「to trust」に関連した英語例文の一覧と使い方(53ページ目) - Weblio英語例文検索

(ii) A person who has violated this Act or the provisions of Articles 197 to 198 inclusive of the Financial Instruments and Exchange Act (Act No. 25 of 1948) or who has committed a crime set forth in Article 233(1) (limited to the portion pertaining to item (iii)) of the Act on Securities Investment Trust and Securities Investment Corporations (Act No. 198 of 1951), a crime set forth in Article 328(1) (limited to the portion pertaining to item (iii)) of the Insurance Business Act (Act No. 105 of 1995), a crime set forth in Article 308(1) (limited to the portion pertaining to item (iii)) of the Act on Securitization of Assets (Act No. 105 of 1998) or a crime set forth in Article 967(1) (limited to the portion pertaining to item (iii)) of the Companies Act (Act No. 86 of 2005), who has been sentenced to imprisonment without work or a severer punishment and for whom five years have yet to elapse from the time when execution of the sentence was completed or the sentence ceased to be executed 例文帳に追加

二　この法律若しくは金融商品取引法（昭和二十三年法律第二十五号）第百九十七条から第百九十八条までの規定に違反し、又は投資信託及び投資法人に関する法律（昭和二十六年法律第百九十八号）第二百三十三条第一項（第三号に係る部分に限る。）の罪、保険業法（平成七年法律第百五号）第三百二十八条第一項（第三号に係る部分に限る。）の罪、資産の流動化に関する法律（平成十年法律第百五号）第三百八条第一項（第三号に係る部分に限る。）の罪若しくは会社法（平成十七年法律第八十六号）第九百六十七条第一項（第三号に係る部分に限る。）の罪を犯し、禁錮以上の刑に処せられた者であつて、その執行を終わり、又は執行を受けることがなくなつてから五年を経過しないもの - 日本法令外国語訳データベースシステム

(iii) A person who has violated this Act or the provisions of Articles 197 to 198 inclusive of the Financial Instruments and Exchange Act or who has committed a crime set forth in Article 233(1) (limited to the portion pertaining to item (iii)) of the Act on Securities Investment Trust and Securities Investment Corporations, a crime set forth in Article 328(1) (limited to the portion pertaining to item (iii)) of the Insurance Business Act, a crime set forth in Article 308(1) (limited to the portion pertaining to item (iii)) of the Act on Securitization of Assets or a crime set forth in Article 967(1) (limited to the portion pertaining to item (iii)) of the Companies Act, who has been sentenced to imprisonment without work or a severer punishment and for whom five years have yet to elapse from the time when the execution of the sentence has been completed or the sentence has ceased to be executed 例文帳に追加

三　この法律若しくは金融商品取引法第百九十七条から第百九十八条までの規定に違反し、又は投資信託及び投資法人に関する法律第二百三十三条第一項（第三号に係る部分に限る。）の罪、保険業法第三百二十八条第一項（第三号に係る部分に限る。）の罪、資産の流動化に関する法律第三百八条第一項（第三号に係る部分に限る。）の罪若しくは会社法第九百六十七条第一項（第三号に係る部分に限る。）の罪を犯し、禁錮以上の刑に処せられた者であつて、その執行を終わり、又は執行を受けることがなくなつてから五年を経過しないもの - 日本法令外国語訳データベースシステム

(10) The amount of distribution of profit from a special purpose trust to be received by a foreign corporation (limited to the amount to be received by a foreign corporation listed in Article 141(i) to (iii) of the Corporation Tax Act (in the case of the amount to be received by a foreign corporation listed in item (ii) or item (iii) of the said Article, the amount shall be limited to the amount to be attributed to the business prescribed in these provisions that is conducted by the foreign corporation)) shall be deemed to be the amount of dividend of surplus to be received from a domestic corporation prescribed in Article 138(v)(a) of the said Act, and the provisions of the said Act and any other provisions of laws and regulations concerning corporation tax (excluding the provision of Article 23(1) of the Corporation Tax Act applied in the case where, pursuant to the provision of Article 142 of the said Act, calculation is made in accordance with the provision of Article 23(1) of the said Act) shall be applied thereto. 例文帳に追加

１０　外国法人が受ける外国特定目的信託の利益分配の額（法人税法第百四十一条第一号から第三号までに掲げる外国法人が受けるもの（同条第二号又は第三号に掲げる外国法人が受けるものにあつては、その者のこれらの規定に規定する事業に帰せられるものに限る。）に限る。）については、同法第百三十八条第五号イに規定する内国法人から受ける剰余金の配当の額とみなして、同法その他法人税に関する法令の規定（法人税法第百四十二条の規定により同法第二十三条第一項の規定に準じて計算する場合における同項の規定を除く。）を適用する。 - 日本法令外国語訳データベースシステム

(10) The amount of distribution of profit from a special investment trust to be received by a foreign corporation (limited to the amount to be received by a foreign corporation listed in Article 141(i) to (iii) of the Corporation Tax Act (in the case of the amount to be received by a foreign corporation listed in item (ii) or item (iii) of the said Article, the amount shall be limited to the amount to be attributed to the business prescribed in these provisions that is conducted by the foreign corporation)) shall be deemed to be the amount of dividend of surplus to be received from a domestic corporation prescribed in Article 138(v)(a) of the said Act, and the provisions of the said Act and any other provisions of laws and regulations concerning corporation tax (excluding the provision of Article 23(1) of the Corporation Tax Act applied in the case where, pursuant to the provision of Article 142 of the said Act, calculation is made in accordance with the provision of Article 23(1) of the said Act) shall be applied thereto. 例文帳に追加

１０　外国法人が受ける外国特定投資信託の収益分配の額（法人税法第百四十一条第一号から第三号までに掲げる外国法人が受けるもの（同条第二号又は第三号に掲げる外国法人が受けるものにあつては、その者のこれらの規定に規定する事業に帰せられるものに限る。）に限る。）については、同法第百三十八条第五号イに規定する内国法人から受ける剰余金の配当の額とみなして、同法その他法人税に関する法令の規定（法人税法第百四十二条の規定により同法第二十三条第一項の規定に準じて計算する場合における同項の規定を除く。）を適用する。 - 日本法令外国語訳データベースシステム

