「faith!」に関連した英語例文の一覧と使い方(31ページ目) - Weblio英語例文検索

Provide greater clarity to countries at the start of the process about the possible consequences for their programs, including in terms of official financing, of any failure to secure the necessary contribution from private creditors on terms consistent with a sustainable medium-term payments profile. Such consequences could include the need for a program revision to provide for additional adjustment by the country concerned or the option of reduced official financing, or, conversely, a decision by the IMF to lend into arrears if a country has suspended payments while seeking to work cooperatively and in good faith with its private creditors and is meeting other program requirements. 例文帳に追加

各国に対して、中期的に維持可能な支払プロファイルと整合的な条件による、民間債権者からの必要な貢献を確保できない場合について、公的融資の条件も含め、プログラムに対して起こり得る結果について、手続き開始の時点においてより明確に示すべきである。このような結果には、当該国による追加的な調整をもたらすプログラム修正の必要性、または、公的融資の削減の選択肢、あるいは、逆に、ある国が、プログラムの他の要件を満たしている一方で、民間債権者と協力的かつ誠実に作業しようと努めている間支払いを一時停止している場合、ＩＭＦによる債務履行遅滞国に対する融資を、含み得る。 - 財務省

The registration of a mark shall be declared invalid at the request of any legally interested party if: the mark is registered in violation of Article 12; the mark is registered in the name of an industrial property agent or representative of the proprietor without the latter’s consent; the applicant has acted in bad faith when filing the application, that fact having been established by a valid court ruling; the use of a mark is liable to be prohibited by virtue of an earlier right of another person, that earlier right enjoying protection under another law, the mark consists of or contains the name of another person’s firm which was registered or used in the Republic of Bulgaria prior to the filing date of the application for registration in connection with identical or similar goods or services. 例文帳に追加

次に該当する場合において，法的な利害関係当事者からの請求があったときは，標章の登録は，無効を宣言される: 標章が，第12条に違反して登録されていること , 標章が，標章所有者の同意を得ることなく，所有者の工業所有権代理人又は代表者の代理人の名義で登録されていること , 出願人が出願するに際し悪意で手続をしており，その事実が有効な裁判所の決定によって確認されていること 標章の使用が，他の法律に基づいて保護を享受する，他人に属する先の権利によって禁止されていること , 標章が他人の企業の名称によって構成されているか又はそれを含んでおり，それが登録出願の出願日前に，同一又は類似の商品又はサービスに関して，ブルガリア共和国の領域において登録又は使用されていたこと。 - 特許庁

An extension may be authorized under subsection (3) only if the following conditions are satisfied: (a) the applicant or patentee files a statement that, to the best of their knowledge, the small entity fee was paid in good faith and the subject application for the extension is being filed without undue delay after the applicant or patentee became aware that the standard fee should have been paid; (b) the applicant or patentee pays the difference between the amount of the small entity fee that was paid and the standard fee as set out in Schedule II to the Patent Rules as they read at the time the small entity fee was paid; and (c) the applicant or patentee pays the fee set out in item 22 of Schedule II in respect of each fee that is the subject of an application for such an extension. 例文帳に追加

(3)に基づく延長は，次の条件が満たされた場合に限り許可を受けることができる。 (a) 出願人又は特許権者がそれらの者の知る限りにおいて小規模事業体手数料は誠実に納付され延長の対象申請は当該出願人又は特許権者が標準手数料を納付すべきであったと知って後不当な遅延なしに提出されるものである旨の陳述書を提出すること (b) 出願人又は特許権者が納付済みの小規模事業体手数料の金額と当該小規模事業体手数料の納付時に有効な特許規則附則IIに掲げる標準手数料との差額を納付すること (c) 出願人又は特許権者が当該延長の申請対象である各手数料に関して附則II項目22に掲げる手数料を納付すること - 特許庁

An extension may be authorized under subsection (1) only if the following conditions are satisfied: (a) the applicant or patentee files a statement that, to the best of their knowledge, the small entity fee was paid in good faith and the subject application for the extension is being filed without undue delay after the applicant or patentee became aware that the standard fee should have been paid; and (b) the applicant or patentee pays the difference between the amount of the small entity fee that was paid and the standard fee as set out in subparagraph 6(a)(i) of Schedule II to the Patent Rules as they read at the time the small entity fee was paid. 例文帳に追加

延長は，次の条件が満たされた場合に限り，(1)に基づいて許可を受けることができる。 (a) 出願人又は特許権者が，それらの者の知る限りにおいて，小規模事業体手数料が誠実に納付され延長の対象申請は当該出願人又は特許権者が標準手数料を納付すべきであったと知って後不当な遅延なしに提出されるものである旨の陳述書を提出すること，及び (b) 出願人又は特許権者が納付済みの小規模事業体手数料の金額と当該小規模事業体手数料の納付時に有効な特許規則附則II項目6(a)(i)に掲げる標準手数料との差額を納付すること - 特許庁

Notwithstanding sections 11.14 and 11.15 and paragraphs 12(1)(g) and (h), where a person has in good faith (a) filed an application in accordance with section 30 for, or secured the registration of, a trade-mark that is identical with or similar to the geographical indication in respect of a wine or spirit protected by the laws applicable to a WTO Member, or (b) acquired rights to a trade-mark in respect of such a wine or spirit through use, before the later of the date on which this section comes into force and the date on which protection in respect of the wine or spirit by the laws applicable to that Member commences, nothing in any of those provisions prevents the adoption, use or registration of that trade-mark by that person. 例文帳に追加

第11.14条及び第11.15条並びに第12条(1)(g)及び(h)に拘らず，本条が有効となる日及び法律によりぶどう酒又は蒸留酒に関する保護がWTO加盟国に適用開始される日のうち何れか後の日の前に，ある者が善意により， (a) 加盟国に適用される法律により保護されたぶどう酒又は蒸留酒に関する地理的表示と同一又は類似の商標について，第30条に従って出願をし，又は登録を受けた場合，又は (b) 使用することにより当該ぶどう酒又は蒸留酒に関する商標の権利を取得した場合は， それらの如何なる規定も，その者が当該商標を使用又は登録することを妨げない。 - 特許庁

Where, in any proceedings respecting a registered trade-mark the registration of which is entitled to the protection of subsection 17(2), it is made to appear to the Federal Court that one of the parties to the proceedings, other than the registered owner of the trade-mark, had in good faith used a confusing trade-mark or trade-name in Canada before the date of filing of the application for that registration, and the Court considers that it is not contrary to the public interest that the continued use of the confusing trade-mark or trade-name should be permitted in a defined territorial area concurrently with the use of the registered trade-mark, the Court may, subject to such terms as it deems just, order that the other party may continue to use the confusing trade-mark or trade-name within that area with an adequate specified distinction from the registered trade-mark. 例文帳に追加

第17条(2)により保護される登録商標に関する訴訟において，訴訟の一方の当事者で登録商標の所有者以外の者が，登録商標の出願前にカナダでその登録商標と混同を生じる商標又は商号を善意に使用していたことがカナダ連邦裁判所で明らかにされ，かつ，その登録商標が使用されているときと同時にその混同を生じる商標又は商号を限定された地域内で継続的に使用することを許可しても公益に反さないと同裁判所が認める場合は，同裁判所は，同裁判所が公正とみなす条件に従うことを条件として，当該当事者が当該地域内で，その混同を生じる商標又は商号を，当該登録商標と識別するための十分な特定の表示と共に，継続して使用することができる旨を命令することができる。 - 特許庁

Where an order is so made that a patent shall be transferred as mentioned in subsection (2) or that a person other than an old proprietor may make a new application for a patent and before the reference of the question under section 55 resulting in the making of any such order is registered, the old proprietor or proprietors or a licensee of the patent, acting in good faith, worked the invention in question in Hong Kong or made effective and serious preparations to do so, the old proprietor or proprietors or the licensee shall on making a request to the new proprietor or proprietors within the prescribed period be entitled to be granted a licence (but not an exclusive licence) to continue working or, as the case may be, to work the invention, so far as it is the subject of the new application. 例文帳に追加

特許が(2)にいうように移転されるべき旨，又は旧特許所有者を除く者が特許の新しい出願をすることができる旨の命令が発せられ，当該命令の発令に至った第55条に基づく疑義の付託が登録される前に，旧特許所有者又は特許実施権者が，善意で，香港において問題の発明を実施したか又はそのように実施するために有効かつ真摯な準備をした場合は，旧特許所有者又は特許実施権者は，所定の期間内に新特許所有者に対して請求することにより，発明が新しい出願の主題である限り，発明の実施を続行し，又は場合により，実施するためのライセンス(排他的ライセンスを除く)の許諾を受ける権利を有する。 - 特許庁

Where an order referred to in subsection (1) is made, the Controller shall notify the person or persons registered as proprietor or proprietors of the relevant patent and their licensees (if any) of whom he is aware, of the making of the order, and where the proprietor or proprietors or such a licensee acting in good faith has, before the commencement of the proceedings in which the order is made, used the invention within the State or made effective and serious preparations to do so, he may continue such use if, but only if, he requests, within the period prescribed, a non-exclusive licence under the patent from the new proprietor whose name is entered in the register. 例文帳に追加

