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外国会社の部分一致の例文一覧と使い方

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例文

第百九十三条 法第百四十七条(外国法人に対する準用)において準用する法第百三十二条(同族会社等の行為又は計算の否認)又は第百三十四条(確定申告又は連結確定申告に係る更正又は決定による中間納付額の還付)の規定の適用に係る事項については、前編第四章(内国法人に係る更正及び決定)の規定を準用する。例文帳に追加

Article 193 With regard to matters for the application of the provisions of Article 132 (Denial of Acts or Calculation by Family Companies) or Article 134 (Refund of Interim Payment by Reassessment or Determination Pertaining to Final Return or Consolidated Final Return) of the Act which are applied mutatis mutandis pursuant to Article 147 (Mutatis Mutandis Application to Foreign Corporations) of the Act, the provisions of Chapter IV of the preceding Part (Reassessment and Determination Pertaining to Domestic Corporations) shall be applied mutatis mutandis.  - 日本法令外国語訳データベースシステム

・ 銀行系、外資系の証券会社グループ等、他業法や外国当局による規制・監督によって今般の連結規制・監督の目的が既に達成されていると判断されるグループについては、同様の規制・監督の重複を排除する措置が必要ではないか(ただし、外資系グループについては、日本拠点の規制・監督を通じて、グループ 全体の状況についても確認すべきと考えられる)。例文帳に追加

For banking groups, foreign-owned groups and other such groups for which it is regarded that the purpose of consolidated regulation and supervision have already been achieved through other industry laws or through the regulation and supervision conducted by foreign authorities, provisions may be needed to eliminate duplication of similar regulation and supervision. (However, it seems necessary that, for foreign-owned groups, conditions of the entire groups will have to be verified through the regulation and supervision of Japanese subsidiaries of the companies.)  - 金融庁

②我が国の金融商品取引所に上場されている有価証券の発行会社の監査証明業務に相当すると認められる業務を行う外国監査法人等:①の情報に加え、監査等に関する事項の概要及び品質管理のシステムに関連する規程を含む業務管理体制に関する情報合理的な理由なく報告徴収に応じない場合には、原則として、当該国当局に通知した上で、金融庁が業務改善指示を発出することとする。例文帳に追加

(2) Firms which provide services corresponding to audit and attestation services for the issuers of securities listed in financial instruments exchanges in Japan: in addition to information in II.1(1), overview of the issues related to the above services and information on the firmsoperation control systems, including rules for quality control systems  - 金融庁

そのため、「Ⅰ.基本的考え方」、「Ⅱ.金融商品取引業者等の監督に係る事務処理上の留意点」は、基本的には金融商品取引業者(第一種金融商品取引業、第二種金融商品取引業、投資運用業又は投資助言・代理業を行う者)又は登録金融機関を対象としつつ、適格機関投資家等特例業務を行う者、外国証券業者、金融商品仲介業者、証券金融会社、投資法人及び商品投資販売業者も念頭に置いた記述となっている。例文帳に追加

Accordingly, the contents of Section I “Basic Concept” and Section IIPoints of Attention in the Conduct of Administrative Processes Regarding the Supervision of Financial Instruments Business Operators, etc.,” although basically covering persons engaging in Financial Instruments Business (Type I Financial Instruments Business, Type II Financial Instruments Business, Investment Management Business and Investment Advisory and Agency Business), also consider the supervision of persons engaging in businesses specially permitted for qualified institutional investors, foreign securities companies, financial instruments intermediary service providers, securities finance companies, investment corporations and commodities investment sales companies.  - 金融庁

例文

先週金曜日の会見で、「こうした個別ケースをもって我が国上場企業や市場全体を規律に欠けるものと評価することは正当でない」というふうに大臣はおっしゃいましたけれども、これは個別ケースではないという、つまりBNPパリバとか、そういう外国証券会社がこういった飛ばしとか、そういうものに関与しているという構造があるということは、今まで金融庁は考えていなかったのか。例文帳に追加

At your press conference last Friday, you said it would not be appropriate to conclude in light of an isolated case like this that listed Japanese companies in general and the Japanese market as a whole lack discipline. However, this is not an isolated case. Hasn't the FSA realized that there is a structural problem in that foreign securities companies like BNP Paribas are involved in inappropriate practices such as “tobashi” (concealment of losses by removing them off the balance sheet through a fraudulent practice)?  - 金融庁


例文

米国港湾運営会社については、①買収主体が「テロリストの避難所」とも言われているUAE国営企業であること(ただし、米国政府はUAEが対テロ戦争の同盟国であることを強調)、②港湾という保安に類する業務を外国国営企業に移管することに対する懸念(ただし米国政府は、港湾保安はあくまで沿岸警備、通関、国境警備であり、本件の範囲外であると説明)、により、米国議会は本件に関する規制を主張した。例文帳に追加

In the case of the US port operation company, US Congress insisted on imposing restrictive measures for the following reasons: (i) the purchaser was a UAE state-run company and the country is referred as “a shelter for terrorists” (however, the US government emphasized that UAE is an ally in the war against terrorism), and (ii) concerns for transferring the job of port operations categorized as a security business to a state-run enterprise of a foreign country (however, the US government explained that port security means coast guards, customs clearance, and border security; therefore, this case is not applicable). - 経済産業省

3 第一項各号に掲げる居住者に係る特定外国会社等(株式(出資を含む。)若しくは債券の保有、工業所有権その他の技術に関する権利、特別の技術による生産方式若しくはこれらに準ずるもの(これらの権利に関する使用権を含む。)若しくは著作権(出版権及び著作隣接権その他これに準ずるものを含む。)の提供又は船舶若しくは航空機の貸付けを主たる事業とするものを除く。)がその本店又は主たる事務所の所在する国又は地域においてその主たる事業を行うに必要と認められる事務所、店舗、工場その他の固定施設を有し、かつ、その事業の管理、支配及び運営を自ら行つているものである場合(次項において「固定施設を有するものである場合」という。)における第一項の規定の適用については、同項中「調整を加えた金額」とあるのは、「調整を加えた金額から当該特定外国会社等の事業に従事する者の人件費として政令で定める費用の額の百分の十に相当する金額を控除した金額」とする。例文帳に追加

(3) With regard to the application of the provision of paragraph (1) in the case where a specified foreign subsidiary company, etc. related to a resident listed in each item of paragraph (1) (excluding a company engaged in, as its principal business, the holding of shares (including capital contributions) or bonds, the provision of industrial property rights or any other rights concerning technology, production methods involving special technology or any other equivalent rights or methods (including the right to use these rights) or copyrights (including rights of publication, neighboring rights and any other equivalent rights) or the lending of vessels or aircrafts) has an office, store, factory or any other fixed facility that is considered to be necessary for conducting its principal business in the state or territory where its head office or principal office is located, and takes charge of managing, controlling and operating the business by itself (referred to in the next paragraph as the "case where a specified foreign subsidiary company, etc. has a fixed facility"), the phrase "amount that is adjusted" in the said paragraph shall be deemed to be replaced with "amount that is adjusted,..., after deducting therefrom the amount equivalent to ten percent of the amount of expense specified by a Cabinet Order as a personnel expense for people engaged in the business at the said specified foreign subsidiary, etc."  - 日本法令外国語訳データベースシステム

3 第一項又は前項の規定は、第一項に規定する年分の確定申告書を提出し、又は当該確定申告書及びその翌年分以後前項の規定の適用を受けようとする年分までの各年分の確定申告書を連続して提出している場合であつて、その提出する第一項に規定する年分の確定申告書又は当該各年分の確定申告書に、それぞれ同項又は前項の規定による控除を受ける金額についてのその控除に関する記載があり、かつ、当該金額並びに第一項又は前項に規定する特定外国会社等又は外国関係会社から受ける配当等の額に係る配当所得の金額及び課税対象留保金額に係る雑所得の金額の計算に関する明細書の添付がある場合に限り、適用する。この場合において、第一項又は前項の規定により控除される金額は、当該金額として記載された金額に限るものとする。例文帳に追加

(3) The provisions of paragraph (1) and the preceding paragraph shall apply only where the resident has filed a final return form for the year prescribed in paragraph (1) or has continued to file the said final return form as well as final return forms for the subsequent years from the year following the said year until the year in which the resident seeks the application of the provision of the preceding paragraph, and the resident has stated, in his/her final return form for the year prescribed in paragraph (1) as well as final return forms for the said subsequent years, the deduction of the deductible amounts pursuant to the provision of the said paragraph or the preceding paragraph, and attached thereto a written statement concerning the said deductible amounts as well as the calculation of the amount of dividend income pertaining to the amount of dividend, etc. to be received from the specified foreign subsidiary company or affiliated foreign company and the amount of miscellaneous income pertaining to the taxable retained income to be included in the resident's gross income, both of which are prescribed in paragraph (1) and the preceding paragraph. In this case, the amount to be deducted pursuant to the provision of paragraph (1) or the preceding paragraph shall be limited to the amount stated as such amount to be deducted.  - 日本法令外国語訳データベースシステム

3 第一項各号に掲げる内国法人に係る特定外国会社等(株式(出資を含む。)若しくは債券の保有、工業所有権その他の技術に関する権利、特別の技術による生産方式若しくはこれらに準ずるもの(これらの権利に関する使用権を含む。)若しくは著作権(出版権及び著作隣接権その他これに準ずるものを含む。)の提供又は船舶若しくは航空機の貸付けを主たる事業とするものを除く。)がその本店又は主たる事務所の所在する国又は地域においてその主たる事業を行うに必要と認められる事務所、店舗、工場その他の固定施設を有し、かつ、その事業の管理、支配及び運営を自ら行つているものである場合(次項において「固定施設を有するものである場合」という。)における第一項の規定の適用については、同項中「調整を加えた金額」とあるのは、「調整を加えた金額から当該特定外国会社等の事業に従事する者の人件費として政令で定める費用の額の百分の十に相当する金額を控除した金額」とする。例文帳に追加

(3) With regard to the application of the provision of paragraph (1) in the case where a specified foreign subsidiary company, etc. related to a domestic corporation listed in each item of paragraph (1) (excluding a company engaged in, as its principal business, the holding of shares (including capital contributions) or bonds, the provision of industrial property rights or any other rights concerning technology, production methods involving special technology or any other equivalent rights or methods (including the right to use these rights) or copyrights (including rights of publication, neighboring rights and any other equivalent rights) or the lending of vessels or aircrafts) has an office, store, factory or any other fixed facility that is considered to be necessary for conducting its principal business in the state or territory where its head office or principal office is located, and takes charge of managing, controlling and operating the business by itself (referred to as the "case where a specified foreign subsidiary company, etc. has a fixed facility" in the next paragraph), the phrase "amount that is adjusted" in the said paragraph shall be deemed to be replaced with "amount that is adjusted,..., after deducting therefrom the amount equivalent to ten percent of the amount of expense specified by a Cabinet Order as a personnel expense for people engaged in the business at the said specified foreign subsidiary, etc."  - 日本法令外国語訳データベースシステム

例文

3 第一項各号に掲げる連結法人に係る特定外国会社等(株式(出資を含む。)若しくは債券の保有、工業所有権その他の技術に関する権利、特別の技術による生産方式若しくはこれらに準ずるもの(これらの権利に関する使用権を含む。)若しくは著作権(出版権及び著作隣接権その他これに準ずるものを含む。)の提供又は船舶若しくは航空機の貸付けを主たる事業とするものを除く。)がその本店又は主たる事務所の所在する国又は地域においてその主たる事業を行うに必要と認められる事務所、店舗、工場その他の固定施設を有し、かつ、その事業の管理、支配及び運営を自ら行つているものである場合(次項において「固定施設を有するものである場合」という。)における第一項の規定の適用については、同項中「調整を加えた金額」とあるのは、「調整を加えた金額から当該特定外国会社等の事業に従事する者の人件費として政令で定める費用の額の百分の十に相当する金額を控除した金額」とする。例文帳に追加

(3) With regard to the application of the provision of paragraph (1) in the case where a specified foreign subsidiary company, etc. related to a consolidated corporation listed in each item of paragraph (1) (excluding a company engaged in, as its principal business, the holding of shares (including capital contributions) or bonds, the provision of industrial property rights or any other rights concerning technology, production methods involving special technology or any other equivalent rights or methods (including the right to use these rights) or copyrights (including rights of publication, neighboring rights and any other equivalent rights) or the lending of vessels or aircrafts) has an office, store, factory or any other fixed facility that is considered to be necessary for conducting its principal business in the state or territory where its head office or principal office is located, and takes charge of managing, controlling and operating the business by itself (referred to as the "case where a specified foreign subsidiary company, etc. has a fixed facility" in the next paragraph), the phrase "amount that is adjusted" in the said paragraph shall be deemed to be replaced with "amount that is adjusted,..., after deducting therefrom the amount equivalent to ten percent of the amount of expense specified by a Cabinet Order as a personnel expense for people engaged in the business at the said specified foreign subsidiary, etc."  - 日本法令外国語訳データベースシステム

