「株取引」に関連した英語例文の一覧と使い方(30ページ目) - Weblio英語例文検索

三　証券取引法（昭和二十三年法律第二十五号）第二条第一項に規定する有価証券（株式、新株予約権及び新株予約権付社債等を除き、同項第一号から第五号の三まで及び第七号から第十号までに掲げる有価証券（新株予約権付社債等を除く。）に表示されるべき権利であって同条第二項の規定により有価証券とみなされるものを含む。）のうち社債（新株予約権付社債等を除く。）その他の事業者の資金調達に資するものとして政令で定めるもの（以下「指定有価証券」という。）の取得及び保有（前二号の規定により投資事業有限責任組合（第九号を除き、以下「組合」という。）がその株式、新株予約権若しくは新株予約権付社債等を保有している株式会社又は組合がその持分を保有している有限会社若しくは企業組合（以下「特定会社等」と総称する。）以外の事業者の発行する指定有価証券（以下この号において「特定指定有価証券」という。）にあっては、特定指定有価証券である当該指定有価証券を組合が保有する期間が政令で定める期間を超えたときは、その日において、無限責任組合員のいずれかがこれを買い取る旨を約した場合における当該特定指定有価証券の取得及び保有に限る。）例文帳に追加

(iii) Acquisition and holding of those securities prescribed in Article 2(1) of the Securities and Exchange Act (Act no. 25 of 1948) (excluding shares, Share Options and Bond with Share Options, Etc., but including rights that are to be represented by securities listed in items (i) to (v-iii) and (vii) to (x) of said provision (excluding Bond with Share Options, Etc.) and are deemed to be securities by the provisions set forth in Article 2(2) of said Act) and which are bonds (excluding Bond with Share Options, Etc.) or other fund raising securities stipulated as such by Cabinet Order as contributing to the procuring of capital by an Enterprise (such bonds and other securities hereinafter, "Designated Securities")- but in the case of "Specified Designated Securities" (meaning such Designated Securities issued by an Enterprise other than (x) a business corporation of which issued shares, Share Options, and Bond with Share Options, Etc. are held by an Investment LPS (excluding (ix) below, hereinafter a "Partnership") or (y) a limited liability company or a company partnership of which equity shares are held by a Partnership, (such business corporation, limited liability company or corporate partnership hereinafter referred to as "Specified Company, Etc.") pursuant to preceding items (i) and (ii)), limited to cases of acquisition or holding where one of the general partners has promised that, if the period of holding by the Partnership of said Designated Securities that are Specified Designated Securities exceeds the period prescribed by Cabinet Order, the general partner will purchase said Specified Designated Securities, on the day of expiry of such period.  - 日本法令外国語訳データベースシステム

７　法第六十六条の五第二項に規定する政令で定めるところにより計算した国外支配株主等の資本持分に係る倍数は、同項に規定する国外支配株主等及び資金供与者等に対する負債に係る平均負債残高から同項に規定する政令で定めるところにより計算した特定債券現先取引等に係る平均負債残高を控除して計算した平均負債残高を当該内国法人に係る国外支配株主等の資本持分で除して計算した倍数とし、同項に規定する政令で定めるところにより計算した自己資本の額に係る倍数は、同項に規定する当該事業年度の総負債に係る平均負債残高から同項に規定する政令で定めるところにより計算した特定債券現先取引等に係る平均負債残高を控除して計算した平均負債残高を当該内国法人の自己資本の額で除して計算した倍数とする。例文帳に追加

(7) The multiple number applicable to the equity interest held by a foreign controlling shareholder, etc. which is calculated as specified by a Cabinet Order prescribed in Article 66-5(2) of the Act shall be the multiple number obtained by calculating the average balance of liabilities by deducting the average balance of liabilities pertaining to a specified bond transaction with a repurchase/resale agreement, etc. calculated as specified by a Cabinet Order prescribed in the said paragraph from the average balance of liabilities regarding the liabilities owed to a foreign controlling shareholder, etc. and a fund provider, etc. prescribed in the said paragraph and then dividing the calculated average balance of liabilities by the equity interest held by the foreign controlling shareholder, etc. related to the said domestic corporation; and the multiple number applicable to the amount of equity capital which is calculated as specified by a Cabinet Order prescribed in the said paragraph shall be the multiple number obtained by calculating the average balance of liabilities by deducting the average balance of liabilities pertaining to a specified bond transaction with a repurchase/resale agreement, etc. calculated as specified by a Cabinet Order prescribed in the said paragraph from the average balance of liabilities regarding the total liabilities for the relevant business year prescribed in the said paragraph and then dividing the calculated average balance of liabilities by the amount of equity capital of the said domestic corporation.  - 日本法令外国語訳データベースシステム

７　法第六十八条の八十九第二項に規定する政令で定めるところにより計算した国外支配株主等の資本持分に係る倍数は、同項に規定する国外支配株主等及び資金供与者等に対する負債に係る平均負債残高から同項に規定する政令で定めるところにより計算した特定債券現先取引等に係る平均負債残高を控除して計算した平均負債残高を当該連結法人に係る国外支配株主等の資本持分で除して計算した倍数とし、同項に規定する政令で定めるところにより計算した自己資本の額に係る倍数は、同項に規定する当該連結事業年度の総負債に係る平均負債残高から同項に規定する政令で定めるところにより計算した特定債券現先取引等に係る平均負債残高を控除して計算した平均負債残高を当該連結法人の自己資本の額で除して計算した倍数とする。例文帳に追加

(7) The multiple number applicable to the equity interest held by a foreign controlling shareholder, etc. which is calculated as specified by a Cabinet Order prescribed in Article 68-89(2) of the Act shall be the multiple number obtained by calculating the average balance of liabilities by deducting the average balance of liabilities pertaining to a specified bond transaction with a repurchase/resale agreement, etc. calculated as specified by a Cabinet Order prescribed in the said paragraph from the average balance of liabilities regarding the liabilities owed to a foreign controlling shareholder, etc. and a fund provider, etc. prescribed in the said paragraph and then dividing the calculated average balance of liabilities by the equity interest held by the foreign controlling shareholder, etc. related to the said consolidated corporation; and the multiple number applicable to the amount of equity capital which is calculated as specified by a Cabinet Order prescribed in the said paragraph shall be the multiple number obtained by calculating the average balance of liabilities by deducting the average balance of liabilities pertaining to a specified bond transaction with a repurchase/resale agreement, etc. calculated as specified by a Cabinet Order prescribed in the said paragraph from the average balance of liabilities regarding the total liabilities for the relevant consolidated business year prescribed in the said paragraph and then dividing the calculated average balance of liabilities by the amount of equity capital of the said consolidated corporation.  - 日本法令外国語訳データベースシステム

二　認定商品取引員が支配関係（他の法人の総株主等の議決権の百分の五十を超える議決権（社債、株式等の振替に関する法律第百四十七条第一項又は第百四十八条第一項（これらの規定を同法第二百二十八条第一項、第二百三十五条第一項、第二百三十九条第一項及び第二百七十六条（第二号に係る部分に限る。）において準用する場合を含む。）の規定により発行者に対抗することができない株式又は持分に係る議決権を含む。）を保有している関係その他その法人の事業活動を実質的に支配することが可能なものとして主務省令で定める関係をいう。次号において同じ。）を有する法人例文帳に追加

ii) A juridical person in which a Recognized Futures Commission Merchant has a Controlling Interest (which means a relationship of holding voting rights that exceed fifty percent of the voting rights of All Shareholders, etc. of the other juridical person [including the voting rights of the shares or equity interest which cannot be asserted against the issuer pursuant to the provisions of Article 147, paragraph (1) or Article 148, paragraph (1) of the Act on Transfer of Bonds, Shares, etc. (including the cases where these provisions are applied mutatis mutandis pursuant to Article 228, paragraph (1), Article 235, paragraph (1), Article 239, paragraph (1) and Article 276 [limited to the portion pertaining to item (ii)] of the same Act)], or a relationship specified by an ordinance of the competent ministry as that can substantially control business activities of said juridical person; the same shall apply in the following item  - 日本法令外国語訳データベースシステム