(1)にいう命令がされた場合は，長官は，当該命令をした旨を関連する特許所有者として登録された者及び長官が知る実施権者(ある場合)に対し通知する。また，当該特許所有者又は善意で行動する当該実施権者が，当該命令がされる手続が開始される前にアイルランド内で当該発明を実施していたか又はそうするために効果的かつ真摯な準備を行っていた場合において，その者が，所定の期間内に名称が登録簿に登録された新規の特許所有者からの当該特許に基づく非排他的ライセンスを請求するときは，そのときに限り，当該実施を継続することができる。 - 特許庁

Provided that they are acting in good faith and that the use does not constitute use as a trademark, third parties may, without the consent of the owner of the registered mark, make use of the following in market dealings: their own name, address or pseudonym, a geographical name or any other specific designation relating to the kind, quality, quantity, purpose, value, place of origin or time of production of goods or rendering of services or other characteristics thereof, provided that such use is confined to identification or information purposes and is not liable to mislead the public as to the source of the goods or services.例文帳に追加

その行為が誠実なものでありかつ商標として使用するものでない限り，第三者は次に掲げるものを市場取引において登録標章の所有者の同意を得ることなく使用することができる。自己固有の名称，住所若しくは雅号，地理的名称，商品又はサービスの種類，質，数量，目的，価値，原産地又は生産若しくは提供の時に関する表示，及び商品又はサービスに関するその他の特徴。ただし，そのような使用は同定若しくは情報提供目的のものに限られかつ商品又はサービスの出所に関して公衆の誤解を生じさせる虞がないことを条件とする。 - 特許庁

Registration of the mark shall not confer on the owner thereof the right to prohibit a third party from using the mark to advertise legitimately marked goods or services, offer them for sale or mention the existence or availability thereof, or from using the mark to indicate the compatibility or suitability of spare parts or accessories that can be used with goods bearing the registered mark, provided that such use is made in good faith, is confined to the purpose of informing the public and is not liable to mislead or confuse it as to the corporate origin of the goods concerned.例文帳に追加

標章の登録は標章所有者に対して，第三者が合法的に登録標章の付された商品又はサービスを宣伝し，販売の申出若しくはそれら商品又はサービスの存在又は利用可能性を知らせるためにそれら標章を使用すること及び登録標章の付された商品に使用できる部品や付属品の使用適性や互換性を知らせるためにそれら標章を使用することを禁止する権利を与えるものではない。ただし，そのような使用は誠実になされなければならず，かつ公衆への情報提供目的に限定され，かつ関係商品の製造企業に関して公衆の誤認若しくは混同を生じさせる可能性の高いものであってはならない。 - 特許庁

b) performing any of the acts referred to in Art. 32, paragraph 2 by a person who has applied the subject-matter of the patent or that of the patent application, as published, or has taken real and effective steps towards producing or exploiting said subject-matter in good faith on the territory of Romania, independently of the owner of the patent and before the regular national filing concerning the invention has been effected or before the recognized priority date; in that case the invention may continue to be exploited by that person to the same extent as on the date of the regular national filing or recognized priority, but the right of use may not be transferred otherwise than with the assets of that person or the part of the said assets assigned to the exploitation of the invention;例文帳に追加

(b) 第32 条第2 段落にいう行為の実行であって，特許又は公開された特許出願の主題を，ルーマニア領域において善意で，その特許の所有者からは独立して，かつ，その発明に係る正規の国内出願が行われる前又は承認された優先日前に，実施していた又はその製造若しくは使用に向けた現実かつ実効的な準備を行っていた者によるもの。この場合は，同人は正規の国内出願の出願日又は承認された優先日の時点において行っていた範囲においてその発明の実施を継続することができる。ただし，その実施の権利は，同人の財産又はその財産の内の，その発明の実施に係る部分と共にする場合を除き，移転することができない。 - 特許庁

If a person, in good faith, manufactures a product, utilizes an industrialprocess, manufactures an integrated circuit incorporating a layout designor a commodity including such a circuit, exploits a plant variety or makesserious arrangements, before the date of filing the patent application,or the priority application relating to that product or the process,design, plant variety, or the date of first commercial exploitation ofthe design anywhere in the world, such a party shall be entitled - despitethe issuance of the protection document - to continue to perform theseacts without expanding them.This right shall not be assigned ortransferred to others except with all parts of the firm or one of themincluding goodwill.例文帳に追加

ある者が，製品若しくは方法，設計，植物品種に関係する特許出願若しくは優先出願の出願日の前，又は設計が世界の何れかの場所において最初に商業利用される日の前に，誠実に製品を製造し，工業的方法を使用し，配置設計を組み入れた集積回路若しくは当該回路を含む商品を製造し，又は本格的な準備を行った場合は，その者は，保護書類の発行にも拘らず，当該行為を拡大することなく続行する権利を有する。この権利は，営業権を含む企業の全部又は一部と共にするのでなければ，他人に譲渡又は移転してはならない。 - 特許庁

(3) Where an order is so made that -- (a) a patent shall be transferred as mentioned in subsection (2); or (b) a person other than an old proprietor may make a new application for a patent, and before the reference of the question under that section resulting in the making of any such order is registered, the old proprietor or proprietors or a licensee of the patent, acting in good faith -- (i) worked the invention in question in Singapore; or (ii) made effective and serious preparations to do so, the old proprietor or proprietors or the licensee shall, on making a request to the new proprietor or proprietors within the prescribed period, be entitled to be granted a licence (but not an exclusive licence) to continue working or, as the case may be, to work the invention, so far as it is the subject of the new application.例文帳に追加

(3) (a) 特許が(2)に述べるように移転されるべき旨，又は (b) 旧所有者以外の者が新規に特許出願を行うことができる旨， の命令が行われ，かつ，当該命令がされる基礎となった同条に基づく問題の付託が登録される前に，当該特許の旧所有者又は実施権者が善意で， (i) 問題の当該発明をシンガポールにおいて実施したか，又は (ii) 実際上のかつ真摯な実施の準備をした場合は， 当該旧所有者又は実施権者は，所定の期間内に当該新所有者に請求することにより，当該発明が当該新規出願の主題である限り，当該発明の実施を継続するか又は場合により実施するためのライセンス(ただし，排他的ライセンスではない)の許諾を受けることができる。 - 特許庁

(2) The owner of a prior right who has tolerated the use of a subsequently registered trademark for a period of five consecutive years with knowledge of said use may not later seek to have the subsequent trademark declared null and void or oppose the use thereof, on the basis of said prior right for the goods or services for which the subsequent trademark has been used, except where the application for the trademark has been made in bad faith, in which case action shall not be subject to prescription. In the case envisaged in this paragraph, the owner of the subsequent trademark may not oppose the use of the prior right, despite the fact that such a right may no longer be invoked against the subsequent trademark.例文帳に追加

(2) 先の権利の所有者が後に登録された商標の使用を知りながら当該使用を連続5年の期間黙認していた場合は，その者は，後の商標が使用されている商品又はサービスに対する当該先の権利を基礎として，その後の当該後の商標を無効とする宣言を求めること又はその使用に異議を申し立てることができない。ただし，商標出願が悪意でなされていた場合はこの限りでなく，この場合は，訴訟は時効の対象とならない。本項において想定する場合において，後の商標の所有者は先の権利の使用について，当該権利が後の商標に対して最早援用することができないという事実に拘らず，これについて異議を申し立てることができない。 - 特許庁

A party who, in good faith, has already manufactured or applied or commenced implementation of his intention to manufacture or apply, in or for his business, the subject matter in respect of which a European patent has been granted to another party before the date on which a notification of a corrected translation within the meaning of Article 52(7) has been entered in the patent register shall, notwithstanding the patent, continue to have the right to perform the acts referred to in Article 53(1) insofar as such acts do not infringe the patent holder’s exclusive right, which right in this case will be determined by the content of the claims in the patent specification and the description and drawings intended for the interpretation thereof contained in the earlier, defective translation into Dutch.例文帳に追加

何人かが，他人に付与された特許に係る主題を，第52条(7)の意味での訂正された翻訳文についての通告が特許登録簿に記入される前に，自己の事業において又はその事業のために誠実に既に製造若しくは利用しており，又はそれを製造若しくは利用する同人の意図の履行を開始しているときは，その特許に拘らず，当該人は引続き，第53条(1)にいう行為を履行する権利を有する。ただし，当該行為が特許所有者の排他権を侵害しないことを条件とし，その権利はこの場合は，先の欠陥のあるオランダ語翻訳文に含まれていた特許明細書のクレーム，その解釈のために使用される明細書及び図面の内容によって決定される。 - 特許庁

The registration may not be canceled on the grounds of the registration of an earlier trade mark where the proprietor of the earlier trade mark has acquiesced, for a period of five successive years, in the use of the later trade mark for the goods or services for which it is registered, while being aware of such use, unless registration of the later trade mark was applied for in bad faith. The same shall apply to the proprietor of a right to a trade mark having seniority and acquired by use within the meaning of Section 4, No. 2, to a well-known trade mark within the meaning of Section 4, No. 3, to a commercial designation within the meaning of Section 5, or to a plant variety name within the meaning of Section 13(2), No. 4. Furthermore, registration of a trade mark may not be canceled if the proprietor of a right having seniority referred to in Sections 9 to 13 has consented to the registration of the trade mark prior to the filing of the cancellation request. 例文帳に追加