Article 19 (1) A person who has filed a tax return form (including his/her heir(s) or any other person who has succeeded in whole to the rights and obligations included in the property of such person who has filed a tax return form (in the case of a corporation split, limited to the corporation that has succeeded to the liability of the split corporation to pay national taxes pursuant to the provisions of Article 7-2, paragraph (4) (Succession to Liability to Pay National Taxes Pertaining to Trust)); hereinafter the same shall apply in Article 23, paragraph (1) and paragraph (2) (Request for Reassessment)) may, if the person falls under any of the following items, file with the district director of the tax office another tax return form to amend the tax base, etc. (meaning the matters listed in Article 2, item (vi) (a) to (c) (Definitions); the same shall apply hereinafter) or the tax amount, etc. (meaning the matters listed in (d) to (f) of said item; the same shall apply hereinafter) stated in the initial return, until a reassessment is made of the initial return under the provisions of Article 24 (Reassessment): 例文帳に追加

第十九条　納税申告書を提出した者（その相続人その他当該提出した者の財産に属する権利義務を包括して承継した者（法人が分割をした場合にあつては、第七条の二第四項（信託に係る国税の納付義務の承継）の規定により当該分割をした法人の国税を納める義務を承継した法人に限る。）を含む。以下第二十三条第一項及び第二項（更正の請求）において同じ。）は、次の各号のいずれかに該当する場合には、その申告について第二十四条（更正）の規定による更正があるまでは、その申告に係る課税標準等（第二条第六号イからハまで（定義）に掲げる事項をいう。以下同じ。）又は税額等（同号ニからヘまでに掲げる事項をいう。以下同じ。）を修正する納税申告書を税務署長に提出することができる。 - 日本法令外国語訳データベースシステム

A resident of a Contracting State is a qualified person for a taxable year or chargeable period only if such resident is either: (a) an individual; (b) a qualified governmental entity; (c) a company if the principal class of its shares is listed, registered or admitted to dealings on a recognised stock exchange specified in clause (i) or (ii) of subparagraph (c) of paragraph 7 of this Article and is regularly traded on one or more recognised stock exchanges; (d) a person other than an individual or a company if the principal class of units in that person is listed, registered or admitted to dealings on a recognised stock exchange specified in clause (i) or (ii) of subparagraph (c) of paragraph 7 of this Article and is regularly traded on one or more recognised stock exchanges; (e) a person described in subparagraph (b) or (c) of paragraph 1 of Article 4 of this Convention, provided that in the case of a person described in subparagraph (b) of that paragraph as of the end of the prior taxable year or chargeable period more than 50 per cent of the person’s beneficiaries, members or participants are individuals who are residents of either Contracting State; (f) a person other than an individual if residents of either Contracting State that are qualified persons by reason of subparagraphs (a), (b), (c), (d) or (e) of this paragraph own, directly or indirectly, shares or other beneficial interests representing at least 50 per cent of the voting power of the person; or (g) a trust or trustee of a trust in their capacity as such if at least 50 per cent of the beneficial interests in the trust is held, directly or indirectly, by persons who are either: (i) qualified persons by reason of subparagraphs(a), (b), (c), (d) or (e) of this paragraph; or (ii) equivalent beneficiaries as defined in clause (i) of subparagraph (e) of paragraph7 of this Article. 例文帳に追加

一方の締約国の居住者が次の(a)から(g)までに掲げる者のいずれかに該当する場合には、当該一方の締約国の居住者は、各課税年度又は賦課年度において適格者とする。(a)個人(b)適格政府機関(c)法人（その主たる種類の株式が、７(c)(i)又は(ii)に規定する公認の有価証券市場に上場され若しくは登 録され、又は当該公認の有価証券市場において取引が認められ、かつ、一又は二以上の公認の有価証券市場において通常取引されるものに限る。）(d)個人又は法人以外の者（その主たる種類の持分証券が、７(c)(i)又は(ii)に規定する公認の有価証券市場に上場され若しくは登録され、又は当該公認の有価証券市場において取引が認められ、かつ、一又は二以上の公認の有価証券市場において通常取引されるものに限る。）(e)第四条１(b)又は(c)に規定する者（同条１(b)に規定する者にあっては、当該課税年度又は賦課年度の直前の課税年度又は賦課年度の終了の日においてその受益者、構成員又は参加者の五十パーセントを超えるものがいずれかの締約国の居住者である個人である年金基金又は年金計画に限る。）(f)個人以外の者（(a)から(e)までに掲げる適格者であるいずれかの締約国の居住者が、議決権の五十パーセント以上に相当する株式その他の受益に関する持分を直接又は間接に所有する場合に限る。）(g)信託財産又は信託財産の受託者（次の(i)又は(ii)に掲げる者が、当該信託財産の受益に関する持分の五十パーセント以上を直接又は間接に所有する場合に限る。）(i)(a)から(e)までに掲げる適格者(ii)７(e)(i)に規定する同等受益者 - 財務省

Article 5 (1) The preceding article shall apply mutatis mutandis to cases where a business operator entrusts a third party to intermediate a consumer contract between the business operator and a consumer (which shall be referred to simply as "entrustment" for purposes of this paragraph), and the third party (which includes a person entrusted by such third party (including any person who is entrusted through more than two layers of entrustment) who shall be referred to as "entrusted person, etc." hereinafter) commits any acts set forth in paragraphs (1) to (3) of the preceding article with respect to a consumer. In this case, "the business operator" referred to in the proviso of para. (2) of the preceding article shall be deemed to be replaced with "the business operator or the entrusted person, etc. provided in para. (1) of the following article."#"toritsugi": entering into a juristic act on an agent's own name but for the account of the principal. Standard Bilingual Dictionary assigns the word "trustee" for "jyutaku-sha." But, there is no trust relation between the person who entrusts the business and those who are entrusted under "toritsugi." Therefore, we used the word "entrusted person" for "jyutaku-sha."# 例文帳に追加

第五条　前条の規定は、事業者が第三者に対し、当該事業者と消費者との間における消費者契約の締結について媒介をすることの委託（以下この項において単に「委託」という。）をし、当該委託を受けた第三者（その第三者から委託（二以上の段階にわたる委託を含む。）を受けた者を含む。以下「受託者等」という。）が消費者に対して同条第一項から第三項までに規定する行為をした場合について準用する。この場合において、同条第二項ただし書中「当該事業者」とあるのは、「当該事業者又は次条第一項に規定する受託者等」と読み替えるものとする。 - 日本法令外国語訳データベースシステム

