. 例文帳に追加

わが国において規制を検討する場合には、実効性を持ちつつ、過度な規制を回避するようなバランスのとれた対応を選択することが重要であり、仮に、現在の米国の規制や IOSCO の基本行動規範をベースとするならば、格付内容を直接規制しない一方で、格付会社に対して、①独立性確保のための態勢整備や利益相反行為の禁止を求める、②格付モデル、格付プロセスや利益相反に関する情報開示を求める等の対応が考えられる。 - 金融庁

In an IT-based information system, once an appropriate internal control (application control) is incorporated, it will continue functioning unless an intentional change is made. However, if a general control does not function effectively (for example, a necessary control is not incorporated at the time of a system change at a later stage, or unauthorized change or access is made to the program), the effectiveness of the incorporated internal control (application control) may be impaired even if the control itself is appropriate. 例文帳に追加

ＩＴを利用した情報システムにおいては、一旦適切な内部統制（業務処理統制）を組み込めば、意図的に手を加えない限り継続して機能する性質を有しているが、例えば、その後のシステムの変更の段階で必要な内部統制が組み込まれなかったり、プログラムに不正な改ざんや不正なアクセスが行われるなど、全般統制が有効に機能しない場合には、適切な内部統制（業務処理統制）を組み込んだとしても、その有効性が保証されなくなる可能性がある。 - 金融庁

(3) In cases where the court orders the temporary restraining orders under the provisions of the preceding two paragraphs to the effect that the Liquidating Stock Company is prohibited from carrying out the performance of its obligations and other acts that extinguishes its obligation to its creditors, the creditors may not, in relation to the special liquidation, assert the effectiveness of the performance of the obligations and other acts that extinguish its obligations, that were effected in contravention of such temporary restraining orders; provided, however, that this shall be limited to the cases where the creditors had the knowledge that such temporary restraining orders were effected at the time of the creditors' act. 例文帳に追加

３　裁判所が前二項の規定により清算株式会社が債権者に対して弁済その他の債務を消滅させる行為をすることを禁止する旨の保全処分を命じた場合には、債権者は、特別清算の関係においては、当該保全処分に反してされた弁済その他の債務を消滅させる行為の効力を主張することができない。ただし、債権者が、その行為の当時、当該保全処分がされたことを知っていたときに限る。 - 日本法令外国語訳データベースシステム

(1) Where a decision at first instance in the substantive civil procedure pronounces judgment against one of the parties and is the subject of appeal, an account of the appeal shall be given to the appellee so that, within a period of three days, he may request the judge to adopt the relevant preventive measures or to call for the appropriate substitutionary security ensuring the effectiveness of the judgment reached, provided that those measures have not been adopted previously or were not insufficient.例文帳に追加

(1) 民事手続による本訴の第1審の判決が当事者の1人に対する判決を宣告するもので，かつ，これが控訴の根拠となる場合は，被控訴人に控訴の理由を伝えるものとし，その結果，3日以内に当該被控訴人は裁判官に，相当する保全措置の採択を申請し又は到達した判決の効力を保証する適切な代替となる保証金を請求することができる。ただし，これらの措置が以前に採用されなかった又は採用されたが不十分であった場合に限られる。 - 特許庁

Since October 2010 when Ghana made a high-level political commitment to work with the FATF and GIABA to address its strategic AML/CFT deficiencies, Ghana has taken important steps towards improving its AML/CFT regime, including by enacting legislation to criminalize money laundering, establishing and implementing adequate measures for the confiscation of funds related to money laundering, improving customer due diligence measures and enhancing the effectiveness of the Financial Intelligence Unit. 例文帳に追加

FATF及び GIABA（西アフリカ FATF型地域体）と協働し、資金洗浄・テロ資金供与対策の戦略上重大な欠陥に対応することについて、ハイレベルでの政治的コミットメントを示した 2010年 10月以降、同国は、資金洗浄を犯罪化するための法律の制定、資金洗浄に関連する資金を没収するための適切な措置の構築及び履行、顧客管理措置の改善、及び金融情報機関の実効性強化を含む、資金洗浄・テロ資金供与対策の体制改善に向けた重要な進歩を見せている。 - 財務省