先の登録商標の所有者が，後の商標がその登録に係る商品又はサービスについて使用されていることを知りながら，その使用を継続して5年間黙認していた場合は，先の商標の登録を理由として，登録を取り消すことはできない。ただし，後の商標の登録が悪意で出願されたものである場合は，この限りでない。 同様のことは，優先順位を有しかつ第4条(2)にいう使用により取得された商標，第4条(3)にいう広く認識されている商標，第5条にいう取引上の表示，又は第13条[2](4)にいう植物品種名に関する権利の所有者に適用されるものとする。更に，第9条から第13条までに規定する優先順位を有する権利の所有者が，取消請求の提出前に商標の登録に同意していた場合は，商標の登録は取り消すことができない。 - 特許庁

(5) Persons who began to use in good faith a trademark that is identical with or confusingly similar to a registered appellation of origin not less than six months prior to the registration date of the appellation of origin, retain the right to use it subsequently for a period fixed by Kazpatent, but not less than seven years beginning from the date of that registration. Where the trademark has not been used or has been used for less than six months prior to the registration date of an appellation of origin, the effect of the trademark shall be terminated prematurely.例文帳に追加

(5) 原産地名称登録日から 6月以内に登録された原産地名称と同一または誤認混同するほどに類似する商標を善意で使用を開始した者は、特許庁が定めた期間内において連続してそれを使用する権利を維持するが、登録日から起算して 7年以内とする。商標が使用されていない、または、原産地名称の登録日前 6月以内しか使用されていない場合、商標の有効性は早期終了するものとする。 商標登録証の所有者は、その商標がカザフスタン共和国における登録商標であることを示すために、丸囲みのローマ字の「R」または商標として登録されていることを示す「商標」若しくは「登録商標」という言葉を特別表示として商標に添えて加えて使用することができる。 - 特許庁

1. The owner of an earlier trademark within the meaning of paragraph 1(d), (e), (g) and (h) of Article 17 and the holder of a right of prior use that imparts not merely local notoriety who for five consecutive years have known of and condoned the use of a subsequently registered identical or similar trademark may not request that the subsequent trademark be declared invalid or oppose its use for the goods or services in respect of which it has been used by virtue of their own earlier trademark or prior use, except where the subsequent trademark was applied for in bad faith. The owner of the subsequent trademark may not oppose the use of the earlier one or the continuation of the prior use.例文帳に追加

(1) 第 17条(1)(d)，(e)，(g)及び(h)にいう先行商標の所有者及び単なる1地方でなく広く認識されている先使用権の所有者であって，後に登録された同一又は類似の商標の使用を知りながら，継続して 5年間それを黙認していた者は，自己の先行商標又は先使用に基づいてその商標が使用されている商品又はサービスについて，当該後発の商標の無効の宣言を請求することができず，かつ，当該後発商標の使用を阻止することができない。ただし，当該後発商標が悪意で出願されていた場合を除く。後発商標の所有者は，先行商標の使用又は先使用権による使用の継続を阻止することができない。 - 特許庁

6. The registered European patent shall have the same legal force and the same provisions of the Law shall be applied thereto, which are applied to the national patent with the following exceptions: 1) exclusive rights which are granted by a patent shall come into force on the date when the Patent Office publishes the notification regarding the registration of the European patent and shall end not later than after 20 years from the date when the Patent Office has received a request regarding the registration of the European patent; 2) the provisions of Section 22 of this Law in relation to the registered European patent shall be applied, if before the receipt of the request regarding the registration of the European patent in Latvia at the Patent Office, a use of the invention has commenced or preparatory work necessary for such use has been carried out in good faith; and 3) The invalidation of the European patent or an early discontinuance of validity in another Contracting State of the European Patent Convention shall not be deemed as the basis for the declaration of the patent, registered in Latvia, as invalid.例文帳に追加

6. 登録欧州特許は，次の例外を除いて，国内特許に適用されるのと同等の法的効力を有し，かつ，本法の同一の規定が適用される。 1) 特許により付与される排他権は，欧州特許の登録に関する通知を特許庁が公告した日に効力を生じ，欧州特許の登録に関する請求を特許庁が受領した日から20年後までに終了する。 2) ラトビアにおける欧州特許の登録に関する請求を特許庁が受領する前に，善意で，発明の実施が開始されたか又は当該実施のために必要な準備作業が行われた場合は，第22条の規定を登録欧州特許に関して適用する。また 3) 欧州特許条約の他の締約国における欧州特許の無効又は効力の早期停止は，ラトビアにおいて登録された特許の無効宣言の基礎とはみなさない。 - 特許庁

(1) Where, by notice upon goods or upon the container of goods, the registered proprietor or a registered user of a trade mark registered in the Register makes a statement prohibiting the doing of an act to which this section applies, a person who, being the owner for the time being of the goods, does that act, or authorises it to be done, in relation to the goods in the course of trade or with a view to a dealing with the goods in the course of trade, shall be deemed to infringe the trade mark unless . (a) at the time when he agreed to buy the goods he acted in good faith without notice that the statement appeared on the goods; or (b) he became the owner of the goods by virtue of a title derived from another person who had agreed to buy the goods. [Am. Act A1078]例文帳に追加

(1) 登録簿に登録された商標の登録所有者又は登録使用者が，商品自体又は商品の容器に付された注意書きによって本条の対象となる一定の行為を禁止する意志を表示した場合において，現に当該商品の所有者となっている者が，当該商品に関し業として又は当該商品を業として扱う目的をもって，当該禁止行為を行うか又は行わせるときは，その者は当該商標を侵害したとみなされる。ただし，次の場合はこの限りでない。 (a) その者が当該商品の購入に同意した時に，禁止表示が当該商品に付されていることに気付かないで善意に行動した場合，又は (b) その者が，当該商品の購入に同意した別の者から取得した権原により当該商品の所有者となった場合［法律A1078による改正］ - 特許庁

Where a trade mark has been removed from the Register for non-payment of the fee for renewal, it shall, nevertheless, for the purpose of an application for the registration of a trade mark within one year from the date of expiration of the last registration be deemed to be a trade mark which is already on the Register except that this section shall not have effect when the Registrar is satisfied either - (a) that there has been no use in good faith of the trade mark which has been removed during the two years immediately preceding its removal; or (b) that no deception or confusion is likely to arise from the use of the trade mark which is the subject of the application for registration by reason of any previous use of the trade mark which has been removed.例文帳に追加

商標が更新手数料の不納の故に登録簿から抹消された場合においても，当該商標は，最終登録満了日から1年以内になされる商標登録出願の目的では，登録簿に存在する商標として扱われるものとする。ただし，本条は，登録官が次の何れかの事由を認定する場合は適用されない。 (a) 登録を抹消された商標の善意の使用が，その抹消の直前2年間になかったこと，又は (b) 抹消された商標の従前の使用を理由として，登録出願の対象である商標の使用が，何らの誤認若しくは混同も生じさせる虞がないこと - 特許庁

(2) Notwithstanding subsection (1), an assignment of a registered trade mark without goodwill whether before or after the commencement of this Act is invalid if the trade mark has not at any time before the assignment been in use in good faith in Malaysia by the assignor or his predecessor in title except that this subsection does not apply where - (a) the trade mark was registered with the intention that it shall be assignable to a body corporate yet to be formed and the trade mark has been assigned; or (b) the trade mark was registered with the intention that a person shall be permitted to use it as a registered user and such registered user has been registered in respect of the trade mark within six months after the registration of the trade mark and has used that trade mark within that period.例文帳に追加

(2) (1)に拘らず，本法施行の前後を問わず，営業権を伴わずになされる登録商標の譲渡は，当該商標が当該譲渡に先立つ何れかの時期に譲渡人又はその前権利者によってマレーシアで誠実に使用されたことがない場合は，効力を有さない。ただし，これは次の場合は適用されないものとする。 (a) 当該商標が，設立予定の一般法人に譲渡する意図をもって登録され，実際に当該一般法人に譲渡されている場合，又は (b) 当該商標が，ある者を登録使用者としてこれに使用させる意図をもって登録され，実際にその者が商標の登録から6月以内に当該商標の登録使用者として登録され，かつ，その期間内にその者が当該商標を使用している場合 - 特許庁

(2) Except where an applicant has been permitted under Section 26 to register a substantially identical or deceptively similar trade mark in respect of the goods to which the application relates, or the Court is of the opinion that the applicant can properly be permitted to register such a trade mark, the Court may refuse an application made under Subsection (1) in relation to any goods if there has been before the relevant date or during the relevant period, as the case may be, use in good faith by the registered proprietor, or a registered user of the trade mark for the time being, in relation to goods of the same description, being goods in respect of which the trade mark is registered.例文帳に追加

(2) 出願人が第26条により当該出願が関係する商品に関して，ほぼ同一の若しくは混同するほど類似する商標の登録を認められている場合，又は，裁判所が当該出願人はこのような商標の登録を適性に認められるとする意見である場合を除き，裁判所はいずれの商品についても本条(1)に基づき行われた出願を却下することができる。但し，場合に応じて当該日以前に若しくは当該期間中に，当該商標が登録されているその商品に関し，同一品目の商品について登録所有者又はその期間の当該商標の登録使用者による善意の使用があった場合とする。 - 特許庁

