「foreign exchange」に関連した英語例文の一覧と使い方(22ページ目) - Weblio英語例文検索

(iii) transactions listed in Article 2, paragraph (21), item (ii) of the Act, and Exchange-Traded Derivatives Transactions in a Foreign Market similar to the transactions listed in that item: the party to pay and the party to receive the money when the Actual Figure (meaning the Actual Figure prescribed in that item; the same shall apply in item (viii)) exceeds the Agreed-Upon Figure (meaning the Agreed-Upon Figure as prescribed in item (ii) of that paragraph; the same shall apply in item (viii)), and the volumes or amounts, the agreed-upon figure, and the date of delivery for the Financial Indicator or the Financial Instruments; 例文帳に追加

三　法第二条第二十一項第二号に掲げる取引及び外国市場デリバティブ取引であって同号に掲げる取引と類似の取引　現実数値（同号に規定する現実数値をいう。第八号において同じ。）が約定数値（同項第二号に規定する約定数値をいう。第八号において同じ。）を上回った場合に金銭を支払う立場の当事者となるか又は当該金銭を受領する立場の当事者となるかの別、金融指標又は金融商品の銘柄、数又は金額、約定数値及び受渡日 - 日本法令外国語訳データベースシステム

In cases where any of the above conditions cannot be met and thus the framework of mutual reliance cannot work, the CPAAOB will seek to obtain information from or conduct inspections on Firms on their own. Also, even if all the above conditions are met, in cases where the above arrangements of information exchange cannot be fully performed, including when information cannot be obtained from a Foreign Competent Authority in a sustained manner, or when, despite the arrangements, the provision of such information as the CPAAOB deems necessary cannot be ensured, such information may be directly collected from the Firm. 例文帳に追加

審査会は、これらの条件のいずれかが満たされず、相互依拠によることができない場合には、報告徴収及び検査を実施する。また、これら相互依拠の条件がすべて満たされている場合でも、当該国当局より継続的に情報を入手できない場合又は審査会が必要と認めた特定の情報の提供が保されない場合等上記取極め等が十分に履行されない場合には、当該情に限り外国監査法人等から直接情報の徴収を行うものとする。 - 金融庁

Nevertheless, there is concern that the net debt to foreign countries as a percentage of GDP will increase in the future, in light of (a) the flattening out of the nominal effective exchange rate of the US dollar from 2005 onward, (b) the continued worsening of the trade balance, (c) the unlikelihood of external asset prices of the United States, including stock prices, continuing to rise in the long term, and (d) the decrease in the margin of surplus for the balance on income for two consecutive years from 2005 onward. It is thus necessary for the United States to try to control this by reducing its trade deficit to a certain degree (Figure 1-2-11).例文帳に追加

しかしながら、① 2005 年以降ドルの名目実効為替レートは横ばいに転じていること、②貿易収支は引き続き悪化を続けていること、③株価等米国の対外資産価格が長期的に上昇し続けるとは考えにくいこと、④2005 年以降 2 年連続で所得収支黒字幅が減少していることにかんがみれば、今後、対外純債務残高の名目GDP 比が増加することが懸念されることから、米国は、貿易赤字を一定程度縮小させることで、その抑制を図ることが必要である（第1-2-11図）。 - 経済産業省

(vi) a stock company which has been sentenced to a fine (including punishment equivalent thereto pursuant to the laws and regulations of a foreign state) for violating the provisions of this Act, the Trust Act (Act No. 108 of 2006), the Secured Bonds Trust Act, the Act on Provision, etc. of Trust Business by Financial Institutions, the Financial Instruments and Exchange Act, the Act on Investment Trusts and Investment Corporations (Act No. 198 of 1951), the Act on Regulation of Business Pertaining to Commodity Investment (Act No. 66 of 1991), the Act on Liquidation of Assets (Act No. 105 of 1998), the Copyright Management Business Act (Act No. 131 of 2000), or any other law specified by a Cabinet Order, or pursuant to the provisions of laws and regulations of a foreign state that are equivalent thereto, and where five years have yet to elapse since the day on which execution of the sentence was completed or since the day on which the stock company has ceased to be subject to execution of the sentence; 例文帳に追加

六　この法律、信託法（平成十八年法律第百八号）、担保付社債信託法、金融機関の信託業務の兼営等に関する法律、金融商品取引法、投資信託及び投資法人に関する法律（昭和二十六年法律第百九十八号）、商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）、資産の流動化に関する法律（平成十年法律第百五号）若しくは著作権等管理事業法（平成十二年法律第百三十一号）その他政令で定める法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなった日から五年を経過しない株式会社 - 日本法令外国語訳データベースシステム

In this situation, countries around the world are implementing a variety of measures on their own and in cooperation with each other. In Japan, too, the government and the private sector must work together and do their best to overcome this crisis situation. In this sense, stable foreign exchange rates and the stock price rise today, which came after a moderate recovery in markets around the world around the turn of the year, reflect the strong resolve of the private sector, or the business circles, to overcome this difficult situation, and we must also do our best to accomplish what must be done with a similar resolve. 例文帳に追加

そういう中で各国ともそれぞれ、そしてまた協調して色々な対策をとっているわけですけれども、日本におきましても官民挙げてこの危機とも言われる状況を乗り切っていかなければならないという意味で、世界的に年末年始少し持ち直しておりますので、日本のスタートである本日、為替が安定しそして株価が上昇しているということは、みんなでこの難局を乗り切っていこうという、民間側といいましょうか経済界側の強い決意のあらわれであり、我々も同じような決意でやるべきことを全力を挙げてやっていかなければならないと。 - 金融庁

To cite some specific examples, the FSA has dealt with the problem of unpaid insurance benefits, which we talked about earlier, inappropriate business practices used by foreign exchange margin trading companies, and the issue of mutual aid associations operating without a license, as well as institutional issues, including a revision of the Money Lending Control Act. While dealing with these issues, the FSA has been striving to establish a framework for the protection of users based on a consistent philosophy regarding both matters of inspection and supervision and the institutional design. Also, it has been conducting inspection and supervision in ways to ensure the effectiveness of this framework. 例文帳に追加

一部具体例を申し上げれば、先ほども話題となりました保険金の不払いや支払漏れの問題、悪徳な商法を含む外為証拠金取引業者への対応、無認可共済の問題への対応、さらには貸金業法の改正といった制度面を含む業者対応等々を行ってきているわけでありまして、その中で検査・監督と制度設計の両方を通じた一貫した整合性のある利用者保護の枠組みの整備と、その枠組みの実効性を確保するための検査・監督ということを行ってきているということでございます。 - 金融庁

With regard to a cooperative framework between an Intermediary Financial Institution, etc. and a Remittance Handling Financial Institution, etc., it is necessary to first conclude an agreement, etc. that enables the Remittance Handling Financial Institution, etc. to acquire information that is necessary to fulfill the confirmation obligation pursuant to Article 17 of the Foreign Exchange Act, such as the purpose of the remittance, the name, address, etc. of the person who requests the remittance, and the place of origin of goods pertaining to the import or Brokerage Transaction and the region of shipment thereof, from the Intermediary Financial Institution, etc. in a timely and appropriate manner, and then to monitor the status of implementation of the confirmation by the Intermediary Financial Institution, etc. on a regular basis. 例文帳に追加

取次金融機関等と送金取扱金融機関等との協力体制には、送金取扱金融機関等が、外為法第１７条に基づく確認義務を果たすために必要な送金目的、送金依頼人の氏名・住所等、輸入又は仲介貿易取引に係る貨物の原産地及び船積地域等の情報等を、取次金融機関等から適時適切に取得することを可能とするような取決め等を締結した上で、取次金融機関等における当該確認の実施状況を定期的にモニタリングすることが必要である。 - 財務省

(g) when the applicant for permission is a person who had his/her registration under Article 29 or Article 33-2 rescinded under the provision of Article 52(1) or 52-2(1), had his/her permission under Article 60(1) rescinded under the provision of Article 60-8(1), had his/her registration under Article 66 rescinded under the provision of Article 66-20(1), or a person who had obtained a Registration, etc. in the state where its head office or Transaction-at-Exchange Office is located and has had said Registration, etc. rescinded under laws and regulations of the foreign state which correspond to this Act, and for whom five years have not passed since the day of the rescission; 例文帳に追加

ト　第五十二条第一項若しくは第五十二条の二第一項の規定により第二十九条若しくは第三十三条の二の登録を取り消され、第六十条の八の規定により第六十条第一項の許可を取り消され、若しくは第六十六条の二十第一項の規定により第六十六条の登録を取り消され、又は本店若しくは取引所取引店が所在する国において受けている登録等がこの法律に相当する外国の法令の規定により取り消され、その取消しの日から五年を経過するまでの者であるとき。 - 日本法令外国語訳データベースシステム

The Basic Guidelines shall be applied to inspections, etc. conducted by FSA and by Local Finance Bureaus under commission from the FSA Commissioner, under the Banking Law, Long-Term Credit Bank Law, Shinkin Bank Law, Law Concerning Financial Services by Cooperative Unions, Labor Credit Association Law, Agricultural Cooperative Association Law, Fishery Cooperative Law, Norinchukin Bank Law, Law Concerning Concurrent Operation of Trust Business by Financial Institutions, Deposit Insurance Law, Insurance Business Law, Securities and Exchange Law, Law Concerning Foreign Securities Firms, Law Concerning Investment Trusts and Investment Corporations and Law Concerning Investment Advisory Business. 例文帳に追加

本基本指針は、銀行法、長期信用銀行法、信用金庫法、協同組合による金融事業に関する法律、労働金庫法、農業協同組合法、水産業協同組合法、農林中央金庫法、金融機関の信託業務の兼営等に関する法律、預金保険法、保険業法、証券取引法、外国証券業者に関する法律、投資信託及び投資法人に関する法律並びに有価証券に係る投資顧問業の規制等に関する法律に基づき、金融庁及び金融庁長官から委任を受けて財務局が実施する検査等に対して適用する。 - 金融庁

The estimation for income surplus was made according to the following conditions: (i) net external assets increased by the accumulation of current account surplus (profit and loss due to foreign exchange and depletion of fixed assets are eliminated); (ii) as a result of the “dual-track” income balance structure, both external assets and external debts increased in scale without changing the ratio of assets and debts; (iii) as a result of the improved portfolio by asset type, the share of direct investments with relatively high rates of return expanded to the current UK level; and (iv) as a result of the improved portfolio by region, the share of securities investments in Asia expanded to the current UK level.例文帳に追加

具体的には、我が国が2030年に、①対外純資産は経常収支黒字幅の累積によって増加（為替等による損益や固定資産減耗は捨象）し、②所得収支構造の「複線的」構造の実現の結果として、対外資産、対外負債は、資産と負債の比率を維持したまま双方ともに規模を拡大し、③資産種別ポートフォリオの改善の結果、相対的に収益率の高い直接投資の比率が現在の英国並の水準まで拡大し、④地域別ポートフォリオの改善の結果、証券投資のアジア向け投資比率が現在の英国並の水準まで拡大、した場合の所得収支を試算した。 - 経済産業省

Article 24-4-2 (1) A company which is required to submit Annual Securities Reports under Article 24(1) (including those which have submitted Annual Securities Reports under Article 23-3(4); the same shall apply in the following paragraph) shall, if the Securities issued by the company are those listed in Article 24(1)(i) or the company is otherwise required by a Cabinet Order, submit, together with an Annual Securities Report (or a Foreign Company Report in cases where Foreign Company Reports are submitted instead of Annual Securities Reports, etc. defined in Article 24(8) under Article 24(8)), a letter confirming that, pursuant to the provisions of a Cabinet Office Ordinance, statements contained in the Annual Securities Report are appropriate under the Financial Instruments and Exchange Act and Related Regulations (hereinafter referred to as a "Confirmation Letter" in this Article and the following Article). 例文帳に追加