例文

一 配当可能金額 特定外国会社等の各事業年度の法第四十条の四第二項第二号に規定する未処分所得の金額(前項に規定する控除対象配当等の額がある場合又は当該特定外国会社等に係る法第六十六条の六第一項各号に掲げる内国法人との間の取引につき法第六十六条の四第一項若しくは第六十八条の八十八第一項の規定の適用があるときにおいて第一項若しくは第二項の規定による減額をされる所得の金額のうちに当該内国法人に支払われない金額がある場合は、これらの金額を加算した金額)から次に掲げる金額の合計額を控除した残額(イに規定する還付を受けることとなる法人所得税の額がイに規定する納付をすることとなる法人所得税の額を超える場合には、当該未処分所得の金額にその超える部分の金額を加算した金額からロ及びハに掲げる金額の合計額を控除した残額)をいう。例文帳に追加

(i) The amount of a dividend payable: The remaining amount after deducting the sum of the amounts listed as follows from the amount of undistributed income prescribed in Article 40-4(2)(ii) of the Act for the relevant business year of a specified foreign subsidiary company, etc. (where there is any amount of deductible dividend, etc. prescribed in the preceding paragraph or where the provisions of Article 66-4(1) or Article 68-88(1) of the Act are applied to a transaction with a domestic corporation listed in the items of Article 66-6(1) of the Act related to the said specified foreign subsidiary company, etc. and the amount of income to be reduced pursuant to the provisions of paragraph (1) or paragraph (2) contains any amount that shall not be paid to the said domestic corporation, the amount obtained by adding together those amounts to such amount of undistributed income) (where the amount of corporate income tax to be refunded as prescribed in (a) exceeds the amount of corporate income tax payable as prescribed in (a), such remaining amount shall be the amount obtained by adding the said amount of undistributed income and the said excess amount and then deducting therefrom the sum of the amounts listed in (b) and (c)):  - 日本法令外国語訳データベースシステム

一 配当可能金額 特定外国会社等の各事業年度の法第六十六条の六第二項第二号に規定する未処分所得の金額(前項に規定する控除対象配当等の額がある場合又は当該特定外国会社等に係る同条第一項各号に掲げる内国法人との間の取引につき法第六十六条の四第一項若しくは第六十八条の八十八第一項の規定の適用があるときにおいて第一項若しくは第二項の規定による減額をされる所得の金額のうちに当該内国法人に支払われない金額がある場合は、これらの金額を加算した金額)から次に掲げる金額の合計額を控除した残額(イに規定する還付を受けることとなる法人所得税の額がイに規定する納付をすることとなる法人所得税の額を超える場合には、当該未処分所得の金額にその超える部分の金額を加算した金額からロ及びハに掲げる金額の合計額を控除した残額)をいう。例文帳に追加

(i) The amount of a dividend payable: The remaining amount after deducting the sum of the amounts listed as follows from the amount of undistributed income prescribed in Article 66-6(2)(ii) of the Act for the relevant business year of a specified foreign subsidiary company, etc. (where there is any amount of deductible dividend, etc. prescribed in the preceding paragraph, or where the provisions of Article 66-4(1) or Article 68-88(1) of the Act are applied to a transaction with a domestic corporation listed in the items of Article 66-6(1) of the Act related to the said specified foreign subsidiary company, etc. and the amount of income to be reduced pursuant to the provisions of paragraph (1) or paragraph (2) contains any amount that shall not be paid to the said domestic corporation, the amount obtained by adding together those amounts to such amount of undistributed income) (where the amount of corporate income tax to be refunded as prescribed in (a) exceeds the amount of corporate income tax payable as prescribed in (a), such remaining amount shall be the amount obtained by adding the said amount of undistributed income and the said excess amount and then deducting therefrom the sum of the amounts listed in (b) and (c)):  - 日本法令外国語訳データベースシステム

一 配当可能金額 特定外国会社等の各事業年度の法第六十八条の九十第二項第二号に規定する未処分所得の金額(前項に規定する控除対象配当等の額がある場合又は当該特定外国会社等に係る同条第一項各号に掲げる連結法人との間の取引につき法第六十八条の八十八第一項若しくは第六十六条の四第一項の規定の適用があるときにおいて第一項若しくは第二項の規定による減額をされる所得の金額のうちに当該連結法人に支払われない金額がある場合は、これらの金額を加算した金額)から次に掲げる金額の合計額を控除した残額(イに規定する還付を受けることとなる法人所得税の額がイに規定する納付をすることとなる法人所得税の額を超える場合には、当該未処分所得の金額にその超える部分の金額を加算した金額からロ及びハに掲げる金額の合計額を控除した残額)をいう。例文帳に追加

(i) The amount of a dividend payable: The remaining amount after deducting the sum of the amounts listed as follows from the amount of undistributed income prescribed in Article 68-90(2)(ii) of the Act for the relevant business year of a specified foreign subsidiary company, etc. (where there is any amount of a deductible dividend, etc. prescribed in the preceding paragraph, or where the provisions of Article 68-88(1) or Article 66-4(1) of the Act are applied to a transaction with a consolidated corporation listed in the items of Article 68-90(1) of the Act pertaining to the said specified foreign subsidiary company, etc. and the amount of income to be reduced pursuant to the provisions of paragraph (1) or paragraph (2) contains any amount that shall not be paid to the said consolidated corporation, the amount obtained by adding together those amounts to such amount of undistributed income) (where the amount of corporate income tax to be refunded as prescribed in (a) exceeds the amount of corporate income tax payable as prescribed in (a), the amount obtained by adding the said amount of undistributed income and the said excess amount and then deducting therefrom the sum of the amounts listed in (b) and (c)):  - 日本法令外国語訳データベースシステム

ロ 金融商品取引所が第百四十八条若しくは第百五十二条第一項の規定により免許を取り消された場合、金融商品取引清算機関が第百五十六条の十七第一項若しくは第二項の規定により免許を取り消された場合、証券金融会社が第百五十六条の三十二第一項の規定により免許を取り消された場合若しくは外国金融商品取引所が第百五十五条の十第一項の規定により認可を取り消された場合又はこの法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは認可(当該免許又は認可に類する許可その他の行政処分を含む。)を取り消された場合において、その取消しの日前三十日以内にその法人の役員(外国金融商品取引所にあつては、国内における代表者を含む。ホにおいて同じ。)であつた者でその取消しの日から五年を経過するまでの者例文帳に追加

(b) when a Financial Instruments Exchange has had its license rescinded under the provision of Article 148 or Article 152(1), when a Financial Instruments Clearing Organization has had its license rescinded under the provision of Article 156-17(1) or (2), when a Securities Finance Company has had its license rescinded under the provision of Article 156-32(1), when a Foreign Financial Instruments Exchange has had its authorization rescinded under the provision of Article 155-10(1), or when such person had obtained license or authorization of the same kind in a foreign state under the provisions of laws and regulations of said foreign state equivalent to this Act and has had the license or authorization (including permission or other administrative dispositions similar to said license or authorization) rescinded, a person who was an Officer of such juridical person (in the case where said person is a Foreign Financial Instruments Exchange, including its Representative Person in Japan; hereinafter the same shall apply in sub-item(e)) within 30 days prior to the date of rescission, and for whom five years have not passed since the date of the rescission;  - 日本法令外国語訳データベースシステム

第百五十五条 法第八十一条の三第一項(個別益金額又は個別損金額の益金又は損金算入)に規定する個別益金額(以下この章において「個別益金額」という。)を計算する場合における同項に規定する政令で定める規定は法第二十六条第二項(外国税額の還付金の益金不算入)、第二十八条(法人税額から控除する外国会社外国税額の益金算入)及び第六十一条の十三(分割等前事業年度等における連結法人間取引の損益の調整)とし、同項に規定する個別損金額(以下この章において「個別損金額」という。)を計算する場合における同項に規定する政令で定める規定は法第四十条(法人税額から控除する所得税額の損金不算入)、第四十一条(法人税額から控除する外国税額の損金不算入)、第五十七条から第五十八条まで(青色申告書を提出した事業年度の欠損金の繰越し等)及び第六十一条の十三とする。例文帳に追加

Article 155 The provisions specified by a Cabinet Order prescribed in Article 81-3(1) (Inclusion in Gross Profits or Deductible Expenses of the Amount of Individual Gross Profits or Individual Deductible Expenses) of the Act in the case of calculating the amount of individual gross profits prescribed in the said paragraph (hereinafter referred to as the "amount of individual gross profits" in this Chapter) shall be those of Article 26(2) (Exclusion from Gross Profits of Refund of Foreign Tax), Article 28 (Inclusion in Gross Profits of Foreign Tax of Foreign Subsidiary Companies to be Deducted from Corporation Tax) and Article 61-13 (Adjustment of Profits and Losses of Transactions between Consolidated Corporations in the Business Year, etc. Prior to Company Split, etc.) of the Act, and the provisions specified by a Cabinet Order prescribed in Article 81-3(1) of the Act in the case of calculating the amount of individual deductible expenses prescribed in the said paragraph (hereinafter referred to as the "amount of individual deductible expenses" in this Chapter) shall be those of Article 40 (Exclusion from Deductible Expenses of Income Tax to be Deducted from Corporation Tax), Article 41 (Exclusion from Deductible Expenses of Foreign Tax to be Deducted from Corporation Tax), Articles 57 through 58 (Carryover, etc. of Loss in the Business Year when Blue Return Form Has Been Filed) and Article 61-13 of the Act.  - 日本法令外国語訳データベースシステム

第二十四条 有価証券の発行者である会社は、その会社が発行者である有価証券(特定有価証券を除く。次の各号を除き、以下この条において同じ。)が次に掲げる有価証券のいずれかに該当する場合には、内閣府令で定めるところにより、事業年度ごとに、当該会社の商号、当該会社の属する企業集団及び当該会社の経理の状況その他事業の内容に関する重要な事項その他の公益又は投資者保護のため必要かつ適当なものとして内閣府令で定める事項を記載した報告書(以下「有価証券報告書」という。)を、当該事業年度経過後三月以内(当該会社外国会社である場合には、公益又は投資者保護のため必要かつ適当なものとして政令で定める期間内)に、内閣総理大臣に提出しなければならない。ただし、当該有価証券が第三号に掲げる有価証券(株券その他の政令で定める有価証券に限る。)に該当する場合においてその発行者である会社(報告書提出開始年度(当該有価証券の募集又は売出しにつき第四条第一項本文若しくは第二項本文又は第二十三条の八第一項本文若しくは第二項の規定の適用を受けることとなつた日の属する事業年度をいい、当該報告書提出開始年度が複数あるときは、その直近のものをいう。)終了後五年を経過している場合に該当する会社に限る。)の当該事業年度の末日及び当該事業年度の開始の日前四年以内に開始した事業年度すべての末日における当該有価証券の所有者の数が政令で定めるところにより計算した数に満たない場合であつて有価証券報告書を提出しなくても公益又は投資者保護に欠けることがないものとして内閣府令で定めるところにより内閣総理大臣の承認を受けたとき、当該有価証券が第四号に掲げる有価証券に該当する場合において、その発行者である会社の資本金の額が当該事業年度の末日において五億円未満(当該有価証券が第二条第二項の規定により有価証券とみなされる有価証券投資事業権利等である場合にあつては、当該会社の資産の額として政令で定めるものの額が当該事業年度の末日において政令で定める額未満)であるとき、及び当該事業年度の末日における当該有価証券の所有者の数が政令で定める数に満たないとき、並びに当該有価証券が第三号又は第四号に掲げる有価証券に該当する場合において有価証券報告書を提出しなくても公益又は投資者保護に欠けることがないものとして政令で定めるところにより内閣総理大臣の承認を受けたときは、この限りでない。例文帳に追加