(2) Where by notice on goods or on the container of goods, the registered proprietor or a registered user of a trade mark registered in Part A or Part B of the Register makes a statement prohibiting the doing of an act to which this section applies, a person who, being the owner for the time being of the goods, does that act, or authorizes it to be done in relation to the goods in the course of trade or with a view to a dealing with the goods in the course of trade, infringes the trade mark unless - (a) at the time when that person agreed to buy the goods he acted in good faith without notice that the statement appeared on the goods; or (b) he became the owner of the goods by virtue of a title derived from another person who had so agreed to buy the goods.例文帳に追加

(2) 商品又は商品の容器上に，登録簿のA部又はB部に登録される商標の登録所有者又は登録使用者が本条の適用される行為を行ってはならないと記載している場合，当該商品の現に所有者であって，その行為を行う者，又は，取引の過程において若しくは取引の過程で当該商品を取り扱うことを目的として当該商品にそれが行われることを認める者は，次に掲げる場合を除き当該商標を侵害する。 (a) その者が当該商品を購入することに合意した時点で，当該商品に表示されたその記載に気付かず善意で行動した場合，又は (b) 当該商品を購入することにすでに合意していた別の者に由来する権利によって当該商品の所有者となった場合 - 特許庁

Where a trade mark has been removed from the Register under Section 61(2) the trade mark shall, for the purpose of an application for registration by another person, for a period of 12 months next after the expiration of the last registration, be deemed to be a trade mark which is already registered, unless it is shown to the satisfaction of the Registrar that - (a) there has been no use in good faith of the trade mark during the two years immediately preceding the expiration of the last registration; or (b) no deception or confusion would be likely to arise from the use of the trade mark which is the subject of the application for registration by reason of any previous use of the trade mark which has been removed.例文帳に追加

商標が第61条(2)に基づき登録簿から抹消された場合，当該商標は，他の者による登録出願に関して，最後の登録期間満了してから12月間，すでに登録されている商標とみなすものとする。但し，次の事項について登録官の心証を得る立証がされた場合を除く。 (a) 最後の登録の期間が満了する直近の2年間に当該商標の善意による使用がなかったこと，又は (b) 抹消されている当該商標の従前の使用を理由として登録出願の対象である商標の利用により誤認又は混同が生じるおそれがないこと - 特許庁

(2) Subject to Subsections (3), (4) and (5) an assignment of a registered trade mark without goodwill is invalid if - (a) the trade mark was not at any time in use in good faith in Papua New Guinea by the assignor or his predecessor in title; or (b) a substantially identical or deceptively similar trade mark continues to be used by the assignor, after the assignment in relation to other goods, where - (i) there exists a connection in the course of trade between those goods and the assignor; and (ii) those goods are - (A) of the same description as those in respect of which the trade mark has been assigned; or (B) of such a description that the public is likely to be deceived by the use of the trade mark by the assignor and assignee on their respective goods.例文帳に追加

(2) 本条(3)，(4)及び(5)に基づいて，次に掲げる各号の場合，営業権を伴わない登録商標の譲渡は無効である。 (a) 当該商標がパプアニューギニア国内において譲渡人又は前権利者により善意に使用されたことがない場合，又は， (b) 実質的に同一の又は混同を生じるほど類似する商標が，譲渡後も譲渡人によりその他の商品に継続して使用され，かつ以下の条件をみたす場合 (i) それらの商品及び譲渡人との間に取引上の関係が存在すること，及び (ii) それらの商品が (A) 譲渡された商標に関する商品と同一の内容を有すること，又は (B) 譲渡人及び譲受人による各自の商品への当該商標の使用により，公衆が誤認混同するおそれがある内容を有すること - 特許庁

The owner of the patent shall have the right to request the Bureau to make changes in the patent in order to: (a) Limit the extent of the protection conferred by it; (b) Correct obvious mistakes or to correct clerical errors; and (c) Correct mistakes or errors, other than those referred to in letter (b), made in good faith; Provided, That were the change would result in broadening of the extent of the protection conferred by the patent, no request may be made after the expiration of two years from the grant of a patent and the change shall not affect the rights of any third party which has relied on the patent, as published.例文帳に追加

特許の所有者は，次の目的で特許に変更を施すことを局に請求する権利を有する。 (a)当該特許により与えられている保護の範囲を限定すること (b)明白な錯誤を訂正し又は事務的な誤りを訂正すること，及び (c)(b)にいう錯誤又は誤りのほか，善意でした錯誤又は誤りを訂正すること。ただし，その変更によって当該特許による保護の範囲を拡張することになる場合は，その変更は，特許の付与から2年が経過した後は請求することができず，また，その変更は，公告当時の内容による特許に依拠していた第三者の権利に影響しないものとする。 - 特許庁

-No mark or part of a mark shall be registered as a trademark- (a) which comprises or consists of any scandalous or obscene matter; or (b) the use of which would be contrary to any law for the time being in force; or (c) the use of which would be likely to deceive or cause confusion; or (d) which contains any matter likely to hurt the religious susceptibilities of any class of the citizens of Bangladesh; (e) which is identical with, or is an imitation of, or contains as a element, an armorial bearing, flag or other emblem, a name or abbreviation or initials of the name of, or official sign or hallmark adopted by, any state or international organization created by an international convention, charter or other instruments, unless authorized by the competent authority of that state or organization; or (f) which would otherwise be disentitled to protection in a court; (g) the application is made in bad intention and faith. 例文帳に追加

次に掲げる標章又は標章の一部は商標として登録されない。(a)恥ずべき又は節度を欠く事項が含まれる標章(b)標章の使用がそのとき施行されている法令に反するもの(c)標章の使用が誤認、混同を引き起こすおそれがあるもの(d)バングラデシュ国民のいかなる階級であれ宗教的感受性を傷付けるおそれがある内容を含む標章(e)国家又は、国際条約、憲章若しくはその他の法律文書によって創設された国際組織の紋章、旗又はその他の記章、それらの名称又は名称の略称若しくは頭文字、それらが採用する公的標識又は印章と同一若しくは模倣又は要素として含む標章。ただし、その国家又は組織の所轄当局が認めるものを除く。(f)その他に、裁判所で保護を受けることができない標章(g)出願が不正の目的で信義に反して行われる標章 - 特許庁

(9) Notwithstanding the provisions of items (ii) and (iii) of the preceding paragraph, [(i)] if the General Partner, in its good faith determination, recognizes that the payment of the applicable amount results in rendering an unfair ratio of a Subsequent Partner’s interest in a Portfolio Investment because of material changes in the value of such Portfolio Investment [If an Excuse/Exclusion clause is included] [, or if the General Partner reasonably determines that the participation by a Subsequent Partner in the Portfolio Investment is inappropriate because of any circumstance set forth in Article 9], the General Partner may exclude such Subsequent Partner from participation in the Portfolio Investment, and (ii)] if the Partnership made distributions pursuant to Article 29 before the Subsequent Closing Date, the General Partner may adjust the amount to be paid by such Subsequent Partner as the General Partner considers to be appropriate in its discretion. 例文帳に追加

9. 前項第②号及び第③号の規定にかかわらず、［(ⅰ)無限責任組合員が、その誠実な判断により、かかる金額の支払いが、ポートフォリオ投資について生じた重大な価値の変動のため、追加出資組合員の当該ポートフォリオ投資に関する持分割合が不公正なものとなると認める場合【免除/除外条項を設ける場合】[又は、第9 条に掲げる状況に該当するため追加出資組合員が当該ポートフォリオ投資へ参加することが適切でないと同条の規定に準じて無限責任組合員が合理的に判断する場合］には、無限責任組合員は、当該追加出資組合員を、当該ポートフォリオ投資への参加から排除することができ、(ⅱ)］追加クロージング日までに、本組合が第29 条に従い既に分配を行っていた場合には、無限責任組合員は、当該追加出資組合員が払い込む額に、その裁量により適切と考える調整を加えることができるものとする。 - 経済産業省

(a) If any conflict minerals, as defined by paragraph (d)(3) of this item, are necessary to the functionality or production of a product manufactured by the registrant or contracted by the registrant to be manufactured and are required to be reported in the calendar year covered by the specialized disclosure report, the registrant must conduct in good faith a reasonable country of origin inquiry regarding those conflict minerals that is reasonably designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo or an adjoining country, as defined by paragraph (d)(1) of this item, or are from recycled or scrap sources, as defined by paragraph (d)(6) of this item.例文帳に追加

(a)登録者は、登録者によって製造された、または登録者によって製造委託契約が結ばれた製品の機能または生産のために本項目のパラグラフ(d)(3)に定義された紛争鉱物が必要であり、特定開示報告書の対象となる暦年に報告することが求められるならば、その紛争鉱物がコンゴ民主共和国もしくは本項目のパラグラフ(d)(1)に定義された周辺国を原産国とするかどうか、または本項目のパラグラフ(d)(6)に定義された再生利用品もしくはスクラップ起源であるかどうかを判断するために合理的にデザインされた、その紛争鉱物に関する合理的な原産国調査を誠実に実行しなければならない。 - 経済産業省

168.3. In particular, and without in any way limiting the scope of protection against unfair competition, the following shall be deemed guilty of unfair competition: (a) Any person, who is selling his goods and gives them the general appearance of goods of another manufacturer or dealer, either as to the goods themselves or in the wrapping of the packages in which they are contained, or the devices or words thereon, or in any other feature of their appearance, which would be likely to influence purchasers to believe that the goods offered are those of a manufacturer or dealer, other than the actual manufacturer or dealer, or who otherwise clothes the goods with such appearance as shall deceive the public and defraud another of his legitimate trade, or any subsequent vendor of such goods or any agent of any vendor engaged in selling such goods with a like purpose; (b) Any person who by any artifice, or device, or who employs any other means calculated to induce the false belief that such person is offering the services of another who has identified such services in the mind of the public; or (c) Any person who shall make any false statement in the course of trade or who shall commit any other act contrary to good faith of a nature calculated to discredit the goods, business or services of another.例文帳に追加