昨今の新興株式市場の信頼低下、取引量の低迷、株価の下落の大きな原因の一つは、上場ベンチャー企業による粉飾決算・虚偽記載や反社会的勢力との関係等にある。ベンチャー企業は、こうした点を踏まえ、ベンチャー企業にとっても重要な資金調達手段・信用評価手段である新興株式市場を健全な形で機能させるために、ベンチャー企業及び経営者自身のコンプライアンス意識を高め、投資家の視点に立ったディスクロージャーを徹底し、経営者を外部からチェックできる独立社外取締役を採用する等、経営管理体制を整備することが重要であることを、再度認識すべきである。例文帳に追加

The recent loss of confidence in emerging equity exchanges, and depressed trading volumes and prices have resulted mainly from window-dressing, misstatements and links to antisocial organizations by start-ups listed there. They should, keeping these lessons in mind, work to secure the sound functioning of emerging equity exchanges, which represent their most important tool for gaining capital and achieving credibility. For instance, start-ups and their management should develop their own awareness of compliance issues, disclose information of the company from the viewpoint of investors about anything at any time, and have independent directors appointed who should monitor management as outsiders. They should recognize that it is critical for them to develop adequate management control systems.  - 経済産業省

法第百四十四条第一項の主務省令で定める事項は、吸収合併存続商品取引所が会員商品 取引所である場合にあっては、次に掲げる事項とする。一 第五十六条の二各号に掲げる事項についての定め（当該定めがない場合にあっては、 当該定めがないこと）の相当性に関する事項 二吸収合併存続会員商品取引所についての次に掲げる事項 イ最終事業年度（会員商品取引所にあっては各事業年度に係る法第六十六条第一項 に規定する決算関係書類等につき法第六十八条の承認を受けた場合における当該 各事業年度のうち最も遅いものとし、株式会社商品取引所にあっては会社法第二 条第二十四号に規定する最終事業年度とする。以下同じ。）に係る財産目録、貸借 対照表及び当該貸借対照表とともに作成された損益計算書の内容 ロ最終事業年度の末日（最終事業年度がない場合にあっては、吸収合併存続会員商 品取引所の成立の日）後に重要な財産の処分、重大な債務の負担その他の当該吸 収合併存続会員商品取引所の財産の状況に重要な影響を与える事象が生じたとき は、その内容（法第百四十四条第四項の会員総会の日の十日前の日後吸収合併の 効力が生ずる日までの間に新たな最終事業年度が存することとなる場合にあって は、当該新たな最終事業年度の末日後に生じた事象の内容に限る。） 三吸収合併消滅会員商品取引所（法第七十七条第一項において準用する会社法第四百 七十五条（第一号及び第三号を除く。）の規定により清算をする会員商品取引所（以 下「清算会員商品取引所」という。）を除く。）において最終事業年度の末日（最終事 業年度がない場合にあっては、吸収合併消滅会員商品取引所の成立の日）後に重要な 財産の処分、重大な債務の負担その他の当該吸収合併消滅会員商品取引所の財産の状 況に重要な影響を与える事象が生じたときは、その内容（法第百四十四条第四項の会 員総会の日の十日前の日後吸収合併の効力が生ずる日までの間に新たな最終事業年度 が存することとなる場合にあっては、当該新たな最終事業年度の末日後に生じた事象 の内容に限る。）四吸収合併が効力を生ずる日以後における吸収合併存続会員商品取引所の債務（法第 百四十四条第五項において準用する法第百二十四条第一項の規定により吸収合併につ いて異議を述べることができる債権者に対して負担する債務に限る。）の履行の見込 みに関する事項 五法第百四十四条第四項の会員総会の日の十日前の日後、前各号に掲げる事項に変 更が生じたときは、変更後の当該事項例文帳に追加

The matters specified by an ordinance of the competent ministry set forth in Article 144, paragraph 1 of the Act shall be as follows, in the case where a Member Commodity Exchange Surviving an Absorption-Type Merger is a Member Commodity Exchange: (i) matters concerning the appropriateness of the provisions on matters listed in the respective items of Article 56-2 (in the case where there are no such provisions, the fact thereof); (ii) the following matters concerning the Member Commodity Exchange Surviving an Absorption-Type Merger: (a) an inventory of property and a balance sheet pertaining to the final business - 84 - year (for a Member Commodity Exchange, the final business year in the case where approval under Article 68 of the Act was received for Settlement Related Documents, etc. prescribed in Article 66, paragraph 1 of the Act pertaining to the respective business years, and for an Incorporated Commodity Exchange, the final business year prescribed in Article 2, item 24 of the Company Act; the same shall apply hereinafter), and the contents of a profit and loss statement prepared along with said balance sheet; (b) when there has occurred an event that has a significant influence on the status of the property of the Member Commodity Exchange Surviving an Absorption-Type Merger, such as the disposition of important property and the sharing of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Surviving an Absorption-Type Merger), the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144, paragraph 4 of the Act and the day when the Absorption-Type Merger came into effect, limited to the contents of an event which occurred after the last day of said new final business year); (iii) when there has occurred an event that has a significant influence on the status of the property of the Member Commodity Exchange Dissolved in an Absorption-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Dissolved in an Absorption-Type Merger) at said Member Commodity Exchange Dissolved in an Absorption-Type Merger - 85 - (excluding Member Commodity Exchanges which clear the account pursuant to the provisions of Article 475 (excluding item 1 and item 3) of the Company Act as applied mutatis mutandis pursuant to Article 77, paragraph 1 of the Act) (hereinafter such Member Commodity Exchange shall be referred to as a "Clearing Member Commodity Exchange"), the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144, paragraph 4 of the Act and the day when the Absorption-Type Merger came into effect, limited to the contents of an event which occurred after the last day of said new final business year); (iv) matters concerning estimates of the performance of liabilities (limited to liabilities to be borne for creditors who may state objections against the Absorption-Type Merger pursuant to the provisions of Article 124, paragraph 1 of the Act as applied mutatis mutandis pursuant to Article 144, paragraph 5 of the Act) of the Member Commodity Exchange Surviving an Absorption-Type Merger on and after the day when the Absorption-Type Merger came into effect; (v) when there have been changes to the matters listed in the preceding items after 10 days prior to a general meeting of members set forth in Article 144, paragraph 4 of the Act, said new matters.  - 経済産業省

第百四十六条　会社法第八百二十八条第一項（第七号及び第八号に係る部分に限る。）及び第二項（第七号及び第八号に係る部分に限る。）、第八百三十四条（第七号及び第八号に係る部分に限る。）、第八百三十五条第一項、第八百三十六条から第八百三十九条まで、第八百四十三条（第一項第三号及び第四号並びに第二項ただし書を除く。）、第八百四十六条並びに第九百三十七条第三項（第二号及び第三号に係る部分に限る。）及び第四項の規定は第百三十六条第一項の合併の無効の訴えについて、同法第八百六十八条第五項、第八百七十条（第十五号に係る部分に限る。）、第八百七十一条本文、第八百七十二条（第四号に係る部分に限る。）、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定はこの条において準用する同法第八百四十三条第四項の申立てについて、それぞれ準用する。この場合において、同法第八百二十八条第二項第七号中「株主等若しくは社員等」とあるのは「会員等（会員、理事長、理事、監事又は清算人をいう。以下この号において同じ。）」と、「株主等、社員等」とあるのは「会員等、株主等（株主、取締役又は清算人（監査役会設置会社にあっては株主、取締役、監査役又は清算人、委員会設置会社にあっては株主、取締役、執行役又は清算人）をいう。）」と、同項第八号中「株主等若しくは社員等」とあるのは「会員等（会員、理事長、理事、監事又は清算人をいう。以下この号において同じ。）若しくは株主等（株主、取締役又は清算人（監査役会設置会社にあっては株主、取締役、監査役又は清算人、委員会設置会社にあっては株主、取締役、執行役又は清算人）をいう。以下この号において同じ。）」と、「株主等、社員等」とあるのは「会員等、株主等」と、同法第九百三十七条第三項中「本店」とあるのは「本店（会員金融商品取引所にあっては、主たる事務所及び従たる事務所）」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。例文帳に追加