With regard to any property equivalent to the value of any money, Securities or other articles which have been deposited by a customer in association with Transactions on a Commodity Market for securing payment of liabilities arising from a Business of Accepting Consignment of Commodity Transactions and any money, Securities or other articles in a customer's account (excluding those specified by an ordinance of the competent ministry; such money, Securities or other articles shall be referred to as "Customer Assets" in Article 304, Article 306, paragraph 1 and Article 311, paragraph 1) (such property shall be referred to as "Property Subject to Preservation" in Article 269, paragraph 3, item 3 and Article 309), a Futures Commission Merchant shall deposit such property with a Trust Company, etc. or deposit such property with a Consignor Protection Fund (which means a Consignor Protection Fund prescribed in Article 296) separately from the other property of the Futures Commission Merchant or take any other measures specified by an ordinance of the competent ministry, in order to preserve such property. 例文帳に追加

商品取引員は、商品取引受託業務により生じた債務の弁済を確保するため、商品市場における取引につき、委託者から預託を受けた金銭、有価証券その他の物及び委託者の計算に属する金銭、有価証券その他の物（主務省令で定めるものを除く。第三百四条、第三百六条第一項及び第三百十一条第一項において「委託者資産」という。）の価額に相当する財産（第二百六十九条第三項第三号及び第三百九条において「保全対象財産 Property Subject to Preservation」という。）については、その保全のため、商品取引員のその他の財産から分離して信託会社等に信託すること、委託者保護基金（第二百九十六条に規定する委託者保護基金をいう。）に預託することその他の主務省令で定める措置を講じなければならない。 - 経済産業省

Article 100 (1) When the trustee's duties have been terminated due to the trustee's death, an order for commencement of guardianship or commencement of curatorship given to the trustee, order of commencement of bankruptcy proceedings given to the trustee, the trustee's dissolution by reasons other than the merger of a juridical person, or a dismissal order given to the trustee by the court or competent government agency (including a national government administrative agency to which the authority of the competent government agency is delegated, and a prefectural executive agency that administers affairs under the jurisdiction of said competent government agency; the same shall apply in Article 102, paragraph (2)), and a new trustee has been appointed, an application for a registration of transfer of a right as a result of the change of the trustee in relation to the real property that is included in the trust property may be filed independently by the newly appointed trustee, notwithstanding the provision of Article 60. 例文帳に追加

第百条　受託者の任務が死亡、後見開始若しくは保佐開始の審判、破産手続開始の決定、法人の合併以外の理由による解散又は裁判所若しくは主務官庁（その権限の委任を受けた国に所属する行政庁及びその権限に属する事務を処理する都道府県の執行機関を含む。第百二条第二項において同じ。）の解任命令により終了し、新たに受託者が選任されたときは、信託財産に属する不動産についてする受託者の変更による権利の移転の登記は、第六十条の規定にかかわらず、新たに選任された当該受託者が単独で申請することができる。 - 日本法令外国語訳データベースシステム

(6) The provisions of Article 940(1) (excluding item (ii)) and 940(3) (Public Notice Period, etc. of Electronic Public Notice), Article 941 (Electronic Public Notice Investigation), Article 946 (Obligation, etc. of Investigation), Article 947 (Cases Where an Electronic Public Notice Investigation Is Unable to Be Carried Out), Article 951(2) (Keeping and Inspection, etc. of Financial Statements, etc.), Article 953 (Order for Improvement), and Article 955 (Statements, etc. in an Investigation Record Book, etc.) of the Companies Act shall apply mutatis mutandis to the cases where a Foreign Trust Company gives public notice pursuant to the provisions of this Act or any other Act (excluding public notice to be given pursuant to the provisions of the Companies Act) by means of Electronic Public Notice (meaning Electronic Public Notice as prescribed in Article 2(xxxiv) (Definitions) of that Act). In this case, the term "the preceding two paragraphs" in Article 940(3) of that Act shall be deemed to be replaced with "paragraph (1)," and any necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

６　会社法第九百四十条第一項（第二号を除く。）及び第三項（電子公告の公告期間等）、第九百四十一条（電子公告調査）、第九百四十六条（調査の義務等）、第九百四十七条（電子公告調査を行うことができない場合）、第九百五十一条第二項（財務諸表等の備置き及び閲覧等）、第九百五十三条（改善命令）並びに第九百五十五条（調査記録簿等の記載等）の規定は、外国信託会社が電子公告（同法第二条第三十四号（定義）に規定する電子公告をいう。）によりこの法律又は他の法律の規定による公告（会社法の規定による公告を除く。）をする場合について準用する。この場合において、同法第九百四十条第三項中「前二項」とあるのは「第一項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 210 With regard to any property equivalent to the value of any money, Securities or other articles which have been deposited by a customer in association with Transactions on a Commodity Market for securing payment of liabilities arising from a Commodity Transactions Brokerage Business and any money, Securities or other articles in a customer's account (excluding those specified by an ordinance of the competent ministry; such money, Securities or other articles shall be referred to as "Customer Assets" in Article 304, Article 306, paragraph (1) and Article 311, paragraph (1)) (such property shall be referred to as "Property Subject to Preservation" in Article 269, paragraph (3), item (iii) and Article 309), a Futures Commission Merchant shall deposit such property with a Trust Company, etc. or deposit such property with a Consumer Protection Fund (which means a Consumer Protection Fund prescribed in Article 296) separately from the other property of the Futures Commission Merchant or take any other measures specified by an ordinance of the competent ministry, in order to preserve such property. 例文帳に追加

第二百十条　商品取引員は、商品取引受託業務により生じた債務の弁済を確保するため、商品市場における取引につき、委託者から預託を受けた金銭、有価証券その他の物及び委託者の計算に属する金銭、有価証券その他の物（主務省令で定めるものを除く。第三百四条、第三百六条第一項及び第三百十一条第一項において「委託者資産」という。）の価額に相当する財産（第二百六十九条第三項第三号及び第三百九条において「保全対象財産」という。）については、その保全のため、商品取引員のその他の財産から分離して信託会社等に信託すること、委託者保護基金（第二百九十六条に規定する委託者保護基金をいう。）に預託することその他の主務省令で定める措置を講じなければならない。 - 日本法令外国語訳データベースシステム