168.3特に，如何なる場合においても不正競争に対する保護の範囲を制限することなく，次に該当する者は，不正競争の罪を犯したものとみなす。 (a)自己の販売する商品の商品自体，その商品を入れる容器の包装紙又はそれらに付す図案若しくは語その他の外観上の特徴に，当該商品が実際の製造者若しくは販売者以外の者の商品であると購入者に思わせるように影響する虞がある他の製造者若しくは販売者の商品の概略の外観を与え，又はそのような目的をもって公衆を欺瞞し，かつ，他人からその者の正当な取引を詐取し，後の販売者から当該商品を詐取し，若しくは販売店から当該商品の販売に携わる販売者を詐取するような外観を自己の商品に与える者 (b)ある特定のサ－ビスを提供している他人のそのサ－ビスを自己が提供しているものと公衆に誤って信用させることを意図した術策，策略その他の手段を用いる者 (c)取引の場において虚偽の陳述をし，又は他人の商品，事業若しくはサ－ビスの信用を傷付けることを意図するような性質の善意に反するその他の行為を行う者 - 特許庁

218.2. In an action under this Chapter: (a) Copyright shall be presumed to subsist in the work or other subject matter to which the action relates if the defendant does not put in issue the question whether copyright subsists in the work or other subject matter; and (b) Where the subsistence of the copyright is established, the plaintiff shall be presumed to be the owner of the copyright if he claims to be the owner of the copyright and the defendant does not put in issue the question of his ownership. (c) Where the defendant, without good faith, puts in issue the questions of whether copyright subsists in a work or other subject matter to which the action relates, or the ownership of copyright in such work or subject matter, thereby occasioning unnecessary costs or delay in the proceedings, the court may direct that any costs to the defendant in respect of the action shall not be allowed by him and that any costs occasioned by the defendant to other parties shall be paid by him to such other parties.例文帳に追加

218.2本章の規定に基づく訴訟においては， (a)著作権は，被告が当該著作物その他の対象物に著作権が存続しているか否かについて争わない場合は，当該訴訟が関連する当該著作物その他の対象物に存続しているものと推定する。 (b)著作権の存続が立証される場合において，原告が当該著作権の権利者であることを主張し，かつ，被告がその主張について争わないときは，原告が当該著作権の権利者であるものと推定する。 (c)被告が，善意ではなく，訴訟に関連する著作物その他の対象物に著作権が存続しているか否かについて又はその著作物その他の対象物における著作権の権利者の問題について争い，それによって手続に不必要な費用又は遅延を生じさせる場合は，裁判所は，訴訟に関する被告のための費用は認められないこと及び被告が相手方に生じさせる費用は被告が相手方に支払うことを指示することができる。 - 特許庁

The owner of a national trade mark the application of which was filed in good faith before or which has a right of priority dated before the accession to the European Union, has the right to prohibit the use of the Community trade mark the effects of which have been extended to the territory of the Czech Republic based on the accession of the Czech Republic to the European Union, if the Community trade mark is identical with the national trade mark and the goods and services covered by both trademarks are identical, or there is a likelihood of confusion on the part of the public because of the identity or similarity of the national trade mark and the Community trade mark and because of the identity or similarity of goods or services covered by the trademarks; the likelihood of confusion includes the likelihood of association with the national trade mark, or the Community trade mark is identical with the national trade mark or it is similar to the national trade mark, where the goods or services covered those trademarks are not identical or similar, if the national trade mark has a good reputation in the Czech Republic and if use of the Community trade mark would take unfair advantage of or be detrimental to the distinctive character or the good reputation of the national trade mark. 例文帳に追加

チェコ共和国の欧州連合への加入前に誠実に登録出願がなされた又はかかる加入前の日付の優先権を有する国内登録商標の所有者は，次の何れかの事由が存在する場合，チェコ共和国の欧州連合への加入に基づき効力がチェコ共和国に拡張された共同体商標の使用を禁止する権利を有する。共同体商標が当該国内登録商標と同一であると共に，両商標が対象とする商品及びサービスが同一であること，当該の共同体商標と国内登録商標が同一若しくは類似しておりかつその両者の対象とする商品若しくはサービスも同一若しくは類似していることによって公衆を誤認させる虞があること。かかる誤認の虞には，国内商標との関連性の虞を含む。共同体商標が当該国内商標と同一若しくは類似しているが両者の対象とする商品若しくはサービスは同一でもなくまた類似もしていない場合において，当該国内商標がチェコ共和国内で定評を得ており当該共同体商標のチェコ共和国での使用がかかる国内商標の識別性若しくは評判を不当に利用するか又はこれを傷付けると認められること。 - 特許庁

Infringement where non-compliance with certain contractual requirements A registered trade mark is infringed if a purchaser or owner of goods and the owner or licensee of the registered trade mark have entered into a written contract that requires the purchaser or owner of the goods not to do, in relation to the goods, any of the acts listed in subsection (2); and the owner, for the time being, of the goods has notice of the contractual requirement; and does or authorizes, in the course of trade, or with a view to dealing with the goods in the course of trade, any of those listed acts; and did not purchase the goods for value and in good faith before receiving notice of the contractual requirement; and is not a successor in title to an owner to whom subparagraph (iii) applies. The acts referred to in subsection (1) are the application of the trade mark on the goods after their condition, get-up, or packaging has been altered in any manner specified in the contract: if the trade mark is on the goods, the alteration, part removal, or part obliteration of the trade mark: the application of any other trade mark to the goods: the addition to the goods of any written material that is likely to damage the reputation of the trade mark: if the trade mark is on the goods, and there is something else on the goods that indicates a connection in the course of trade between the owner or licensee and the goods, the removal or obliteration, whether wholly or partly, of the trade mark.例文帳に追加

契約上の一定の義務を守らない場合の権利侵害次に掲げる事情においては，登録商標の権利が侵害される。商品の購入者又は所有者と登録商標の所有者又は使用権者とが，その商品の購入者又は所有者が，その商品に関し，(2)に記載する何れの行為も実行しないことを要求する書面による契約を締結しており，かつそのときの商品所有者が，契約義務を認知しており，かつ業として，又は業として当該商品を取り扱う目的で，それらの行為の何れかを実行するか又は許可し，かつ契約義務についての通知を受ける前に，有価かつ善意で当該商品を購入しておらず，かつ(iii)が適用される所有者の権原の承継人でない場合(1)において言及した行為とは，次のことである。商品の状態，外装，若しくは包装が契約に指定されている形で変更された後での，その商品への商標の利用商標が商品に付されている場合において，商標の変更，一部除去又は一部抹消その商品への他の商標の利用商品に対する，商標の評判に害を与える虞のある文面資料の追加商標が商品に付されており，かつ，所有者又は登録使用権者とその商品との間の業としての関連を示す他の事項もその商品に表示されている場合において，商標の除去又は抹消。その場合，それが，全部であるか一部であるかを問わない。 - 特許庁

An entitled person whose invention has been applied for by a person not entitled to do so, or a person injured by usurpation, may demand that the patent applicant surrenders to him the right to the grant of a patent. If the application has already resulted in a patent, the entitled person may demand that the patentee assigns the patent to him. This right may only be asserted, subject to sentences 4 and 5, by legal action within two years of publication of the grant of the patent (Section 58(1)). Should the injured person have filed an opposition on the grounds of usurpation (Section 21(1), no. 3), said injured person may bring the legal action within one year of the final conclusion of the opposition proceedings. The third and fourth sentences shall not apply if the patentee did not act in good faith when obtaining the patent.A patent shall have the effect that the patentee alone shall be authorized to use the patented invention within the applicable laws. A third party not having the consent of the patentee shall be prohibited 1. from making, offering, putting on the market or using a product which is the subject matter of the patent, or from importing or possessing said product for such purposes; 2. from using a process which is the subject matter of the patent, or, when said third party knows or it is obvious from the circumstances that use of the process without the consent of the patentee is prohibited, from offering the process for use within the territory to which this Act applies; 3. from offering, putting on the market or using or importing or possessing for such purposes the product produced directly by a process which is the subject matter of the patent. 例文帳に追加

権利者であって，その発明についての非権利者によって出願がされたもの，又は窃取による被害者は，特許出願人に対し，特許付与を受ける権利を同人に譲渡するよう要求することができる。出願が既に特許を生じさせている場合は，権利者は，特許所有者が同人にその特許を譲渡するよう要求することができる。この権利は，第 4文及び第 5文に従うことを条件として，特許付与の公告(第 58条(1))から 2年以内に，訴訟によって主張することができる。被害者が窃取(第21条(1)3.)に基づく異議申立を提起しているときは，当該被害者は，その異議申立手続に関する最終的決着から 1年以内において訴訟を提起することができる。第 3文及び第 4文は，特許所有者が，特許の取得にあたって善意で行動していなかったときは適用されない。1. 特許の対象である製品を生産し，提供し，市販し若しくは使用し，又は当該目的のためにこれらの製品を輸入し若しくは保持すること 2. 特許の対象である方法を使用すること，又は特許所有者の同意を得ないでその方法を使用することが禁止されていることを当該第三者が知っているか若しくはそれが状況からみて明らかである場合に，本法の施行領域内での使用のために，その方法を提供すること3. 特許の対象である方法によって直接に得られた製品を提供し，市販し若しくは使用し，又は当該目的のために輸入し若しくは保持すること - 特許庁