Article 146 The provisions of Article 828, paragraph (1) (limited to the parts pertaining to item (vii) and item (viii)) and paragraph (2) (limited to the parts pertaining to item (vii) and item (viii)), Article 834 (limited to the parts pertaining to item (vii) and item (viii)), Article 835(1), Articles 836 to 839 inclusive, Article 843 (excluding paragraph (1), item (iii) and item (iv) and the proviso to paragraph (2)), Article 846 and Article 937, paragraph (3) (limited to the parts pertaining to item (ii) and item (iii)) and paragraph (4) of the Companies Act shall apply mutatis mutandis to an action seeking invalidation of merger under Article 136(1); and the provisions of Article 868(5), Article 870 (limited to the parts pertaining to item (xv)), the main clause of Article 871, Article 872 (limited to the part pertaining to item (iv)), the main clause of Article 873, Article 875 and Article 876 of said Act shall apply mutatis mutandis to filing of the motion under Article 843(4) of said Act as applied mutatis mutandis pursuant to this Article. In this case, the term "Shareholders, etc. or Members, etc." in Article 828(2)(vii) of the Companies Act shall be deemed to be replaced with "Member, etc. (meaning members, presidents, directors, auditors or liquidators; hereinafter the same shall apply in this item); the term "Shareholders, etc., Members, etc." in said item shall be deemed to be replaced with "Member, etc., Shareholders, etc. (meaning shareholders, directors or liquidators (with regard to a company with auditors, meaning shareholders, directors, auditors or liquidators; and with regard to a company with Committees, meaning shareholders, directors, executive officers or liquidators)); the term "Shareholders, etc. or Members, etc." in Article 828(2)(viii) shall be deemed to be replaced with "Member, etc. (meaning members, presidents, directors, auditors or liquidators; hereinafter the same shall apply in this item) or Shareholders, etc. (meaning shareholders, directors or liquidators (with regard to a company with auditors, meaning shareholders, directors, auditors or liquidators; and with regard to a company with Committees, shareholders, directors, executive officers or liquidators; hereinafter the same shall apply in this item); and the term "Shareholders, etc., Members, etc." in said item shall be deemed to be replaced with "Member, etc., Shareholders, etc."; and the term "the head office" in Article 937(3) of said Act shall be deemed to be replaced with "the head office (with regard to a Membership-Type Financial Instruments Exchange, the principal office and secondary offices); and any other necessary technical replacement of terms shall be specified by a Cabinet Order.  - 日本法令外国語訳データベースシステム

第六十六条の四　法人が、昭和六十一年四月一日以後に開始する各事業年度において、当該法人に係る国外関連者（外国法人で、当該法人との間にいずれか一方の法人が他方の法人の発行済株式又は出資（当該他方の法人が有する自己の株式又は出資を除く。）の総数又は総額の百分の五十以上の数又は金額の株式又は出資を直接又は間接に保有する関係その他の政令で定める特殊の関係（次項及び第六項において「特殊の関係」という。）のあるものをいう。以下この条において同じ。）との間で資産の販売、資産の購入、役務の提供その他の取引を行つた場合に、当該取引（当該国外関連者が法人税法第百四十一条第一号から第三号までに掲げる外国法人のいずれに該当するかに応じ、当該国外関連者のこれらの号に掲げる国内源泉所得に係る取引のうち政令で定めるものを除く。以下この条において「国外関連取引」という。）につき、当該法人が当該国外関連者から支払を受ける対価の額が独立企業間価格に満たないとき、又は当該法人が当該国外関連者に支払う対価の額が独立企業間価格を超えるときは、当該法人の当該事業年度の所得及び解散（合併による解散を除く。以下この条において同じ。）による清算所得（清算所得に対する法人税を課される法人の清算中の事業年度の所得及び同法第百三条第一項第二号の規定により解散による清算所得とみなされる金額を含む。第七項において同じ。）に係る同法その他法人税に関する法令の規定の適用については、当該国外関連取引は、独立企業間価格で行われたものとみなす。例文帳に追加

Article 66-4 (1) Where a corporation has, in each business year beginning on or after April 1, 1986, conducted a transaction for the sale of assets, purchase of assets, provision of services or any other transaction with a foreign affiliated person related to the said corporation (meaning a foreign corporation that has a relationship with the said corporation whereby either corporation holds, directly or indirectly, shares or capital contributions that account for 50 percent or more of the total number or total amount of issued shares of or capital contributions to the other corporation (excluding the shares or capital contributions held by the other corporation) or any other special relationship specified by a Cabinet Order (referred to in the next paragraph and paragraph (6) as a "special relationship"); hereinafter the same shall apply in this Article), if the amount of the consideration received by the said corporation from the said foreign affiliated person with respect to the said transaction (excluding, depending on the category of foreign corporation listed in Article 141(i) to (iii) of the Corporation Tax Act corresponding to the said foreign affiliated person, a transaction from which the said foreign affiliated person earns the domestic source income listed in the relevant item, which is specified by a Cabinet Order; hereinafter referred to in this Article as a "foreign affiliated transaction") is below the arm's length price or if the amount of the consideration paid by the said corporation to the said foreign affiliated person with respect to the said transaction is over the arm's length price, with regard to the application of the provisions of the said Act and any other provisions concerning corporation tax on the said corporation's income for the said business year and its liquidation income due to dissolution (excluding dissolution as a result of a merger; hereinafter the same shall apply in this Article) (liquidation income shall include the income of a corporation that is liable for corporation tax on liquidation income for the business year when liquidation is in progress, and any amount that shall be deemed to be liquidation income due to dissolution pursuant to the provision of Article 103(1)(ii) of the said Act; the same shall apply in paragraph (7)), the said foreign affiliated transaction shall be deemed to have been conducted at the arm's length price.  - 日本法令外国語訳データベースシステム

二　外国為替及び外国貿易管理法第二十二条第一項第四号（居住者による対外直接投資に係る届出）の規定による届出（当該届出につき、同法第二十三条第二項（資本取引に係る内容の審査及び変更勧告等）の規定による大蔵大臣の勧告を受けることなく同条第一項の規定により当該届出に係る当該株式等の取得を行ってはならない期間を経過している場合又は当該勧告を受け同条第四項の規定により当該勧告を応諾する旨の通知がされている場合に限る。）例文帳に追加

(ii) Notification under Article 22, paragraph (1), item (iv) (Notification Pertaining to External Direct Investment by Resident) of the Foreign Exchange and Foreign Trade Act (limited to the cases where, for the relevant notification, the period during which the acquisition of the Shares, etc. pertaining to the notification is prohibited pursuant to the provision of Article 23, paragraph (1) of that Act without the recommendation of the Minister of Finance under Article 23, paragraph (2) (Examination of Content and Recommendation of Modification Pertaining to Capital Transaction, etc.) of that Act has lapsed, or the notification of the acceptance of the recommendation has been made pursuant to the provision of Article 23, paragraph (4) of that Act).  - 日本法令外国語訳データベースシステム

ロ　最終事業年度の末日（最終事業年度がない場合にあっては、吸収合併存続株式会社商品取引所の成立の日。ハにおいて同じ。）後の日を臨時決算日（会社法第四百四十一条第一項に規定する臨時決算日をいう。以下同じ。）（二以上の臨時決算日がある場合にあっては、最も遅いもの）とする臨時計算書類等（会社法施行規則第二条第三項第十三号の臨時計算書類等をいう。以下同じ。）があるときは、当該臨時計算書類等の内容例文帳に追加