(3) Article 29 shall not apply to cases where the Independent Administrative Agency Japan Housing Finance Agency, Japan Finance Corporation for Small and Medium Enterprise or Japan Finance Corporation for Municipal Enterprises (referred to as the "Agency, etc." in the following paragraph) is engaged in sales of the rights indicated by the securities listed in Article 2(1)(xiv) or the securities listed in Article 2(1)(xvii) (limited to those having a nature of the securities listed in item (xiv) of said paragraph) or in sales of rights listed in Article 2(2)(i) or (ii), pursuant to Article 22 of the Act on Independent Administrative Agency Japan Housing Finance Agency (Act No. 82 of 2005), Article 25-4(1) of the Act on Japan Finance Corporation for Small and Medium Enterprise (Act No. 138 of 1953) or Article 26-3(1) of the Act on Japan Finance Corporation for Municipal Enterprises (Act. No. 83 of 1957) (referred to as the "Sales of Trust Beneficial Rights" in the following paragraph). 例文帳に追加

３　独立行政法人住宅金融支援機構、中小企業金融公庫又は公営企業金融公庫（次項において「機構等」という。）が、独立行政法人住宅金融支援機構法（平成十七年法律第八十二号）第二十二条、中小企業金融公庫法（昭和二十八年法律第百三十八号）第二十五条の四第一項又は公営企業金融公庫法（昭和三十二年法律第八十三号）第二十六条の三第一項の規定による第二条第一項第十四号に掲げる有価証券若しくは同項第十七号に掲げる有価証券（同項第十四号に掲げる有価証券の性質を有するものに限る。）に表示される権利又は同条第二項第一号若しくは第二号に掲げる権利の販売（次項において「信託受益権の販売」という。）を行う場合には、第二十九条の規定は、適用しない。 - 日本法令外国語訳データベースシステム

Having quoted the saying, "never invite suspicions needlessly," I find that idea to be quite natural as a course of action to gain higher trust and as a possible future issue. All in all, it’s common sense that an advisor is a high position in the FSA as a matter of course. What I consider constitutes a basic philosophy of conservatism is not to "help the weak and crush the strong," but rather to "help the weak and have the strong assume responsibility," which is an idea that the PNP supports. I believe that those in a position to lead others should exercise strict oversight that the public can feel satisfied with, be it in the capacity of a publicly-elected Diet member or Minister for Financial Services, in comprehensive consideration of ethics, morals, commonsense or, in some countries, religions, before law. 例文帳に追加

今後の課題としてそんなことも当然、「瓜田に沓を納れず、李下に冠を正さず」といったわけでございますから、そこら辺はやっぱり世の中の常識と申しますか、信頼性の向上と申しますか、私はきちっと、顧問といえば当然金融庁の上の方ですが、国民新党も「弱きを助け強気をくじく」でなくて、「弱きを助け強きに責任を持たせる」というのが、私は保守の基本理念だと思いますから、上に立つ人はおのずと法律というものもございますが、同時に法律以前に倫理だとか、道徳だとか、一般の常識だとか、あるいは国によっては宗教だというのもあるわけですから、そんなことを総合的に勘案して、選挙で選ばれた国会議員として、金融庁の大臣としてきちっと国民の納得できることを、厳正な監督をやっていかねばならないというふうに思っております。 - 金融庁

The financial ADR system is, by introducing a system of designating dispute resolution agencies for each business category, intended to ensure, naturally, the fairness and impartiality in dispute resolution, as is evident from the involvement of experts, and also to ensure the effectiveness in dispute resolution by requesting financial institutions to, among other things, agree on procedures and respect a proposed settlement, as you know. In view of the purpose of the ADR system, which is to provide a means of quick, simple and flexible complaint handling for users – in other words, to facilitate impartial and fair out-of-court complaint handling and work toward a mutually satisfactory resolution – the FSA is hoping that each authorized dispute resolution agency will perform appropriate operational functions so that complaints and disputes should be resolved successfully, and trust from users and effectiveness should be ensured in complaint handling and dispute resolution procedures. 例文帳に追加

金融ADRの制度は、業態ごとに紛争解決機関の指定制を導入することにより、ADRというのは専門家も入っていますから、当然、紛争解決の公正性・中立性を確保するとともに、金融機関に手続応諾・和解案の尊重等を求めることにより、紛争解決の実効性を確保することを目的としたものであるということはご存じのとおりでございますが、金融庁としては利用者にとって迅速・簡便・柔軟な苦情処理、これは裁判、法廷外の苦情処理を公平・公正にやろう、なおかつ、お互いに納得していこうという制度でございますから、苦情・紛争の解決が行われるとともに、苦情処理・紛争解決に関する利用者の信頼性と実効性が確保されるように、各指定紛争解決機関において適切な業務運営が行われることを期待いたしております。 - 金融庁

(vii) Acquisition and holding of equity investment in a Silent Partnership (tokutei kumiai) Agreement (meaning a silent partnership agreement under Article 535 of the Commercial Code, and likewise hereinafter) of which a party is a Specified SME, Etc. (refers to Small and Medium Enterprises (meaning persons listed in each item of Article 2(1) of the Small and Medium Sized Enterprises Basic Act (Act No. 154 of 1963) and other persons to whom the provision of capital has been prescribed by Cabinet Order as being especially important, and likewise hereinafter) but is not an Investment Manager (toshi eigyosha) (a person carrying on the investment business, and likewise in (ix) below), or trust beneficial rights (limited to rights to receive distributions of earnings or profit arising from business carried on by a Specified SME, Etc.); 例文帳に追加

七　特定中小企業等（中小企業者（中小企業基本法（昭和三十八年法律第百五十四号）第二条第一項各号に掲げるものをいう。）その他の者であって、これに対する資金供給を行うことが特に重要なものとして政令で定める者をいう。以下同じ。）であって投資営業者（投資事業を営む者をいう。第九号において同じ。）でないものを相手方とする匿名組合契約（商法第五百三十五条の匿名組合契約をいう。以下同じ。）の出資の持分又は信託の受益権（特定中小企業等の営む事業から生ずる収益又は利益の分配を受ける権利に限る。）の取得及び保有 - 日本法令外国語訳データベースシステム