Ministers agreed that the task force should consider, inter alia, the modalities of conditionality and instruments to maximize the effectiveness of Bank assistance for countries at different stages of development and reform; the scope and conditions for providing borrowers more financial support for social and structural programs at times of market dislocation; the coverage of economic and sector work; and the costs of doing business with the Bank, including the implications for pricing of Bank products. 例文帳に追加

大臣達は、作業部会は、とりわけ以下の点について考慮すべきであると合意した。すなわち、異なった開発・改革のステージにある国への世銀の支援の効果を最大化するためのコンディショナリティや手段の様式、市場の混乱の際に社会的構造的プログラム向けにより多くの金融上の支援を借り手に供するための余地と条件、経済・セクター関連作業の範囲、世銀の商品の価格付けに対するインプリケーションを含む世銀との業務遂行に係る費用といった点である。 - 財務省

On the other hand, with China’s investment effectiveness continuing to decline year by year, there are concerns about the possibility of overinvestment,3 and at the same time an economic structure biased toward investment raises questions concerning sustainability. This is because although China’s GDP accounts for only 4% of the global total, it accounts for 25% of steel consumption, 30% of coal consumption, 50% of cement consumption and 7% of petroleum consumption, which could cause resource and energy intensive growth, placing a considerable burden on resource controls and environmental protection.例文帳に追加

他方で、中国の投資効率は年々低下を続けており、過大投資の可能性が高まる一方で、投資偏重の経済構造は、例えば世界のGDPに占める中国の割合が４％にすぎない中で、鋼材消費は世界の25％、石炭消費は同30％、セメント消費は同50％、石油消費は同７％を占めるといったように、エネルギー・資源多消費型成長をもたらし、資源制約や環境保護に大きな負荷をかける等、その持続可能性について懸念を生じさせている。 - 経済産業省

Some are dubious about the effectiveness of the ACTA since discussions have been conducted only by a few countries, without involving major infringing countries. However, the ACTA (provisional name) is designed to become the global standard for the enforcement of the intellectual property rights in the future through the expansion of the member states and by actively applying the ACTA (provisional name) rules as a model of enhanced enforcement of intellectual property rights to the bilateral agreement between the county that is participating in the ACTA negotiations and a non-member state.例文帳に追加

ACTA構想は特定の国で議論を進めており、知的財産権を侵害している主要国が現時点で参加していないことについて、効果を疑問視する指摘があるが、将来的には参加国の拡大やACTA（仮称）交渉参加国が未参加国間での二国間協定（FTA/EPA）等においてACTA（仮称）の内容を知的財産権の執行強化のモデルとして積極的に活用すること等を通じて、ACTA（仮称）が知的財産権の執行に係る世界的なスタンダードとなることを目指している。 - 経済産業省

Separately from the effectiveness of the contract, if a vendor or service provider attempted to force a customer to conclude a purchase agreement or a service contract against his/her will, the Minister of Economy and Trade is authorized, pursuant to Article 14 of the Specified Commercial Transaction Law, to order that certain measures be taken, if the business method is unfair and the interests of the purchaser may be impaired.3 3 See "Duty to Design an Easy-to-Understand Application Screen for Internet Trading" herein. 例文帳に追加

なお、契約の有効性とは直接の関係はないが、販売業者又は役務提供事業者が、顧客の意に反して売買契約又は役務提供契約の申込みをさせようとする行為をした場合において、取引の公正及び購入者等の利益が害されるおそれがあると認められる場合には、特定商取引に関する法律（以下、「特定商取引法」という）第１４条に基づき、経済産業大臣等は必要な措置をとるべきことを指示することができる。 - 経済産業省

Does the Board of Directors appropriately determine whether there are any weaknesses or problems in the internal audit system and the particulars thereof, and appropriately examine their causes by precisely grasping the status of internal audits and analyzing and assessing the effectiveness of internal audits, based on all information available regarding the status of internal audits (including the status of compliance with the Internal Audit Implementation Guidelines and the Internal Audit Plan), such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions? 例文帳に追加