Article 24-2 The provisions of Chapter III, Section 1, Subsection 5 of the Financial Instruments and Exchange Act (Professional Investors) (excluding Article 34-2(6) to (8) inclusive (Cases Where Professional Investors Are Deemed to Be Customers Other Than Professional Investors) and Article 34-3(5) and (6) (Cases Where Juridical Persons Who Are Customers Other than Professional Investors Are Deemed to Be Professional Investors)), the provisions of Chapter III, Section 2, Subsection 1 of that Act (General Rules) (excluding Article 35 to Article 36-4 inclusive (Scope of Business of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business; Scope of Additional Business of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business; Duty of Good Faith to Customers; Posting of Signs; Prohibition on Name Lending; Prohibition on Administration of Bonds, etc.), Article 37(1)(ii) (Regulations on Advertising, etc.), Article 37-2 (Obligation to Clarify in Advance), Article 37-3(1)(ii) to (iv) inclusive and (vi) and 37-3(3) (Delivery of Documents Prior to the Conclusion of a Contract), Article 37-4 (Delivery of Documents upon Conclusion of a Contract, etc.), Article 37-5 (Delivery of Documents Pertaining to Receipt of Security Deposits), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), Article 39(1), Article 39(2)(ii), Article 39(3) and (5) (Prohibition of Compensation of Loss, etc.), Article 40(i) (Rule of Suitability), and Article 40-2 to Article 40-5 inclusive (Best Execution Policy; Prohibition of Sales and Purchases, etc. where Separate Management Is Not Maintained; Restriction on Sales, etc. of Securities to Professional Investors; Obligation to Provide Professional Investors with Information Regarding Securities)), and the provisions of Article 45 (Miscellaneous Provisions) of that Act (excluding items (iii) and (iv)) shall apply mutatis mutandis to acceptance by a Trust Company of a trust under a trust agreement (meaning those that are specified by a Cabinet Office Ordinance as trust agreements with the risk of a trust principal loss caused by fluctuation in the interest rate, currency value, quotations on a Financial Instruments Market (meaning a Financial Instruments Market as prescribed in Article 2(14) of that Act), or any other index; hereinafter referred to as a "Specific Trust Agreement"). In this case, the term "Contract for a Financial Instruments Transaction" and "Financial Instruments Business" in these provisions shall respectively be deemed to be replaced with "Specific Trust Agreement" and "business for the conclusion of Specific Trust Agreements"; the term "Financial Instruments Transaction" in these provisions (excluding Article 34 of that Act) shall be deemed to be replaced with "conclusion of Specific Trust Agreements"; the term "contract to carry out Acts for a Financial Instruments Transaction (meaning acts listed in the items of Article 2(8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of that Act shall be deemed to be replaced with "Specific Trust Agreements prescribed in Article 24-2 of the Trust Business Act"; the term "the trade name or name and address" in Article 37-3(1)(i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the address"; the term "Article 37-4(1)" in Article 37-6(1) of that Act shall be deemed to be replaced with "Article 26(1) of the Trust Business Act"; the terms "Sales and Purchases or Other Transactions of Securities, etc." and "item (i) of the preceding paragraph" in Article 39(2)(i) of the Financial Instruments and Exchange Act shall respectively be deemed to be replaced with "conclusion of Specific Trust Agreements" and "Compensation of Losses, etc. (meaning compensation for losses or supplementation of profit as prescribed in Article 24(1)(iv) of the Trust Business Act; the same shall apply in item (iii))"; the term "Sales and Purchases or Other Transactions of Securities, etc." and "provided under item (iii) of the preceding paragraph" in Article 39(2)(iii) of the Financial Instruments and Exchange Act shall respectively be deemed to be replaced with "conclusion of Specific Trust Agreements" and "pertaining to compensation of losses, etc."; and the term "Problematic Conduct" in Article 39(4) of that Act shall be deemed to be replaced with "an accident imputable to a Trust Company." In addition, the necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第二十四条の二　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号から第四号まで及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の四（契約締結時等の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第一項、第二項第二号、第三項及び第五項（損失補てん等の禁止）、第四十条第一号（適合性の原則等）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、信託会社が行う信託契約（金利、通貨の価格、金融商品市場（同法第二条第十四項に規定する金融商品市場をいう。）における相場その他の指標に係る変動により信託の元本について損失が生ずるおそれがある信託契約として内閣府令で定めるものをいう。以下「特定信託契約」という。）による信託の引受けについて準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定信託契約」と、「金融商品取引業」とあるのは「特定信託契約の締結の業務」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定信託契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「信託業法第二十四条の二に規定する特定信託契約」と、同法第三十七条の三第一項第一号中「商号、名称又は氏名及び住所」とあるのは「住所」と、同法第三十七条の六第一項中「第三十七条の四第一項」とあるのは「信託業法第二十六条第一項」と、同法第三十九条第二項第一号中「有価証券売買取引等」とあるのは「特定信託契約の締結」と、「前項第一号」とあるのは「損失補てん等（信託業法第二十四条第一項第四号の損失の補てん又は利益の補足をいう。第三号において同じ。）」と、同項第三号中「有価証券売買取引等」とあるのは「特定信託契約の締結」と、「前項第三号の提供」とあるのは「損失補てん等」と、同条第四項中「事故」とあるのは「信託会社の責めに帰すべき事故」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 13-4 The provisions of Subsection 5 of Section 1 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 34-2(6) to (8) inclusive (Cases Where a Professional Investor Will be Deemed to be a Customer Other than Professional Investor) and Article 34-3(5) and (6) inclusive (Cases Where a Juridical Person who Is a Customer Other Than Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investors), Subsection 1 of Section 2 of that Chapter (excluding Articles 35 to 36-4 inclusive (' Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, and Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document Prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) shall apply mutatis mutandis to conclusion of Contracts for Specified Deposits, etc. (meaning contracts on acceptance of Specified Deposits, etc. (meaning those that are specified by a Cabinet Office Ordinance as deposits or Installment Savings, etc. with the risk of a principal loss caused by fluctuations pertaining to the interest rate, currency value, quotations on a financial instruments market prescribed in Article 2(14) of that Act, or any other index); the same shall apply hereinafter) by a Bank. In this case, the term "Contract for Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc.,"; the term "Financial Instruments Business" shall be deemed to be replaced with "Business of Concluding Contracts for Specified Deposits, etc.,"; the term "Act of Financial Instruments Transaction" in these provisions (excluding the provisions in Article 34 of that Act) shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the phrase "contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in each item of Article 2(8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. as Prescribed in Article 13-4 of the Banking Act,"; the phrase "; provided" in Article 37-3(1) of that Act shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. prescribed in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided,"; the phrase "sales and purchase and any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or of Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)" in Article 39(1)(i) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.,"; the phrase "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" in that item shall be deemed to be replaced with "Contracts for Specified Deposits, etc.,"; the phrase "customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including that person who sets the trust; hereinafter the same shall apply in this Article)" in that item shall be deemed to be replaced with "Customers,"; the phrase "make up for" in that item shall be deemed to be replaced with "make up, outside that Contract for a Specified Deposit, etc., for,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in items (ii) and (iii) of that paragraph shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the term "Securities, etc." in those items shall be deemed to be replaced with "Contracts for Specified Deposits, etc.,"; the phrase "make an addition to" in item (ii) of that paragraph shall be deemed to be replaced with "make an addition, outside that Contract for a Specified Deposit, etc., to,"; the term "make an addition to" in item (iii) of that paragraph shall be deemed to be replaced with "make an addition, outside that Contract for a Specified Deposit, etc., to,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in paragraph (2) of that Article shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the phrase "that is specified by a Cabinet Office Ordinance as a potential cause of" in paragraph (3) of that Article shall be deemed to be replaced with "that is a potential cause of,"; the phrase "Articles 37-2 to 37-6 inclusive, Article 40-2(4), and Article 43-4" in Article 45(ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to delivery of a document set forth in paragraph (1) and excluding items (ii) and (vi) of that paragraph and paragraph (3)), Article 37-4 and Article 37-6,"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第十三条の四　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）、第四十条の二（最良執行方針等）並びに第四十条の三（分別管理が確保されていない場合の売買等の禁止）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、銀行が行う特定預金等契約（特定預金等（金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動によりその元本について損失が生ずるおそれがある預金又は定期積金等として内閣府令で定めるものをいう。）の受入れを内容とする契約をいう。以下同じ。）