第二十四条の四の二　第二十四条第一項の規定による有価証券報告書を提出しなければならない会社（第二十三条の三第四項の規定により当該有価証券報告書を提出した会社を含む。次項において同じ。）のうち、第二十四条第一項第一号に掲げる有価証券の発行者である会社その他の政令で定めるものは、内閣府令で定めるところにより、当該有価証券報告書の記載内容が金融商品取引法令に基づき適正であることを確認した旨を記載した確認書（以下この条及び次条において「確認書」という。）を当該有価証券報告書（第二十四条第八項の規定により同項に規定する有価証券報告書等に代えて外国会社報告書を提出する場合にあつては、当該外国会社報告書）と併せて内閣総理大臣に提出しなければならない。 - 日本法令外国語訳データベースシステム

Article 11-2 (1) Financial institutions specified by Cabinet Order as prescribed in Article 21, paragraph (3) of the Act shall be banks, long-term credit banks, credit associations, federations of credit associations, Norinchukin Bank, Shokochukin Bank Limited, insurance corporations (meaning insurance corporations prescribed in Article 2, paragraph (2) of the Insurance Business Act (Act No. 105 of 1995) and foreign insurance corporations, etc. prescribed in paragraph (7) of the said Article) and financial instruments business operators (limited to financial instruments business operators prescribed in Article 2, paragraph (9) of the Financial Instruments and Exchange Act who conduct acts listed in Article 28, paragraph (1), item (i) of the said Act in the course of trade). 例文帳に追加

第十一条の二　法第二十一条第三項に規定する政令で定める金融機関は、銀行、長期信用銀行、信用金庫、信用金庫連合会、農林中央金庫、株式会社商工組合中央金庫、保険会社（保険業法（平成七年法律第百五号）第二条第二項に規定する保険会社及び同条第七項に規定する外国保険会社等をいう。）及び金融商品取引業者（金融商品取引法第二条第九項に規定する金融商品取引業者であつて、同法第二十八条第一項第一号に掲げる行為を業として行う者に限る。）とする。 - 日本法令外国語訳データベースシステム

(v) transactions listed in Article 2, paragraph (21), item (iv) of the Act, and Exchange-Traded Derivatives Transactions in a Foreign Market similar to transactions listed in that item: the issues of the Financial Indicators or Financial Instruments pertaining to the calculation of the amount of money to be paid from one party to the other party and the method of the calculation of said amount of money, the issues of the Financial Indicators or Financial Instruments pertaining to the calculation of the amount of money to be received by one party from the other party and the method of the calculation of said amount of money, the term of a transaction or any other matters to properly indicate the contents of said transaction, the amount agreed upon by the parties as the principal, and the date of delivery; 例文帳に追加

五　法第二条第二十一項第四号に掲げる取引及び外国市場デリバティブ取引であって同号に掲げる取引と類似の取引　当事者の一方が相手方に支払うこととなる金銭の額の計算に係る金融指標又は金融商品の銘柄及び当該金銭の額の計算方法並びに当事者の一方が相手方から受け取ることとなる金銭の額の計算に係る金融指標又は金融商品の銘柄及び当該金銭の額の計算方法、取引期間その他の当該取引の内容を適確に示すための事項、当事者が元本として定めた金額並びに受渡日 - 日本法令外国語訳データベースシステム

Keicho koban (oval gold coin) and keicho chogin (oval silver coin), which can be considered as ryogoku kahei issued by Ieyasu TOKUGAWA, eventually established their position as an official currency cast by the government for the unification of the whole country, but were not made sufficiently available in the chiho (regions) because a large amount of Keicho gold and silver flowed out to foreign countries, failing in the nation-wide currency unification, and therefore, ryogoku kahei such as chiho hallmark silver issued by silver mines at various places, were still used in parallel, serving to fill the shortage of Keicho gold and silver, silently allowed to circulate, and used by daimyo (Japanese feudal lords) of various provinces also as a means to exchange with Keicho gold coins, the central currency at the time of Sankin-kotai (daimyo's alternate-year residence in Edo). 例文帳に追加

最終的に徳川家康による領国貨幣とも言うべき慶長小判慶長丁銀が全国統一により公鋳貨幣としての地位を築くことになるが、多額に上る慶長金銀の海外流出などにより地方まで充分に行き渡らなかったため通貨の全国統一を達成するには至らず、依然、各地銀山から発行される極印銀などの領国貨幣が並行して通用し、国内で不足気味の慶長金銀を補佐する役割を果たしていたため幕府も流通を黙認し、また諸国大名が、参勤交代のとき中央貨幣である慶長金銀と交換するための手段としても用いられた。 - Wikipedia日英京都関連文書対訳コーパス

(i) in relation to all of the Firms, items specifically set forth in Section VIII A., including overview of the Firms and results of inspection/review conducted by a foreign administrative agency or similar organization (Note 2), and (ii) in relation to the Firms which provide Audit and Attestation Services to the issuers of securities which are listed on a financial instruments exchange in Japan, items specifically set forth in Section VIII B. in addition to the information mentioned in (i) above, including overview of the audit conducted by the Firm and manuals relating to quality control system. 例文帳に追加

① 全ての外国監査法人等：監査法人等の状況、業務等の状況及び行政機関等（注）による検査・レビュー結果に関する事項として、「Ⅷ 報告徴収事項一覧 Ａ．全ての外国監査法人等から徴収する情報」に定める事項　② 我が国の金融商品取引所に上場されている有価証券の発行会社の監査証明業務に相当すると認められる業務を行う外国監査法人等：①の事項に加え、監査等に関する事項の概要及び品質管理のシステムに関連する規程を含む業務管理体制に関する事項として、「Ⅷ 報告徴収事項一覧 Ｂ．上場会社を監査する外国監査法人等から徴収する情報」に定める事項 - 金融庁

(d) when a juridical person that was a Financial Instruments Business Operator has had its registration under Article 29 rescinded under the provisions of Article 52(1) or Article 53(3), when a juridical person that was an Authorized Transaction-at-Exchange Operator prescribed in Article 60-4(1) has had its permission under Article 60(1) rescinded under the provisions of Article 60-8(1), when a juridical person that was a Financial Instruments Intermediary Service Provider has had its registration under Article 66 rescinded under the provisions of Article 66-20(1), or when such a juridical person had obtained registration or permission of the same kind in a foreign state under the provisions of laws and regulations of said foreign state equivalent to this Act and has had the registration or permission (including authorization or other administrative dispositions similar to said registration or permission) rescinded, a person who was an Officer of such juridical person within 30 days prior to the rescission, and for whom five years have not passed since the date of the rescission; 例文帳に追加

ニ　金融商品取引業者であつた法人が第五十二条第一項若しくは第五十三条第三項の規定により第二十九条の登録を取り消されたことがある場合、第六十条の四第一項に規定する取引所取引許可業者であつた法人が第六十条の八第一項の規定により第六十条第一項の許可を取り消されたことがある場合若しくは金融商品仲介業者であつた法人が第六十六条の二十第一項の規定により第六十六条の登録を取り消されたことがある場合又はこの法律に相当する外国の法令の規定により当該外国において受けていた同種類の登録若しくは許可（当該登録又は許可に類する認可その他の行政処分を含む。）を取り消されたことがある場合において、その取消しの日前三十日以内にこれらの法人の役員であつた者でその取消しの日から五年を経過しない者 - 日本法令外国語訳データベースシステム

Article 16-2 Where the competent minister has imposed the obligation to obtain permission pursuant to the provision of paragraph 1 of the preceding article, when he/she finds a risk that a person who has made payment, etc., for which the obligation to obtain the permission is imposed, without obtaining the permission will make payment, for which the obligation to obtain permission is imposed pursuant to the provision of the said paragraph, again without obtaining the permission, he/she may, for a period of not more than one year, prohibit the person from making, in whole or in part, payment from Japan to a foreign state (excluding payment through exchange transactions conducted by banks (meaning banks prescribed in Article 2, paragraph 1 of the Banking Act (Act No. 59 of 1981); the same shall apply hereinafter) or other financial institutions specified by Cabinet Order (hereinafter referred to as the "Banks, etc.") and payment, etc. made between a resident and a non-resident (excluding payment, etc. resulting from exchange transactions conducted by the Banks, etc. or other payment, etc. specified by Cabinet Order), or may impose, pursuant to the provisions of Cabinet Order, on the person, the obligation to obtain permission for such payment and payment, etc. 例文帳に追加

第十六条の二　主務大臣は、前条第一項の規定により許可を受ける義務を課した場合において、当該許可を受ける義務が課された支払等を当該許可を受けないで行つた者が再び同項の規定により許可を受ける義務が課された支払等を当該許可を受けないで行うおそれがあると認めるときは、その者に対し、一年以内の期間を限り、本邦から外国へ向けた支払（銀行（銀行法　（昭和五十六年法律第五十九号）第二条第一項　に規定する銀行をいう。以下同じ。）その他の政令で定める金融機関（以下「銀行等」という。）が行う為替取引によつてされるものを除く。）及び居住者と非居住者との間でする支払等（銀行等が行う為替取引によつてされるものその他政令で定めるものを除く。）について、その全部若しくは一部を禁止し、又は政令で定めるところにより許可を受ける義務を課することができる。 - 日本法令外国語訳データベースシステム

The documents specified by an ordinance set forth in Article 145, paragraph 3 of the Act shall be as listed in the following (in case of documents certified by a public agency, limited to documents prepared within three months prior to the date of filing the application): (i) a document recording the reasons for the merger; (ii) a document specified as follows corresponding to each case: (a) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is a foreign national: a copy of the residence certificate, etc., the curriculum vitae of said officer, and a sworn, written statement by that person that such person is not subject to any of the provisions of Article 15, paragraph 2, item 1, (a) through (k) of the Act; (b) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is a juridical person: a certificate of the registered matters of said officer, a document stating the corporate development, and a sworn, written statement by that person that such person is not subject to the provisions of Article 15, paragraph 2, item 1, (l) of the Act; (c) in cases where an officer of a Commodity Exchange surviving a merger or a Commodity Exchange Resulting from a Merger is neither a foreign national nor a juridical person: a copy of the residence certificate, etc., and the curriculum vitae of said officer; a certification issued by a public agency that such person is not subject to the provisions of Article 15, paragraph 2, item 1, (a) and (b) of the Act; and a sworn, written statement by that person that such person is not subject to any of the provisions of (c) through (k) of the same item; (iii) a document stating the name or trade name of a Member, etc., and the address of the principal office or head office of the Member, etc.; a sworn, written statement that the Member, etc. is subject to any of the provisions of Article 30, paragraph 1 of the Act for each Commodity Market where transactions are conducted, or a sworn, written statement that trading participants are subject to any of the provisions of (a) through (c) of Article 82, paragraph 1, item 1 of the Act, or any of the provisions of (a) through (c) of item 2 of the same paragraph by each Commodity Market where they conduct - 111 - transactions; a sworn, written statement that such person is not subject to any of the provisions of (a) through (l) of Article 15, paragraph 2, item 1 of the Act; and in the case where the Commodity Exchange specified in the application carries out settlement by the method set forth in Article 105, paragraph 1 of the Act on one or more Commodity Markets that the Commodity Exchange intends to open, a record pertaining to such person's net assets prepared according to Form No. 1 within 30 days prior to the date of application for approval; (iv) minutes of the general meeting of shareholders approving the merger (in the case of a Member Commodity Exchange, referring to the general meeting of Members prescribed in Article 144, paragraph 4, Article 144-2, paragraph 2, or Article 144-3, paragraph 4 of the Act; in the case of an Incorporated Commodity Exchange, referring to the general meeting of shareholders prescribed in Article 144-6, paragraph 1 and Article 144-13, paragraph 1 of the Act, and Article 783, paragraph 1, Article 795, paragraph 1, or Article 804, paragraph 1 of the Company Act) of each Commodity Exchange which carries out the merger, or another document certifying that the necessary procedures for the merger have been followed; (v) a document stating the status of the property, income and expenditure of each Commodity Exchange that carries out the merger (in the case of a Member Commodity Exchange, the settlement related statements, etc. of the preceding business year; in the case of an Incorporated Commodity Exchange, the financial documents, etc. of the preceding business year and detailed statements thereof); (vi) in the case where a public notice or demand (in cases where the public notice is made through an official gazette, a daily newspaper which publishes matters of current events, or an Electronic Public Notice pursuant to the provisions of Article 124, paragraph 3 or Article 144-10, paragraph 3 of the Act [including cases where it is applied mutatis mutandis pursuant to Article 144-17), or Article 789, paragraph 3; Article 799, paragraph 3; or Article 810, paragraph 3 of the Company Act, a public notice by such method) is made pursuant to the provisions of Article 124, paragraph 2 as applied mutatis mutandis pursuant to Article 144, paragraph 5; Article 144-2, paragraph 3; and Article 144-3, paragraph 5 of the Act, or Article 144-10, paragraph 2 of the Act (including cases where it is applied mutatis mutandis pursuant to Article 144-17 of the Act); Article 789, paragraph 2; Article 799, paragraph 2; or Article 810, paragraph 2 of the Company Act; and in cases where a creditor has made an objection, a document certifying that the liabilities have been paid or reasonable collateral has been provided to said creditor, reasonable property has been deposited for the purpose of repaying the liabilities to said creditor, or that said merger is not likely to harm said creditor; (vii) a document stating a method for business succession pertaining to transactions on a Commodity Market which has been opened by a Commodity Exchange dissolved as a result of a merger; (viii) a document stating the status of securing employees who have the knowledge and experience pertaining to the business of a Commodity Exchange and the status of the assignment of such employees (limited to a case where a Commodity Exchange subsequent to a merger becomes an Incorporated Commodity Exchange); (ix) a document stating the estimated transaction volume of Futures Transactions for one year after the merger on the Commodity Market which he/she seeks to open; (x) in the case of seeking to open a Commodity Market pertaining to a Listed - 113 - Commodity at the time of a merger, a document stating that it is appropriate to conduct transactions of Listed Commodity Component Products, etc. on a single Commodity Market; (xi) in the case of seeking to open a Commodity Market at the time of a merger by specifying two or more Commodity Indices as a single Listed Commodity Index, a document stating that the majority of the goods subject to said two or more Commodity Indices shall be common to one another. 例文帳に追加