Article 24 (1) When Securities (excluding Regulated Securities; hereinafter the same shall apply in this Article, except in the following items) issued by a company fall under any of the categories specified in the following items, the company shall submit, for each business year, a report stating the trade name of the company, financial conditions of the Corporate Group to which the company belongs and of the company, other important matters concerning the company's business and other matters specified by a Cabinet Office Ordinance as necessary and appropriate for the public interest or protection of investors (hereinafter referred to as an "Annual Securities Report") to the Prime Minister within three months after the end of that business year (or, in the case of a foreign company, within the period specified by a Cabinet Order as the period necessary and appropriate for the public interest or protection of investors) pursuant to the provisions of a Cabinet Office Ordinance; provided however, that this shall not apply to cases where the Securities issued by the company fall under the category of Securities specified in item (iii) below (limited to share certificates and other Securities specified by a Cabinet Order) and the numbers of holders of the Securities on the last day of that business year and on the respective last days of the business years that began within four years before the day on which that business year began are fewer than the number calculated pursuant to the provisions of a Cabinet Order, if the Prime Minister approves pursuant to the provisions of a Cabinet Office Ordinance that even if the company does not submit Annual Securities Reports, the public interest or protection of investors would not be impaired (limited to the company for which five years have already passed after the end of the Starting Year of the Report Submission (meaning the business year that includes the day on which the main clause of Article 4(1) or (2) or the main clause of Article 23-8(1) or (2) became applicable to the Public Offering or Secondary Distribution of the Securities, or, the latest one of such business years); where the Securities issued by the company fall under the category of Securities specified in item (iv) below, if the amount of the stated capital of the company is less than 500 million yen (or if, in cases where the Securities are Rights in Securities Investment Business, etc. that shall be deemed as Securities under Article 2(2), the amount that is specified by a Cabinet Order as the amount of the stated capital of the company is less than the amount specified by a Cabinet Order on the last day of that business year) or if the number of holders of the Securities on the last day of that business year are fewer than the number specified by a Cabinet Order; and where the Securities issued by the company fall under the category of Securities specified in item (iii) or (iv) below, if the Prime Minister approves as specified by a Cabinet Order that even if the company does not submit Annual Securities Reports, the public interest or protection of investors would not be impaired.  - 日本法令外国語訳データベースシステム

七 第百三十三条若しくは第百三十四条の規定により第三条第一項の免許を取り消され、第二百七十二条の二十六第一項若しくは第二百七十二条の二十七の規定により第二百七十二条第一項の登録を取り消され、若しくは第三百七条第一項の規定により第二百七十六条若しくは第二百八十六条の登録を取り消された場合又はこの法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは登録(当該免許又は登録に類する許可その他の行政処分を含む。)を取り消された場合において、その取消しの日から五年を経過しない株式会社例文帳に追加

(vii) A Stock Company, etc. whose license under Article 3, paragraph (1) was rescinded pursuant to the provision of Article 133 or 134, whose registration under Article 272, paragraph (1) was canceled pursuant to the provision of Article 272-26, paragraph (1) or Article 272-27 or whose registration under Article 276 or 286 was canceled pursuant to the provision of Article 307, paragraph (1), or against which a similar type of license or registration under the relevant provision of a foreign law or regulation equivalent to this Act (including any permission or other administrative disposition similar to such license or registration) was canceled in the foreign state concerned, without five years having elapsed since the date of such cancellation;  - 日本法令外国語訳データベースシステム

第七十八条 新法第百九十五条並びに第百九十六条第二項及び第四項(新法第百九十五条に規定する書類に係る部分に限る。)の規定は、外国保険会社等の施行日以後に終了する事業年度に係る新法第百九十五条に規定する書類について適用し、施行日前に終了した事業年度に係る旧外国保険事業者法第十二条に規定する書類については、なお従前の例による。この場合において、なお従前の例によることとされる同条の規定により同条の書類を提出しなければならない先は、内閣総理大臣とする。例文帳に追加

Article 78 (1) The provisions of Article 195, and Article 196, paragraphs (2) and (4) (limited to the segment pertaining to the documents prescribed in Article 195 of the Current Act) of the Current Act shall apply to the documents prescribed in Article 195 of the Current Act pertaining to the business years of a Foreign Insurance Company, etc. that end on or after the Effective Date; with regard to the documents prescribed in Article 12 of the Former Foreign Insurance Business Operators Act pertaining to the business years that ended before the Effective Date, the provisions then in force shall remain applicable. In this case, those documents set forth in that Article to be submitted pursuant to the provision of that Article to which the provisions then in force shall remain applicable shall be submitted to the Prime Minister.  - 日本法令外国語訳データベースシステム

六 この法律、信託法(平成十八年法律第百八号)、担保付社債信託法、金融機関の信託業務の兼営等に関する法律、金融商品取引法、投資信託及び投資法人に関する法律(昭和二十六年法律第百九十八号)、商品投資に係る事業の規制に関する法律(平成三年法律第六十六号)、資産の流動化に関する法律(平成十年法律第百五号)若しくは著作権等管理事業法(平成十二年法律第百三十一号)その他政令で定める法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑(これに相当する外国の法令による刑を含む。)に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなった日から五年を経過しない株式会社例文帳に追加

(vi) a stock company which has been sentenced to a fine (including punishment equivalent thereto pursuant to the laws and regulations of a foreign state) for violating the provisions of this Act, the Trust Act (Act No. 108 of 2006), the Secured Bonds Trust Act, the Act on Provision, etc. of Trust Business by Financial Institutions, the Financial Instruments and Exchange Act, the Act on Investment Trusts and Investment Corporations (Act No. 198 of 1951), the Act on Regulation of Business Pertaining to Commodity Investment (Act No. 66 of 1991), the Act on Liquidation of Assets (Act No. 105 of 1998), the Copyright Management Business Act (Act No. 131 of 2000), or any other law specified by a Cabinet Order, or pursuant to the provisions of laws and regulations of a foreign state that are equivalent thereto, and where five years have yet to elapse since the day on which execution of the sentence was completed or since the day on which the stock company has ceased to be subject to execution of the sentence;  - 日本法令外国語訳データベースシステム

チ 第六号に規定する法律、会社法若しくはこれらに相当する外国の法令の規定に違反し、又は刑法(明治四十年法律第四十五号)第二百四条、第二百六条、第二百八条、第二百八条の三、第二百二十二条若しくは第二百四十七条の罪、暴力行為等処罰に関する法律(大正十五年法律第六十号)の罪若しくは暴力団員による不当な行為の防止等に関する法律(平成三年法律第七十七号)第四十六条、第四十七条、第四十九条若しくは第五十条の罪を犯し、罰金の刑(これに相当する外国の法令による刑を含む。)に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなった日から五年を経過しない者例文帳に追加

(h) a person who has been sentenced to a fine (including punishment equivalent thereto pursuant to the laws and regulations of a foreign state) for violating the provisions of any of the Acts prescribed in item (vi), the Companies Act, or any laws and regulations of a foreign state that are equivalent thereto, or for committing an offense set forth in Article 204, Article 206, Article 208, Article 208-3, Article 222, or Article 247 of the Penal Code (Act No. 45 of 1907), an offense set forth in the Act on Punishment of Physical Violence and Other Related Matters (Act No. 60 of 1926), or an offense set forth in Article 46, Article 47, Article 49, or Article 50 of the Act to Prevent Unjust Acts by Organized Crime Group Members (Act No. 77 of 1991), and for whom five years have yet to elapse since the day on which execution of the sentence was completed or since the day on which the person has ceased to be subject to execution of the sentence;  - 日本法令外国語訳データベースシステム

三 免許申請者が第百四十八条、第百五十二条第一項、第百五十六条の十七第一項若しくは第二項、第百五十六条の二十六において準用する第百四十八条若しくは第百五十六条の三十二第一項の規定により免許を取り消され、若しくは第五十二条第一項、第五十三条第三項若しくは第六十六条の二十第一項の規定により登録を取り消され、又はこの法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは登録(当該免許又は登録に類する許可その他の行政処分を含む。)を取り消され、その取消しの日から五年を経過するまでの会社であるとき。例文帳に追加

(iii) when the Applicant for a license is a company which has had its license rescinded under the provisions of Article 148, Article 152(1), Article 156-17(1) or (2), Article 148 as applied mutatis mutandis pursuant to Article 156-26 or Article 156-32(1) or has had its registration rescinded under the provisions of Article 52(1), Article 53(3) or Article 66-20(1), or a company which had obtained license or registration (including permission or other administrative dispositions similar to said license or registration) of the same kind in a foreign state under the provisions of laws and regulations of said foreign state equivalent to this Act and has had the license or registration rescinded, and for whom five years have not passed since the date of the rescission;  - 日本法令外国語訳データベースシステム

2 会社は、社債、株式等の振替に関する法律(平成十三年法律第七十五号)第百五十一条第一項又は第八項の規定による通知に係る株主のうちの前項各号に掲げる者が各自有する株式のすべてについて同法第百五十二条第一項の規定により株主名簿に記載し、又は記録することとした場合に外国人等議決権割合が三分の一以上となるときは、外国人等議決権割合が三分の一以上とならないように当該株式の一部に限つて実質株主名簿に記載し、又は記録する方法として総務省令で定める方法に従い記載し、又は記録することができる株式以外の株式については、同項の規定にかかわらず、同項の規定による実質株主名簿の記載又は記録をしてはならない。例文帳に追加

(2) In cases where it makes the "ratio of voting rights of foreign nationals, etc." reach or exceed one-third to register or record all shares on the Company's shareholders list pursuant to the provisions of Article 152 paragraph (1) or paragraph (8) of the Act on Transfer of Bonds, Shares, etc. (Act No. 75 of 2001), by those persons listed in any of the items in the preceding paragraph who are the shareholders pertaining to the notice as provided for under Article 151 paragraph (1) or paragraph (8) of the same act, the Company shall not register on its substantial shareholders list, notwithstanding the provisions of the same paragraph, those shares except such shares which may be registered in the manner stipulated in the applicable Ordinance of MIC by which only part of such shares are entered on its substantial shareholders list so that the "ratio of voting rights of foreign nationals, etc." does not reach or exceed one-third.  - 日本法令外国語訳データベースシステム

第二百十六条 商業登記法第一条の三から第五条まで(登記所、事務の委任、事務の停止、登記官、登記官の除斥)、第七条から第十五条まで(登記簿等の持出禁止、登記簿の滅失と回復、登記簿等の滅失防止、登記事項証明書の交付等、登記事項の概要を記載した書面の交付、附属書類の閲覧、印鑑証明、電磁的記録の作成者を示す措置の確認に必要な事項等の証明、手数料、当事者申請主義、嘱託による登記)、第十七条第一項、第二項及び第四項(登記申請の方式)、第十八条から第十九条の二まで(申請書の添付書面、申請書に添付すべき電磁的記録)、第二十条第一項及び第二項(印鑑の提出)、第二十一条から第二十三条の二まで(受付、受領証、登記の順序、登記官による本人確認)、第二十四条(第十一号及び第十二号を除く。)(申請の却下)、第二十五条から第二十七条まで(提訴期間経過後の登記、行政区画等の変更、同一の所在場所における同一の商号の登記の禁止)、第三十三条(商号の登記の抹消)、第四十四条、第四十五条(会社の支配人の登記)、第五十一条、第五十二条(本店移転の登記)、第百二十八条(申請人)、第百二十九条(外国会社の登記)、第百三十条第一項及び第三項(変更の登記)並びに第百三十二条から第百四十八条まで(更正、抹消の申請、職権抹消、行政手続法の適用除外、行政機関の保有する情報の公開に関する法律の適用除外、行政機関の保有する個人情報の保護に関する法律の適用除外、審査請求、審査請求事件の処理、行政不服審査法の適用除外、省令への委任)の規定は、外国相互会社に関する登記について準用する。この場合において、同法第十七条第四項中「事項又は前項の規定により申請書に記載すべき事項」とあるのは「事項」と、「前二項」とあるのは「同項」と、同法第五十一条第一項中「本店」とあるのは「日本国内の事務所」と、同法第百二十九条第一項中「会社法第九百三十三条第一項の規定による外国会社」とあるのは「外国相互会社の事務所の設置」と、同条第三項中「日本における代表者を定めた旨又は日本に営業所」とあるのは「日本国内に事務所」と、同法第百三十条第三項中「前二項の登記の」とあるのは「第一項の登記の」と、「既に前二項」とあるのは「既に同項」と、「、前二項」とあるのは「、同項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。例文帳に追加