の締結について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の業務」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）、第三十七条の四及び第三十七条の六」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 52-45-2 The provisions of Subsection 1 of Section 2 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 35 to 36-4 inclusive (Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6(1) and (2), the proviso to Article 37-6 (4) and Article 37-6(5)(Cancellation by Means of Document), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) shall apply mutatis mutandis to agency or intermediary for conclusion of Contracts for Specified Deposits, etc. by a Bank Agency. In this case, the term "Financial Instruments Business" in these provisions shall be deemed to be replaced with "agency service or intermediary service for conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Act of Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Contract for Financial Instruments Transaction" in these provisions (excluding Article 37-6(3)) shall be deemed to be replaced with "Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act,"; the terms "intends to conclude" in Article 37-3(1) shall be deemed to be replaced with "conducts agency service or intermediary service for conclusion of,"; the term "; provided" shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. as defined in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided"; the term "Financial Instruments Business Operator, etc." in Article 37-3(1)(i) of that Act shall be deemed to be replaced with "the Principal Bank (meaning an Principal Bank as defined in Article 2(16) of the Banking Act) for which the Bank Agent (meaning a Bank Agent as defined in Article 2(15) of the Banking Act) is acting,"; the terms "Where a Contract for Financial Instruments Transaction has been cancelled" and "the customer to pay damages or penalty for the cancellation of that Contract for Financial Instruments Transaction beyond the amount designated by a Cabinet Office Ordinance as the amount of fees, remuneration or any other Consideration payable by the customer with regard to that contract for financial instruments transaction (referred to as "Consideration" in the following paragraph) for the period until the cancellation of that Contract for Financial Instruments Transaction" in Article 37-6(3) of that Act shall be deemed to be replaced with "When he/she has paid money to a Bank as damages or otherwise for cancellation of a Contract for a Specified Deposit, etc. (meaning a Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act; the same shall apply in Article 39) made" and "person who canceled the contract to pay money as damages or otherwise for the payment he/she has made to the Bank," respectively; the terms "sales and purchase or any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)," "the customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Securities Investment Trust and Securities Investment Corporations; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)," "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" and "make up" in Article 39(1)(i) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.," "the customer," "Contract for a Specified Deposit, etc." and "make up, not through the Contract for a Specified Deposit, etc.," respectively; the terms "Sales and Purchase or Other Transaction of Securities, etc." and "Securities, etc." in Article 39(1)(ii) and (iii) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc." and "Contract for a Specified Deposit, etc.," respectively; the term "make an addition to the profit accrued to the customer from such Securities, etc." in Article 39(1)(ii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "make an addition to the profit accrued to the customer from Such Securities, etc." in Article 39(1)(iii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in Article 39(2) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.,"; the term "that is specified by a Cabinet Office Ordinance as a potential cause of a dispute" in Article 39(2) shall be deemed to be replaced with "that may become a cause of dispute,"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第五十二条の四十五の二　金融商品取引法第三章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の六第一項、第二項、第四項ただし書及び第五項（書面による解除）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）、第四十条の二（最良執行方針等）並びに第四十条の三（分別管理が確保されていない場合の売買等の禁止）を除く。）（通則）の規定は、銀行代理業者が行う特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引業」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結の代理又は媒介の業務」と、「金融商品取引行為」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結」と、これらの規定（同法第三十七条の六第三項の規定を除く。）中「金融商品取引契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「銀行代理業者（銀行法第二条第十五項に規定する銀行代理業者をいう。）の所属銀行（同条第十六項に規定する所属銀行をいう。）」と、同法第三十七条の六第三項中「金融商品取引契約の解除があつた場合には」とあるのは「特定預金等契約（銀行法第十三条の四に規定する特定預金等契約をいう。第三十九条において同じ。）の解除に伴い銀行に損害賠償その他の金銭の支払をした場合において」と、「金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価（次項において「対価」という。）の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除」とあるのは「支払」と、「又は違約金の支払を」とあるのは「その他の金銭の支払を、解除をした者に対し、」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 300-2 The provision of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will be Deemed to be a Customer Other than Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person who Is a Customer Other Than Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investor) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provision) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the conclusion of a specified insurance contract (meaning an insurance contract specified by a Cabinet Office Ordinance as entailing the risk of loss due to any change in interest rates, currency values, financial instruments market prices as set forth in Article 2, paragraph (14) of that Act or any other indicator (meaning the risk that the total amount of insurance premiums to be paid by the customer following the conclusion of the insurance contract may exceed the total amount of insurance claims, reimbursements and other benefits to be paid out to the customer following the conclusion of the contract); hereinafter the same shall apply in this Article) effected by an Insurance Company, etc. or Foreign Insurance Company, etc., or a contract stipulating any specific act as an intermediary for the benefit of a customer in concluding a specified insurance contract; the provision of Section 2, Subsection 1 of the same Chapter (excluding Article 35 to 36-4 inclusive (Scope of Business for Persons Who Engage in Type 1 Financial Instruments Transaction Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name-Lending and Prohibition of Administration of Company Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Document Prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6 (Cancellation by a Written Statement), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso of Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Loss Compensation, etc.), Article 40-2 (Best Execution Policy, etc.), and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured) (General Rules)) shall apply mutatis mutandis to the conclusion of a specified insurance contract by an Insurance Company, etc., Foreign Insurance Company, etc., Insurance Solicitor or Insurance Broker and related act as an agent or intermediary. In this case, the terms "financial instruments transaction contract" and "financial instruments transaction business" in those provisions shall be deemed to be replaced with "specified insurance contract, etc.," and "the conclusion of a specified insurance contract, or any related act as an agent or intermediary," respectively; in Article 34 of that Act, the term "contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" shall be deemed to be replaced with "effecting a specified insurance contract (meaning a specified insurance contract provided in Article 300-2 of the Insurance Business Act; the same shall apply hereinafter) or acting as an intermediary for the benefit of a customer in concluding a specified insurance contract"; in Article 37, paragraph (2) of that Act, the term "carrying out Financial Instruments and Exchange Activities" shall be deemed to be replaced with "concluding specified insurance contracts"; in Article 37-3, paragraph (1) of that Act, the term "when it intends to conclude a financial instruments transaction contract" shall be deemed to be replaced with "when it intends to conclude a financial instruments transaction contract or acts as an agent or intermediary in concluding a specified insurance contract" and the term "the following matters" with "the following matters and any other important matter stipulated by an insurance contract provided in Article 300, paragraph (1), item (i) of the Insurance Business Act"; in Article 37-3, paragraph (1), item (i) of that Act, the term "Financial Instruments Business Operators, etc." shall be deemed to be replaced with "Insurance Company, etc. (meaning an Insurance Company, etc. as defined in Article 2-2, paragraph (1) of the Insurance Business Act), Foreign Insurance Company, etc. (meaning a Foreign Insurance Company, etc. as defined in Article 2, paragraph (7) of that Act) or Insurance Broker (meaning an Insurance Broker as defined in paragraph (25) of the same Article) concluding a specified insurance contract, etc."; in Article 37-3, paragraph (1), item (v) of that Act, the term "financial instruments transaction business carried out" shall be deemed to be replaced with "specified insurance contract concluded"; in Article 38, paragraph (1) of that Act, the term "employee" shall be deemed to be replaced with "employee (excluding an Insurance Solicitor as defined in Article 2, paragraph (23) of the Insurance Business Act; the same shall apply in Article 39, paragraph (3))"; in Article 39, paragraph (1), item (i) of that Act, the term "sales and purchase and any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or of Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)" shall be deemed to be replaced with "the conclusion of a specified insurance contract", the term "securities or derivative transaction (hereinafter referred to as "securities, etc." in this Article)" with "specified insurance contract," the term "customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including said person who sets the trust; hereinafter the same shall apply in this Article)" with "the customer," the term "loss" with "loss (meaning, where the total amount of insurance premiums to be paid by the customer following the conclusion of the specified insurance contract exceeds the total amount of insurance claims, reimbursements and other benefits to be paid out to the customer following the conclusion of the contract, the total amount of premium payment subtracted by the total amount of insurance claims, reimbursements and other benefits; hereinafter the same shall apply in this Article)," and the term "to supplement" with "to supplement, outside the stipulations of the specified insurance contract"; in Article 39, paragraph (1), items (ii) and (iii) of that Act, the term "securities sales transaction, etc." shall be deemed to be replaced with "the conclusion of a specified insurance contract," the term "securities, etc." with "specified insurance contract," and the term "to add to" with "to add to, outside the stipulations of the specified insurance contract"; in Article 39, paragraph (2) of that Act, the term "securities sales transaction, etc." shall be deemed to be replaced with "the conclusion of a specified insurance contract"; in Article 39, paragraph (3) of that Act, the term "determined by a Cabinet Office Ordinance as a potential cause" shall be deemed to be replaced with "a potential cause"; in Article 40, item (i) of that Act, the term "financial instruments transaction business" with "the conclusion of a specified insurance contract, etc."; in Article 45, item (ii) of that Act, the term "Article 37-2 to 37-6 inclusive, Article 40-2, paragraph (4) and Article 43-4" shall be deemed to be replaced with "Articles 37-3 (as far as any of the matters listed in the items of Article 37-3, paragraph (1) is concerned, excluding Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3)) and 37-4"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第三百条の二　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は保険会社等若しくは外国保険会社等又は保険仲立人が行う特定保険契約（金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動により損失が生ずるおそれ（当該保険契約が締結されることにより顧客の支払うこととなる保険料の合計額が、当該保険契約が締結されることにより当該顧客の取得することとなる保険金、返戻金その他の給付金の合計額を上回ることとなるおそれをいう。）がある保険契約として内閣府令で定めるものをいう。以下この条において同じ。）又は顧客のために特定保険契約の締結の媒介を行うことを内容とする契約の締結について、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の六（書面による解除）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）、第四十条の二（最良執行方針等）並びに第四十条の三（分別管理が確保されていない場合の売買等の禁止）を除く。）（通則）の規定は保険会社等、外国保険会社等、保険募集人又は保険仲立人が行う特定保険契約の締結又はその代理若しくは媒介について、それぞれ準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定保険契約等」と、「金融商品取引業」とあるのは「特定保険契約の締結又はその代理若しくは媒介の業務」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）」とあるのは「特定保険契約（保険業法第三百条の二に規定する特定保険契約をいう。以下同じ。）