(b) when there are Temporary Financial Statements, etc. (which means Temporary Financial Statements, etc. set forth in Article 2, paragraph (3), item (xiii) of the Ordinance for Enforcement of the Companies Act; the same shall apply hereinafter) as deeming a day after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Surviving an Absorption-Type Merger; the same shall apply in (c)) as an Temporary Account Closing Day (which means an extraordinary closing day prescribed in Article 441, paragraph (1) of the Companies Act; the same shall apply hereinafter) (in the case where there are two or more Temporary Account Closing Days, the last one), the contents of said Temporary Financial Statements, etc.;  - 日本法令外国語訳データベースシステム

ハ　最終事業年度の末日後に重要な財産の処分、重大な債務の負担その他の当該吸収合併存続株式会社商品取引所の財産の状況に重要な影響を与える事象が生じたときは、その内容（法第百四十四条第四項の会員総会の日の十日前の日後吸収合併の効力が生ずる日までの間に新たな最終事業年度が存することとなる場合にあっては、当該新たな最終事業年度の末日後に生じた事象の内容に限る。）例文帳に追加

(c) when there has occurred an event that has a significant influence on the status of the property of the Member Commodity Exchange Surviving an Absorption-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year, the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144, paragraph (4) of the Act and the day when the Absorption-Type Merger came into effect, limited to the contents of an event which occurred after the last day of said new final business year);  - 日本法令外国語訳データベースシステム

ロ　新設合併消滅株式会社商品取引所　法第百四十四条の十五第一項及び第二項（会社法第八百六条第五項から第七項までを準用する部分に限る。）、法第百四十四条の十六第一項及び第二項（会社法第八百八条第五項から第七項までを準用する部分に限る。）並びに法第百四十四条の十七において準用する法第百四十四条の十第一項から第五項までの規定例文帳に追加

(b) an Incorporated Commodity Exchange Dissolved in a Consolidation-Type Merger: the provisions of Article 144-15, paragraph (1) and paragraph (2) of the Act (limited to the part where Article 806, paragraphs (5) to (7) inclusive of the Companies Act are applied mutatis mutandis), Article 144-16, paragraph (1) and paragraph (2) of the Act (limited to the part where Article 808, paragraphs (5) to (7) inclusive of the Companies Act are applied mutatis mutandis), and Article 144-10, paragraphs (1) to (5) inclusive of the Act as applied mutatis mutandis pursuant to Article 144-17 of the Act;  - 日本法令外国語訳データベースシステム

第十七条の二　第十条第一項、第十一条第一項、第十五条第一項、第十五条の二第一項、第十六条第一項又は前条の規定に違反する行為があるときは、公正取引委員会は、第八章第二節に規定する手続に従い、事業者に対し、株式の全部又は一部の処分、営業の一部の譲渡その他これらの規定に違反する行為を排除するために必要な措置を命ずることができる。例文帳に追加

Article 17-2 (1) Where there exists any act in violation of the provisions of paragraph 1 of Article 10, paragraph 1 of Article 11, paragraph 1 of Article 15, paragraph 1 of Article 15-2, paragraph 1 of Article 16, or the preceding Article, the Fair Trade Commission may, pursuant to the procedures prescribed in Section II of Chapter VIII, order the entrepreneur concerned to dispose of all or some of its stocks, to transfer a part of its business, or to take any other measures necessary to eliminate such acts in violation of the said provisions.  - 日本法令外国語訳データベースシステム

４　第一項の規定にかかわらず、同項に規定する金融商品取引業者、銀行その他の内閣府令で定める者は、その株券等保有割合が百分の五を超えることとなつた日から政令で定める期間内に重要提案行為等を行うときは、その五日前までに、内閣府令で定めるところにより、同項の大量保有報告書を内閣総理大臣に提出しなければならない。例文帳に追加

(4) Notwithstanding the provision of paragraph (1), when a Financial Instruments Business Operator, bank or any other person specified by a Cabinet Office Ordinance which is set forth in the same paragraph intends to conduct an Act of Making Important Suggestion, etc. within a period specified by a Cabinet Order from the date when the Holding Ratio of Share Certificates, etc. have exceeded 5%, such person shall submit to the Prime Minister a Report of Possession of Large Volume prescribed in the same paragraph by five days prior to the date of such Act of Making Important Suggestions, etc., pursuant to the provisions of a Cabinet Office Ordinance.  - 日本法令外国語訳データベースシステム

５　第二項の規定にかかわらず、第一項に規定する金融商品取引業者、銀行その他の内閣府令で定める者は、同項の大量保有報告書又は第二項の変更報告書を提出した後に株券等保有割合が百分の一以上増加した場合であつて、当該増加した日から政令で定める期間内に重要提案行為等を行うときは、その五日前までに、内閣府令で定めるところにより、同項の変更報告書を内閣総理大臣に提出しなければならない。例文帳に追加

(5) Notwithstanding the provision of paragraph (2), when the Holding Ratio of Share Certificates, etc. of a Financial Instruments Business Operator, bank or any other person specified by a Cabinet Office Ordinance which is set forth in paragraph (1) has increased by 1% or more after the submission of the Report of Possession of Large Volume under the same paragraph or the Change Report under paragraph (2), and when any of said persons intends to conduct an Act of Making Important Suggestions, etc. within the period specified by a Cabinet Order from the date of said increase, such person shall submit to the Prime Minister a Change Report under the same paragraph by five days prior to the date of such Act of Making Important Suggestions, etc., pursuant to the provisions of a Cabinet Office Ordinance.  - 日本法令外国語訳データベースシステム

第六十七条の二十　認可協会は、内閣府令で定めるところにより、その開設する店頭売買有価証券市場における店頭売買有価証券の売買、取扱有価証券の売買及び上場株券等の取引所金融商品市場外での売買に関する銘柄別の毎日の売買高、最高、最低及び最終の価格その他の事項を内閣総理大臣に報告しなければならない。例文帳に追加

Article 67-20 An Authorized Association shall, pursuant to the provisions of a Cabinet Office Ordinance, report to the Prime Minister the daily trading volume, and highest price, lowest price, closing price and any other matters for each day and for each issue in relation to sales and purchase of Over-the-Counter Traded Securities on the Over-the-Counter Securities Market established by said Authorized Association, sales and purchase of the Tradable Securities, and sales and purchase of the Listed Share Certificates, etc. conducted outside of a Financial Instruments Exchange Market.  - 日本法令外国語訳データベースシステム

第七十八条の四　公益協会は、前条の規定による報告に基づき、上場株券等の取引所金融商品市場外での売買（会員が自己の計算において行うもの並びに会員が媒介、取次ぎ及び代理を行うものに限る。次条において同じ。）について、内閣府令で定めるところにより、銘柄別に毎日の売買高、最高、最低及び最終の価格その他の事項をその会員に通知し、公表しなければならない。例文帳に追加

Article 78-4 Based on reports received under the provision of the preceding Article, a Public Interest-Type Association shall notify to its member, and also make public, the trading volume, highest price, lowest price, closing price and other matters concerning sales and purchase of Listed Share Certificates, etc. conducted outside of Financial Instruments Exchange Markets (limited to those conducted by its member on their own account, or those for which its member provides intermediary, brokerage or agency service; the same shall apply in the following Article) for each day and for each issue of the Listed Share Certificates, etc., pursuant to the provisions of a Cabinet Office Ordinance.  - 日本法令外国語訳データベースシステム

４　第二項の場合において、特定保有者は、特定保有者となつた日から三月以内に、株式会社金融商品取引所の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。ただし、当該特定保有者が第百六条の三第一項に規定する地方公共団体等である場合であつて、当該地方公共団体等が同項の規定により内閣総理大臣の認可を受けたときは、この限りでない。例文帳に追加

(4) In the case prescribed in paragraph (2), a Specified Holder shall take necessary measures to become a holder of the Subject Voting Rights of a Stock Company-Type Financial Instruments Exchange less than the Holding Ratio Threshold within three months from the day when said person has become a Specified Holder; provided, however, that this shall not apply to the cases where said Specified Holder is the Local Government, etc. prescribed in Article 106-3(1) and said Local Government, etc. has obtained an authorization of the Prime Minister under the provisions of that paragraph.  - 日本法令外国語訳データベースシステム