法第百四十五条第三項の主務省令で定める書面は、次に掲げる書面（官公署が証明す る書面の場合には、認可の申請の日前三月以内に作成されたものに限る。）とする。 一合併の理由を記載した書面 二次に掲げる場合に応じ、それぞれ次に定める書面 イ合併後存続する商品取引所又は合併により設立される商品取引所の役員が外国 人である場合当該役員の住民票の写し等、履歴書及びその者が法第十五条第二 項第一号イからルまでのいずれにも該当しないことを誓約する書面 ロ合併後存続する商品取引所又は合併により設立される商品取引所の役員が法人 である場合当該役員の登記事項証明書、沿革を記載した書面及び法第十五条第 二項第一号ヲに該当しないことを誓約する書面 ハ合併後存続する商品取引所又は合併により設立される商品取引所の役員が外国 人又は法人でない場合当該役員の住民票の写し等、履歴書、その者が法第十五 条第二項第一号イ及びロに該当しない旨の官公署の証明書並びにその者が同号 ハからルまでのいずれにも該当しないことを誓約する書面 三会員等の氏名又は商号若しくは名称及び主たる事務所又は本店の所在地を記載した 書面、会員が取引をする商品市場ごとに法第三十条第一項各号のいずれかに該当す ることを誓約する書面又は取引参加者が取引をする商品市場ごとに法第八十二条第 一項第一号イからハまで若しくは同項第二号イからハまでのいずれかに該当する ことを誓約する書面、その者が法第十五条第二項第一号イからヲまでのいずれにも 該当しないことを誓約する書面並びに申請に係る商品取引所が開設しようとする一 以上の商品市場において法第百五条第一号に掲げる方法により決済を行う場合には 認可の申請の日前三十日以内に様式第一号により作成したその者の純資産額に関す る調書 四合併を行う各商品取引所の合併総会（会員商品取引所にあっては、法第百四十四条 第四項、第百四十四条の二第二項又は第百四十四条の三第四項の会員総会をいい、 株式会社商品取引所にあっては、法第百四十四条の六第一項、第百四十四条の十三 第一項、会社法第七百八十三条第一項、第七百九十五条第一項又は第八百四条第一 項の株主総会をいう。）の議事録その他必要な手続があったことを証する書面 五合併を行う各商品取引所の財産及び収支の状況を知ることができる書面（会員商品 取引所にあっては最終事業年度の決算関係書類等、株式会社商品取引所にあっては 最終事業年度の計算書類等及びその附属明細書）六法第百四十四条第五項、第百四十四条の二第三項及び第百四十四条の三第五項に おいて準用する法第百二十四条第二項、第百四十四条の十第二項（第百四十四条の 十七において準用する場合を含む。）、会社法第七百八十九条第二項 、第七百九十九 条第二項又は第八百十条第二項の規定による公告及び催告（第百二十四条第三項、 第百四十四条の十第三項（第百四十四条の十七において準用する場合を含む。）、会 社法第七百八十九条第三項、第七百九十九条第三項又は第八百十条第三項の規定に より公告を官報のほか時事に関する事項を掲載する日刊新聞紙又は電子公告によっ てした場合にあっては、これらの方法による公告）をしたこと並びに異議を述べた 債権者があるときは、当該債権者に対し弁済し若しくは相当の担保を提供し若しく は当該債権者に弁済を受けさせることを目的として相当の財産を信託したこと又は - 112 - 当該合併をしても当該債権者を害するおそれがないことを証する書面 七合併により消滅する商品取引所の開設している商品市場における取引に関する業務 の承継の方法を記載した書面 八商品取引所の業務に関する知識及び経験を有する従業員の確保の状況並びに当該従 業員の配置の状況を記載した書面（合併後の商品取引所が株式会社商品取引所であ る場合に限る。九開設しようとする商品市場における合併後一年間の先物取引の取引量の見込みを記 載した書面 十合併に際して上場商品に係る商品市場を開設しようとする場合にあっては、上場商 品構成物品を一の商品市場で取引をすることが適当である旨を明らかにすることが できる書面 十一合併に際して二以上の商品指数を一の上場商品指数として商品市場を開設しよう とする場合にあっては、当該二以上の商品指数の対象となる物品の大部分が共通し ていることを明らかにすることができる書面 - 経済産業省

(2) Among transactions or acts pertaining to an application for permission or an approval which has been filed at the time of enforcing this Cabinet Order, pursuant to the provisions of Article 10, Article 11, Article 13, Article 15, Article 17, or Article 19 of the Old Order or paragraph (9) of the Supplementary Provisions (hereinafter referred to as an "application filed based on the Old Order" in this paragraph), an application filed based on the Old Order with regard to those for which permission shall be obtained under the provisions of the Act revised by the Act on the Partial Revision of the Foreign Exchange and Foreign Trade Control Act (referred to as the "Revised Act" in the following paragraph) (hereinafter such Act shall be referred to as the "New Act" in this paragraph) and this Cabinet Order shall be deemed to be an application for permission filed pursuant to the relevant provisions of the New Act and this Cabinet Order. Among transactions or acts pertaining to an application filed based on the Old Order, an application filed based on the Old Order with regard to those for which notification shall be given pursuant to the provisions of Article 22, paragraph (1) or Article 24, paragraph (2) of the New Act shall be deemed to be notification given as on the date of enforcement of this Cabinet Order pursuant to these provisions. The provisions of the New Act (excluding Chapter V and Chapter VI) and this Cabinet Order shall apply to such transactions and acts. 例文帳に追加

２　この政令の施行の際現に旧令第十条、第十一条、第十三条、第十五条、第十七条、第十九条又は附則第九項の規定によりされている許可又は承認の申請（以下この項において「旧令に基づきされた申請」という。）に係る取引又は行為のうち外国為替及び外国貿易管理法の一部を改正する法律（次項において「改正法」という。）による改正後の法（以下この項において「新法」という。）及びこの政令の規定により許可を受けなければならないものについては、旧令に基づきされた申請は、新法及びこの政令の相当規定によりされた許可の申請と、旧令に基づきされた申請に係る取引又は行為のうち新法第二十二条第一項又は第二十四条第二項の規定により届け出なければならないものについては、旧令に基づきされた申請は、この政令の施行の日にこれらの規定によりされた届出とそれぞれみなして、新法（第五章及び第六章を除く。）及びこの政令の規定を適用する。 - 日本法令外国語訳データベースシステム

Article 2 (1) In the case where financial institutions, etc. (which refer to financial institutions, etc. prescribed in Article 22-2, paragraph (1) of the Foreign Exchange and Foreign Trade Control Act revised by the Revised Act (hereinafter referred to as the "New Act" in this Article)) have confirmed matters sufficient to identify customers, etc. (which refer to customers, etc. prescribed in Article 22-2, paragraph (1) of the New Act) pursuant to the provision of Article 18, paragraph (1) or Article 22-2, paragraph (1) of the New Act, prior to the enforcement of the Revised Act, and have created and preserved a record pertaining to the confirmation, acts with identified customers prior to enforcement (which refer to acts falling under those with identified customers prescribed in Article 11-5, paragraph (2) after the revision in the case where the provision of the said paragraph are applied, deeming the confirmation to be identity confirmation (which refers to identity confirmation under Article 18, paragraph (1) and Article 22-2, paragraph (1) of the New Act) and the record as a record of identity confirmation (which refers to a record of identity confirmation under Article 18-3, paragraph (1) of the New Act)) shall be deemed to be acts with identified customers prescribed in Article 11-5, paragraph (2) after the revision. 例文帳に追加

第二条　金融機関等（改正法による改正後の外国為替及び外国貿易法（以下この条において「新法」という。）第二十二条の二第一項に規定する金融機関等をいう。）が、改正法の施行前に、新法第十八条第一項又は第二十二条の二第一項の規定に準じ顧客等（新法第二十二条の二第一項に規定する顧客等をいう。）を特定するに足りる事項の確認を行い、かつ、当該確認に関する記録を作成してこれを保存している場合には、施行前本人確認済み行為（当該確認を本人確認（新法第十八条第一項及び第二十二条の二第一項の規定による本人確認をいう。）と、当該記録を本人確認記録（新法第十八条の三第一項に規定する本人確認記録をいう。）とみなして改正後の第十一条の五第二項を適用するときにおける同項に規定する本人確認済みの顧客等との間の行為に該当する行為をいう。）は、改正後の第十一条の五第二項に規定する本人確認済みの顧客等との間の行為とみなす。 - 日本法令外国語訳データベースシステム

The rule change regarding the capital adequacy ratio was recently decided and announced and is now in the public comment process. The partial introduction of flexibility into the capital adequacy ratio regulation reflects circumstances specific to Japan, as exemplified by Japanese banks’ relatively large exposure to stocks. Behind the increasing volatility of Japanese stock prices are foreign investment funds’ activities, as a result of which we are now witnessing seemingly irrational events, such as the average PBR (price-to-book ratio) for stocks listed on the Tokyo Stock Exchange dropping below one. Meanwhile, valuation losses on securities holdings are required to be deducted from the Tier 1 capital in the calculation of the capital adequacy ratio. We have concluded that for the management of the Japanese economy, it is essential to prevent foreign investment funds’ activities from significantly affecting and undermining the financial intermediary function of Japanese deposit-taking financial institutions, so we have decided on this as an extraordinary measure. 例文帳に追加

先般決定し公表し、現在パブリックコメントにかかっているということだと思いますが、自己資本比率規制の一部弾力化については、我が国にやや特有の事情と申しましょうか、典型的には我が国の銀行が株式へのエクスポージャーが相対的に大きい、その中で、我が国の株式市場において株価が非常にボラティリティが高くなってきている、その背景には海外の投資ファンド等の動きがある、ということで、結果的に、例えば東京証券取引所でPBR（株価純資産倍率）の平均値が1を下回るといったような、必ずしも合理的には理解しにくいような、そういう事態が出てきている、他方で有価証券の評価損というものが自己資本比率の計算上、ティア1（基本的項目）から控除されるという仕組みになっておりますので、その海外の投資ファンドの動きによって我が国の預金取扱金融機関の金融仲介能力というものが大きく振り回されて、仲介能力が損なわれるという、ここの因果関係をどこかで遮断するということが、我が国の経済全体の運営の上で必要性が極めて高いということで取られた臨時の措置ということでございます。 - 金融庁