(10) The amount of foreign corporation tax prescribed in Article 68-3-2, paragraph (4) of the Act that is to be credited under said paragraph (hereinafter referred to as the "amount of creditable foreign corporation tax" in this Article) shall be the sum of the amounts that remain after deducting, from the amounts specified in the following items for the persons listed in the respective items, the amount of a distribution of profit (meaning the amount of a distribution of profit prescribed in Article 68-3-2, paragraph (1) of the Act; hereinafter the same shall apply in this Article) of special purpose trusts pertaining to the amount of creditable foreign corporation tax that these persons are to receive (where said sum of the amounts exceeds the amount of foreign corporation tax prescribed in Article 68-3-2, paragraph (4) of the Act that a trust corporation for special purpose trusts has paid, the amount of said paid foreign corporation tax): 例文帳に追加

１０　法第六十八条の三の二第四項の規定により控除する同項に規定する外国法人税の額（以下この条において「控除外国法人税の額」という。）は、次の各号に掲げる者ごとに、当該各号に定める金額からこれらの者が支払を受ける控除外国法人税の額に係る特定目的信託の利益の分配の額（法第六十八条の三の二第一項に規定する利益の分配の額をいう。以下この条において同じ。）を控除した金額を合計した金額（当該金額が特定目的信託に係る受託法人が納付した法第六十八条の三の二第四項に規定する外国法人税の額を超える場合には、当該外国法人税の額）とする。 - 日本法令外国語訳データベースシステム

(9) The amount of foreign corporation tax prescribed in Article 68-3-3, paragraph (4) of the Act that is to be credited under said paragraph (hereinafter referred to as the "amount of creditable foreign corporation tax" in this Article) shall be the sum of the amounts that remain after deducting, from the amount specified respectively in the following items for persons listed in the relevant items, the amount of a distribution of proceeds (meaning the amount of a distribution of proceeds prescribed in Article 68-3-3, paragraph (1) of the Act; hereinafter the same shall apply in this Article) of special investment trusts pertaining to the amount of creditable foreign corporation tax that these persons are to receive (where said sum of the amounts exceeds the amount of foreign corporation tax prescribed in Article 68-3-3, paragraph (4) of the Act that a trust corporation for special investment trusts has paid, the amount of said paid foreign corporation tax): 例文帳に追加

９　法第六十八条の三の三第四項の規定により控除する同項に規定する外国法人税の額（以下この条において「控除外国法人税の額」という。）は、次の各号に掲げる者ごとに、当該各号に定める金額からこれらの者が支払を受ける控除外国法人税の額に係る特定投資信託の収益の分配の額（法第六十八条の三の三第一項に規定する収益の分配の額をいう。以下この条において同じ。）を控除した金額を合計した金額（当該金額が特定投資信託に係る受託法人が納付した法第六十八条の三の三第四項に規定する外国法人税の額を超える場合には、当該外国法人税の額）とする。 - 日本法令外国語訳データベースシステム

2. Specifically, we will carry out measures such as the following as a package: Tax reductions for R&D and focused investment incentives, for improving the competitiveness of Japanese industries; Integration of inheritance and gift taxes for encouraging the smooth transfer of assets from the older generation to the younger generation and cuts in tax rates; Reduction and simplification of taxation of financial transactions and stocks for encouraging a shift from 'deposits' to 'investment'; Cuts in the tax rates of registration and license taxes for promoting utilization of land; Abolition of' special allowance for spouse' (exceeding the amount of the 'allowance for spouse')to simplify personal allowances, etc.; Reduction of the tax-exempt threshold, etc., to increase people's trust in the consumption tax and improve its transparency; Review of tobacco and liquor taxes; and other measures例文帳に追加

２具体的には、我が国産業の競争力強化のための研究開発・設備投資減税の集中・重点化、次世代への資産移転の円滑化に資する相続税・贈与税の一体化及び税率の引下げ、「貯蓄から投資へ」の改革に資する金融・証券税制の軽減・簡素化、土地の有効利用の促進に資する登録免許税の軽減、人的控除の簡素化等の観点からの配偶者特別控除の上乗せ部分の廃止、消費税に対する信頼性・透明性を向上させるための免税点制度等の改革、酒税及びたばこ税の見直しその他の所要の措置を一体として講ずることといたします。 - 財務省

(v) a document stating that a public notice or a notification under Article 449, paragraph (2) of the Companies Act (in the case where a public notice has been given not only in an official gazette, but also through publication in a daily newspaper which publishes matters on current events or through an Electronic Public Notice as prescribed in paragraph (3) of the same Article, a public notice through these methods) has been given, and when a creditor has made an objection, documents that prove that the liabilities have been repaid or reasonable collateral has been provided to said creditor or reasonable property has been deposited in trust for the purpose of repaying the liabilities to said creditor, or that the reduction of said capital amount is not likely to harm said creditor; 例文帳に追加

五　会社法第四百四十九条第二項の規定による公告及び催告（同条第三項の規定により公告を官報のほか時事に関する事項を掲載する日刊新聞紙又は電子公告によってした場合にあっては、これらの方法による公告）をしたこと並びに異議を述べた債権者があるときは、当該債権者に対し弁済し若しくは相当の担保を提供し若しくは当該債権者に弁済を受けさせることを目的として相当の財産を信託したこと又は当該資本金の額の減少をしても当該債権者を害するおそれがないことを証する書面 - 日本法令外国語訳データベースシステム

Article 228 (1) Where a trustee has distributed trust property to a beneficiary, if any deficit (meaning the amount obtained by deducting the amount of assets on the balance sheet from the amount of liabilities on the same in cases where the amount of liabilities exceeds the amount of assets; hereinafter the same shall apply in this paragraph) occurs as of the time set forth in Article 222, paragraph (4), when it first comes after the day on which said delivery was made, the persons listed in the following items shall have the joint and several liability specified in the respective items (in the case of the beneficiary set forth in item (ii), the joint and several liability up to the amount of each delivery actually received); provided, however, that this shall not apply where the trustee has proved that the trustee did not fail to exercise due care in performing trustee's duties: 例文帳に追加