Article 216 The provisions of Article 1-3 to 5 inclusive (Registry Office, Delegation of Duties, Suspension of Duties, Registrar, Disqualification of Registrar), Article 7 to 15 inclusive (Prohibition of Taking out Registry, Loss and Restoration of Registry, Prevention of Loss of Registry, Delivery of Certificate of Registered Matters, etc., Delivery of Document Containing Description of Registered Matters, Inspection of Annexed Documents, Seal Registration Certificate, Certification of Necessary Matters for Checking Measures to Indicate Preparer of Electromagnetic Record, Fees, Principle of Application by Party concerned, Registration by Commission), Article 17, paragraphs (1), (2) and (4) (Method of Application for Registration), Article 18 to 19-2 inclusive (Documents to be Attached to Written Application, Electromagnetic Record to be Attached to Written Application), Article 20, paragraphs (1) and (2) (Submission of Seal), Article 21 to 23-2 inclusive (Reception, Receipt, Order of Registration, Identification by Registrar), Article 24 (excluding items (xi) and (xii)) (Dismissal of Application), Article 25 to 27 inclusive (Registration after Expiration of Period for Filing Complaint, Modification of Administrative Boundaries, etc., Prohibition of Registration of Same Trade Name at Same Location), Article 33 (Deletion of Registration of Trade Name), Articles 44 and 45 (Registration of Company Managers), Articles 51 and 52 (Registration of Relocation of Head Office), Article 128 (Applicant), Article 129 (Registration of Foreign Company), Article 130, paragraphs (1) and (3) (Registration of Change), and Article 132 to 148 inclusive (Correction, Application for Deletion, Deletion without any Party's Request, Exclusion from Application of Administrative Procedure Act, Exclusion from Application of Act on Access to Information Held by Administrative Organs, Application for Examination, Treatment of Cases of Application for Examination, Exclusion from Application from Administrative Appeal Act, Delegation to Ordinance of the Ministry) of the Commercial Registration Act shall apply mutatis mutandis to a registration regarding a Foreign Mutual Company. In this case, the term "or the matters to be described in a written application pursuant to the provision of the preceding paragraph" in Article 17, paragraph (4) of that Act shall be deemed to be deleted; the term "preceding two paragraphs" in Article 17, paragraph (4) of that Act shall be deemed to be replaced with "that paragraph"; the term "head office" in Article 51, paragraph (1) of that Act shall be deemed to be replaced with "office in Japan"; the term "a foreign company under Article 933, paragraph (1) of the Companies Act" in Article 129, paragraph (1) of that Act shall be deemed to be replaced with "the establishment of an office of a Foreign Mutual Company"; the term "the company has designated its representative person in Japan or established a business office in Japan" in Article 129, paragraph (3) of that Act shall be deemed to be replaced with "the company has established an office in Japan"; and the terms "for registration under the preceding two paragraphs," "registration has been made under the preceding two paragraphs" and "documents set forth in the preceding two paragraphs" in Article 130, paragraph (3) of that Act shall be deemed to be replaced with "for registration under the preceding paragraph," "registration has been made under that paragraph" and "document set forth in that paragraph," respectively; any other necessary technical change in interpretation shall be specified by a Cabinet Order.  - 日本法令外国語訳データベースシステム

二十六 第四百四十九条第二項若しくは第五項、第六百二十七条第二項若しくは第五項、第六百三十五条第二項若しくは第五項、第六百七十条第二項若しくは第五項、第七百七十九条第二項若しくは第五項(これらの規定を第七百八十一条第二項において準用する場合を含む。)、第七百八十九条第二項若しくは第五項(これらの規定を第七百九十三条第二項において準用する場合を含む。)、第七百九十九条第二項若しくは第五項(これらの規定を第八百二条第二項において準用する場合を含む。)、第八百十条第二項若しくは第五項(これらの規定を第八百十三条第二項において準用する場合を含む。)又は第八百二十条第一項若しくは第二項の規定に違反して、資本金若しくは準備金の額の減少、持分の払戻し、持分会社の財産の処分、組織変更、吸収合併、新設合併、吸収分割、新設分割、株式交換、株式移転又は外国会社の日本における代表者の全員の退任をしたとき。例文帳に追加

(xxvi) when the person reduces the amount of stated capital or Reserves, refunds equity interest, disposes of property of a Membership Company, effects an Entity Conversion, Absorption-type Merger, Consolidation-type Merger, Absorption-type Company Split, Incorporation-type Company Split, Share Exchange or Share Transfer, or effects the resignation of all of a Foreign Company's representatives in Japan in violation of the provisions of Article 449(2) or (5), Article 627(2) or (5), Article 635(2) or (5), Article 670(2) or (5), Article 779(2) or (5) (including the cases where they are applied mutatis mutandis pursuant to Article 781(2)), Article 789(2) or (5) (including the cases where they are applied mutatis mutandis pursuant to Article 793(2)), Article 799(2) or (5) (including the cases where they are applied mutatis mutandis pursuant to Article 802(2)), Article 810(2) or (5) (including the cases where they are applied mutatis mutandis pursuant to Article 813(2)) or Article 820(1) or (2);  - 日本法令外国語訳データベースシステム

第九百七十六条 発起人、設立時取締役、設立時監査役、設立時執行役、取締役、会計参与若しくはその職務を行うべき社員、監査役、執行役、会計監査人若しくはその職務を行うべき社員、清算人、清算人代理、持分会社の業務を執行する社員、民事保全法第五十六条に規定する仮処分命令により選任された取締役、監査役、執行役、清算人若しくは持分会社の業務を執行する社員の職務を代行する者、第九百六十条第一項第五号に規定する一時取締役、会計参与、監査役、代表取締役、委員、執行役若しくは代表執行役の職務を行うべき者、同条第二項第三号に規定する一時清算人若しくは代表清算人の職務を行うべき者、第九百六十七条第一項第三号に規定する一時会計監査人の職務を行うべき者、検査役、監督委員、調査委員、株主名簿管理人、社債原簿管理人、社債管理者、事務を承継する社債管理者、代表社債権者、決議執行者、外国会社の日本における代表者又は支配人は、次のいずれかに該当する場合には、百万円以下の過料に処する。ただし、その行為について刑を科すべきときは、この限りでない。例文帳に追加

Article 976 When an incorporator, Director at Incorporation, Company Auditor at Incorporation, Executive Officer at Incorporation, director, accounting advisor or member who is to perform the duties thereof, company auditor, executive officer, accounting auditor or member who is to perform the duties thereof, liquidator, liquidator's agent, member who executes the business of a Membership Company, person to perform duties on behalf of a director, company auditor, executive officer, liquidator or partner who executes the business of a Membership Company who has been appointed based on a provisional disposition order under the provisions of Article 56 of the Civil Provisional Remedies Act, person who is temporarily to perform the duties of a director, accounting advisor, company auditor, Representative Director, committee member, executive officer or representative executive officer prescribed in Article 960(1)(v), person who is temporarily to perform the duties of a liquidator or representative liquidator prescribed in paragraph (2)(iii) of that Article, person who is temporarily to perform the duties of an accounting auditor prescribed in Article 967(1)(iii), inspector, supervisor, investigator, Administrator of the Shareholder Registry, manager of the Bond Registry, bond manager, bond manager to succeed to the administration of the bonds, representative bondholder, Resolution Administrator, Foreign Company's representative in Japan or manager falls under any one of the following items, such person shall be punished by a non-penal fine of not more than one million yen; provided, however, that this shall not apply when such act should be made subject to a criminal punishment:  - 日本法令外国語訳データベースシステム

一 第百八十五条第六項、第百八十六条第三項、第百九十一条、第百九十七条、第百九十九条において準用する第九十七条、第九十七条の二第一項及び第二項、第九十八条から第百条の二まで、第百十二条並びに第百十四条から第百二十二条まで、第二百十条、第二編第十章(第二百六十二条、第二百六十五条の二、第二百六十五条の三、第二百六十五条の六及び第二百六十五条の四十二を除く。)、第三編並びに第四編の規定(これらの規定に係る罰則を含む。)の適用については、免許特定法人の引受社員を外国保険会社等又は第二百十九条第二項の免許の種類に応じ外国生命保険会社等若しくは外国損害保険会社等とみなす。この場合において、第百九十七条中「第百九十条」とあるのは「第二百二十三条」と、第百九十九条において準用する第九十七条第一項中「第百八十五条第二項」とあるのは「第二百十九条第二項」と、第百九十九条において準用する第九十九条第八項中「第二百五条若しくは第二百六条の規定により同法第百八十五条第一項の免許が取り消された場合若しくは同法第二百七十三条の規定により同法第百八十五条第一項」とあるのは「第二百三十一条若しくは第二百三十二条の規定により同法第二百十九条第一項の免許が取り消された場合若しくは同法第二百三十六条の規定により同法第二百十九条第一項」と、「第二百五条又は第二百六条の規定により同法第百八十五条第一項」とあるのは「第二百三十一条又は第二百三十二条の規定により同法第二百十九条第一項」とする。例文帳に追加

(i) For the purpose of applying the provisions of Article 185, paragraph (6); Article 186, paragraph (3); Article 191; Article 197; Article 97, Article 97-2, paragraphs (1) and (2), Article 98 to 100-2 inclusive, Article 112, and Article 114 to 122 inclusive as applied mutatis mutandis pursuant to Article 199; Article 210; Part II, Chapter X (excluding Articles 262, 265-2, 265-3, 265-6 and 265-42); Part III; and Part IV (including the penal provisions pertaining thereto), the Underwriting Members of a Licensed Specified Juridical Person shall be deemed as a Foreign Insurance Company, etc., or a Foreign Life Insurance Company, etc. or Foreign Non-Life Insurance Company, etc. in accordance with the type of license issued under Article 219, paragraph (2). In this case, the term "Article 190" in Article 197 shall be deemed to be replaced with "Article 223"; the term "Article 185, paragraph (2)" in Article 97, paragraph (1) as applied mutatis mutandis pursuant to Article 199 shall be deemed to be replaced with "Article 219, paragraph (2)"; and the terms "In the case where the license of Article 185, paragraph (1) of the Insurance Business Act is canceled pursuant to the provision of Article 205 or 206 of that Act, or in the case where the license of Article 185, paragraph (1) of that Act loses its effect pursuant to the provision of Article 273 of that Act" and "Article 185, paragraph (1) of the Insurance Business Act pursuant to the provision of Article 205 or 206 of that Act" in Article 99, paragraph (8) as applied mutatis mutandis pursuant to Article 199 shall be deemed to be replaced with "In the case where the license of Article 219, paragraph (1) of the Insurance Business Act is canceled pursuant to the provision of Article 231 or 232 of that Act, or in the case where the license of Article 219, paragraph (1) of that Act loses its effect pursuant to the provision of Article 236 of that Act" and "Article 219, paragraph (1) of the Insurance Business Act pursuant to the provision of Article 231 or 232 of that Act," respectively.  - 日本法令外国語訳データベースシステム

法第百三十二条第三項の主務省令で定める書面は、次に掲げる書面(官公署が証明する 書面の場合には、認可の申請の日前三月以内に作成されたものに限る。)とする。一組織変更の理由及び内容を記載した書面 二次に掲げる場合に応じ、それぞれ次に定める書面 イ組織変更後株式会社商品取引所の役員が外国人である場合当該役員の住民票の 写し等、履歴書及びその者が法第十五条第二項第一号イからルまでのいずれにも 該当しないことを誓約する書面 ロ組織変更後株式会社商品取引所の役員が法人である場合当該役員の登記事項証 明書、沿革を記載した書面及び法第十五条第二項第一号ヲに該当しないことを誓 約する書面 ハ組織変更後株式会社商品取引所の役員が外国人又は法人でない場合当該役員の 住民票の写し等、履歴書、その者が法第十五条第二項第一号イ及びロに該当しな い旨の官公署の証明書並びにその者が同号ハからルまでのいずれにも該当しない ことを誓約する書面 三組織変更計画を承認した会員総会の議事録 四直前事業年度の決算関係書類等 五現に存する純資産額を証する書面 六法第百二十九条第一項の規定により組織変更時発行株式を発行するときは、次に掲 げる書面 イ組織変更時発行株式の引受けの申込みを証する書面 ロ金銭を出資の目的とするときは、法第百三十一条の三第一項の規定による払込み があったことを証する書面 ハ金銭以外の財産を出資の目的とするときは、次に掲げる書面 (1) 検査役が選任されたときは、検査役の調査報告を記載した書面及びその附 属書類 (2) 法第百三十一条の六において準用する会社法第二百七条第九項第三号に掲 げる場合には、有価証券の市場価格を証する書面 (3) 法第百三十一条の六において準用する会社法第二百七条第九項第四号に掲 げる場合には、同号に規定する証明を記載した書面及びその附属書類 (4) 法第百三十一条の六において準用する会社法第二百七条第九項第五号に掲 げる場合には、同号の金銭債権について記載された会計帳簿 ニ検査役の報告に関する裁判があったときは、その謄本 七法第百二十四条第二項の規定による公告及び催告をしたこと並びに異議を述べた債 権者があるときは、当該債権者に対し弁済し若しくは相当の担保を提供し若しくは当 該債権者に弁済を受けさせることを目的として相当の財産を信託したこと又は当該組 織変更をしても当該債権者を害するおそれがないことを証する書面 八商品取引所の業務に関する知識及び経験を有する従業員の確保の状況並びに当該従 業員の配置の状況を記載した書類 九主要な株主の氏名、住所又は居所、国籍及び職業(株主が法人その他の団体である 場合には、その商号又は名称、本店又は主たる事務所の所在の場所及び営んでいる事 業の内容)並びに保有する議決権の数を記載した書面例文帳に追加