第百五条の十　自主規制委員は、特定株式会社金融商品取引所の執行役又は取締役が自主規制業務に関し自主規制委員会の決定に違反する行為をし、又はその行為をするおそれがある場合において、当該行為によつて自主規制業務の適正な運営に著しい支障をきたすおそれがあるときは、当該執行役又は取締役に対し、当該行為をやめることを請求することができる。例文帳に追加

Article 105-10 (1) In cases where an executive officer or a director of a Specified Stock Company-Type Financial Instruments Exchange engages in, or is likely to engage in, any act in violation of a decision of a Self-Regulating Committee with regard to Self-Regulation Related Services, and if such acts are likely to cause substantial detriment to appropriate operation of the Self-Regulation Related Services, the member of the Self-Regulating Committee may demand such executive officer or director to cease such act.  - 日本法令外国語訳データベースシステム

４　第二項の場合において、特定保有者は、特定保有者となつた日から三月以内に、金融商品取引所持株会社の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。ただし、当該特定保有者が地方公共団体等である場合であつて、当該地方公共団体等が第百六条の十七第一項の規定により内閣総理大臣の認可を受けたときは、この限りでない。例文帳に追加

(4) In the case prescribed in paragraph (2), a Specified Holder shall take necessary measures to become a holder of the Subject Voting Rights of a Financial Instruments Exchange Holding Company less than the Holding Ratio Threshold, within three months from the day when said person has become a Specified Holder; provided, however, that this shall not apply to the cases where said Specified Holder is the Local Government, etc. and said Local Government, etc. has obtained an authorization of the Prime Minister under the provisions of Article 106-17(1).  - 日本法令外国語訳データベースシステム

３　前項の規定にかかわらず、吸収合併存続株式会社金融商品取引所が同項の規定による公告を、官報のほか、会社法第九百三十九条第一項の規定による定款の定めに従い、同項第二号に掲げる公告方法（同法第二条第三十三号に規定する公告方法をいう。）又は電子公告によりするときは、前項の規定による各別の催告は、することを要しない。例文帳に追加

(3) Notwithstanding the provisions of the preceding paragraph, when a Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger gives the public notice prescribed in said paragraph not only in the Official Gazette but also by the Methods of Public Notice set forth in Article 939(1)(ii) of the Companies Act (meaning the Methods of Public Notice under Article 2(xxxiii) of said Act) or by means of Electronic Public Notice, in accordance with the provisions of the articles of incorporation prescribed in Article 939(1) of said Act, the Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger shall not be required to give the individual notice prescribed in the preceding paragraph.  - 日本法令外国語訳データベースシステム

５　債権者が第二項第四号の期間内に異議を述べたときは、吸収合併存続株式会社金融商品取引所は、当該債権者に対し、弁済し、若しくは相当の担保を提供し、又は当該債権者に弁済を受けさせることを目的として信託会社等に相当の財産を信託しなければならない。ただし、当該吸収合併をしても当該債権者を害するおそれがないときは、この限りでない。例文帳に追加

(5) When a creditor makes an objection within the period set forth in paragraph (2), item (iv), a Stock Company-Type Financial Instruments Exchange Surviving an Absorption-Type Merger shall make payment or provide reasonable security to said creditor, or deposit reasonable property to a Trust Company, etc. for the purpose of making such creditors receive the payment; provided, however, that this shall not apply to cases where said Absorption-Type Merger is not likely to harm said creditor.  - 日本法令外国語訳データベースシステム

第百六十三条　第二条第一項第五号、第七号又は第九号に掲げる有価証券（政令で定めるものを除く。）で金融商品取引所に上場されているもの、店頭売買有価証券又は取扱有価証券に該当するものその他の政令で定める有価証券の発行者（以下この条から第百六十六条までにおいて「上場会社等」という。）の役員及び主要株主（自己又は他人（仮設人を含む。）の名義をもつて総株主等の議決権の百分の十以上の議決権（取得又は保有の態様その他の事情を勘案して内閣府令で定めるものを除く。）を保有している株主をいう。以下この条から第百六十六条までにおいて同じ。）は、自己の計算において当該上場会社等の同項第五号、第七号若しくは第九号に掲げる有価証券（政令で定めるものを除く。）その他の政令で定める有価証券（以下この条から第百六十六条までにおいて「特定有価証券」という。）又は当該上場会社等の特定有価証券に係るオプションを表示する同項第十九号に掲げる有価証券その他の政令で定める有価証券（以下この項において「関連有価証券」という。）に係る買付け等（特定有価証券又は関連有価証券（以下この条から第百六十六条までにおいて「特定有価証券等」という。）の買付けその他の取引で政令で定めるものをいう。以下この条、次条及び第百六十五条の二において同じ。）又は売付け等（特定有価証券等の売付けその他の取引で政令で定めるものをいう。以下この条から第百六十五条の二までにおいて同じ。）をした場合（当該役員又は主要株主が委託者又は受益者である信託の受託者が当該上場会社等の特定有価証券等に係る買付け等又は売付け等をする場合であつて内閣府令で定める場合を含む。以下この条及び次条において同じ。）には、内閣府令で定めるところにより、その売買その他の取引（以下この項、次条及び第百六十五条の二において「売買等」という。）に関する報告書を売買等があつた日の属する月の翌月十五日までに、内閣総理大臣に提出しなければならない。ただし、買付け等又は売付け等の態様その他の事情を勘案して内閣府令で定める場合は、この限りでない。例文帳に追加

Article 163 (1) When an Officer or a Major Shareholder (meaning a shareholder who holds voting rights (excluding those specified by a Cabinet Office Ordinance in consideration of the manner of acquisition or holding thereof or other circumstances) exceeding 10 percent of the Voting Rights Held by All the Shareholders, etc. in the name of him/herself or another person (or under a fictitious name); hereinafter the same shall apply in this Article to Article 166) of the Issuer of Securities specified in Article 2(1)(v), (vii) or (ix) which are listed in a Financial Instruments Exchange or falling under the category of Over-the-Counter Traded Securities or Securities Handled (except those specified by a Cabinet Order) or of Securities designated by a Cabinet Order (hereinafter the Issuer is referred to as a "Listed Company, etc." in this Article to Article 166) makes Purchase, etc. of Securities issued by the Listed Company, etc. which fall under any of the categories of Securities specified in Article 2(1)(v), (vii) or (ix) (excluding those specified by a Cabinet Order) or other Securities specified by a Cabinet Order (hereinafter such Securities are referred to as "Specified Securities" in this Article to Article 166) or Securities specified in Article 2(1)(xix) which indicate Options pertaining to Specified Securities of the Listed Company, etc. or other Securities specified by a Cabinet Order (hereinafter such Securities are referred to as "Related Securities" in this paragraph) (the term "Purchase, etc." means purchase of Specified Securities and Related Securities (hereinafter these Securities are collectively referred to as "Specified Securities, etc." in this Article to Article 166) and other transaction specified by a Cabinet Order; hereinafter the same shall apply in this Article, the following Article and Article 165-2) or makes Sales, etc. thereof (meaning sales of Specified Securities, etc. and other transaction specified by a Cabinet Order; hereinafter the same shall apply in this Article to Article 165-2), for his/her own account (including the cases where the trustee of a trust of which said Officer or said Major Shareholder is the settlor or beneficiary makes Purchase, etc. or Sales, etc. of Specified Securities, etc. of the Listed Company, etc. as specified by a Cabinet Office Ordinance; hereinafter the same shall apply in this Article and the following Article), said Officer or said Major Shareholder shall submit, pursuant to the provisions of a Cabinet Office Ordinance, a report on such sales or purchase or other transaction (hereinafter referred to as "Sales and Purchase, etc." in this paragraph, the following Article or Article 165-2) to the Prime Minister on or before the 15th day of the month following the month which includes the day of such Sales and Purchase, etc.; provided, however, that this shall not apply to the cases so specified by a Cabinet Office Ordinance in consideration of the manner of the Purchase, etc. or Sales, etc. or other circumstances.  - 日本法令外国語訳データベースシステム