第二百二十八条　受託者が受益者に対する信託財産に係る給付をした場合において、当該給付をした日後最初に到来する第二百二十二条第四項の時期に欠損額（貸借対照表上の負債の額が資産の額を上回る場合において、当該負債の額から当該資産の額を控除して得た額をいう。以下この項において同じ。）が生じたときは、次の各号に掲げる者は、連帯して（第二号に掲げる受益者にあっては、現に受けた個別の給付額の限度で連帯して）、当該各号に定める義務を負う。ただし、受託者がその職務を行うについて注意を怠らなかったことを証明した場合は、この限りでない。 - 日本法令外国語訳データベースシステム

Article 26 (1) When the court finds that Dealings in a Public Offering, etc. (meaning Dealings in Public Offerings (meaning dealings in public offerings of Securities as prescribed in Article 2, paragraph (8), item (ix) of the Financial Instruments and Exchange Act; the same shall apply in Article 196, paragraph (2)), Dealings in Private Placements (meaning dealings in private placements of Securities as provided in Article 2, paragraph (8), item (ix) of that Act), and other acts specified by a Cabinet Order; the same shall apply hereinafter) of Beneficiary Certificates of an Investment Trust Managed under Instructions from the Settlor falls under any of the following items, the court may give an order to the person who has actually conducted or who intends to conduct such acts (hereinafter referred to as the "Offender" in this Article) prohibiting or suspending such acts upon the filing of a petition by the Prime Minister: 例文帳に追加

第二十六条　裁判所は、委託者指図型投資信託の受益証券の募集の取扱い等（募集の取扱い（金融商品取引法第二条第八項第九号に規定する有価証券の募集の取扱いをいう。第百九十六条第二項において同じ。）、私募の取扱い（同号に規定する有価証券の私募の取扱いをいう。）その他政令で定める行為をいう。以下同じ。）につき次の各号のいずれかに該当すると認めるときは、内閣総理大臣の申立てにより、その行為を現に行い、又は行おうとする者（以下この条において「行為者」という。）に対し、その行為の禁止又は停止を命ずることができる。 - 日本法令外国語訳データベースシステム

(iv) Whether a specific target period has been set for the recovery of operations vital for the maintenance of the lives of customers, economic activities and the functions of the financial instruments markets (as a consequence of an order cancellation request regarding an investment trust (including MMFs and MRFs): aggregation of the number of cancelled units, communications business (such as the receipt of notification from a sales company regarding cancellation, aggregation, and notification to the entrusted bank), calculation of the base value, announcements, identification of the existing position, minimum investment instructions, and cancellation operations related to direct customers (point-of-contact services such as receiving cancellations from direct customers); and, for executing these business operations: legal responses (including the preparation and submission of a securities registration statement), organizational management, systems management, and crisis management (including the business of providing explanations to customers) through provisional measures such as manual operations and processing by back-up centers). 例文帳に追加

④ 顧客の生活、経済活動及び金融商品市場の機能維持の観点から重要な業務（投資信託（ＭＭＦ、ＭＲＦを含む。）の解約注文に伴う解約口数の集計、連絡業務（販売会社からの解約連絡受付、集計、受託銀行への連絡等）、基準価額の算出、発表業務、既存ポジションの把握、必要最小限の運用指図業務及び直販顧客に係る解約業務（直販顧客からの解約受付等窓口業務）並びにこれらの業務を遂行するための法令対応（有価証券届出書等の作成・提出等も含む。）、組織管理、システム管理及び危機管理業務等（顧客説明業務を含む。））を、暫定的な手段（手作業、バックアップセンターにおける処理等）により再開（リカバリー）するまでの目標時間が具体的に計画されているか。 - 金融庁

Today, I read your (past) press conference transcript. There, you used the expression "never invite suspicions needlessly" when you were speaking about the Incubator Bank of Japan (Nihon Shinko Ginko). I would like to ask a question from this viewpoint about lawsuits between the Incubator Bank of Japan and several trust banks regarding the problem of them having acquired the same loan claims. Considering that both sides are licensed business operators, it strikes me as a disgraceful occurrence and, behind the scene of those goings-on between licensed operators, it is said that a person who used to be the chairman of one of the lawsuit parties may assume the office of advisor to the Incubator Bank of Japan. My question is whether or not such a turn of events falls under the implication of the saying, "never invite suspicions needlessly." 例文帳に追加

数回、僕は欠席していたので、今日、会見録を拝見しまして大臣がおっしゃっていることで、日本振興銀行に関して、要するに「瓜田に沓を納れず、李下に冠を正さず」というお言葉を使っておられたんですけれども、その観点からお伺いしたいのですけれども、日本振興銀行と複数の信託銀行がローン債権の二重譲渡問題で裁判をやっているわけですね。両方とも免許業種、みっともない話だと思う、免許業種がそういうことをやっているのですけれども、その裁判で戦っている一方の会長をやっていた人が振興銀行の顧問に入るという話があるわけですけれども、こういうことは「瓜田に沓をいれず、李下に冠を正さず」ということに該当しないのかどうかということをお尋ねしたいのでございます。 - 金融庁

As you know, Gaitame.Com was issued a one-month business suspension order effective October 1 of this year on September 17 of this year because it had repeatedly caused system failures between July and September of this year. On the other hand, Gaitame.Com Research Institute, from what I heard, has nothing to do with those system failure incidents. In any case, I think that, considering the fundamental importance of trust in financial services, someone who was a Minister in charge of financial services in Japan must discipline himself rigorously so as not to cause any suspicion to form in the minds of the Japanese people even after resigning from the ministerial post. 例文帳に追加

ご承知のように外為どっとコムが本年7月から9月にかけて繰り返しシステム障害を発生させたことから、当社に対し本年9月17日に本年10月1日から1か月間の業務停止命令を発出したところでございますが、一方、外為どっとコム総研は、本件システム障害について一切関わりがないというふうには聞いておりますが、いずれにいたしましても、日本国の閣僚、特に金融というのは信頼が基本でございますから、信頼が基本である金融を担当する大臣だった人が、辞めた後も国民からできるだけ疑惑を抱かれないように、自分自身の身を厳しく律していく必要があるというふうに私は思っております。 - 金融庁