The documents specified by an ordinance of the competent ministry set forth in Article 132, paragraph 3 of the Act shall be as follows (in the case of certifications issued by a public agency, limited to documents prepared within three months prior to the date of filing the application): (i) a document containing the reasons for and contents of entity conversion; (ii) a document specified as follows corresponding to each case: (a) in the case where an officer of an Incorporated Commodity Exchange after Entity Conversion is a foreign national: a Copy of the Residence Certificate, etc. of said officer, the curriculum vitae, and a sworn, written statement by that person that such person is not subject to any of the provisions of Article 15, paragraph 2, item 1 (a) to (k) of the Act; (b) in the case where an officer of an Incorporated Commodity Exchange after Entity Conversion is a juridical person: a certificate of the registered matters of said officer, a document containing the history thereof, and a sworn, written statement by that person that such person is not subject to the provisions of Article 15, paragraph 2, item 1 (l) of the Act; (c) in the case where an officer of an Incorporated Commodity Exchange after - 80 - Entity Conversion is neither a foreign national nor a juridical person: a Copy of the Residence Certificate, etc. of said officer, the curriculum vitae, a certificate of a public agency that such person is not subject to the provisions of Article 15, paragraph 2, item 1 (a) or (b) of the Act, and a sworn, written statement by that person that such person is not subject to any of the provisions of (c) to (k) of the same item; (iii) minutes of a general meeting of the members which approved the entity conversion plan; (iv) Settlement Related Documents, etc. for the most recent business year; (v) a document proving the amount of the existing net assets; (vi) when issuing Shares of Stock Issued upon Entity Conversion pursuant to the provisions of Article 129, paragraph 1 of the Act, the following documents: (a) a document proving an application to subscribe for the Shares of Stock Issued upon Entity Conversion; (b) when making money the object of the contribution, a document stating that payment was made pursuant to the provisions of Article 131-3, paragraph 1 of the Act; (c) when making property other than money the object of the contribution, the following documents: 1. when an inspector has been appointed: a document containing the investigation report by said inspector and its annexed documents; 2. in the case set forth in Article 207, paragraph 9, item 3 of the Company Act as applied mutatis mutandis pursuant to Article 131-6 of the Act: a document proving the market price of the Securities; 3. in the case set forth in Article 207, paragraph 9, item 4 of the Company Act - 81 - as applied mutatis mutandis pursuant to Article 131-6 of the Act: a document containing the certification prescribed in the same item and its annexed documents; 4. in the case set forth in Article 207, paragraph 9, item 5 of the Company Act as applied mutatis mutandis pursuant to Article 131-6 of the Act: the account book stating the monetary claim set forth in the same item; (d) when there has been a court judgment on a report by an inspector: a transcript of said judgment; (vii) a document that states that a public notice or a notification under Article 124, paragraph 2 of the Act has been given; and when a creditor has made an objection, documents that state that the liabilities have been repaid or a reasonable collateral has been provided to said creditor or reasonable property has been deposited in trust for the purpose of repaying the liabilities to said creditor, or that said entity conversion is not likely to harm said creditor;(viii) a document stating the status of securing employees who have the knowledge and experience pertaining to the business of a Commodity Exchange and the status of the assignment of such employees; (ix) a document that contains major shareholdersnames, addresses or residences, nationalities and occupations (in the case where a shareholder is a juridical person or other organization, its trade name or name, the location of its head office or principal office, and the contents of its business), and the number of voting rights they hold.  - 経済産業省

ハ 第百三十三条若しくは第百三十四条の規定により第三条第一項の免許を取り消され、第二百五条若しくは第二百六条の規定により第百八十五条第一項の免許を取り消され、第二百三十一条若しくは第二百三十二条の規定により第二百十九条第一項の免許を取り消され、第二百七十二条の二十六第一項若しくは第二百七十二条の二十七の規定により第二百七十二条第一項の登録を取り消され、若しくは第三百七条第一項の規定により第二百七十六条若しくは第二百八十六条の登録を取り消された場合又はこの法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは登録(当該免許又は登録に類する許可その他の行政処分を含む。)を取り消された場合において、その取消しの日前三十日以内にその会社の取締役、執行役、会計参与若しくは監査役又は日本における代表者であった者(これらに類する役職にあった者を含む。)でその取消しの日から五年を経過しない者例文帳に追加

(c) whose license under Article 3, paragraph (1) was rescinded pursuant to the provision of Article 133 or 134, whose license under Article 185, paragraph (1) was canceled pursuant to the provision of Article 205 or 206, whose license under Article 219, paragraph (1) was canceled pursuant to the provision of Article 231 or 232, whose registration under Article 272, paragraph (1) was canceled pursuant to the provision of Article 272-26, paragraph (1) or Article 272-27 or whose registration under Article 276 or 286 was canceled pursuant to the provision of Article 307, paragraph (1), or against whom a similar type of license or registration under the relevant provision of a foreign law or regulation equivalent to this Act (including any permission or other administrative disposition similar to such license or registration) was canceled in the foreign state concerned, and who had been a director, executive officer, accounting advisor or company auditor, or the Representative Person in Japan (including any similar post) of the company at any time during the 30 (thirty) days prior to the date of the cancellation, without five years having elapsed since the date of such cancellation;  - 日本法令外国語訳データベースシステム

四 免許申請者が第百四十八条、第百五十二条第一項の規定により第八十条第一項の免許を取り消され、第百五十六条の十七第一項若しくは第二項の規定により第百五十六条の二の免許を取り消され、若しくは次条において準用する第百四十八条若しくは第百五十六条の三十二第一項の規定により前条第一項の免許を取り消され、又は第五十二条第一項、第五十三条第三項若しくは第五十四条の規定により第二十九条の登録を取り消され、若しくは第六十六条の二十第一項の規定により第六十六条の登録を取り消され、又はこの法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは登録(当該免許又は登録に類する許可その他の行政処分を含む。)を取り消され、その取消しの日から五年を経過するまでの会社であるとき。例文帳に追加

(iv) when the applicant for a license is a company which has had its license under Article 80(1) rescinded under the provision of Article 148 or Article 152(1), has had its license under Article 156-2 rescinded under the provisions of Article 156-17(1) or (2), has had its license under paragraph (1) of the preceding Article rescinded under the provisions of Article 148 or 156-32(1) as applied mutatis mutandis pursuant to the following Article, has had its registration under Article 29 rescinded under the provision of Article 52(1), Article 53(3) or Article 54, has had its registration under Article 66 rescinded under the provision of Article 66-20(1), or a company which had obtained license or registration (including permission or other administrative dispositions similar to said license or registration) of the same kind in a foreign state under the provision of laws and regulations of said foreign state equivalent to this Act and has had the license or registration rescinded, and for whom five years have not passed since the date of the rescission;  - 日本法令外国語訳データベースシステム

第二百八条 有価証券の発行者、金融商品取引業者等若しくは金融商品仲介業者の代表者若しくは役員、金融商品取引業者若しくは金融商品仲介業者、外国法人である金融商品取引業者、第五十九条の規定により許可を受けた者若しくは取引所取引許可業者の国内における代表者、認可金融商品取引業協会若しくは第七十八条第二項に規定する公益法人金融商品取引業協会の役員(仮理事を含む。)若しくは代表者であつた者、投資者保護基金の役員(仮理事及び仮監事を含む。)若しくは清算人、金融商品取引所若しくは第八十五条第一項に規定する自主規制法人の役員(仮理事、仮取締役及び仮執行役を含む。)、代表者であつた者若しくは清算人、外国金融商品取引所の国内における代表者若しくは代表者であつた者、金融商品取引清算機関の代表者若しくは役員又は証券金融会社の代表者若しくは役員は、次の場合においては、三十万円以下の過料に処する。例文帳に追加

Article 208 An Issuer of Securities, a representative person or Officer of a Financial Instruments Business Operator or Financial Instruments Intermediary Service Provider, a Financial Instruments Business Operator or Financial Instruments Intermediary Service Provider, a Financial Instruments Business Operator which is a foreign juridical person, a person who has received permission under Article 59 or representative person of an Authorized Transaction-at-Exchange Operator in Japan, an Officer (including a provisional director) or person who used to be a representative person of an Authorized Financial Instruments Firms Association or Public Interest Corporation-Type Financial Instruments Firms Association prescribed in Article 78(2), an Officer (including a provisional director and provisional auditor) or liquidator of an Investor Protection Fund, an Officer (including a provisional director and provisional executive officer), person who used to be a representative person, or liquidator of a Financial Instruments Exchange or self-regulation organization prescribed in Article 85(1), a representative person or person who used to be a representative person of a Foreign Financial Instruments Exchange in Japan, a representative person or Officer of a Financial Instruments Clearing Organization, or a representative person or Officer of a Securities Finance Company shall be punished by a non-penal fine of not more than 300 thousand yen in the following cases:  - 日本法令外国語訳データベースシステム

第二条 この法律の施行の際現に一の銀行等(第一条の規定による改正後の銀行法(以下「新銀行法」という。)第四条第五項に規定する銀行等をいう。以下この条において同じ。)が新銀行法第十六条の四第一項第二号(第二条の規定による改正後の長期信用銀行法(以下「新長期信用銀行法」という。)第十七条又は第三条の規定による改正後の外国為替銀行法(以下「新外国為替銀行法」という。)第十一条において準用する場合を含む。次項において同じ。)に掲げる会社の発行済株式(議決権のあるものに限る。)の総数又は出資の総額(以下「発行済株式等」という。)の百分の五十を超える数又は額の株式(議決権のあるものに限る。)又は持分(以下「株式等」という。)を所有しているものは、当該銀行等は、この法律の施行の日(以下「施行日」という。)から起算して三月以内にその旨を大蔵大臣に届け出なければならない。例文帳に追加

Article 2 (1) A Bank, etc. (meaning a Bank, etc. as defined by Article 4(5) of the Banking Act after the revision by Article 1 (hereinafter referred to as the "New Banking Act"); hereinafter the same shall apply in this Article) which, at the time when this Act comes into effect, holds shares (limited to voting shares) or equity (hereinafter shares or equity are collectively referred to as "Shares, etc.") of which the number or amount exceeds fifty hundredths of the total number of the issued shares (limited to voting shares) or the total amount of contribution (hereinafter the total number of issued shares and the total amount of contribution are collectively referred to as "Issued Shares, etc.") of a company falling under any of the categories listed in Article 16-4(1)(ii) of the New Banking Act (including the cases where it is applied mutatis mutandis pursuant to Article 17 of the Long-Term Credit Bank Act after the revision by Article 2 (hereinafter referred to as the "New Long-Term Credit Bank Act") or Article 11 of the Foreign Exchange Bank Act after the revision by Article 3 (hereinafter referred to as the "New Foreign Exchange Bank Act"); the same shall apply in the following paragraph) shall notify to that effect to the Minister of Finance within three months from the day when the Act comes into effect (hereinafter referred to as the "Effective Date").  - 日本法令外国語訳データベースシステム