(b) a person who has been punished by a fine (including a punishment under laws and regulations of a foreign state equivalent to this) for violating provisions of this Act, the Secured Debenture Trust Act (Act No. 52 of 1905), the Act on Concurrent Operation of Trust Business by a Financial Institution (Act No. 43 of 1943), the Commodity Exchange Act, the Act on Investment Trusts and Investment Corporations, the Building Lots and Buildings Transaction Business Act (Act No. 176 of 1952), the Act on Regulation of Receiving of Capital Subscription, Deposits, and Interest Rates, etc. (Act No. 195 of 1954), the Installment Sales Act (Act No. 159 of 1961), the Act on Assumption of Entrustment, etc. of Futures Trading in Foreign Commodities Market (Act No. 65 of 1982), the Act on Controls, etc. on Money Lending (Act No. 32 of 1983), the Act on Deposit, etc. Transaction Agreement of Specified Commodities, etc. (Act No. 62 of 1986), the Act on Regulation of Business Pertaining to Commodity Investment (Act No. 66 of 1991), the Real Estate Specified Joint Enterprise Act, the Act on the Securitization of Assets, the Act on Issuance, etc. of Bonds for Financial Corporations' Loan Business (Act No. 32 of 1999), the Trust Business Act (Act No. 154 of 2004), or other Acts specified by a Cabinet Order, or laws and regulations of a foreign state equivalent to these Acts, and for whom five years have not passed since the day when the execution of the punishment terminated or he/she became free from the execution of the punishment; 例文帳に追加

ロ　この法律、担保付社債信託法（明治三十八年法律第五十二号）、金融機関の信託業務の兼営等に関する法律（昭和十八年法律第四十三号）、商品取引所法、投資信託及び投資法人に関する法律、宅地建物取引業法（昭和二十七年法律第百七十六号）、出資の受入れ、預り金及び金利等の取締りに関する法律（昭和二十九年法律第百九十五号）、割賦販売法（昭和三十六年法律第百五十九号）、海外商品市場における先物取引の受託等に関する法律（昭和五十七年法律第六十五号）、貸金業の規制等に関する法律（昭和五十八年法律第三十二号）、特定商品等の預託等取引契約に関する法律（昭和六十一年法律第六十二号）、商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）、不動産特定共同事業法、資産の流動化に関する法律、金融業者の貸付業務のための社債の発行等に関する法律（平成十一年法律第三十二号）、信託業法（平成十六年法律第百五十四号）その他政令で定める法律又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者 - 日本法令外国語訳データベースシステム

(5) Where the Minister of Finance and the minister having jurisdiction over the business have extended the period in which inward direct investment, etc. is prohibited pursuant to the provision of paragraph 3, when he/she finds through examination pursuant to the said provision that inward direct investment, etc. pertaining to a notification pursuant to the provision of paragraph 1 falls under Inward Direct Investment, etc. Pertaining to National Security, etc., he/she may recommend a person who has given notification of the inward direct investment, etc. to change the content pertaining to the inward direct investment, etc. or discontinue the inward direct investment, etc. pursuant to the provisions of Cabinet Order after hearing opinions of the Council on Customs, Tariff, Foreign Exchange and other Transactions; provided, however, the period for making the recommendation of the change or discontinuance shall be up to the expiration date of the period extended pursuant to the provision of paragraph 3 or 6, counting from the day of acceptance of the notification. 例文帳に追加

５　財務大臣及び事業所管大臣は、第三項の規定により対内直接投資等を行つてはならない期間を延長した場合において、同項の規定による審査をした結果、第一項の規定による届出に係る対内直接投資等が国の安全等に係る対内直接投資等に該当すると認めるときは、関税・外国為替等審議会の意見を聴いて、当該対内直接投資等の届出をしたものに対し、政令で定めるところにより、当該対内直接投資等に係る内容の変更又は中止を勧告することができる。ただし、当該変更又は中止を勧告することができる期間は、当該届出を受理した日から起算して第三項又は次項の規定により延長された期間の満了する日までとする。 - 日本法令外国語訳データベースシステム

(i) In Article 1, the provision revising Article 33-3, Article 64-2, paragraphs (1) and (2) and Article 64-7, paragraph (5) of the Securities Exchange Act, the provision revising Article 65-2, paragraph (5) of that Act (limited to the segment replacing the term "and (vii)" with ", (vii) and (xii)") and the provision revising Article 144, Article 163, paragraph (2) and Article 207, paragraph (1), item (i) and paragraph (2) of that Act; in Article 2, the provision revising Article 36, paragraph (2) of the Act on Foreign Securities Brokers (hereinafter referred to as "Foreign Securities Brokers Act" in this Article); in Article 4, the provision revising Article 10-5 of the Act on Securities Investment Trust and Securities Investment Corporations (hereinafter referred to as "Investment Trust Act" in this Article); in Article 6, the provision revising Article 29-3 of the Act on Regulation, etc. on Investment Advisory Business Pertaining to Securities (hereinafter referred to as "Investment Advisory Business Act" in this Article); the provisions of Articles 11 and 12; in Article 13, the provision adding terms to Article 9-8, paragraph (6), item (i) of the Act on the Cooperative Associations of Small and Medium Enterprises, etc.; and the provisions of Article 14 to 19 inclusive: the day of promulgation of this Act; 例文帳に追加

一　第一条中証券取引法第三十三条の三、第六十四条の二第一項第二号及び第六十四条の七第五項の改正規定、同法第六十五条の二第五項の改正規定（「及び第七号」を「、第七号及び第十二号」に改める部分に限る。）並びに同法第百四十四条、第百六十三条第二項並びに第二百七条第一項第一号及び第二項の改正規定、第二条中外国証券業者に関する法律（以下この条において「外国証券業者法」という。）第三十六条第二項の改正規定、第四条中投資信託及び投資法人に関する法律（以下この条において「投資信託法」という。）第十条の五の改正規定、第六条中有価証券に係る投資顧問業の規制等に関する法律（以下この条において「投資顧問業法」という。）第二十九条の三の改正規定、第十一条及び第十二条の規定、第十三条中中小企業等協同組合法第九条の八第六項第一号に次のように加える改正規定並びに第十四条から第十九条までの規定　この法律の公布の日 - 日本法令外国語訳データベースシステム

(f) Where the permission given to a Commodity Exchange under Article 9 or the license under Article 78 has been rescinded pursuant to the provisions of Article 159, paragraph (1) or (2), where the license granted to a Commodity Clearing Organization under Article 167 has been rescinded pursuant to the provisions of Article 186, paragraph (1) or (2), where the license granted to a Futures Commission Merchant under Article 190, paragraph (1) has been rescinded pursuant to the provisions of Article 235, paragraph (3) or Article 236, paragraph (1), or where the permission given to an Establisher of a Type 1 Specified Facility (which means the Establisher of a Type 1 Specified Facility prescribed in Article 331, item (ii); hereinafter the same shall apply in this item) or an Establisher of a Type 2 Specified Facility (which means the Establisher of a Type 2 Specified Facility prescribed in Article 331, item (iii); hereinafter the same shall apply in this item) which is a juridical person under Article 332, paragraph (1) or Article 342, paragraph (1) has been rescinded pursuant to the provisions of Article 340, paragraph (1) (including the cases where it is applied mutatis mutandis pursuant to Article 345), a person who was an officer of the Commodity Exchange, Commodity Clearing Organization, Futures Commission Merchant, Establisher of a Type 1 Specified Facility or Establisher of a Type 2 Specified Facility within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission, or where a juridical person that obtained a similar Permission, etc. in a foreign state is rescinded of the Permission, etc. pursuant to laws and regulations of a foreign state that are equivalent to this Act, a person who was an officer of said juridical person within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission 例文帳に追加

ヘ　商品取引所が第百五十九条第一項若しくは第二項の規定により第九条若しくは第七十八条の許可を取り消された場合、商品取引清算機関が第百八十六条第一項若しくは第二項の規定により第百六十七条の許可を取り消された場合、商品取引員が第二百三十五条第三項若しくは第二百三十六条第一項の規定により第百九十条第一項の許可を取り消された場合若しくは法人である第一種特定施設開設者（第三百三十一条第二号に規定する第一種特定施設開設者をいう。以下この号において同じ。）若しくは第二種特定施設開設者（第三百三十一条第三号に規定する第二種特定施設開設者をいう。以下この号において同じ。）が第三百四十条第一項（第三百四十五条において準用する場合を含む。）の規定により第三百三十二条第一項若しくは第三百四十二条第一項の許可を取り消された場合において、その取消しの日前三十日以内に当該商品取引所、商品取引清算機関、商品取引員若しくは第一種特定施設開設者若しくは第二種特定施設開設者の役員であつた者で当該取消しの日から五年を経過しないもの又は外国において同種の許可等を受けた法人がこの法律に相当する外国の法令の規定により当該許可等を取り消された場合において、その取消しの日前三十日以内に当該法人の役員であつた者で当該取消しの日から五年を経過しないもの - 日本法令外国語訳データベースシステム

(f) Where the permission given to a Commodity Exchange under Article 9 or the license under Article 78 has been rescinded pursuant to the provisions of Article 159, paragraph 1 or 2, where the license granted to a Commodity Clearing Organization under Article 167 has been rescinded pursuant to the provisions of Article 186, paragraph 1 or 2, where the license granted to a Futures Commission Merchant under Article 190, paragraph 1 has been rescinded pursuant to the provisions of Article 235, paragraph 3 or Article 236, paragraph 1, or where the permission given to an Establisher of a Type 1 Specified Facility (which means the Establisher of a Type 1 Specified Facility prescribed in Article 331, item 2; hereinafter the same shall apply in this item) or an Establisher of a Type 2 Specified Facility (which means the Establisher of a Type 2 Specified Facility prescribed in Article 331, item 3; hereinafter the same shall apply in this item) which is a juridical person under Article 332, paragraph 1 or Article 342, paragraph 1 has been rescinded pursuant to the provisions of Article 340, paragraph 1 (including the cases where it is applied mutatis mutandis pursuant to Article 345), a person who was an officer of the Commodity Exchange, Commodity Clearing Organization, Futures Commission Merchant, Establisher of a Type 1 Specified Facility or Establisher of a Type 2 Specified Facility within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission, or where a juridical person that obtained a similar Permission, etc. in a foreign state is rescinded of the Permission, etc. pursuant to laws and regulations of a foreign state that are equivalent to this Act, a person who was an officer of said juridical person within 30 days prior to the day of the rescission and for whom five years have not lapsed from the day of the rescission 例文帳に追加

ヘ商品取引所が第百五十九条第一項若しくは第二項の規定により第九条若しくは第七十八条の許可を取り消された場合、商品取引清算機関が第百八十六条第一項若しくは第二項の規定により第百六十七条の許可を取り消された場合、商品取引員が第二百三十五条第三項若しくは第二百三十六条第一項の規定により第百九十条第一項の許可を取り消された場合若しくは法人である第一種特定施設開設者（第三百三十一条第二号に規定する第一種特定施設開設者をいう。以下この号において同じ。）若しくは第二種特定施設開設者（第三百三十一条第三号に規定する第二種特定施設開設者をいう。以下この号において同じ。）が第三百四十条第一項（第三百四十五条において準用する場合を含む。）の規定により第三百三十二条第一項若しくは第三百四十二条第一項の許可を取り消された場合において、その取消しの日前三十日以内に当該商品取引所、商品取引清算機関、商品取引員若しくは第一種特定施設開設者若しくは第二種特定施設開設者の役員であつた者で当該取消しの日から五年を経過しないもの又は外国において同種の許可等を受けた法人がこの法律に相当する外国の法令の規定により当該許可等を取り消された場合において、その取消しの日前三十日以内に当該法人の役員であつた者で当該取消しの日から五年を経過しないもの - 経済産業省