十一　第百一条の九の規定により発行する株式を引き受ける者の募集（私募を含む。以下この号において同じ。）をするに当たり、重要な事項について虚偽の記載のある目論見書、当該募集の広告その他の当該募集に関する文書を行使した会員金融商品取引所の役員（仮理事及び仮監事を含む。次号において同じ。）又は事業に関するある種類若しくは特定の事項の委任を受けた使用人例文帳に追加

(xi) an Officer of a Membership-Type Financial Instruments Exchange (including a provisional director and provisional auditor; the same shall apply in the following item) or an employee of a Membership-Type Financial Instruments Exchange that received delegation for certain kinds or specified items concerning the business who has uttered Prospectus containing misstatement on important matters or advertisement and other documents concerning said recruitment, in soliciting persons to subscribe for shares to be issued under the provisions of Article 101-9 (including private placement; hereinafter the same shall apply in this item);  - 日本法令外国語訳データベースシステム

二　子会社（私的独占の禁止及び公正取引の確保に関する法律第二条第十項に規定する子会社をいい、同法第九条第四項において子会社とみなされるものを含む。以下この号において同じ。）の株式の取得価額（最終の貸借対照表において別に付した価額があるときは、その価額）の合計額の当該会社の総資産の額から子会社に対する貸付額の合計額を差し引いたものに対する割合が百分の五十を超える会社例文帳に追加

(ii) The company which the ratio of total sum of acquisition value (or other value if it is so listed in the latest balance sheet) in order to obtain its subsidiary company's (meaning subsidiary companies prescribed in Article 2 paragraph (10) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade and including those that shall be deemed to be subsidiary companies under Article 9 paragraph (4) of said Act; hereinafter the same shall apply in this item) share to the remaining value which total sum of said company's loan to said subsidiary company is deducted from value of total asset of said company is more than fifty to one hundred.  - 日本法令外国語訳データベースシステム

第三条　法第十一条第一項ただし書の規定により国内の会社の議決権をその総株主の議決権の百分の五（保険業を営む会社にあつては、百分の十。次条において同じ。）を超えて有することとなる場合における議決権の取得又は保有についての認可を受けようとする者は、様式第六号による申請書正副二通を公正取引委員会に提出しなければならない。例文帳に追加

Article 3 (1) A person who seeks approval for the acquisition or the holding of voting rights of a company in Japan that results in holding in excess of five percent (or ten percent in the case of a company engaged in insurance business; the same shall apply in the following article) of the voting rights of all shareholders pursuant to the provision in the proviso of paragraph 1, Article 11 of the Act shall submit to the Fair Trade Commission two sets of a written application, specifically the original and a duplicate, using Form No. 6.  - 日本法令外国語訳データベースシステム

二　外国為替及び外国貿易管理法第二十二条第一項第四号（居住者による対外直接投資に係る届出）の規定による届出（当該届出につき、同法第二十三条第二項（資本取引に係る内容の審査及び変更勧告等）の規定による大蔵大臣の勧告を受けることなく同条第一項の規定により当該届出に係る当該株式若しくは持分の取得を行つてはならない期間を経過している場合又は当該勧告を受け同条第四項の規定により当該勧告を応諾する旨の通知がされている場合に限る。）例文帳に追加

ii) Notification made under the provision of Article 22(1)(iv)(Notification of Outward Direct Investment by Resident) of the Foreign Exchange and Foreign Trade Act (limited to the case where the period during which the acquisition of the shares or the equity pertaining to the notification is prohibited under the provision of Article 23(1) of that Act has already expired without receiving a recommendation from the Minister of Finance provided in Article 23(2) of that Act (Examination on Contents of Capital Transactions and Recommendation to Change Thereof) or the case where said recommendation has been given with regard to the notification and the Bank has notified its acceptance of the recommendation under the provision of Article 23(4) of that Act  - 日本法令外国語訳データベースシステム

投資信託法における現物拠出型ＥＴＦは、現在、その対象が株式に限定されているが、海外の取引所において多様な現物拠出型のＥＴＦが上場されている状況等を踏まえ、平成２０年上半期を目途に投資信託法関係政府令等を改正し、投資者保護上問題のない上場有価証券等について、現物拠出型のＥＴＦの投資対象として認めるための方策を講じる。例文帳に追加

The target of ETFs with contribution in kind under the Investment Trust Act is currently limited to stocks. In view of the fact that various types of ETFs with contribution in kind are listed in overseas exchanges, government regulations related to the Investment Trust Act will be revised within the first half of 2008 and measures will be taken to permit listed securities other than stocks that pose no problem from the standpoint of investor protection as investment targets of ETFs with contribution in kind.  - 金融庁

このため、仮に、今後も子会社の上場が認められていくのであれば、取引所においては、子会社の上場に当たって、親会社や兄弟会社などの出身でない、少数株主の利益を十分に配慮することのできる社外取締役及び監査役の選任を求めるなど、利益相反関係が適切に管理され、親会社による権限濫用が適切に防止されるような実効性あるルールの整備が検討されるべきである。例文帳に追加

For this reason, if the subsidiary listings continue to take place in the future, the stock exchanges should consider introducing rules to ensure that the conflicts of interest are properly managed and that the parent company does not abuse its power, through such measures as requiring the appointment of outside directors and auditors who are not from the parent or sister companies and who can give sufficient consideration to the interests of minority shareholders.  - 金融庁

一方で、我が国の法制は、現に、会社に関する私法的な権利義務関係を規律する民事法である会社法と市場ルールの観点から市場の参加者等を規律する金融商品取引法との適切な組み合わせの中で、株主・投資者の保護を図ってきたところであり、こうした構想に基づいて、現在直ちに、例えば、「公開会社法」といった法律を整備するということについては、なお克服すべき課題があるとの指摘があろう。例文帳に追加

On the other hand, protection of shareholders and investors in this country has been afforded by an appropriate combination of the CA, which is a civil law governing the private law aspects of the rights and obligations associated with a company, and the FIEA, which regulates market participants from the perspective of market rules.Therefore, before a new law such as "the public company law" is to be legislated based on the above plan, there will be a number of issues to be overcome, given the existing legal framework.  - 金融庁

これは自社株取得にかかわるインサイダー規制、これは実質かなり厳しいというか抑制的になっておりまして、もちろんインサイダー取引はいけないんですけれども、現実厳しくなっておりますので、上場会社の役職員に対してインサイダー規制について、インサイダー規制は駄目なんですけれども、過剰な内容にならないような規則にしてもらいたいという趣旨のＱ＆Ａを作って、東証を通じて上場会社の方にお伝えをいただきたいということを金曜日に行いました。例文帳に追加

The regulation on insider trading related to own stock repurchases is very strict and restrictive. Of course, insider trading by executives and employees of listed companies should not be tolerated, yet as the regulation is very strict, we made a FAQ in order to prevent excessive regulation and asked the TSE on Friday to convey it to listed companies.  - 金融庁

先ほどの空売り規制の件なのですが、これは先ほどおっしゃたように、証券会社の実務の円滑化についても十分留意する必要があると、これは規制のあり方について大幅な軌道修正も避けられないとのお考えなのか、その辺の、東証の社長のご発言をどのように踏まえていくのかということをお伺いしたいのと、もう一つ、そもそも今回の空売り規制の強化の意義なのですが、株券の手当てをせずに実際に取引をしているのは、全体のボリュームの中でどの程度の割合を占めているかということをちょっとお伺いしたいのですが。例文帳に追加

Regarding the restriction on short selling, you said earlier that it is necessary to pay due consideration to the need to facilitate the practical work procedures of securities companies. Do you mean that it will be inevitable to substantially revise the way of enforcing the restriction? What action do you intend to take in light of the TSE president’s comments? I have one more question, which concerns the significance of the latest restriction on short selling. What is the proportion of stocks sold short without prior borrowing in the overall transaction volume?  - 金融庁