第三百条の二 金融商品取引法第三章第一節第五款(第三十四条の二第六項から第八項まで(特定投資家が特定投資家以外の顧客とみなされる場合)並びに第三十四条の三第五項及び第六項(特定投資家以外の顧客である法人が特定投資家とみなされる場合)を除く。)(特定投資家)及び第四十五条(第三号及び第四号を除く。)(雑則)の規定は保険会社等若しくは外国保険会社等又は保険仲立人が行う特定保険契約(金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動により損失が生ずるおそれ(当該保険契約が締結されることにより顧客の支払うこととなる保険料の合計額が、当該保険契約が締結されることにより当該顧客の取得することとなる保険金、返戻金その他の給付金の合計額を上回ることとなるおそれをいう。)がある保険契約として内閣府令で定めるものをいう。以下この条において同じ。)又は顧客のために特定保険契約の締結の媒介を行うことを内容とする契約の締結について、同章第二節第一款(第三十五条から第三十六条の四まで(第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等)、第三十七条第一項第二号(広告等の規制)、第三十七条の二(取引態様の事前明示義務)、第三十七条の三第一項第二号及び第六号並びに第三項(契約締結前の書面の交付)、第三十七条の五(保証金の受領に係る書面の交付)、第三十七条の六(書面による解除)、第三十八条第一号及び第二号並びに第三十八条の二(禁止行為)、第三十九条第三項ただし書及び第五項(損失補てん等の禁止)、第四十条の二(最良執行方針等)並びに第四十条の三(分別管理が確保されていない場合の売買等の禁止)を除く。)(通則)の規定は保険会社等、外国保険会社等、保険募集人又は保険仲立人が行う特定保険契約の締結又はその代理若しくは媒介について、それぞれ準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定保険契約等」と、「金融商品取引業」とあるのは「特定保険契約の締結又はその代理若しくは媒介の業務」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為(第二条第八項各号に掲げる行為をいう。以下同じ。)」とあるのは「特定保険契約(保険業法第三百条の二に規定する特定保険契約をいう。以下同じ。)又は顧客のために特定保険契約の締結の媒介」と、同法第三十七条第二項中「金融商品取引行為」とあるのは「特定保険契約の締結」と、同法第三十七条の三第一項中「締結しようとするとき」とあるのは「締結しようとするとき、又は特定保険契約の締結の代理若しくは媒介を行うとき」と、「次に掲げる事項」とあるのは「次に掲げる事項その他保険業法第三百条第一項第一号に規定する保険契約の契約条項のうち重要な事項」と、同項第一号中「金融商品取引業者等」とあるのは「特定保険契約等を締結する保険会社等(保険業法第二条の二第一項に規定する保険会社等をいう。)、外国保険会社等(同法第二条第七項に規定する外国保険会社等をいう。)又は保険仲立人(同条第二十五項に規定する保険仲立人をいう。)」と、同項第五号中「金融商品取引行為」とあるのは「特定保険契約の締結」と、同法第三十八条第一項中「使用人」とあるのは「使用人(保険募集人(保険業法第二条第二十三項に規定する保険募集人をいう。)を除く。第三十九条第三項において同じ。)」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引(買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。)又はデリバティブ取引(以下この条において「有価証券売買取引等」という。)」とあるのは「特定保険契約の締結」と、「有価証券又はデリバティブ取引(以下この条において「有価証券等」という。)」とあるのは「特定保険契約」と、「顧客(信託会社等(信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。)が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。)」とあるのは「顧客」と、「損失」とあるのは「損失(当該特定保険契約が締結されることにより顧客の支払う保険料の合計額が当該特定保険契約が締結されることにより当該顧客の取得する保険金、返戻金その他の給付金の合計額を上回る場合における当該保険料の合計額から当該保険金、返戻金その他の給付金の合計額を控除した金額をいう。以下この条において同じ。)」と、「補足するため」とあるのは「補足するため、当該特定保険契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定保険契約の締結」と、「有価証券等」とあるのは「特定保険契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定保険契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定保険契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定保険契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十条第一号中「金融商品取引行為」とあるのは「特定保険契約等の締結」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三(第一項各号に掲げる事項に係る部分に限り、同項第二号及び第六号並びに第三項を除く。)及び第三十七条の四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。例文帳に追加

Article 300-2 The provision of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will be Deemed to be a Customer Other than Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person who Is a Customer Other Than Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investor) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provision) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the conclusion of a specified insurance contract (meaning an insurance contract specified by a Cabinet Office Ordinance as entailing the risk of loss due to any change in interest rates, currency values, financial instruments market prices as set forth in Article 2, paragraph (14) of that Act or any other indicator (meaning the risk that the total amount of insurance premiums to be paid by the customer following the conclusion of the insurance contract may exceed the total amount of insurance claims, reimbursements and other benefits to be paid out to the customer following the conclusion of the contract); hereinafter the same shall apply in this Article) effected by an Insurance Company, etc. or Foreign Insurance Company, etc., or a contract stipulating any specific act as an intermediary for the benefit of a customer in concluding a specified insurance contract; the provision of Section 2, Subsection 1 of the same Chapter (excluding Article 35 to 36-4 inclusive (Scope of Business for Persons Who Engage in Type 1 Financial Instruments Transaction Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name-Lending and Prohibition of Administration of Company Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Document Prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6 (Cancellation by a Written Statement), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso of Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Loss Compensation, etc.), Article 40-2 (Best Execution Policy, etc.), and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured) (General Rules)) shall apply mutatis mutandis to the conclusion of a specified insurance contract by an Insurance Company, etc., Foreign Insurance Company, etc., Insurance Solicitor or Insurance Broker and related act as an agent or intermediary. In this case, the terms "financial instruments transaction contract" and "financial instruments transaction business" in those provisions shall be deemed to be replaced with "specified insurance contract, etc.," and "the conclusion of a specified insurance contract, or any related act as an agent or intermediary," respectively; in Article 34 of that Act, the term "contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" shall be deemed to be replaced with "effecting a specified insurance contract (meaning a specified insurance contract provided in Article 300-2 of the Insurance Business Act; the same shall apply hereinafter) or acting as an intermediary for the benefit of a customer in concluding a specified insurance contract"; in Article 37, paragraph (2) of that Act, the term "carrying out Financial Instruments and Exchange Activities" shall be deemed to be replaced with "concluding specified insurance contracts"; in Article 37-3, paragraph (1) of that Act, the term "when it intends to conclude a financial instruments transaction contract" shall be deemed to be replaced with "when it intends to conclude a financial instruments transaction contract or acts as an agent or intermediary in concluding a specified insurance contract" and the term "the following matters" with "the following matters and any other important matter stipulated by an insurance contract provided in Article 300, paragraph (1), item (i) of the Insurance Business Act"; in Article 37-3, paragraph (1), item (i) of that Act, the term "Financial Instruments Business Operators, etc." shall be deemed to be replaced with "Insurance Company, etc. (meaning an Insurance Company, etc. as defined in Article 2-2, paragraph (1) of the Insurance Business Act), Foreign Insurance Company, etc. (meaning a Foreign Insurance Company, etc. as defined in Article 2, paragraph (7) of that Act) or Insurance Broker (meaning an Insurance Broker as defined in paragraph (25) of the same Article) concluding a specified insurance contract, etc."; in Article 37-3, paragraph (1), item (v) of that Act, the term "financial instruments transaction business carried out" shall be deemed to be replaced with "specified insurance contract concluded"; in Article 38, paragraph (1) of that Act, the term "employee" shall be deemed to be replaced with "employee (excluding an Insurance Solicitor as defined in Article 2, paragraph (23) of the Insurance Business Act; the same shall apply in Article 39, paragraph (3))"; in Article 39, paragraph (1), item (i) of that Act, the term "sales and purchase and any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or of Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)" shall be deemed to be replaced with "the conclusion of a specified insurance contract", the term "securities or derivative transaction (hereinafter referred to as "securities, etc." in this Article)" with "specified insurance contract," the term "customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including said person who sets the trust; hereinafter the same shall apply in this Article)" with "the customer," the term "loss" with "loss (meaning, where the total amount of insurance premiums to be paid by the customer following the conclusion of the specified insurance contract exceeds the total amount of insurance claims, reimbursements and other benefits to be paid out to the customer following the conclusion of the contract, the total amount of premium payment subtracted by the total amount of insurance claims, reimbursements and other benefits; hereinafter the same shall apply in this Article)," and the term "to supplement" with "to supplement, outside the stipulations of the specified insurance contract"; in Article 39, paragraph (1), items (ii) and (iii) of that Act, the term "securities sales transaction, etc." shall be deemed to be replaced with "the conclusion of a specified insurance contract," the term "securities, etc." with "specified insurance contract," and the term "to add to" with "to add to, outside the stipulations of the specified insurance contract"; in Article 39, paragraph (2) of that Act, the term "securities sales transaction, etc." shall be deemed to be replaced with "the conclusion of a specified insurance contract"; in Article 39, paragraph (3) of that Act, the term "determined by a Cabinet Office Ordinance as a potential cause" shall be deemed to be replaced with "a potential cause"; in Article 40, item (i) of that Act, the term "financial instruments transaction business" with "the conclusion of a specified insurance contract, etc."; in Article 45, item (ii) of that Act, the term "Article 37-2 to 37-6 inclusive, Article 40-2, paragraph (4) and Article 43-4" shall be deemed to be replaced with "Articles 37-3 (as far as any of the matters listed in the items of Article 37-3, paragraph (1) is concerned, excluding Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3)) and 37-4"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order.  - 日本法令外国語訳データベースシステム

第百九十四条の三 内閣総理大臣は、金融商品取引業者(第二十八条第一項に規定する第一種金融商品取引業を行う者に限る。)、登録金融機関、取引所取引許可業者、認可金融商品取引業協会、金融商品取引所、外国金融商品取引所、金融商品取引清算機関又は証券金融会社に対し次に掲げる処分をすることが有価証券の流通又は市場デリバティブ取引に重大な影響を与えるおそれがあると認めるときは、あらかじめ、有価証券の流通又は市場デリバティブ取引の円滑を図るために必要な措置に関し、財務大臣に協議しなければならない。例文帳に追加

Article 194-3 When the Prime Minister finds that giving of the dispositions listed in the following to a Financial Instruments Business Operator (limited to an operator of the Type I Financial Instruments Business set forth in Article 28(1)), Registered Financial Institution, Authorized Transaction-at-Exchange Operator, Authorized Financial Instruments Firms Association, Financial Instruments Exchange, Foreign Financial Instruments Exchange, Financial Instruments Clearing Organization or a Securities Finance Company is likely to give material influence on distribution of Securities or Market Transactions of Derivatives, he/she shall consult in advance with the Minister of Finance about measures necessary for achieving smooth distribution of Securities or Market Transactions of Derivatives:  - 日本法令外国語訳データベースシステム

第九十八条 前条の規定にかかわらず、商品取引所は、定款(株式会社商品取引所にあつては、業務規程。次条第一項、第百条、第百一条第一項、第百九条第一項、第百十三条第一項(第百十四条において準用する場合を含む。)及び第百十四条において同じ。)で定めるところにより、当該商品取引所と相互決済結了取引取決めを締結した他の商品取引所(商品取引所に相当する外国の施設を含む。次項において同じ。)の会員等に、当該相互決済結了取引取決めに基づいて取引の決済を結了させるための取引を行う目的の範囲内において、当該商品取引所の商品市場における取引をすることができる資格を与えることができる。例文帳に追加

Article 98 (1) Notwithstanding the provisions of the preceding Article, a Commodity Exchange may, pursuant to the provisions of its articles of incorporation (the market rules in the case of a Incorporated Commodity Exchange; the same shall apply in paragraph (1) of the following Article, Article 100, Article 101, paragraph (1), Article 109, paragraph (1), Article 113, paragraph (1) [including its application pursuant to Article 114] and Article 114), grant to a Member, etc. of another Commodity Exchange (including a foreign facility equivalent to a Commodity Exchange; the same shall apply in the following paragraph) with which said Commodity Exchange has concluded an Agreement on Intermarket Linkage the qualification for carrying out Transactions on a Commodity Market of said Commodity Exchange within the scope of purpose of carrying out transactions for completing the settlement of transactions based on said Agreement on Intermarket Linkage.  - 日本法令外国語訳データベースシステム

3 内国法人が適格合併、適格分割、適格現物出資又は適格事後設立(以下この項において「適格合併等」という。)により被合併法人、分割法人、現物出資法人又は事後設立法人からその有する特定外国会社等の第六十六条の六第二項第三号に規定する直接及び間接保有の株式等の数(以下この項において「直接及び間接保有の株式等の数」という。)の全部又は一部の移転を受けた場合には、当該内国法人の当該適格合併等の日を含む事業年度以後の各事業年度における第一項の規定の適用については、次の各号に掲げる適格合併等の区分に応じ当該各号に定める金額は、政令で定めるところにより、当該内国法人の前十年以内の各事業年度の課税済留保金額とみなす。例文帳に追加

(3) Where a domestic corporation has acquired, as a result of a qualified merger, qualified company split, qualified capital contribution in kind or qualified post-formation acquisition of assets and/or liabilities (hereinafter referred to in this paragraph as a "qualified merger, etc."), the transfer of the whole or part of the number of shares, etc. of a specified foreign subsidiary company, etc. held through direct and/or indirect ownership prescribed in Article 66-6(2)(iii) (hereinafter referred to in this paragraph as the "number of shares, etc. held through direct and/or indirect ownership") by the merged corporation, the split corporation, the corporation making a capital contribution-in-kind or the corporation effecting post-formation acquisition of assets and/or liabilities, with regard to the application of the provision of paragraph (1) in the business year that includes the date of the said qualified merger, etc. and each subsequent business year of the said domestic corporation, the amount specified in each of the following items for the category of qualified merger, etc. listed in the relevant item shall, pursuant to the provision of a Cabinet Order, be deemed to be the taxed amount of retained income of the said domestic corporation for each business year within the preceding ten years:  - 日本法令外国語訳データベースシステム