I said in the morning, a review committee will be established. Although I was told that this was a matter to be decided by Prime Minister Kan and PNP leader Kamei, I will undertake the establishment of this committee because I have been appointed as the Minister for Financial Services for the third term. The people’s trust is the most important thing for the financial sector, so it is necessary to appropriately review matters regarding which we receive questions. We are now selecting committee members. Although it is too early to make an announcement, we are making selections behind the scenes. 例文帳に追加

検証委員会を作るということを午前中申し上げまして、そのときには私が引き続き金融担当大臣をするということは、それは菅総理と亀井静香党首が決められることだということでございましたが、引き続き3度目の金融（担当）大臣を拝命させていただきましたので、きちっと検証委員会を作らせていただきまして、これはもうしっかり私が申し上げましたように、金融というのはやっぱり国民の信頼が一番大事ですから、色々皆様方からのご質問を受けたことをきちっと検証する必要があると思っておりまして、今、人選中でございます。まだ発表するまでには至っておりませんけれども、鋭意水面下でやっております。 - 金融庁

(i) Where, with regard to the exercise of a voting right for a resolution on a proposed rehabilitation plan based on a company bond, etc. which is a rehabilitation claim, a resolution at a bondholders meeting set forth in Article 706(1) of the Companies Act (including cases where applied mutatis mutandis pursuant to Article 54-7 of the Medical Care Act) or resolution at a social medical care corporation bond holders meeting, resolution at an investment corporation bond holders meeting set forth in Article 139-9(4) of the Act on Investment Trust and Investment Corporation, resolution at a bondholders meeting set forth in Article 61-7(4) of the Insurance Business Act, or resolution at a specified company bond holders meeting set forth in Article 127(4) of the Act on Securitization of Assets is adopted. 例文帳に追加

一　再生債権である社債等につき、再生計画案の決議における議決権の行使についての会社法第七百六条第一項（医療法第五十四条の七において準用する場合を含む。）の社債権者集会の決議若しくは社会医療法人債権者集会の決議、投資信託及び投資法人に関する法律第百三十九条の九第四項の投資法人債権者集会の決議、保険業法第六十一条の七第四項の社債権者集会の決議又は資産の流動化に関する法律第百二十七条第四項の特定社債権者集会の決議が成立したとき。 - 日本法令外国語訳データベースシステム

Article 266 Where a debtor (in the case of bankruptcy of the inherited property, an heir, administrator of the inherited property or executor shall be included, and in the case of bankruptcy of the trust property, the trustee, etc. shall be included; hereinafter the same shall apply in this Article), before or after the commencement of bankruptcy proceedings, with regard to his/her debt to a specific creditor, for the purpose of harming other creditors, has conducted an act concerning the provision of security or extinguishment of debt that is not included in the scope of the debtor's obligation in terms of the act itself or the method or time of performance of the act, and an order of commencement of bankruptcy proceedings has become final and binding, the debtor shall be punished by imprisonment with work for not more than five years or a fine of not more than five million yen, or both. 例文帳に追加

第二百六十六条　債務者（相続財産の破産にあっては相続人、相続財産の管理人又は遺言執行者を、信託財産の破産にあっては受託者等を含む。以下この条において同じ。）が、破産手続開始の前後を問わず、特定の債権者に対する債務について、他の債権者を害する目的で、担保の供与又は債務の消滅に関する行為であって債務者の義務に属せず又はその方法若しくは時期が債務者の義務に属しないものをし、破産手続開始の決定が確定したときは、五年以下の懲役若しくは五百万円以下の罰金に処し、又はこれを併科する。 - 日本法令外国語訳データベースシステム

(8) Where a trustee has prepared the balance sheet set forth in paragraph (3) and the documents or electromagnetic records set forth in paragraph (4) (hereinafter referred to as the "balance sheet, etc." in this paragraph and Article 224, paragraph (2), item (i)), the trustee shall preserve said balance sheet, etc. (if electromagnetic records have been prepared in lieu of documents by the method specified by Ordinance of the Ministry of Justice, such electromagnetic records; if documents have been prepared in lieu of electromagnetic records, such documents) until the date of the completion of the liquidation of the trust; provided, however that this shall not apply where the trustee has, after ten years have elapsed from the date of their preparation, delivered said documents or copies thereof to the beneficiary, or has provided the beneficiary with information on the matters recorded in said electromagnetic records by the method specified by Ordinance of the Ministry of Justice. 例文帳に追加

８　受託者は、第三項の貸借対照表及び第四項の書類又は電磁的記録（以下この項及び第二百二十四条第二項第一号において「貸借対照表等」という。）を作成した場合には、信託の清算の結了の日までの間、当該貸借対照表等（書類に代えて電磁的記録を法務省令で定める方法により作成した場合にあっては当該電磁的記録、電磁的記録に代えて書面を作成した場合にあっては当該書面）を保存しなければならない。ただし、その作成の日から十年間を経過した後において、受益者に対し、当該書類若しくはその写しを交付し、又は当該電磁的記録に記録された事項を法務省令で定める方法により提供したときは、この限りでない。 - 日本法令外国語訳データベースシステム

(3) A person who pays a domestic corporation, in Japan, interest, etc., dividend, etc., compensation money for benefits, profit, margin profit, distribution of profit or monetary award listed in the items of Article 174 (Tax Base of Income Tax in the case of Domestic Corporations) (excluding those that fall under the provision of Article 176(1) or (2) (Special Provisions for Taxation on Interest, etc. on Trust Property)) shall, at the time of payment, collect income tax with respect to the said interest, etc., dividend, etc., compensation money for benefits, profit, margin profit, distribution of profit or monetary award, and pay it to the State no later than the tenth day of the month following the month that includes the date of collection. 例文帳に追加

３　内国法人に対し国内において第百七十四条各号（内国法人に係る所得税の課税標準）に掲げる利子等、配当等、給付補てん金、利息、利益、差益、利益の分配又は賞金（これらのうち第百七十六条第一項又は第二項（信託財産に係る利子等の課税の特例）の規定に該当するものを除く。）の支払をする者は、その支払の際、当該利子等、配当等、給付補てん金、利息、利益、差益、利益の分配又は賞金について所得税を徴収し、その徴収の日の属する月の翌月十日までに、これを国に納付しなければならない。 - 日本法令外国語訳データベースシステム