又は顧客のために特定保険契約の締結の媒介」と、同法第三十七条第二項中「金融商品取引行為」とあるのは「特定保険契約の締結」と、同法第三十七条の三第一項中「締結しようとするとき」とあるのは「締結しようとするとき、又は特定保険契約の締結の代理若しくは媒介を行うとき」と、「次に掲げる事項」とあるのは「次に掲げる事項その他保険業法第三百条第一項第一号に規定する保険契約の契約条項のうち重要な事項」と、同項第一号中「金融商品取引業者等」とあるのは「特定保険契約等を締結する保険会社等（保険業法第二条の二第一項に規定する保険会社等をいう。）、外国保険会社等（同法第二条第七項に規定する外国保険会社等をいう。）又は保険仲立人（同条第二十五項に規定する保険仲立人をいう。）」と、同項第五号中「金融商品取引行為」とあるのは「特定保険契約の締結」と、同法第三十八条第一項中「使用人」とあるのは「使用人（保険募集人（保険業法第二条第二十三項に規定する保険募集人をいう。）を除く。第三十九条第三項において同じ。）」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定保険契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定保険契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「損失」とあるのは「損失（当該特定保険契約が締結されることにより顧客の支払う保険料の合計額が当該特定保険契約が締結されることにより当該顧客の取得する保険金、返戻金その他の給付金の合計額を上回る場合における当該保険料の合計額から当該保険金、返戻金その他の給付金の合計額を控除した金額をいう。以下この条において同じ。）」と、「補足するため」とあるのは「補足するため、当該特定保険契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定保険契約の締結」と、「有価証券等」とあるのは「特定保険契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定保険契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定保険契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定保険契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十条第一号中「金融商品取引行為」とあるのは「特定保険契約等の締結」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項各号に掲げる事項に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）及び第三十七条の四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 13-4 The provisions of Chapter III, Section 1, Subsection 5 of the Financial Instruments and Exchange Act (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other than Professional Investor) and Article 34-3, paragraphs (5) and (6) inclusive (Cases Where a Juridical Person Who Is a Customer Other Than a Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Concurrent Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition on Name Lending, Prohibition on Administration of Corporate Bonds), Article 37, paragraph (1), item (ii) (Regulations on Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Documents Prior to the Conclusion of a Contract), Article 37-5 (Delivery of Documents Pertaining to the Receipt of Security Deposits), Article 37-7 (Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Compensation of Loss, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition on Purchase and Sale, etc. Where Separate Management Is not Ensured, Limitation on the Purchase and Sale, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the conclusion of Contracts for Specified Deposits, etc. (meaning contracts on acceptance of Specified Deposits, etc. (meaning those that are specified by Cabinet Office Ordinance as deposits or Installment Savings, etc. with the risk of a principal loss caused by fluctuations pertaining to the interest rate, currency value, quotations on a financial instruments market prescribed in Article 2, paragraph (14) of that Act, or any other index); the same shall apply hereinafter) by a Bank. In this case, the term "Contract for a Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc."; the term "Financial Instruments Services" in these provisions shall be deemed to be replaced with "Concluding Contracts for Specified Deposits, etc."; the term "Act of Executing a Financial Instruments Transaction" in these provisions (excluding the provisions of Article 34 of that Act) shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the phrase "contract to conduct the Act of Financial Instruments Transactions (meaning an act listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. as Prescribed in Article 13-4 of the Banking Act"; the phrase "; provided" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. prescribed in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc. in advance, pursuant to the provisions of Cabinet Office Ordinance; provided"; the phrase "purchase and sale or other transaction of Securities (excluding a purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter referred to as the "Purchase and Sale or Other Transaction of Securities, etc." in this Article)" in Article 39, paragraph (1), item (i) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc."; the phrase "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)" in that item shall be deemed to be replaced with "Contracts for Specified Deposits, etc."; the phrase "customer (in cases where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts the purchase and sale of Securities or Derivative Transactions on the account of the person who establishes a trust under a trust contract, including such person who establishes the trust; hereinafter the same shall apply in this Article)" in that item shall be deemed to be replaced with "Customers"; the phrase "make up for" in that item shall be deemed to be replaced with "make up for, outside that Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the term "Securities, etc." in those items shall be deemed to be replaced with "Contracts for Specified Deposits, etc."; the phrase "make an addition to" in item (ii) of that paragraph shall be deemed to be replaced with "make an addition to, outside that Contract for a Specified Deposit, etc."; the term "make an addition to" in item (iii) of that paragraph shall be deemed to be replaced with "make an addition to, outside that Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in paragraph (2) of that Article shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in paragraph (3) of that Article shall be deemed to be replaced with "that may be a potential cause of"; the phrase "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to delivery of a document set forth in paragraph (1) and excluding items (ii) and (vi) of that paragraph and paragraph (3)), Article 37-4 and Article 37-6"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第十三条の四　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の七（指定紛争解決機関との契約締結義務等）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、銀行が行う特定預金等契約（特定預金等（金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動によりその元本について損失が生ずるおそれがある預金又は定期積金等として内閣府令で定めるものをいう。）の受入れを内容とする契約をいう。以下同じ。）の締結について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の業務」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）、第三十七条の四及び第三十七条の六」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 52-2-5 The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other Than a Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person Who is a Customer Other than a Professional Investor will be Deemed to be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and paragraph (3) (Delivery of Documents Prior to Conclusion of Contract), Articles 37-5 to 37-7 inclusive (Delivery of Documents Pertaining to the Receipt of a Security Deposit, Cancellation by Means of a Document, Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and paragraph (5) of that Article (Prohibition on Compensation for Losses, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediation for conclusion of Contracts for Specified Deposits, etc. pertaining to the Foreign Bank Agency Services provided by a Foreign Bank's Agent Bank (meaning a Bank which provides the Foreign Bank Agency Services after obtaining the authorization under Article 52-2, paragraph (1) or giving a notification under paragraph (2) of that Article; the same shall apply hereinafter). In this case, the terms "Contract for Financial Instruments Transaction," "Financial Instruments Business," and "soliciting to conclude, or concluding" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc.," "agency or intermediation for the conclusion of a Contract for a Specified Deposit, etc.," and "soliciting to conclude or providing agency or intermediation for the conclusion" respectively, the term "Acts of Financial Instruments Transactions" in these provisions (excluding Article 34 of that Act) shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrases "a contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer," "and has never concluded a Contract for Financial Instruments Transaction belonging to those specified by Cabinet Office Ordinance as the same kind as the Contract for Financial Instruments Transaction pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "concluding" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. prescribed in Article 13-4 of the Banking Act," "and has never provided agency or intermediation for Contracts for Specified Deposits, etc. belonging to those specified by Cabinet Office Ordinance as the same kind as the Contracts for Specified Deposits, etc. pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "providing agency or intermediation for the conclusion of" respectively, the term "conclude" in Article 34-2, paragraph (5), item (ii) and Article 34-3, paragraph (4), item (ii) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "provide agency or intermediation for the conclusion of," the phrase "Subject Contract with" in Article 34-3, paragraph (2), item (iv), sub-item (a) of that Act shall be deemed to be replaced with "a Subject Contract through agency or intermediation by," the phrases "wishes to conclude" and "deliver to the customer a document containing the following matters in advance" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "provides agency or intermediation for the conclusion of" and "in addition to delivering to the customer a document containing the following matters in advance, provide information on the contents of contracts pertaining to the Deposits, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of Cabinet Office Ordinance, in order to contribute to the protection of Depositors, etc. (meaning the Depositors, etc. defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph)" respectively, the term "a Financial Instruments Specialist, etc." in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the Principal Foreign Bank (meaning the Principal Foreign Bank defined in Article 52-2, paragraph (1) of the Banking Act) of the Foreign Bank's Agent Bank (meaning the Foreign Bank's Agent Bank defined in Article 52-2-5 of that Act)," the phrase "purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter collectively referred to as "Purchase and Sale or Other Transaction of Securities, etc." in this Article)," "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)," "the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)" and "make up" in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," "Contracts for Specified Deposits, etc.," "the customer" and "make up, not through the Contract for Specified Deposit, etc." respectively, the terms "Purchase and Sale or Other Transaction of Securities, etc." and "Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc." and "Contract for a Specified Deposit, etc." respectively, the phrase "make an addition" in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the phrase "make an addition" in Article 39, paragraph (1), item (iii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (2) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in Article 39, paragraph (3) of that Act shall be deemed to be replaced with "that may be a potential cause of," the phrases "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" and "concluded" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to the delivery of documents under paragraph (1), the provisions of paragraph (1), items (ii) and (vi) and paragraph (3) shall be excluded) and Article 37-4" and "provided agency or intermediation for the conclusion thereof" respectively, and any other necessary technical replacement of terms shall be specified by Cabinet Order. 例文帳に追加