二 適格分割型分割 当該適格分割型分割に係る分割法人の分割前十年内事業年度(適格分割型分割の日前十年以内に開始した各事業年度又は各連結事業年度をいう。次項において同じ。)の課税済留保金額又は個別課税済留保金額のうち、当該適格分割型分割により当該内国法人が移転を受けた当該特定外国会社等の直接及び間接保有の株式等の数に対応する部分の金額として第六十六条の六第一項に規定する請求権の内容を勘案して政令で定めるところにより計算した金額例文帳に追加

ii) Qualified split-off-type company split: Any part of the taxed amount of retained income or individually taxed amount of retained income of the split corporation involved in the qualified split-off-type company split for each business year within ten years before the company split (meaning each business year or each consolidated business year that commenced within ten years before the date of the qualified split-off-type company split; the same shall apply in the next paragraph), which is calculated pursuant to the method specified by a Cabinet Order as the amount of income corresponding to the number of shares, etc. of the said specified foreign subsidiary company, etc. transferred to and therefore held by the said domestic corporation through direct and/or indirect ownership as a result of the said qualified split-off-type company split, while taking into consideration the contents of the claim prescribed in Article 66-6(1  - 日本法令外国語訳データベースシステム

3 連結法人が適格合併、適格分割、適格現物出資又は適格事後設立(以下この項において「適格合併等」という。)により被合併法人、分割法人、現物出資法人又は事後設立法人からその有する特定外国会社等の第六十六条の六第二項第三号に規定する直接及び間接保有の株式等の数(以下この項において「直接及び間接保有の株式等の数」という。)の全部又は一部の移転を受けた場合には、当該連結法人の当該適格合併等の日を含む連結事業年度以後の各連結事業年度における第一項の規定の適用については、次の各号に掲げる適格合併等の区分に応じ当該各号に定める金額は、政令で定めるところにより、当該連結法人の前十年以内の各連結事業年度の個別課税済留保金額とみなす。例文帳に追加

(3) Where a consolidated corporation has acquired, as a result of a qualified merger, qualified company split, qualified capital contribution in kind or qualified post-formation acquisition of assets and/or liabilities (hereinafter referred to in this paragraph as a "qualified merger, etc."), the transfer of the whole or part of the number of shares, etc. of a specified foreign subsidiary company, etc. held through direct and/or indirect ownership prescribed in Article 66-6(2)(iii) (hereinafter referred to in this paragraph as the "number of shares, etc. held through direct and/or indirect ownership") by the merged corporation, the split corporation, the corporation making a capital contribution-in-kind or the corporation effecting post-formation acquisition of assets and/or liabilities, with regard to the application of the provision of paragraph (1) in the consolidated business year that includes the date of the said qualified merger, etc. and each subsequent consolidated business year of the said consolidated corporation, the amount specified in each of the following items for the category of qualified merger, etc. listed in the relevant item shall, pursuant to the provision of a Cabinet Order, be deemed to be the individually taxed amount of retained income of the said consolidated corporation for each consolidated business year within the preceding ten years:  - 日本法令外国語訳データベースシステム

二 適格分割型分割 当該適格分割型分割に係る分割法人の分割前十年内事業年度(適格分割型分割の日前十年以内に開始した各連結事業年度又は各事業年度をいう。次項において同じ。)の個別課税済留保金額又は課税済留保金額のうち、当該適格分割型分割により当該連結法人が移転を受けた当該特定外国会社等の直接及び間接保有の株式等の数に対応する部分の金額として第六十六条の六第一項に規定する請求権の内容を勘案して政令で定めるところにより計算した金額例文帳に追加

ii) Qualified split-off-type company split: Any part of the individually taxed amount of retained income or taxed amount of retained income of the split corporation involved in the qualified split-off-type company split for each business year within ten years before the company split (meaning each consolidated business year or each business year that commenced within ten years before the date of the qualified split-off-type company split; the same shall apply in the next paragraph), which is calculated pursuant to the method specified by a Cabinet Order as the amount of income corresponding to the number of shares, etc. of the said specified foreign subsidiary company, etc. transferred to and therefore held by the said consolidated corporation through direct and/or indirect ownership as a result of the said qualified split-off-type company split, while taking into consideration the contents of the claim prescribed in Article 66-6(1  - 日本法令外国語訳データベースシステム

二 当該各事業年度を基準事業年度(剰余金の配当等の支払に係る基準日の属する事業年度をいう。以下この号において同じ。)とする剰余金の配当等の額(当該各事業年度終了の日の翌日から二月を経過する日を含む当該特定外国会社等に係る内国法人の事業年度終了の日までに支払義務が確定したものに限る。以下この号において同じ。)の合計額(当該各事業年度を基準事業年度とする剰余金の配当等の額の全部又は一部が次に掲げる者に支払われた場合には、当該合計額は零とする。)例文帳に追加

(ii) The sum of the amount of a dividend of surplus, etc. by deeming the relevant business year to be the base business year (meaning the business year including the base day for paying a dividend of surplus, etc.; hereinafter the same shall apply in this item) (such amount of dividend of surplus, etc. shall be limited to that for which the payment obligation was fixed by the final day of the business year of a domestic corporation related to the said specified foreign subsidiary company, etc., which includes the day on which two months have elapsed after the day following the final day of the relevant business year; hereinafter the same shall apply in this item) (where the whole or a part of the amount of a dividend of surplus, etc. by deeming the relevant business year to be the base business year has been paid to any person listed as follows, the said sum shall be deemed to be zero):  - 日本法令外国語訳データベースシステム

二 当該各事業年度を基準事業年度(剰余金の配当等の支払に係る基準日の属する事業年度をいう。以下この号において同じ。)とする剰余金の配当等の額(当該各事業年度終了の日の翌日から二月を経過する日を含む当該特定外国会社等に係る連結法人の連結事業年度終了の日までに支払義務が確定したものに限る。以下この号において同じ。)の合計額(当該各事業年度を基準事業年度とする剰余金の配当等の額の全部又は一部が次に掲げる者に支払われた場合には、当該合計額は零とする。)例文帳に追加

(ii) The sum of the amount of a dividend of surplus, etc. by deeming the relevant business year to be the base business year (meaning the business year including the base day for paying a dividend of surplus, etc.; hereinafter the same shall apply in this item) (such amount of a dividend of surplus, etc. shall be limited to that for which the payment obligation was fixed by the final day of the consolidated business year of a consolidated corporation related to the said specified foreign subsidiary company, etc., which includes the day on which two months have elapsed after the day following the final day of the relevant business year; hereinafter the same shall apply in this item) (where the whole or a part of the amount of a dividend of surplus, etc. by deeming the relevant business year to be the base business year has been paid to any person listed as follows, the said sum shall be deemed to be zero):  - 日本法令外国語訳データベースシステム

2 第七条第一項第五号、第百七十八条及び第百七十九条の規定は、外国信託会社が、その引き受けた第百七十六条第二項に規定する退職年金等信託の信託財産に属する同項に規定する公社債等につき第百六十一条第四号(同号ロを除く。)、第五号又は第十二号に掲げる国内源泉所得の支払をする者の備え付ける帳簿に、当該公社債等が当該信託財産に属する旨その他財務省令で定める事項の登載を受けている場合には、当該公社債等についてその登載を受けている期間内に支払われる当該国内源泉所得については、適用しない。例文帳に追加

(2) Where a foreign trust company has caused the person who pays domestic source income listed in Article 161(iv) (excluding (b)), (v) or (xii) with respect to the government or company bonds, etc. prescribed in Article 176(2) that are included in the trust property under a retirement pension trust prescribed in the said paragraph for which the trust company has accepted the position of trustee, to record, in the books that the person keeps, the fact that the said government or company bonds, etc. are included in the said trust property as well as other matters specified by an Ordinance of the Ministry of Finance, the provisions of Article 7(1)(v), Article 178, and Article 179 shall not apply to the said domestic source income from the said government or company bond, etc. to be paid during the period when the recordation of the said matters regarding the government or company bonds, etc. remains in the books.  - 日本法令外国語訳データベースシステム

第六条 会社は、その株式を取得した次に掲げる者から、その氏名及び住所を株主名簿に記載し、又は記録することの請求を受けた場合において、その請求に応ずることによつて第一号から第三号までに掲げる者により直接に占められる議決権の割合とこれらの者により第四号に掲げる者を通じて間接に占められる議決権の割合として総務省令で定める割合とを合計した割合(以下この条において「外国人等議決権割合」という。)が三分の一以上となるときは、その氏名及び住所を株主名簿に記載し、又は記録してはならない。例文帳に追加

Article 6 (1) When the Company has received a request to enter the name and address in its register of shareholders from those persons set forth in any of the following items who have acquired its shares, the Company shall not do so if the aggregate of the ratios of the voting rights directly held by the persons set forth in items (i) through (iii) and the ratio prescribed in the provisions of the applicable Ordinance of MIC as the ratio of voting rights indirectly held by such persons through controlling the persons set forth in item (iv) (such an aggregate will be referred to as the "ratio of voting rights of foreign nationals, etc.") in this article reaches or exceed one-third upon acceptance of the request.  - 日本法令外国語訳データベースシステム

IFRS適用については、「中間報告」において方向性が示されているが、上記の「中間報告」以降の変化と2010年3月期から任意適用が開始されている事実、EUによる同等性評価の進捗、東日本大震災の影響を踏まえつつ、さまざまな立場から追加の委員を加えた企業会計審議会総会・企画調整部会合同会議における議論を6月中に開始する。この議論に当たっては、会計基準が単なる技術論だけでなく、国における歴史、経済文化、風土を踏まえた企業のあり方、会社法、税制等の関連する制度、企業の国際競争力などと深い関わりがあることに注目し、さまざまな立場からの意見に広く耳を傾け、会計基準がこれらにもたらす影響を十分に検討し、同時に国内の動向や米国をはじめとする諸外国の状況等を十分に見極めながら総合的な成熟された議論が展開されることを望む。例文帳に追加

While the “Interim Reportindicated a certain direction, I have decided to hold before the end of June a joint meeting of the plenary and the Planning and Coordination Committee of the Business Accounting Council, after adding new members to represent diverse views, and seek a discussion taking into account the changes since the release of theInterim Report,” the fact that the voluntary application has been made possible for the business years ending on or after 31 March 2010, the progress in the equivalence assessment by the European Union, and the impact of the Great East Japan Earthquake and tsunami.  - 金融庁

早速色々(報道されており)、どこかの新聞を読ませて頂きましたら、届出制で、届出すれば何でもできるんだというふうなどこかの記事がございましたが、そうではなくて、届出しても今言ったように、他の金融機関への配慮義務、あるいは民営化委員会への通知、それから最後は、内閣総理大臣、(すなわち委任を受けている)金融担当大臣及び総務大臣による監督上の命令まで出来るわけですから、そういった他の保険会社にはない上乗せ規制があるということを十分に、そう法律に書いてありますから、ぜひそのことをご理解して頂いて、特に外国の報道機関の方もおられますので、そこら辺は是非誤解のないようにご理解をして頂きたいというふうに思っております。例文帳に追加

This matter has been reported in various news articles, and one article asserted that Japan Post Insurance would be allowed to do anything as long as it notifies the authorities. However, that is not true. Even if Japan Post Insurance notifies the authorities, it will have to give consideration to competition with other financial institutions and notify the privatization committee, and it is subject to orders from the Minister for Financial Services, acting on behalf of the Prime Minister, and the Minister for Internal Affairs and Communications. I would like you to understand that Japan Post Insurance is subject to such additional regulations, which are not applicable to other insurance companies, as stipulated in the law. In particular, I would like foreign correspondents here to avoid misunderstanding in that respect.  - 金融庁

1 前条の規定にかかわらず、商品取引所は、定款(株式会社商品取引所にあつては、業務規程。次条第一項、第百条、第百一条第一項、第百九条第一項、第百十三条第一項(第百十四条において準用する場合を含む。)及び第百十四条において同じ。)で定めるところにより、当該商品取引所と相互決済結了取引取決めを締結した他の商品取引所(商品取引所に相当する外国の施設を含む。次項において同じ。)の会員等に、当該相互決済結了取引取決めに基づいて取引の決済を結了させるための取引を行う目的の範囲内において、当該商品取引所の商品市場における取引をすることができる資格を与えることができる。例文帳に追加

(1) Notwithstanding the provisions of the preceding Article, a Commodity Exchange may, pursuant to the provisions of its articles of incorporation (the market rules in the case of a Incorporated Commodity Exchange; the same shall apply in paragraph 1 of the following Article, Article 100, Article 101, paragraph 1, Article 109, paragraph 1, Article 113, paragraph 1 [including its application pursuant to Article 114] and Article 114), grant to a Member, etc. of another Commodity Exchange (including a foreign facility equivalent to a Commodity Exchange; the same shall apply in the following paragraph) with which said Commodity Exchange has concluded an Agreement on Intermarket Linkage the qualification for carrying out Transactions on a Commodity Market of said Commodity Exchange within the scope of purpose of carrying out transactions for completing the settlement of transactions based on said Agreement on Intermarket Linkage.  - 経済産業省