取締役会は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等の内部監査の状況に関する情報（内部監査実施要領及び内部監査計画の遵守状況に関する情報を含む。）に基づき、内部監査の状況を的確に把握し、内部監査の実効性の分析・評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。 - 金融庁

Does the Board of Directors or organization equivalent to the Board of Directors appropriately determine whether there are any weaknesses or problems in the Finance Facilitation Management system and the particulars thereof, and appropriately examine their causes by precisely analyzing the status of Finance Facilitation Management and assessing the effectiveness of Finance Facilitation Management, including business consultation and guidance for debtors and support to improve the businesses of debtors, based on all of the information available regarding the status of Finance Facilitation Management, such as the results of audits by corporate auditors, internal audits and external audits, findings of various investigations and reports from various divisions? 例文帳に追加

取締役会等は、監査役監査、内部監査及び外部監査の結果、各種調査結果並びに各部門からの報告等全ての金融円滑化管理の状況に関する情報に基づき、債務者に対する経営相談・経営指導及び債務者の経営改善支援を含め、金融円滑化管理の状況を的確に分析し、金融円滑化管理の実効性の評価を行った上で、態勢上の弱点、問題点等改善すべき点の有無及びその内容を適切に検討するとともに、その原因を適切に検証しているか。 - 金融庁

Does the Manager review the effectiveness of the Compliance Control Division’s enforcement of legal compliance in a regular and timely manner or on an as needed basis based on the reports and the results of investigations concerning the status of legal compliance, including the status of compliance with the Compliance Manual and various rules, as well as based on the results of monitoring? Does the Manager present the Board of Directors or organization equivalent to the Board of Directors with proposals for improvement as necessary by revising in a timely manner the various rules (including the Compliance Manual), the organizational framework, the implementation of training and guidance and the method of monitoring? 例文帳に追加

管理者は、定期的に又は必要に応じて随時、コンプライアンス・マニュアルをはじめとする各種関連規程の遵守状況等、法令等遵守の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、コンプライアンス部門による法令等遵守の徹底の実効性を検証し、適時に各種関連規程（コンプライアンス・マニュアルを含む。）、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し改善のための提言を行っているか。 - 金融庁

Does the Customer Support Manager review the effectiveness of the Customer Support Management system in a regular and timely manner or on an as needed basis based on reports and findings on the status of management of Customer Support, including the status of compliance with the Customer Support Management Rules and the Customer Support Manual as well as based on the results of monitoring? Does the Manager present the Board of Directors or organization equivalent to the Board of Directors with proposals for improvement as necessary by revising in a timely manner the contents of the Customer Support Management Rules and the Customer Support Manual, the organizational framework, the implementation of training and guidance and the method of monitoring? 例文帳に追加

顧客サポート等管理責任者は、定期的に又は必要に応じて随時、顧客サポート等管理規程及び顧客サポート・マニュアルの遵守状況等顧客サポート等に関する管理の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、顧客サポート等管理態勢の実効性を検証し、適時に顧客サポート等管理規程及び顧客サポート・マニュアルの内容、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し、改善のための提言を行っているか。 - 金融庁

Does the Customer Information Supervisory Manager review the effectiveness of the Customer Information Management system in a regular and timely manner or on an as needed basis based on reports and findings on the status of Customer Information Management, including the status of compliance with the Customer Information Management Rules and Customer Information Management Manual as well as based on the results of monitoring? Does the Manager present the Board of Directors or organization equivalent to the Board of Directors with proposals for improvement as necessary by revising in a timely manner the contents of the Customer Information Management Rules and the Customer Information Management Manual, the organizational framework, the implementation of training and guidance and the method of monitoring? 例文帳に追加

顧客情報統括管理責任者は、定期的に又は必要に応じて随時、顧客情報管理規程及び顧客情報管理マニュアルの遵守状況等、顧客情報管理の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、顧客情報管理態勢の実効性を検証し、適時に顧客情報管理規程及び顧客情報管理マニュアルの内容、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し、改善のための提言を行っているか。 - 金融庁