In the United States, I had a frank exchange of opinions with Chairman Cox on this matter. I understand that the U.S. stance on this matter is basically the same as the Japanese stance. The EU is scheduled to conclude its equivalence assessment of accounting standards by the end of the year. As this deadline is approaching, convergence has emerged as a top priority matter. Next year and beyond, we will strive toward achieving convergence by 2011, in accordance with the Tokyo Agreement. In this sense, there are some differences between the situations of Japan and the United States and the situations of other countries, such as Canada, South Korea and China. I will explain the current state of the use of international accounting standards in Japan. Currently, Japan allows the use of international accounting standards by foreign companies that make disclosure in countries that have adopted such standards. 例文帳に追加

アメリカについても、コックス委員長とこの問題について率直な意見交換をしてきましたが、日本と立場が基本的に同じだと、こんなふうに考えておりまして、会計基準につきましては、EUによる同等性の評価の期限が本年中ということでありますが、この期限を目前といたしまして、コンバージェンスが最優先の課題であって、その後も東京合意の下、2011年に向けてコンバージェンスを進めていくことになると、こういった意味では、若干、カナダであったり、韓国であったり、また、中国と日本、アメリカの置かれている位置というのは違うのかなと思っておりますが、そういった意味で、この国際会計基準自体について申し上げますと、我が国の国際会計基準の使用の現状については、国際会計基準採用国において開示をしている外国企業によります使用は既に認めているわけであります。 - 金融庁

(1) This Cabinet Order shall come into effect as from November 1, 1990; provided, however, that the part of the provision of Article 1 that revises row 1, row 1-2, row 10-2, row 11-2, row 13, row 17, and row 19 of the appended table of the Foreign Exchange Control Order, and the part of the provision of Article 2 that revises row 2, row 9, row 15, row 29 to row 30, row 46, row 53, row 58, row 71, row 75 to row 77, row 89, row 92, row 93, row 106, row 108, row 109, row 118, row 121, row 122, row 125 to row 127, row 129 to row 131, row 140, row 142, row 144, row 145, row 149, row 153, row 155, row 165 to row 167 of appended table 1 of the Export Trade Control Order shall come into effect as from the date of promulgation. 例文帳に追加

１　この政令は、平成二年十一月一日から施行する。ただし、第一条中外国為替管理令別表の一の項、一の二の項、一〇の二の項、一一の二の項、一三の項、一七の項及び一九の項の改正規定並びに第二条中輸出貿易管理令別表第一の二の項、九の項、一五の項、二九の項から三〇の項まで、四六の項、五三の項、五八の項、七一の項、七五の項から七七の項まで、八九の項、九二の項、九三の項、一〇六の項、一〇八の項、一〇九の項、一一八の項、一二一の項、一二二の項、一二五の項から一二七の項まで、一二九の項から一三一の項まで、一四〇の項、一四二の項、一四四の項、一四五の項、一四九の項、一五三の項、一五五の項及び一六五の項から一六七の項までの改正規定は公布の日から施行する。 - 日本法令外国語訳データベースシステム

(v) A person who has been sentenced to pay a fine (including a punishment under the laws and regulations of a foreign state equivalent thereto) for having violated the provisions of this Act, the Trust Act, the Trust Business Act, the Act on Concurrent Operation of Trust Business by a Financial Institution, the Financial Instruments and Exchange Act, the Commodity Exchange Act (Act No. 239 of 1950), the Building Lots and Buildings Transaction Business Act, the Act Regulating the Receipt of Contributions, Receipt of Deposits, and Interest Rates, etc. (Act No. 195 of 1954), the Installment Sales Act (Act No. 159 of 1961), the Act on Assumption of Entrustment, etc. of Futures Trading in the Foreign Commodities Market (Act No.65 of 1982), the Money Lending Business Act (Act No. 32 of 1983), the Act on Deposit, etc. Transaction Agreements of Specified Commodities, etc. (Act No. 62 of 1986), the Act on Regulation of Business Pertaining to Commodity Investment (Act No. 66 of 1991), the Real Estate Specified Joint Enterprise Act (Act No. 77 of 1994), the Act on Securitization of Assets (Act No. 105 of 1998), the Act on Issuance, etc. of Bonds for Financial Corporations' Loan Business (Act No. 32 of 1999), the Companies Act, or the Act on General Incorporated Associations and General Incorporated Foundations (Act No. 48 of 2006), for having violated the provisions of the laws and regulations of a foreign state equivalent to those Acts, or for having committed a crime prescribed in Article 255, Article 256, Article 258 through Article 260, and Article 262 of the Civil Rehabilitation Act (Act No. 225 of 1999), Article 65, Article 66, Article 68, and Article 69 of the Act on Recognition and Assistance for Foreign Insolvency Procedures (Act No. 129 of 2000), Article 265, Article 266, Article 268 through Article 272, and Article 274 of the Bankruptcy Act (Act No. 75 of 2004), Article 204, Article 206, Article 208, Article 208-3, Article 222, and Article 247 of the Penal Code (Act No. 45 of 1907), the Act on the Punishment of Violent Acts (Act No. 60 of 1926), Article 46, Article 47, Article 49, and Article 50 of the Act on Prevention of Illegal Acts by Organized Crime Group Members (Act No. 77 of 1991), and for whom five years have yet to elapse since the day on which the execution of sentence was complete or since the sentence has become no longer applicable. 例文帳に追加

五　この法律、信託法、信託業法、金融機関の信託業務の兼営等に関する法律、金融商品取引法、商品取引所法（昭和二十五年法律第二百三十九号）、宅地建物取引業法、出資の受入れ、預り金及び金利等の取締りに関する法律（昭和二十九年法律第百九十五号）、割賦販売法（昭和三十六年法律第百五十九号）、海外商品市場における先物取引の受託等に関する法律（昭和五十七年法律第六十五号）、貸金業法（昭和五十八年法律第三十二号）、特定商品等の預託等取引契約に関する法律（昭和六十一年法律第六十二号）、商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）、不動産特定共同事業法（平成六年法律第七十七号）、資産の流動化に関する法律（平成十年法律第百五号）、金融業者の貸付業務のための社債の発行等に関する法律（平成十一年法律第三十二号）、会社法若しくは一般社団法人及び一般財団法人に関する法律（平成十八年法律第四十八号）若しくはこれらに相当する外国の法令の規定に違反し、又は民事再生法（平成十一年法律第二百二十五号）第二百五十五条、第二百五十六条、第二百五十八条から第二百六十条まで若しくは第二百六十二条の罪、外国倒産処理手続の承認援助に関する法律（平成十二年法律第百二十九号）第六十五条、第六十六条、第六十八条若しくは第六十九条の罪、破産法（平成十六年法律第七十五号）第二百六十五条、第二百六十六条、第二百六十八条から第二百七十二条まで若しくは第二百七十四条の罪、刑法（明治四十年法律第四十五号）第二百四条、第二百六条、第二百八条、第二百八条の三、第二百二十二条若しくは第二百四十七条の罪、暴力行為等処罰に関する法律（大正十五年法律第六十号）の罪若しくは暴力団員による不当な行為の防止等に関する法律（平成三年法律第七十七号）第四十六条、第四十七条、第四十九条若しくは第五十条の罪を犯し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過しない者 - 日本法令外国語訳データベースシステム

(xiv) The term "futures contract on a financial index, etc." shall mean a contract pertaining to securities index futures trading, etc. prescribed in Article 2, paragraph 21 of the Securities and Exchange Act, securities options trading prescribed in paragraph 22 of the said article (limited to those pertaining to transactions listed in item 2 of the said paragraph, which are specified by Cabinet Order; hereinafter the same shall apply in this item), securities futures trading in the foreign market prescribed in paragraph 23 of the said article (limited to trading similar to securities index futures trading, etc. prescribed in paragraph 21 of the said article and securities options trading prescribed in paragraph 22 of the said article), forward trading in an over-the-counter securities index, etc. prescribed in paragraph 25 of the said article, over-the-counter securities options trading prescribed in paragraph 26 of the said article (limited to transactions listed in item 2 of the said paragraph and transactions similar thereto) and over-the-counter securities index swap trading, etc. prescribed in paragraph 27 of the said article, and exchange financial futures trading prescribed in Article 2, paragraph 2 of the Financial Futures Trading Act (Act No. 77 of 1988) (limited to those falling under transactions listed in item 2 of the said paragraph or transactions listed in item 3 of the said paragraph (limited to those pertaining to transactions listed in (b) of the said item, which are specified by Cabinet Order); hereinafter the same shall apply in this item), over-the-counter financial futures trading prescribed in paragraph 4 of the said article (limited to transactions similar to those listed in item 2 of the said paragraph or those listed in item 3 of the said paragraph (limited to those specified by Cabinet Order)), transactions similar to exchange financial futures trading prescribed in paragraph 2 of the said article, which are conducted in the overseas financial futures market prescribed in paragraph 3 of the said article, or other transactions specified by Cabinet Order as transactions similar thereto. 例文帳に追加

十四　「金融指標等先物契約」とは、証券取引法　（昭和二十三年法律第二十五号）第二条第二十一項　に規定する有価証券指数等先物取引、同条第二十二項　に規定する有価証券オプション取引（同項第二号　に掲げる取引に係るもののうち、政令で定めるものに限る。以下この号において同じ。）、同条第二十三項　に規定する外国市場証券先物取引（同条第二十一項　に規定する有価証券指数等先物取引及び同条第二十二項　に規定する有価証券オプション取引に類する取引に限る。）、同条第二十五項　に規定する有価証券店頭指数等先渡取引、同条第二十六項　に規定する有価証券店頭オプション取引（同項第二号　に掲げる取引及びこれに類する取引に限る。）及び同条第二十七項　に規定する有価証券店頭指数等スワップ取引並びに金融先物取引法　（昭和六十三年法律第七十七号）第二条第二項　に規定する取引所金融先物取引（同項第二号　に掲げる取引又は同項第三号　に掲げる取引（同号　ロに掲げる取引に係るもののうち、政令で定めるものに限る。）に該当するものに限る。以下この号において同じ。）、同条第四項　に規定する店頭金融先物取引（同項第二号　に掲げる取引又は同項第三号　に掲げる取引（政令で定めるものに限る。）に類する取引に限る。）及び同条第三項　に規定する海外金融先物市場において行われる同条第二項　に規定する取引所金融先物取引に類する取引その他これらに類する取引として政令で定める取引に係る契約をいう。 - 日本法令外国語訳データベースシステム

(5) Where the Minister of Finance and the minister having jurisdiction over the business have extended the period in which the Conclusion of a Technology Introduction Contract, etc. shall not be conducted pursuant to the provision of paragraph 3, when he/she finds through examination pursuant to the said paragraph that the Conclusion of a Technology Introduction Contract, etc. pertaining to a notification pursuant to the provision of paragraph 1 falls under the Conclusion of a Technology Introduction Contract, etc. pertaining to National Security, etc., he/she may recommend a person who has given notification of the Conclusion of a Technology Introduction Contract, etc. to change, in whole or in part, the provisions pertaining to the Conclusion of a Technology Introduction Contract, etc. or to discontinue it after hearing the opinions of the Council on Customs, Tariff, Foreign Exchange and other Transactions; provided, however, that the period for making the recommendation of the change or discontinuance shall be up to the expiration date of the period extended pursuant to the provision of paragraph 3 or 6, counting from the day of acceptance of the notification. 例文帳に追加

５　財務大臣及び事業所管大臣は、第三項の規定により技術導入契約の締結等をしてはならない期間を延長した場合において、同項の規定による審査をした結果、第一項の規定による届出に係る技術導入契約の締結等が国の安全等に係る技術導入契約の締結等に該当すると認めるときは、関税・外国為替等審議会の意見を聴いて、当該技術導入契約の締結等の届出をした者に対し、政令で定めるところにより、当該技術導入契約の締結等に係る条項の全部若しくは一部の変更又は中止を勧告することができる。ただし、当該変更又は中止を勧告することができる期間は、当該届出を受理した日から起算して第三項又は次項の規定により延長された期間の満了する日までとする。 - 日本法令外国語訳データベースシステム