3 会社法第九百四十条第一項(第一号を除く。)及び第三項(電子公告の公告期間等)、第九百四十一条(電子公告調査)、第九百四十六条(調査の義務等)、第九百四十七条(電子公告調査を行うことができない場合)、第九百五十一条第二項(財務諸表等の備置き及び閲覧等)、第九百五十三条(改善命令)並びに第九百五十五条(調査記録簿等の記載等)の規定は、外国保険会社等が電子公告によりこの法律又は他の法律の規定による公告をする場合について準用する。この場合において、同法第九百四十条第一項第二号中「第四百四十条第一項」とあるのは「保険業法第百九十三条第二項において準用する第八百十九条第一項」と、「定時株主総会」とあるのは「手続」と、同条第三項中「前二項」とあるのは「第一項」と、同法第九百四十一条中「この法律又は他の法律の規定による公告(第四百四十条第一項の規定による公告を除く」とあるのは「保険業法の規定による公告(同法第百九十三条第二項において準用する第八百十九条第一項の規定による公告を除く」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。例文帳に追加

(3) The provisions of Article 940, paragraph (1) (excluding item (i)) and (3) (Period of Public Notice for Electronic Public Notice, etc.), Article 941 (Investigation of Electronic Public Notice), Article 946 (Obligation of Investigation, etc.), Article 947 (Cases Where Investigation on Electronic Public Notice may not be Carried out), Article 951, paragraph (2) (Keeping and Inspection, etc. of Financial Statements, etc.), Article 953 (Order for Improvement), and Article 955 (Entries, etc. in Investigation Registry, etc.) of the Companies Act shall apply mutatis mutandis where a Foreign Insurance Company, etc. gives public notice under this Act or any other Act in the form of electronic public notice. In this case, the terms "Article 440, paragraph (1)" and "annual shareholders meeting" in Article 940, paragraph (1), item (ii) of that Act shall be deemed to be replaced with "Article 819, paragraph (1) as applied mutatis mutandis pursuant to Article 193, paragraph (2) of the Insurance Business Act" and "procedure" respectively; the term "the preceding two paragraphs" in Article 940, paragraph (3) of that Act shall be deemed to be replaced with "paragraph (1)"; and the term "public notice under this Act or any other Act (excluding the public notice under Article 440, paragraph (1)" in Article 941 of that Act shall be deemed to be replaced with "public notice under the Insurance Business Act (excluding the public notice under Article 819, paragraph (1) as applied mutatis mutandis pursuant to Article 193, paragraph (2) of that Act"; any other necessary technical change in interpretation shall be specified by a Cabinet Order.  - 日本法令外国語訳データベースシステム

第二百五十条 保険会社等又は外国保険会社等は、次に掲げる場合に該当する場合には、第百三十五条第一項(第二百十条第一項及び第二百七十二条の二十九において準用する場合を含む。)の契約において、第百三十五条第四項(第二百十条第一項及び第二百七十二条の二十九において準用する場合を含む。)に規定する軽微な変更のほか、当該契約により移転するものとされる保険契約(特定契約を除く。)について保険金額の削減その他の契約条項の変更(当該軽微な変更、特定補償対象契約以外の補償対象契約(第二百七十条の三第二項第一号に規定する補償対象契約をいう。)について第三項第一号に規定する公告等の時以後に収受した保険料により積み立てるべき責任準備金を減額する変更及び特定補償対象契約について同号に規定する公告等の時以後に発生する解約返戻金その他これに類するものとして内閣府令・財務省令で定める給付金に関しこれら以外の当該特定補償対象契約に係る保険金その他の給付金に比して不利な内容を定める変更を除く。以下この款において「契約条件の変更」という。)を定めることができる。例文帳に追加

Article 250 (1) In addition to the minor modifications prescribed in Article 135, paragraph (4) (including the cases where it is applied mutatis mutandis pursuant to Article 210, paragraph (1) and Article 272-29) made to the contract set forth in Article 135, paragraph (1) (including the cases where it is applied mutatis mutandis pursuant to Article 210, paragraph (1) and Article 272-29), an Insurance Company, etc., or Foreign Insurance Company, etc., may, in the cases that fall under the following listed cases, prescribe a reduction in the amount of insurance claims and any other modifications to contract clauses with regard to insurance contracts (excluding specified contracts) that will be transferred pursuant to that contract (excluding said minor modifications, that reduce the policy reserves that should be reserved from Insurance Premiums received after the time of the public notice, etc., prescribed in paragraph (3), item (i) with regard to Covered Insurance Contracts other than specified Covered Insurance Contracts (referred to as Covered Insurance Contracts prescribed in Article 270, paragraph (3), item (i)), and modifications that will establish disadvantageous content relating to cancellation refunds or any other similar benefits specified by a Cabinet Office Ordinance or Ordinance of the Ministry of Finance that accrue after the time of the public notice, etc., prescribed in that item with regard to specified Covered Insurance Contracts compared to other insurance claims or any other benefits pertaining to said specified Covered Insurance Contracts; hereinafter referred to in this Subsection as "Modifications to Contract Conditions"):  - 日本法令外国語訳データベースシステム

2 信託会社外国信託会社又は信託業法第五十条の二第一項の登録を受けた者が前項の規定により信託受益権の売買等を業として行う場合においては、これらの者を金融商品取引業者とみなして、第三十四条から第三十四条の五まで、第三十六条、第三十六条の二第一項(同法第五十条の二第一項の登録を受けた者が信託受益権の売買等を業として行う場合に限る。)、第三十六条の三、第三十七条(第一項第二号を除く。)、第三十七条の二、第三十七条の三(第一項第二号を除く。)、第三十七条の四、第三十七条の六、第三十八条、第三十九条、第四十条、第四十五条第一号及び第二号、第四十七条から第四十七条の三まで、第五十一条、第五十二条第一項及び第二項、第五十六条の二第一項、第百九十条並びに第百九十四条の五第二項の規定(これらの規定に係る罰則を含む。)を適用する。この場合において、第五十二条第一項中「次の各号のいずれか」とあるのは「第六号又は第九号」と、「当該金融商品取引業者の第二十九条の登録を取り消し、第三十条第一項の認可を取り消し、又は六月以内の期間を定めて」とあるのは「六月以内の期間を定めて」と、同条第二項中「第二十九条の登録当時既に同号イからトまでのいずれかに該当していたことが判明したとき、又は前項第六号若しくは第八号から第十号までのいずれか」とあるのは「又は前項第六号若しくは第九号」とする。例文帳に追加

(2) When a trust company, a foreign trust company or a person registered under Article 50-2(1) of the Trust Business Act engages in the business of the Sales and Purchase, etc. of Trust Beneficial Rights in the course of trade under the provision of the preceding paragraph, these persons shall be deemed to be Financial Instruments Business Operators, and the provisions of Article 34 to Article 34-5 inclusive, Article 36, Article 36-2(1) (limited to cases where a person registered under Article 50-2(1) of the Trust Business Act conducts the Sales and Purchase, etc. of Trust Beneficial Rights in the course of trade), Article 36-3, Article 37 (excluding paragraph (1), item (ii)), Article 37-2, Article 37-3 (excluding paragraph (1), item (ii)), Article 37-4, Article 37-6, Article 38, Article 39, Article 40, Article 45(i) and (ii), Article 47 to Article 47-3 inclusive, Article 51, Article 52(1) and (2), Article 56-2(1), Article 190 and Article 194-5(2) (including penal provisions pertaining to these provisions) shall be applied. In this case, the term "any of the following items" in Article 52(1) shall be deemed to be replaced with "item (vi) or (ix)"; the term "rescind its registration under Article 29, rescind its authorization under Article 30(1), or order suspension of all or part of its business by specifying a period not exceeding six months" in said paragraph shall be deemed to be replaced with "order suspension of all or part of its business by specifying a period not exceeding six months"; and the term "was found to fall under any of (a) to (g) of said item at the time of registration under Article 29, or came to fall under any of item (vi) or item (viii) to (x) of the preceding paragraph," in Article 52(2) shall be deemed to be replaced with "or came to fall under item (vi) or (ix) of the preceding paragraph".  - 日本法令外国語訳データベースシステム

第二条 法第十条第二項(第三項において準用する場合を含む。)の規定により取得し、又は所有する株式に関する報告をしようとする者は、国内の会社にあつては様式第四号による報告書、外国会社にあつては様式第五号による報告書一通を公正取引委員会に提出しなければならない。ただし、合併又は分割をすることにより、議決権保有割合が法第十条第二項(第三項において準用する場合を含む。)の政令で定める数値を超えることとなる場合において、法第十五条第二項(第三項において読み替えて準用する場合を含む。)の規定により公正取引委員会に届け出ることとされている合併に関する計画又は法第十五条の二第二項(第五項において読み替えて準用する場合を含む。)の規定により公正取引委員会に届け出ることとされている共同新設分割に関する計画若しくは法第十五条の二第三項(第五項において読み替えて準用する場合を含む。)の規定により公正取引委員会に届け出ることとされている吸収分割に関する計画において当該株式に関する事項を記載したときは、その合併に関する計画又は共同新設分割に関する計画若しくは吸収分割に関する計画を届け出ることをもつて当該株式に関する報告書の提出に代えることができる。例文帳に追加

Article 2 (1) A person who files a report on shares acquired or held pursuant to the provision in paragraph 2, Article 10 of the Act (including mutatis mutandis application pursuant to paragraph 3) shall submit to the Fair Trade Commission a written report using Form No. 4 if it is a company in Japan or a written report using Form No. 5 if it is a foreign company; provided, however, that when a merger or a split results in the ratio of voting rights held exceeding the level specified by the Cabinet Order prescribed in paragraph 2, Article 10 of the Act (including mutatis mutandis application pursuant to paragraph 3) and when information on the shares is stated in the plan with respect to a merger to be submitted to the Fair Trade Commission pursuant to the provision in paragraph 2, Article 15 of the Act (including mutatis mutandis application pursuant to paragraph 3), in the plan with respect to a joint incorporation-type split to be submitted to the Fair Trade Commission pursuant to the provision in paragraph 2, Article 15-2 of the Act (including mutatis mutandis application pursuant to paragraph 5) or in the plan with respect to an absorption-type split to be submitted to the Fair Trade Commission pursuant to the provision in paragraph 3, Article 15-2 of the Act (including mutatis mutandis application pursuant to paragraph 5), submission of the written report on the shares may be replaced by filing of a notification of the plan with respect to the merger, the joint incorporation-type split or the absorption-type split.  - 日本法令外国語訳データベースシステム

例文

法第百五十条において読み替えて準用する会社法第二百三十四条第二項に規定する主 務省令で定める方法は、次の各号に掲げる場合の区分に応じ、当該各号に定める額をもっ て法第百五十条において読み替えて準用する会社法第二百三十四条第二項に規定する株 式の価格とする方法とする。 一当該株式を市場において行う取引によって売却する場合当該取引によって売却す る価格 二前号に掲げる場合以外の場合次に掲げる額のうちいずれか高い額 イ売却日における当該株式を取引する市場における最終の価格(当該売却日に売 買取引がない場合又は当該売却日が当該市場の休業日に当たる場合にあっては、 その後最初になされた売買取引の成立価格)ロ売却日において当該株式が公開買付け等(証券取引法第二十七条の二第六項 (同法第二十七条の二十二第二項 において準用する場合を含む。)に規定する公 開買付け及びこれに相当する外国の法令に基づく制度をいう。)の対象であると きは、当該売却日における当該公開買付け等に係る契約における当該株式の価格例文帳に追加

A method specified by an ordinance of the competent ministry set forth in Article 234, paragraph 2 of the Company Act, as applied mutatis mutandis by replacing the terms pursuant to Article 150 of the Act shall correspond to the categories listed in the following items and be the method of specifying the price set out in said respective items as the price of shares prescribed in Article 234, paragraph 2 of the Company Act, as applied mutatis mutandis by replacing the terms pursuant to Article 150 of the Act: (i) in the case of selling said shares by transactions on the market: the selling price of said transaction; (ii) in cases other than as set forth in the preceding item: the prices set forth in the following, whichever is the greater: (a) the closing price on the market where said shares are traded on the date of sale (in the case of no selling or buying transactions on said sale date, or in the case where said selling day is a holiday of said market, the price of the first selling or buying transactions conducted following said sale date); or (b) if said shares are subject to a takeover bid, etc. (which means a takeover bid prescribed in Article 27-2, paragraph 6 of the Securities Exchange Act [including cases where it is applied mutatis mutandis pursuant to Article 27-22, paragraph 2 of the same Act] and an equivalent system based on laws and regulations in a foreign state) on the date of sale, the price of said shares under the contract pertaining to said takeover bid on said date of sale.  - 経済産業省

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日本法令外国語訳データベースシステム
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