それで、もともと銀行経営、あるいは金融機関経営においては、経営者の皆さんにおかれては、規制当局、監督当局と向き合うだけではなくて、もともと、むしろより多くの他のステイクホルダー（利害関係者）がいるわけで、それは株主であり、債権者であり、取引先であり、あるいは従業員であり、地域でありということだろうと思いますけれども、そういった多様なステイクホルダーとの関係を良好に保っていく中できちんとした説明責任を果たしていく、こういった多くのステイクホルダーと向き合っていらっしゃるのだろうと思います例文帳に追加

In managing banks and other financial institutions, managers have to maintain relationships not only with regulatory and supervisory authorities but also with a broader range of stakeholders, such as shareholders, creditors, business clients, employees and local communities. They are properly fulfilling their duties of accountability while maintaining good relations with this diverse range of stakeholders, as I understand it  - 金融庁

今年度から始まる金融商品取引法に基づく内部統制報告制度については、米国のサーベインズ・オクスリー法に基づく内部統制報告制度導入後に適用企業の対応コスト増加や中小企業への適用延期等が生じていることから、我が国においても、制度施行後の動向、就中新興株式市場上場企業に対する適用状況を十分注視していく必要がある。例文帳に追加

In Japan an internal control reporting system comes into operation this year according to the Financial Products Trading Act. In the United States, the introduction of a similar system under the Sarbanes-Oxley Act led to increased costs companies subject to the law must bear to cope with the new system and which has postponed application of the Act to SMEs. We should carefully observe how things go after the reporting system comes to effect, especially how it is enforced in terms of companies listed on emerging equity exchanges.  - 経済産業省

２ 前項の認可申請書には、次に掲げる書類を添付しなければならない。一変更の理由を記載した書面 二新旧条文の対照表 三定款の変更認可申請書にあっては、株主総会（法第百七十三条第一項の規定に基 づく承認を受けた会員商品取引所にあっては、会員総会）の議事録その他必要な手 続があったことを証する書面 四業務方法書の変更認可申請書にあっては、定款その他の規則で定める変更の手続を 完了したことを証する書面例文帳に追加

(2) The written application for approval set forth in the preceding paragraph shall have the following documents attached: (i) a document recording the reasons for the amendment; (ii) a comparative table of the prior and amended article provisions; (iii) in the case of a written application for approval to amend the articles of incorporation, the minutes of a general meeting of shareholders (in the case of a Member Commodity Exchange which is approved based on the provisions of Article 173, paragraph 1 of the Act, a general meeting of Members) or another - 153 - document certifying that the necessary procedures for approval have been followed; (iv) in the case of a written application for approval to change business rules, a document certifying that the procedures for change specified in the articles of incorporation and other rules are completed.  - 経済産業省

ロ最終事業年度の末日（最終事業年度がない場合にあっては、吸収合併存続株式会 社商品取引所の成立の日。ハにおいて同じ。）後の日を臨時決算日（会社法第四百 四十一条第一項に規定する臨時決算日をいう。以下同じ。）（二以上の臨時決算日 がある場合にあっては、最も遅いもの）とする臨時計算書類等（会社法施行規則 第二条第三項第十三号の臨時計算書類等をいう。以下同じ。）があるときは、当該 臨時計算書類等の内容例文帳に追加

(b) when there are extraordinary accounting documents, etc. (which means extraordinary accounting documents, etc. set forth in Article 2, paragraph 3, item 13 of the Ordinance for Enforcement of the Company Act; the same shall apply hereinafter) as deeming a day after the last day of the final business year (in the case where the final business year does not exist, the day of the establishment of said Member Commodity Exchange Surviving an Absorption-Type Merger; the same shall apply in (c)) as an extraordinary closing day (which means an extraordinary closing day prescribed in Article 441, paragraph 1 of the Company Act; the same shall apply hereinafter) (in the case where there are two or more extraordinary closing days, the last one), the contents of said extraordinary accounting documents, etc.;  - 経済産業省

ハ最終事業年度の末日後に重要な財産の処分、重大な債務の負担その他の当該吸収 合併存続株式会社商品取引所の財産の状況に重要な影響を与える事象が生じたと きは、その内容（法第百四十四条第四項の会員総会の日の十日前の日後吸収合併 の効力が生ずる日までの間に新たな最終事業年度が存することとなる場合にあっ - 87 - ては、当該新たな最終事業年度の末日後に生じた事象の内容に限る。）例文帳に追加

(c) when there has occurred an event that has a significant influence on the status of the property of the Member Commodity Exchange Surviving an Absorption-Type Merger, such as the disposition of important property and the share of significant liabilities after the last day of the final business year, the contents thereof (in the case where a new final business year emerges during the period between 10 days prior to a general meeting of members set forth in Article 144, paragraph 4 of the Act and the day when the Absorption-Type Merger came into effect, limited to the contents of an event which occurred after the last day of said new final business year);  - 経済産業省

ロ新設合併消滅株式会社商品取引所法第百四十四条の十五第一項及び第二項（会 社法第八百六条第五項から第七項までを準用する部分に限る。）、法第百四十四条 の十六第一項及び第二項（会社法第八百八条第五項から第七項までを準用する部 分に限る。）並びに法第百四十四条の十七において準用する法第百四十四条の十第 一項から第五項までの規定例文帳に追加

(b) an Incorporated Commodity Exchange Dissolved in an Incorporation-Type Merger: the provisions of Article 144-15, paragraph 1 and paragraph 2 of the Act (limited to the part where Article 806, paragraphs 5 to 7 inclusive of the Company Act are applied mutatis mutandis), Article 144-16, paragraph 1 and paragraph 2 of the Act (limited to the part where Article 808, paragraphs 5 to 7 inclusive of the Company Act are applied mutatis mutandis), and Article 144-10, paragraphs 1 to 5 inclusive of the Act as applied mutatis mutandis pursuant to Article 144-17 of the Act;  - 経済産業省

東アジア各国は、アジア通貨・金融危機における急激な資本流出と金融為替市場の混乱を踏まえ、国内外の資金移動を制限しつつ、為替相場の安定化・金融政策の自立化を模索している状況であり、課題としては株式・債権市場の流動性が限定的であること、保険マーケットが未発達であること、倒産隔離・真性譲渡等の証券化に係る法制が未整備であること、統一的な信用情報の不足等の問題から取引先の信用力を把握することが困難であるため企業間信用が限定的であること等が指摘されている。例文帳に追加

In view of the sudden outflow of capital and turmoil in financial exchange markets caused by the Asian currency and financial crisis, the East Asian countries are working to stabilize their exchange markets and establish independent financial policies while restricting the movement of funds in and out of the region. Issues include the lack of liquidity in stock and credit markets, the undeveloped insurance market, the absence of a legal system dealing with securitization matters such as bankruptcy remote50 and perfection51, and the difficulty of ascertaining the credit capability of business partners due to a lack of uniform credit information, which limits the provision of credit between companies. - 経済産業省

第三十九条　法第百一条第三項又は法第百三条第五項（法第百七十九条第六項において準用する場合を含む。）の有価証券及び倉荷証券の充用価格は、国債証券については時価の九割五分以下において、地方債証券、特別の法律により法人の発行する債券又は日本銀行の発行する出資証券については時価の八割五分以下において、株券、社債券又は受益証券については時価の七割以下において、倉荷証券については当該倉荷証券によって保管を証せられている上場商品の時価の七割以下において商品取引所（法第百七十九条第六項において法第百三条第五項を準用する場合には商品取引清算機関）が定める最高限度額を超えてはならない。例文帳に追加

Article 39 (1) The allocation price of the Securities and warehouse receipt under Article 101, paragraph (3) or Article 103, paragraph (5) of the Act (including the case where it is applied mutatis mutandis pursuant to Article 179, paragraph (6) of the Act) shall not exceed the maximum limit specified by a Commodity Exchange (in the case where Article 103, paragraph (5) of the Act is applied mutatis mutandis pursuant to Article 179, paragraph (6) of the Act, a Commodity Clearing Organization) within the limit of 95 percent of the current market price with regard to national government bond certificates, 85 percent of the current market price with regard to local government bond certificates, bond certificates issued by a juridical person pursuant to special Acts, or fund certificates issued by the Bank of Japan, 70 percent of the current market price with regard to shares, corporate bond certificates, or beneficiary certificates, and 70 percent of the current market price of the Listed Commodities whose retention is proved by warehouse receipts with regard to warehouse receipts.  - 日本法令外国語訳データベースシステム