(A) Trade name of the firm; (B) The fact that the firm is a financial instruments firm15 and its registration number; (C) The breakdown and total of the commission, trust charge, expenses and other consideration (except the consideration for securities or rights relating to derivatives, etc.) payable by customers for the relevant transactions, the maximum amount thereof, or its calculation method; (D) In the case of transactions that require the deposit of consignment guarantee money, the amount thereof and its calculation method; (E) If there is a risk of loss exceeding the amount of consignment guarantee money in a derivatives transaction, etc., that fact and the ratio of the transaction amount of such derivative transaction, etc. to the amount of consignment guarantee money (if calculation of such ratio is impossible, that fact and the reasons thereof); (F) If there is a risk of loss arising directly from such indicators as the interest rate, exchange rates or stock index, such indicators and the fact that fluctuation thereof may result in loss, and the reasons thereof; (G) If there is a risk of loss as referred to in the preceding item that exceeds the amount of consignment guarantee money, the indicator(s) which may directly lead to such loss, the fact that there is a risk of such loss, and the reasons thereof; (H) In regard to over-the-counter derivative transactions such as foreign exchange margin trading, where there is a difference between the selling price and buying price indicated by a financial instruments firm, etc., that fact; (I) Disadvantageous facts for customers in relation to other important matters; and (J) If the firm is a member of the Financial Instruments Firms Association, that fact and the name of the specific association. 例文帳に追加

①業者の商号②金融商品取引業者等である旨及び登録番号③手数料、信託報酬、費用その他顧客が当該取引につき支払うべき対価（有価証券の対価やデリバティブなどの権利の対価を除く）の種類ごと及び合計の金額、金額の上限又は計算方法④委託保証金を預託すべき取引については委託保証金の額又はその計算方法⑤デリバティブ取引等で損失が委託保証金を上回る可能性がある場合には、その旨及び当該デリバティブ取引等の額の委託保証金に対する比率（計算できない場合にはその旨及びその理由）⑥金利、為替相場、株価指数等の指標を直接の原因として損失が生じるおそれがある場合には、当該指標とその変動により損失が生じるおそれがある旨及びその理由⑦前号の損失が委託保証金の額を上回るおそれがある場合には、かかる損失のおそれを生じさせる直接の原因となる指標、かかる損失が生じるおそれがある旨及びその理由⑧外国為替証拠金取引のような店頭デリバティブ取引について、金融商品取引業者等が表示する金融商品の売付け価格と買付け価格に差がある場合にはその旨⑨その他重要な事項について顧客の不利益となる事実⑩業者が金融商品取引業協会に加盟している場合にはその旨及び協会名 - 経済産業省

Argentina will work on implementing its action plan to address these deficiencies, including by: (1) adequately criminalising terrorist financing and addressing the remaining deficiencies with regard to the criminalisation of money laundering (Special Recommendation II and Recommendation 1); (2) establishing and implementing adequate procedures for the confiscation of funds related to money laundering and identifying and freezing terrorist assets (Recommendation 3 and Special Recommendation III); (3) enhancing financial transparency (Recommendation 4); (4) ensuring a fully operational and effectively functioning Financial Intelligence Unit and improving suspicious transaction reporting requirements (Recommendation 13, Special Recommendation IV and Recommendation 26); (5) implementing an adequate AML/CFT supervisory programme for all financial sectors (Recommendations 17, 23 and 29); (6) improving and broadening CDD measures for the non-banking or non-foreign exchange sectors (Recommendation 5); and (7) establishing appropriate channels for international co-operation and ensuring effective implementation (Recommendation 36, Recommendation 40 and Special Recommendation V). 例文帳に追加

同国は、①テロ資金供与の適切な犯罪化及び資金洗浄の犯罪化に関し残存する欠陥への対応（特別勧告Ⅱ及び勧告１）、②資金洗浄に関連する資金を没収するための適切な手続きの履行の構築及びテロリスト資産を特定し凍結するための適切な手続きの構築及び履行（勧告３及び特別勧告Ⅲ）、③金融の透明性の強化（勧告４）、④完全にかつ効果的に機能する金融情報機関の構築と、疑わしい取引の届出の提出要件の改善（勧告１３、特別勧告Ⅳ及び勧告２６）、⑤全ての金融セクターに対する、十分な資金洗浄・テロ資金供与対策監督プログラムの履行（勧告１７、２３及び２９）、⑥非銀行業又は非外国為替業における顧客管理措置の改善及び拡大（勧告５）及び⑦国際協力のための適切なチャンネルの構築及び効果的な履行の確保（勧告３６、４０及び特別勧告Ⅴ）を含む、資金洗浄・テロ資金供与対策上の欠陥に対応するため、アクションプランの実施への取組みを継続すべきである。 - 財務省

(xxvi) when the person reduces the amount of stated capital or Reserves, refunds equity interest, disposes of property of a Membership Company, effects an Entity Conversion, Absorption-type Merger, Consolidation-type Merger, Absorption-type Company Split, Incorporation-type Company Split, Share Exchange or Share Transfer, or effects the resignation of all of a Foreign Company's representatives in Japan in violation of the provisions of Article 449(2) or (5), Article 627(2) or (5), Article 635(2) or (5), Article 670(2) or (5), Article 779(2) or (5) (including the cases where they are applied mutatis mutandis pursuant to Article 781(2)), Article 789(2) or (5) (including the cases where they are applied mutatis mutandis pursuant to Article 793(2)), Article 799(2) or (5) (including the cases where they are applied mutatis mutandis pursuant to Article 802(2)), Article 810(2) or (5) (including the cases where they are applied mutatis mutandis pursuant to Article 813(2)) or Article 820(1) or (2); 例文帳に追加

二十六　第四百四十九条第二項若しくは第五項、第六百二十七条第二項若しくは第五項、第六百三十五条第二項若しくは第五項、第六百七十条第二項若しくは第五項、第七百七十九条第二項若しくは第五項（これらの規定を第七百八十一条第二項において準用する場合を含む。）、第七百八十九条第二項若しくは第五項（これらの規定を第七百九十三条第二項において準用する場合を含む。）、第七百九十九条第二項若しくは第五項（これらの規定を第八百二条第二項において準用する場合を含む。）、第八百十条第二項若しくは第五項（これらの規定を第八百十三条第二項において準用する場合を含む。）又は第八百二十条第一項若しくは第二項の規定に違反して、資本金若しくは準備金の額の減少、持分の払戻し、持分会社の財産の処分、組織変更、吸収合併、新設合併、吸収分割、新設分割、株式交換、株式移転又は外国会社の日本における代表者の全員の退任をしたとき。 - 日本法令外国語訳データベースシステム

(2) Notifications submitted in accordance with the provisions of Article 1-2, paragraph (1) of the Export Trade Control Ordinance prior to revision by this Ministerial Ordinance pursuant to Article 13, paragraph (2) of the Export Trade Control Order (Cabinet Order No. 378 of 1949) at the time of the enforcement of this Ministerial Ordinance shall be deemed to be notifications submitted in accordance with the provision of Article 1-3, paragraph (1) of the Export Trade Control Ordinance revised by this Ministerial Ordinance pursuant to Article 13, paragraph (2) of the Export Trade Control Order (Cabinet Order No. 378 of 1949), notifications submitted in accordance with the provision of Article 2-3, paragraph (1) of the Import Trade Control Ordinance revised by this Ministerial Ordinance pursuant to Article 20, paragraph (2) of the Import Trade Control Order (Cabinet Order No. 414 of 1949), and notifications submitted in accordance with Article 1-3, paragraph (1) of the Ministerial Ordinance on Trade Relation Invisible Trade, etc. revised by this Ministerial Ordinance pursuant to Article 28, paragraph (2) of the Foreign Exchange Order (Cabinet Order No. 260 of 1980), and the provisions of the respective Ministerial Ordinance revised by this Ministerial Ordinance shall apply thereto. 例文帳に追加

２　この省令の施行の際現にこの省令による改正前の輸出貿易管理規則第一条の二第一項の規定により提出された輸出貿易管理令（昭和二十四年政令第三百七十八号）第十三条第二項の規定による届出は、この省令による改正後の輸出貿易管理規則第一条の三第一項の規定により提出された輸出貿易管理令（昭和二十四年政令第三百七十八号）第十三条第二項の規定による届出、輸入貿易管理規則第二条の三第一項の規定により提出された輸入貿易管理令（昭和二十四年政令第四百十四号）第二十条第二項の規定による届出及び貿易関係貿易外取引等に関する省令第一条の三第一項の規定により提出された外国為替令（昭和五十五年政令第二百六十号）第二十八条第二項の規定による届出とみなして、この省令による改正後のそれぞれの省令の規定を適用する。 - 日本法令外国語訳データベースシステム

Article 52-2-5 The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other Than a Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person Who is a Customer Other than a Professional Investor will be Deemed to be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and paragraph (3) (Delivery of Documents Prior to Conclusion of Contract), Articles 37-5 to 37-7 inclusive (Delivery of Documents Pertaining to the Receipt of a Security Deposit, Cancellation by Means of a Document, Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and paragraph (5) of that Article (Prohibition on Compensation for Losses, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediation for conclusion of Contracts for Specified Deposits, etc. pertaining to the Foreign Bank Agency Services provided by a Foreign Bank's Agent Bank (meaning a Bank which provides the Foreign Bank Agency Services after obtaining the authorization under Article 52-2, paragraph (1) or giving a notification under paragraph (2) of that Article; the same shall apply hereinafter). In this case, the terms "Contract for Financial Instruments Transaction," "Financial Instruments Business," and "soliciting to conclude, or concluding" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc.," "agency or intermediation for the conclusion of a Contract for a Specified Deposit, etc.," and "soliciting to conclude or providing agency or intermediation for the conclusion" respectively, the term "Acts of Financial Instruments Transactions" in these provisions (excluding Article 34 of that Act) shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrases "a contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer," "and has never concluded a Contract for Financial Instruments Transaction belonging to those specified by Cabinet Office Ordinance as the same kind as the Contract for Financial Instruments Transaction pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "concluding" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. prescribed in Article 13-4 of the Banking Act," "and has never provided agency or intermediation for Contracts for Specified Deposits, etc. belonging to those specified by Cabinet Office Ordinance as the same kind as the Contracts for Specified Deposits, etc. pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "providing agency or intermediation for the conclusion of" respectively, the term "conclude" in Article 34-2, paragraph (5), item (ii) and Article 34-3, paragraph (4), item (ii) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "provide agency or intermediation for the conclusion of," the phrase "Subject Contract with" in Article 34-3, paragraph (2), item (iv), sub-item (a) of that Act shall be deemed to be replaced with "a Subject Contract through agency or intermediation by," the phrases "wishes to conclude" and "deliver to the customer a document containing the following matters in advance" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "provides agency or intermediation for the conclusion of" and "in addition to delivering to the customer a document containing the following matters in advance, provide information on the contents of contracts pertaining to the Deposits, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of Cabinet Office Ordinance, in order to contribute to the protection of Depositors, etc. (meaning the Depositors, etc. defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph)" respectively, the term "a Financial Instruments Specialist, etc." in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the Principal Foreign Bank (meaning the Principal Foreign Bank defined in Article 52-2, paragraph (1) of the Banking Act) of the Foreign Bank's Agent Bank (meaning the Foreign Bank's Agent Bank defined in Article 52-2-5 of that Act)," the phrase "purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter collectively referred to as "Purchase and Sale or Other Transaction of Securities, etc." in this Article)," "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)," "the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)" and "make up" in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," "Contracts for Specified Deposits, etc.," "the customer" and "make up, not through the Contract for Specified Deposit, etc." respectively, the terms "Purchase and Sale or Other Transaction of Securities, etc." and "Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc." and "Contract for a Specified Deposit, etc." respectively, the phrase "make an addition" in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the phrase "make an addition" in Article 39, paragraph (1), item (iii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (2) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in Article 39, paragraph (3) of that Act shall be deemed to be replaced with "that may be a potential cause of," the phrases "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" and "concluded" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to the delivery of documents under paragraph (1), the provisions of paragraph (1), items (ii) and (vi) and paragraph (3) shall be excluded) and Article 37-4" and "provided agency or intermediation for the conclusion thereof" respectively, and any other necessary technical replacement of terms shall be specified by Cabinet Order. 例文帳に追加