Does the Customer Explanation Manager review the effectiveness of the Customer Explanation system in a regular and timely manner or on an as needed basis based on reports and findings on the status of management of Customer Explanation, including the status of compliance with the Customer Explanation Management Rules and the Customer Explanation Manual, as well as based on the results of monitoring? Does the Manager present the Board of Directors or equivalent organization to the Board of Directors with proposals for improvement as necessary by revising in a timely manner the contents of the Customer Explanation Management Rules and the Customer Explanation Manual, the organizational framework, the implementation of training and guidance and the method of monitoring?例文帳に追加

顧客説明管理責任者は、定期的に又は必要に応じて随時、顧客説明管理規程及び顧客説明マニュアルの遵守状況等顧客説明に関する管理の状況に関する報告・調査結果、モニタリングの結果等を踏まえ、顧客説明態勢の実効性を検証し、適時に顧客説明管理規程及び顧客説明マニュアルの内容、組織体制、研修・指導の実施、モニタリングの方法等の見直しを行い、必要に応じて取締役会等に対し、改善のための提言を行っているか - 金融庁

Article 3 (1) An Administrative Organ shall study and acquire information on the Effects of Policy (i.e. the effect which a set of activities it carried out or intends to carry out has or is expected to have on the lives of people and/or society and the economy; the same shall apply hereinafter) under its jurisdiction at the appropriate time, and on the basis of such study, evaluate own Policy from the standpoints of necessity, efficiency, effectiveness, or other standpoints as special characteristics of the said Policy may require, and appropriately reflect results of such evaluation in the planning and development of the said Policy. 例文帳に追加

第三条　行政機関は、その所掌に係る政策について、適時に、その政策効果（当該政策に基づき実施し、又は実施しようとしている行政上の一連の行為が国民生活及び社会経済に及ぼし、又は及ぼすことが見込まれる影響をいう。以下同じ。）を把握し、これを基礎として、必要性、効率性又は有効性の観点その他当該政策の特性に応じて必要な観点から、自ら評価するとともに、その評価の結果を当該政策に適切に反映させなければならない。 - 日本法令外国語訳データベースシステム

The objective of an audit of management's assessments of the effectiveness of Internal Control Over Financial Reporting ("Internal Control Audit" hereinafter) by an external auditor of financial statements is to have external auditors express their opinions, based on audit evidence obtained by themselves, as to whether the management's Internal Control Report fairly states the results of the assessment, in all material respects, in accordance with generally accepted assessment standards for internal control. 例文帳に追加

経営者による財務報告に係る内部統制の有効性の評価結果に対する財務諸表監査の監査人による監査（以下「内部統制監査」という。）の目的は、経営者の作成した内部統制報告書が、一般に公正妥当と認められる内部統制の評価の基準に準拠して、内部統制の有効性の評価結果をすべての重要な点において適正に表示しているかどうかについて、監査人自らが入手した監査証拠に基づいて判断した結果を意見として表明することにある。 - 金融庁

A. Consolidated subsidiaries and others (incl. partnerships) should be made subject to the process of determining the scope of assessment. When assessing the effectiveness of a subsidiary's internal control over financial reporting, the parent company may use the subsidiary's report on internal control over financial reporting (incl. reports received from the subsidiary in the course of preparation), provided that the subsidiary: 1) is a listed company; 2) has prepared its internal control report based on this standard and the report has been audited by an external auditor. 例文帳に追加

イ． 連結対象となる子会社等（組合等を含む。）は、評価範囲を決定する際の対象に含まれる。なお、子会社が上場しており、当該子会社が本基準に基づき内部統制報告書を作成し監査を受けている場合、親会社は、当該子会社の財務報告に係る内部統制の有効性の評価に当たって、当該子会社の財務報告に係る内部統制報告書（内部統制報告書が作成途上である場合における当該子会社からの報告等を含む。）を利用することができる。 - 金融庁