第六十条の八　会員商品取引所と株式会社商品取引所とが吸収合併をする場合における会社計算規則第二編第二章第二節第一款及び第二款並びに第三章第四節第一款の規定の適用については、同規則第五十九条中「吸収合併の直前の資本金、資本剰余金及び利益剰余金」とあるのは「吸収合併の直前の出資金、加入金、資本剰余金、法定準備金及び利益剰余金」と、「資本金の額」とあるのは「出資金の額」と、「資本準備金の額」とあるのは「加入金の額」と、「その他資本剰余金の額」とあるのは「資本剰余金の額」と、「利益準備金の額」とあるのは「法定準備金の額」と、「その他利益剰余金の額」とあるのは「利益剰余金の額」とする。例文帳に追加

Article 60-8 With regard to the application of the provisions of Part II, Chapter II, Section 2, Subsection 1 and Subsection 2; and Chapter III, Section 4, Subsection 1 of the Ordinance on Accounting of Companies in the case of an Absorption-Type Merger of a Member Commodity Exchange and an Incorporated Commodity Exchange, the phrase, "stated capital, capital surplus, and accumulated profit immediately prior to an Absorption-Type Merger" in Article 59 of the same Ordinance shall be deemed to be replaced with, "contributions, membership fees, capital surplus, statutory capital, and accumulated profit immediately prior to an Absorption-Type Merger"; the phrase, "amount of stated capital" shall be replaced with, "amount of contributions"; the phrase, "amount of capital reserve" shall be replaced with, "amount of membership fees"; the phrase, "other amount of capital surplus" shall be deemed to be replaced with, "amount of capital surplus"; the phrase, "amount of earned reserve" shall be deemed to be replaced with "amount of statutory capital"; and the phrase, "amount of other accumulated profits" shall be replaced with, "amount of accumulated profit," respectively.  - 日本法令外国語訳データベースシステム

七　第一項に規定する公開買付け等の実施に関する事実を知つた者が当該公開買付け等の実施に関する事実を知つている者から買付け等を取引所金融商品市場若しくは店頭売買有価証券市場によらないでする場合又は同項に規定する公開買付け等の中止に関する事実を知つた者が当該公開買付け等の中止に関する事実を知つている者に売付け等を取引所金融商品市場若しくは店頭売買有価証券市場によらないでする場合（当該売付け等に係る者の双方において、当該売付け等に係る株券等について、更に同項又は第三項の規定に違反して売付け等が行われることとなることを知つている場合を除く。）例文帳に追加

(vii) where a person who comes to know a Fact Concerning Launch of a Tender Offer, etc. prescribed in paragraph (1) makes Purchase, etc. from another person who knows the Fact Concerning Launch of the Tender Offer, etc. through neither a Financial Instruments Exchange Market nor a Over-the-Counter Securities Market, or where a person who comes to know a Fact Concerning Suspension of a Tender Offer, etc. prescribed in paragraph (1) makes Sales, etc. to another person who knows the Fact Concerning Suspension of the Tender Offer, etc. through neither a Financial Instruments Exchange Market nor a Over-the-Counter Securities Market (excluding the cases where both parties in the Sales, etc. recognize that Sales, etc. of Share Certificates, etc. pertaining to the Sales, etc. is to be made further in violation of the provision of paragraph (1) or (3)); or  - 日本法令外国語訳データベースシステム

第百三十七条　会社法第八百二十八条第一項（第六号に係る部分に限る。）及び第二項（第六号に係る部分に限る。）、第八百三十四条（第六号に係る部分に限る。）、第八百三十五条第一項、第八百三十六条から第八百三十九条まで、第八百四十六条並びに第九百三十七条第三項（第一号に係る部分に限る。）の規定は、組織変更の無効の訴えについて準用する。この場合において、同項中「各会社の本店」とあるのは、「株式会社商品取引所の本店及び支店並びに会員商品取引所の主たる事務所及び従たる事務所」と読み替えるものとする。例文帳に追加

Article 137 The provisions of Article 828, paragraph (1) (limited to the part pertaining to item (vi)) and paragraph (2) (limited to the part pertaining to item (vi)), Article 834 (limited to the part pertaining to item (vi)), Article 835, paragraph (1), Articles 836 to 839 inclusive, Article 846 and Article 937, paragraph (3) (limited to the part pertaining to item (i)) of the Companies Act shall apply mutatis mutandis to an action for nullity of Entity Conversion. In this case, "the head office of each company" in the same paragraph shall be deemed to be replaced with "the head office and branch offices of the Incorporated Commodity Exchange and the principal office and secondary offices of the Member Commodity Exchange."  - 日本法令外国語訳データベースシステム

第十一条　投資信託委託会社は、運用の指図を行う投資信託財産について特定資産（金融商品取引法第二条第十六項に規定する金融商品取引所に上場されている有価証券その他の内閣府令で定める資産（以下「指定資産」という。）を除く。）の取得又は譲渡その他の内閣府令で定める行為が行われたときは、当該投資信託委託会社、その利害関係人等（当該投資信託委託会社の総株主の議決権の過半数を保有していることその他の当該投資信託委託会社と密接な関係を有する者として政令で定める者をいう。第十三条第一項第二号及び第三号において同じ。）及び受託会社以外の者であつて政令で定めるものに当該特定資産の価格その他内閣府令で定める事項を調査させなければならない。例文帳に追加

Article 11 (1) In cases where the acquisition or transfer of Specified Assets (excluding Securities listed on a Financial Instruments Exchange as provided in Article 2, paragraph (16) of the Financial Instruments and Exchange Act and other assets specified by a Cabinet Office Ordinance (hereinafter referred to as "Designated Assets")) or any other act specified by a Cabinet Office Ordinance has been carried out with regard to the Investment Trust Property regarding which the Settlor Company of an Investment Trust gives instructions on investment, the Settlor Company of said Investment Trust shall have persons other than itself, Interested Persons, etc. (meaning those who hold a majority of the voting rights of all the shareholders of the Settlor Company of an Investment Trust and who have a close relationship with said Settlor Company of an Investment Trust as specified by a Cabinet Order; the same shall apply in Article 13, paragraph (1), item (ii) and item (iii)), and a Trustee Company as specified by a Cabinet Order, investigate the value of the Specified Assets and other matters specified by a Cabinet Office Ordinance.  - 日本法令外国語訳データベースシステム

会社法第八百二十八条第一項（第六号に係る部分に限る。）及び第二項 （第六号に係る部分に限る。）、第八百三十四条（第六号に係る部分に限る。）、第八百三十五条第一項、第八百三十六条から第八百三十九条まで、第八百四十六条並びに第九百三十七条第三項（第一号に係る部分に限る。）の規定は、組織変更の無効の訴えについて準用する。この場合において、同項中「各会社の本店」とあるのは、「株式会社商品取引所の本店及び支店並びに会員商品取引所の主たる事務所及び従たる事務所」と読み替えるものとする。例文帳に追加

The provisions of Article 828, paragraph 1 (limited to the part pertaining to item 6) and paragraph 2 (limited to the part pertaining to item 6), Article 834 (limited to the part pertaining to item 6), Article 835, paragraph 1, Articles 836 to 839 inclusive, Article 846 and Article 937, paragraph 3 (limited to the part pertaining to item 1) of the Company Act shall apply mutatis mutandis to an action for nullity of Entity Conversion. In this case, "the head office of each company" in the same paragraph shall be deemed to be replaced with "the head office and branch offices of the Incorporated Commodity Exchange and the principal office and secondary offices of the Member Commodity Exchange."  - 経済産業省