第五十二条の二の五　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五から第三十七条の七まで（保証金の受領に係る書面の交付、書面による解除、指定紛争解決機関との契約締結義務等）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、外国銀行代理銀行（第五十二条の二第一項の認可を受け、又は同条第二項の規定による届出をして外国銀行代理業務を営んでいる銀行をいう。以下同じ。）が行う外国銀行代理業務に係る特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の代理又は媒介の業務」と、「締結の勧誘又は締結」とあるのは「締結の勧誘又は締結の代理若しくは媒介」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、「を過去に当該特定投資家との間で締結」とあるのは「の締結の代理又は媒介を過去に当該特定投資家との間で」と、「を締結する」とあるのは「の締結の代理又は媒介をする」と、同法第三十四条の二第五項第二号及び第三十四条の三第四項第二号中「締結する」とあるのは「締結の代理又は媒介をする」と、同条第二項第四号イ中「と対象契約」とあるのは「による代理若しくは媒介により対象契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「外国銀行代理銀行（銀行法第五十二条の二の五に規定する外国銀行代理銀行をいう。）の所属外国銀行（同法第五十二条の二第一項に規定する所属外国銀行をいう。）」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）及び第三十七条の四」と、「締結した」とあるのは「締結の代理若しくは媒介をした」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

(v) a person who has been sentenced to a fine (including a punishment under the laws and regulations of a foreign state equivalent thereto) for having violated the provisions of this Act, the Financial Instruments and Exchange Act, the Companies Act, the Act on General Incorporated Associations and General Incorporated Foundations (Act No. 48 of 2006), the Act on Investment Trusts and Investment Corporations (Act No. 198 of 1951), the Building Lots and Buildings Transaction Business Act (Act No. 176 of 1952), the Act Regulating the Receipt of Contributions, Receipt of Deposits and Interest Rates (Act No. 195 of 1954), the Installment Sales Act (Act No. 159 of 1961), the Money Lending Business Act (Act No. 32 of 1983), the Act on Deposit, etc. Transaction Agreements of Specified Commodities, etc. (Act No. 62 of 1986), the Act on Regulation of Business Pertaining to Commodity Investment (Act No. 66 of 1991), the Real Estate Specified Joint Enterprise Act (Act No. 77 of 1994), the Act on Issuance, etc. of Bonds for Financial Corporations' Loan Business (Act No. 32 of 1999), the Trust Business Act, the Trust Act, or the laws and regulations of a foreign state equivalent to these Acts, or for having committed a crime prescribed in Article 255, Article 256, Article 258 to Article 260 inclusive, or Article 262 of the Civil Rehabilitation Act (Act No. 225 of 1999), Article 65, Article 66, Article 68, or Article 69 of the Act on Recognition of and Assistance for Foreign Insolvency Procedures (Act No. 129 of 2000), Article 265, Article 266, Article 268 to Article 272 inclusive or Article 274 of the Bankruptcy Act (Act No. 75 of 2004), Article 204, Article 206, Article 208, Article 208-3, Article 222, or Article 247 of the Penal Code (Act No. 45 of 1907), the Act on Punishment of Violent Acts (Act No. 60 of 1926), or Article 46, Article 47, Article 49, or Article 50 of the Act on Prevention of Illegal Acts by Organized Crime Group Members (Act No. 77 of 1991), and for whom three years have yet to elapse since the date on which the execution of the sentence was completed or since the date on which he/she ceased to be subject to the execution of such sentence; 例文帳に追加

五　この法律、金融商品取引法、会社法、一般社団法人及び一般財団法人に関する法律（平成十八年法律第四十八号）、投資信託及び投資法人に関する法律（昭和二十六年法律第百九十八号）、宅地建物取引業法（昭和二十七年法律第百七十六号）、出資の受入れ、預り金及び金利等の取締りに関する法律（昭和二十九年法律第百九十五号）、割賦販売法（昭和三十六年法律第百五十九号）、貸金業法（昭和五十八年法律第三十二号）、特定商品等の預託等取引契約に関する法律（昭和六十一年法律第六十二号）、商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）、不動産特定共同事業法（平成六年法律第七十七号）、金融業者の貸付業務のための社債の発行等に関する法律（平成十一年法律第三十二号）、信託業法、信託法若しくはこれらに相当する外国の法令の規定に違反し、又は民事再生法（平成十一年法律第二百二十五号）第二百五十五条、第二百五十六条、第二百五十八条から第二百六十条まで若しくは第二百六十二条の罪、外国倒産処理手続の承認援助に関する法律（平成十二年法律第百二十九号）第六十五条、第六十六条、第六十八条若しくは第六十九条の罪、破産法（平成十六年法律第七十五号）第二百六十五条、第二百六十六条、第二百六十八条から第二百七十二条まで若しくは第二百七十四条の罪、刑法（明治四十年法律第四十五号）第二百四条、第二百六条、第二百八条、第二百八条の三、第二百二十二条若しくは第二百四十七条の罪、暴力行為等処罰に関する法律（大正十五年法律第六十号）の罪若しくは暴力団員による不当な行為の防止等に関する法律（平成三年法律第七十七号）第四十六条、第四十七条、第四十九条若しくは第五十条の罪を犯し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなった日から三年を経過しない者 - 日本法令外国語訳データベースシステム

The documents specified by an ordinance of the competent ministry set forth in Article 132, paragraph 3 of the Act shall be as follows (in the case of certifications issued by a public agency, limited to documents prepared within three months prior to the date of filing the application): (i) a document containing the reasons for and contents of entity conversion; (ii) a document specified as follows corresponding to each case: (a) in the case where an officer of an Incorporated Commodity Exchange after Entity Conversion is a foreign national: a Copy of the Residence Certificate, etc. of said officer, the curriculum vitae, and a sworn, written statement by that person that such person is not subject to any of the provisions of Article 15, paragraph 2, item 1 (a) to (k) of the Act; (b) in the case where an officer of an Incorporated Commodity Exchange after Entity Conversion is a juridical person: a certificate of the registered matters of said officer, a document containing the history thereof, and a sworn, written statement by that person that such person is not subject to the provisions of Article 15, paragraph 2, item 1 (l) of the Act; (c) in the case where an officer of an Incorporated Commodity Exchange after - 80 - Entity Conversion is neither a foreign national nor a juridical person: a Copy of the Residence Certificate, etc. of said officer, the curriculum vitae, a certificate of a public agency that such person is not subject to the provisions of Article 15, paragraph 2, item 1 (a) or (b) of the Act, and a sworn, written statement by that person that such person is not subject to any of the provisions of (c) to (k) of the same item; (iii) minutes of a general meeting of the members which approved the entity conversion plan; (iv) Settlement Related Documents, etc. for the most recent business year; (v) a document proving the amount of the existing net assets; (vi) when issuing Shares of Stock Issued upon Entity Conversion pursuant to the provisions of Article 129, paragraph 1 of the Act, the following documents: (a) a document proving an application to subscribe for the Shares of Stock Issued upon Entity Conversion; (b) when making money the object of the contribution, a document stating that payment was made pursuant to the provisions of Article 131-3, paragraph 1 of the Act; (c) when making property other than money the object of the contribution, the following documents: 1. when an inspector has been appointed: a document containing the investigation report by said inspector and its annexed documents; 2. in the case set forth in Article 207, paragraph 9, item 3 of the Company Act as applied mutatis mutandis pursuant to Article 131-6 of the Act: a document proving the market price of the Securities; 3. in the case set forth in Article 207, paragraph 9, item 4 of the Company Act - 81 - as applied mutatis mutandis pursuant to Article 131-6 of the Act: a document containing the certification prescribed in the same item and its annexed documents; 4. in the case set forth in Article 207, paragraph 9, item 5 of the Company Act as applied mutatis mutandis pursuant to Article 131-6 of the Act: the account book stating the monetary claim set forth in the same item; (d) when there has been a court judgment on a report by an inspector: a transcript of said judgment; (vii) a document that states that a public notice or a notification under Article 124, paragraph 2 of the Act has been given; and when a creditor has made an objection, documents that state that the liabilities have been repaid or a reasonable collateral has been provided to said creditor or reasonable property has been deposited in trust for the purpose of repaying the liabilities to said creditor, or that said entity conversion is not likely to harm said creditor;(viii) a document stating the status of securing employees who have the knowledge and experience pertaining to the business of a Commodity Exchange and the status of the assignment of such employees; (ix) a document that contains major shareholders’ names, addresses or residences, nationalities and occupations (in the case where a shareholder is a juridical person or other organization, its trade name or name, the location of its head office or principal office, and the contents of its business), and the number of voting rights they hold. 例文帳に追加

法第百三十二条第三項の主務省令で定める書面は、次に掲げる書面（官公署が証明する 書面の場合には、認可の申請の日前三月以内に作成されたものに限る。）とする。一組織変更の理由及び内容を記載した書面 二次に掲げる場合に応じ、それぞれ次に定める書面 イ組織変更後株式会社商品取引所の役員が外国人である場合当該役員の住民票の 写し等、履歴書及びその者が法第十五条第二項第一号イからルまでのいずれにも 該当しないことを誓約する書面 ロ組織変更後株式会社商品取引所の役員が法人である場合当該役員の登記事項証 明書、沿革を記載した書面及び法第十五条第二項第一号ヲに該当しないことを誓 約する書面 ハ組織変更後株式会社商品取引所の役員が外国人又は法人でない場合当該役員の 住民票の写し等、履歴書、その者が法第十五条第二項第一号イ及びロに該当しな い旨の官公署の証明書並びにその者が同号ハからルまでのいずれにも該当しない ことを誓約する書面 三組織変更計画を承認した会員総会の議事録 四直前事業年度の決算関係書類等 五現に存する純資産額を証する書面 六法第百二十九条第一項の規定により組織変更時発行株式を発行するときは、次に掲 げる書面 イ組織変更時発行株式の引受けの申込みを証する書面 ロ金銭を出資の目的とするときは、法第百三十一条の三第一項の規定による払込み があったことを証する書面 ハ金銭以外の財産を出資の目的とするときは、次に掲げる書面 （１） 検査役が選任されたときは、検査役の調査報告を記載した書面及びその附 属書類 （２） 法第百三十一条の六において準用する会社法第二百七条第九項第三号に掲 げる場合には、有価証券の市場価格を証する書面 （３） 法第百三十一条の六において準用する会社法第二百七条第九項第四号に掲 げる場合には、同号に規定する証明を記載した書面及びその附属書類 （４） 法第百三十一条の六において準用する会社法第二百七条第九項第五号に掲 げる場合には、同号の金銭債権について記載された会計帳簿 ニ検査役の報告に関する裁判があったときは、その謄本 七法第百二十四条第二項の規定による公告及び催告をしたこと並びに異議を述べた債 権者があるときは、当該債権者に対し弁済し若しくは相当の担保を提供し若しくは当 該債権者に弁済を受けさせることを目的として相当の財産を信託したこと又は当該組 織変更をしても当該債権者を害するおそれがないことを証する書面 八商品取引所の業務に関する知識及び経験を有する従業員の確保の状況並びに当該従 業員の配置の状況を記載した書類 九主要な株主の氏名、住所又は居所、国籍及び職業（株主が法人その他の団体である 場合には、その商号又は名称、本店又は主たる事務所の所在の場所及び営んでいる事 業の内容）並びに保有する議決権の数を記載した書面 - 経済産業省

A method specified by an ordinance of the competent ministry set forth in Article 234, paragraph 2 of the Company Act, as applied mutatis mutandis by replacing the terms pursuant to Article 150 of the Act shall correspond to the categories listed in the following items and be the method of specifying the price set out in said respective items as the price of shares prescribed in Article 234, paragraph 2 of the Company Act, as applied mutatis mutandis by replacing the terms pursuant to Article 150 of the Act: (i) in the case of selling said shares by transactions on the market: the selling price of said transaction; (ii) in cases other than as set forth in the preceding item: the prices set forth in the following, whichever is the greater: (a) the closing price on the market where said shares are traded on the date of sale (in the case of no selling or buying transactions on said sale date, or in the case where said selling day is a holiday of said market, the price of the first selling or buying transactions conducted following said sale date); or (b) if said shares are subject to a takeover bid, etc. (which means a takeover bid prescribed in Article 27-2, paragraph 6 of the Securities Exchange Act [including cases where it is applied mutatis mutandis pursuant to Article 27-22, paragraph 2 of the same Act] and an equivalent system based on laws and regulations in a foreign state) on the date of sale, the price of said shares under the contract pertaining to said takeover bid on said date of sale. 例文帳に追加

法第百五十条において読み替えて準用する会社法第二百三十四条第二項に規定する主 務省令で定める方法は、次の各号に掲げる場合の区分に応じ、当該各号に定める額をもっ て法第百五十条において読み替えて準用する会社法第二百三十四条第二項に規定する株 式の価格とする方法とする。 一当該株式を市場において行う取引によって売却する場合当該取引によって売却す る価格 二前号に掲げる場合以外の場合次に掲げる額のうちいずれか高い額 イ売却日における当該株式を取引する市場における最終の価格（当該売却日に売 買取引がない場合又は当該売却日が当該市場の休業日に当たる場合にあっては、 その後最初になされた売買取引の成立価格）ロ売却日において当該株式が公開買付け等（証券取引法第二十七条の二第六項 （同法第二十七条の二十二第二項 において準用する場合を含む。）に規定する公 開買付け及びこれに相当する外国の法令に基づく制度をいう。）の対象であると きは、当該売却日における当該公開買付け等に係る契約における当該株式の価格 - 経済産業省

(iii) A person who has been sentenced to a penalty for having violated the provisions of this Act or the Act on General Incorporated Association and General Incorporated Foundation (Act No. 48 of 2006), or for having committed: a crime under Article 197, Article 197-2(1)(i) through (x) or (xiii), Article 198(viii), Article 199, Article 200(i) through (xii), (xx) or (xxi), Article 203(3) or Article 205 (i) through (vi), (xix) or (xx) of the Financial Instruments and Exchange Act; a crime under Articles 255, 256, 258 through 260 or 262 of the Civil Rehabilitation Act (Act No. 225 of 1999); a crime under Articles 65, 66, 68 or 69 of the Act on Recognition and Assistance for Foreign Insolvency Procedures (Act No. 129 of 2000); a crime under Articles 266, 267, 269 through Article 271 or 273 of the Corporate Reorganization Act (Act No. 154 of 2002); or a crime under Articles 265, 266, 268 through 272 or 274 of the Bankruptcy Act, for whom two years have not elapsed since the day on which the execution of the sentence was completed or the sentence no longer applied. 例文帳に追加

三　この法律若しくは一般社団法人及び一般財団法人に関する法律（平成十八年法律第四十八号）の規定に違反し、又は金融商品取引法第百九十七条、第百九十七条の二第一号から第十号まで若しくは第十三号、第百九十八条第八号、第百九十九条、第二百条第一号から第十二号まで、第二十号若しくは第二十一号、第二百三条第三項若しくは第二百五条第一号から第六号まで、第十九号若しくは第二十号の罪、民事再生法（平成十一年法律第二百二十五号）第二百五十五条、第二百五十六条、第二百五十八条から第二百六十条まで若しくは第二百六十二条の罪、外国倒産処理手続の承認援助に関する法律（平成十二年法律第百二十九号）第六十五条、第六十六条、第六十八条若しくは第六十九条の罪、会社更生法（平成十四年法律第百五十四号）第二百六十六条、第二百六十七条、第二百六十九条から第二百七十一条まで若しくは第二百七十三条の罪若しくは破産法（平成十六年法律第七十五号）第二百六十五条、第二百六十六条、第二百六十八条から第二百七十二条まで若しくは第二百七十四条の罪を犯し、刑に処せられ、その執行を終わり、又はその執行を受けることがなくなった日から二年を経過しない者 - 日本法令外国語訳データベースシステム

I assume you are asking what FSA’s economic policies would consist of. The FSA will continue to closely monitor the developments in markets including foreign exchange and stock markets, and respond properly according to the economic and financial climate from the viewpoint of sufficiently demonstrating financial intermediation functions. In fact, at today’s informal gathering with Cabinet ministers, financial measures for SMEs were brought up by the Minister of State for Economic and Fiscal Policy, if I am not mistaken. As you may already know, the Act concerning Temporary Measures to Facilitate Financing for SMEs, etc. was established based on the agreement among the three ruling parties when Shizuka Kamei served as Minister for Financial Services. I am paying very close attention to the Act, which covers a period of two years including two year ends and two fiscal year ends; I believe this is groundbreaking legislation in Japan. The perspectives of megabanks seems to have somewhat changed, as I have been told by a staff member at one of the local financial bureaus that a megabank started participating in conventions of shinkin banks and credit unions since the establishment of the Act for the first time ever. It may be common knowledge, but 99.7% of companies in Japan are SMEs, and 42 million people work for SMEs. SMEs are rather agile, flexible and extremely precious. As I may have mentioned previously, in my hometown Kitakyushu City, which is a city dominated by SMEs, I have been told by businesspeople that their companies have actually managed to survive due to the establishment of the Act. Then again, I have also heard cries from them that what they want now is work, so we intend to execute appropriate policies in a timely manner by taking these matters into consideration as well. 例文帳に追加

それから、金融庁の経済対策にどのような内容を盛り込むのかというご質問だと思いますが、金融庁といたしましては引き続き為替・株式市場等の動向を注視するとともに、金融仲介機能が十分に発揮されているとの観点から、経済・金融情勢に応じて適切に対応してまいりたいと思っておりまして、実は今日も閣僚懇で中小企業に対する金融の話が、たしか経済財政担当大臣からも出ておりまして、ご存じのように、この中小企業金融円滑化法案、これは3党合意に基づいてつくった法律でございますが、以前、亀井大臣のときにつくらせていただきまして、これは2年間ですから、2回年末と年度末を含む法律でございまして、これは私、今、非常に色々ずっと注視しておりますが、これは日本において私は非常に画期的な法律だと思っておりまして、メガバンクの視点が変わったというか、ある財務局の人に聞いたら、信金信組の大会なんかにメガバンクが来たことは一度もなかったんだけど、あの法律ができてから来だしたという話も聞きますので、やっぱり当たり前ですけれども、日本の企業は99.7％は中小企業ですし、4,200万人の方は中小企業で働いておられるわけですから、どちらかというと中小企業は機動的、弾力的に非常に貴重な存在でもございますから、そういったところに、いつかお話ししたかと思いますけれども、私も北九州市でございますから、中小企業の大変本場のようなところでございますし、経営者からも、「本当に中小企業円金融滑化法案ができて、何とか自見さん、生き延びていると。」しかし、今欲しいのは仕事だというようなことも、もうほんとに悲鳴に近いような声を経営者から聞いておりますので、そんなこともこれ勘案しながら、適時適切な政策をしてやっていきたいと思っています。 - 金融庁

Article 300-2 The provision of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will be Deemed to be a Customer Other than Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person who Is a Customer Other Than Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investor) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provision) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the conclusion of a specified insurance contract (meaning an insurance contract specified by a Cabinet Office Ordinance as entailing the risk of loss due to any change in interest rates, currency values, financial instruments market prices as set forth in Article 2, paragraph (14) of that Act or any other indicator (meaning the risk that the total amount of insurance premiums to be paid by the customer following the conclusion of the insurance contract may exceed the total amount of insurance claims, reimbursements and other benefits to be paid out to the customer following the conclusion of the contract); hereinafter the same shall apply in this Article) effected by an Insurance Company, etc. or Foreign Insurance Company, etc., or a contract stipulating any specific act as an intermediary for the benefit of a customer in concluding a specified insurance contract; the provision of Section 2, Subsection 1 of the same Chapter (excluding Article 35 to 36-4 inclusive (Scope of Business for Persons Who Engage in Type 1 Financial Instruments Transaction Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name-Lending and Prohibition of Administration of Company Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Document Prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6 (Cancellation by a Written Statement), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso of Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Loss Compensation, etc.), Article 40-2 (Best Execution Policy, etc.), and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured) (General Rules)) shall apply mutatis mutandis to the conclusion of a specified insurance contract by an Insurance Company, etc., Foreign Insurance Company, etc., Insurance Solicitor or Insurance Broker and related act as an agent or intermediary. In this case, the terms "financial instruments transaction contract" and "financial instruments transaction business" in those provisions shall be deemed to be replaced with "specified insurance contract, etc.," and "the conclusion of a specified insurance contract, or any related act as an agent or intermediary," respectively; in Article 34 of that Act, the term "contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" shall be deemed to be replaced with "effecting a specified insurance contract (meaning a specified insurance contract provided in Article 300-2 of the Insurance Business Act; the same shall apply hereinafter) or acting as an intermediary for the benefit of a customer in concluding a specified insurance contract"; in Article 37, paragraph (2) of that Act, the term "carrying out Financial Instruments and Exchange Activities" shall be deemed to be replaced with "concluding specified insurance contracts"; in Article 37-3, paragraph (1) of that Act, the term "when it intends to conclude a financial instruments transaction contract" shall be deemed to be replaced with "when it intends to conclude a financial instruments transaction contract or acts as an agent or intermediary in concluding a specified insurance contract" and the term "the following matters" with "the following matters and any other important matter stipulated by an insurance contract provided in Article 300, paragraph (1), item (i) of the Insurance Business Act"; in Article 37-3, paragraph (1), item (i) of that Act, the term "Financial Instruments Business Operators, etc." shall be deemed to be replaced with "Insurance Company, etc. (meaning an Insurance Company, etc. as defined in Article 2-2, paragraph (1) of the Insurance Business Act), Foreign Insurance Company, etc. (meaning a Foreign Insurance Company, etc. as defined in Article 2, paragraph (7) of that Act) or Insurance Broker (meaning an Insurance Broker as defined in paragraph (25) of the same Article) concluding a specified insurance contract, etc."; in Article 37-3, paragraph (1), item (v) of that Act, the term "financial instruments transaction business carried out" shall be deemed to be replaced with "specified insurance contract concluded"; in Article 38, paragraph (1) of that Act, the term "employee" shall be deemed to be replaced with "employee (excluding an Insurance Solicitor as defined in Article 2, paragraph (23) of the Insurance Business Act; the same shall apply in Article 39, paragraph (3))"; in Article 39, paragraph (1), item (i) of that Act, the term "sales and purchase and any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or of Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)" shall be deemed to be replaced with "the conclusion of a specified insurance contract", the term "securities or derivative transaction (hereinafter referred to as "securities, etc." in this Article)" with "specified insurance contract," the term "customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including said person who sets the trust; hereinafter the same shall apply in this Article)" with "the customer," the term "loss" with "loss (meaning, where the total amount of insurance premiums to be paid by the customer following the conclusion of the specified insurance contract exceeds the total amount of insurance claims, reimbursements and other benefits to be paid out to the customer following the conclusion of the contract, the total amount of premium payment subtracted by the total amount of insurance claims, reimbursements and other benefits; hereinafter the same shall apply in this Article)," and the term "to supplement" with "to supplement, outside the stipulations of the specified insurance contract"; in Article 39, paragraph (1), items (ii) and (iii) of that Act, the term "securities sales transaction, etc." shall be deemed to be replaced with "the conclusion of a specified insurance contract," the term "securities, etc." with "specified insurance contract," and the term "to add to" with "to add to, outside the stipulations of the specified insurance contract"; in Article 39, paragraph (2) of that Act, the term "securities sales transaction, etc." shall be deemed to be replaced with "the conclusion of a specified insurance contract"; in Article 39, paragraph (3) of that Act, the term "determined by a Cabinet Office Ordinance as a potential cause" shall be deemed to be replaced with "a potential cause"; in Article 40, item (i) of that Act, the term "financial instruments transaction business" with "the conclusion of a specified insurance contract, etc."; in Article 45, item (ii) of that Act, the term "Article 37-2 to 37-6 inclusive, Article 40-2, paragraph (4) and Article 43-4" shall be deemed to be replaced with "Articles 37-3 (as far as any of the matters listed in the items of Article 37-3, paragraph (1) is concerned, excluding Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3)) and 37-4"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加