(Note 1) "Financial Holding Company" means a holding company which falls under one or more of the following categories of holding companies: "Bank Holding Company" set forth in Article 2, paragraph 13 of the Banking Law; "Long-term Credit Bank Holding Company" set forth in Article 16-4 of the Long-term Credit Bank Law; "Insurance Holding Company" set forth in Article 2, paragraph 16 of the Insurance Business Law or a holding company owning, as its subsidiary, a securities firm set forth in Article 59, paragraph 1 of the Securities and Exchange Law (a holding company set forth in Article 9, paragraph 5, item 1 of the Law relating to Prohibition of Private Monopoly and Methods of Preserving Fair Trade; hereinafter referred to as a "Securities Holding Company" ) and which owns, as its subsidiaries, financial institutions engaged in more than one type of the following businesses: banks (including long-term credit banks), insurance companies, securities firms, etc. (securities firms, securities investment advisers and investment trust management companies). 例文帳に追加

（注１）「金融持株会社」とは、銀行法第２条第１３項に定める「銀行持株会社」、長期信用銀行法１６条の４に定める「長期信用銀行持株会社」、保険業法第２条第１６項に定める「保険持株会社」、又は証券取引法第５９条第１項に定める証券会社を子会社とする持株会社（私的独占の禁止及び公正取引の確保に関する法律第９条第５項第１号に規定する持株会社。以下「証券持株会社」という。）の複数に該当する持株会社又はこれらのいずれかであって、銀行（長期信用銀行含む）、保険会社、証券会社等（証券会社、証券投資顧問業者又は投資信託委託業者）のうち、２以上の異なる業態の金融機関を子会社とする会社をいう。 - 金融庁

However, I think that the FSA needs to conduct a study on measures such as strengthening punishment against false reporting and fraudulent solicitation - as you know, false reports were made in this case - establishing a mechanism that ensures effective checks by third-parties like companies entrusted with funds, auditing firms and trust banks - the checking function did not work at all in this case - and including in investment reports additional information useful for pension fund associations to judge the reliability of companies managing customers' assets under discretionary investment contracts and the investment performance. 例文帳に追加

しかし、金融庁といたしましては、投資一任業者（運用受託機関）による虚偽の報告や勧誘に対する制裁の強化、これはご存じのように虚偽（の報告）をしたわけですから、それからファンドの受託会社、監査事務所、信託銀行等の第三者によるチェックが有効に機能する仕組み、これは今度の事件では、この点が全然有効に機能しなかったわけでございますから、それが有効に機能する仕組み、それから年金基金が、投資一任業者の信頼性や運用成果を判断する上での有益な情報の運用報告書への追加、等について検討する必要があるのではないかと今の段階では考えております。 - 金融庁

Gains derived by a resident of a Contracting State from the alienation of shares in a company or of interests in a partnership or trust may be taxed in the other Contracting State where the shares or the interests derive at least 50 per cent of their value directly or indirectly from immovable property referred to in Article 6 and situated in that other Contracting State unless the relevant class of the shares or the interests is traded on a recognised stock exchange and the resident and persons related or connected to that resident own in the aggregate 5 per cent or less of that class of the shares or the interests. 例文帳に追加

一方の締約国の居住者が法人の株式又は組合若しくは信託財産の持分の譲渡によって取得する収益に対しては、その法人、組合又は信託財産の資産の価値の五十パーセント以上が第六条に規定する不動産であって他方の締約国内に存在するものにより直接又は間接に構成される場合に限り、当該他方の締約国において租税を課することができる。ただし、当該譲渡に係る株式又は持分と同じ種類の株式又は持分（以下「同種の株式等」という。）が公認の有価証券市場において取引され、かつ、当該一方の締約国の居住者及びその特殊関係者が所有する同種の株式等の数が同種の株式等の総数の五パーセント以下である場合は、この限りでない。 - 財務省

Gains derived by a resident of a Contracting State from the alienation of shares in a company or of an interest in a partnership or trust may be taxed in the other Contracting State where the shares or the interest derive at least 50 per cent of their value directly or indirectly from immovable property referred to in Article 6of this Convention and situated in that other Contracting State unless the relevant class of the shares or the interest is traded on a recognised stock exchange specified in subparagraph (c) of paragraph 7 of Article 22 of this Convention and the resident and persons related or connected to that resident hold or own in the aggregate 5per cent or less of that class of the shares or the interest 例文帳に追加

一方の締約国の居住者が法人の株式又は組合若しくは信託財産の持分の譲渡によって取得する収益に対しては、当該法人、組合又は信託財産の資産の価値の五十パーセント以上が第六条に規定する不動産であって他方の締約国内に存在するものにより直接又は間接に構成される場合に限り、当該他方の締約国において租税を課することができる。ただし、当該譲渡に係る株式又は持分と同じ種類の株式又は持分（以下「同種の株式等」という。）が第二十二条７(c)に規定する公認の有価証券市場において取引され、かつ、当該一方の締約国の居住者及びその特殊関係者が保有し、又は所有する同種の株式等の数が同種の株式等の総数の五パーセント以下である場合は、この限りでない。 - 財務省

2. Gains derived by a resident of a Contracting Party from the alienation of shares in a company or of interests in a partnership or trust may be taxed in the other Contracting Party where the shares or the interests derive at least 50 per cent of their value directly or indirectly from immovable property referred to in Article 6 and situated in that other Contracting Party, unless the relevant class of the shares or the interests is traded on a recognised stock exchange and the resident and persons related or connected to that resident own in the aggregate 5 per cent or less of that class of the shares or the interests. 例文帳に追加

２一方の締約者の居住者が法人の株式又は組合若しくは信託財産の持分の譲渡によって取得する収益に対しては、その法人、組合又は信託財産の資産の価値の五十パーセント以上が第六条に規定する不動産であって他方の締約者内に存在するものにより直接又は間接に構成される場合には、当該他方の締約者において租税を課することができる。ただし、当該譲渡に係る株式又は持分と同じ種類の株式又は持分（以下「同種の株式等」という。）が公認の有価証券市場において取引され、かつ、当該一方の締約者の居住者及びその特殊関係者が所有する同種の株式等の数が同種の株式等の総数の五パーセント以下である場合は、この限りでない。 - 財務省

2. Gains derived by a resident of a Contracting State from the alienation of shares in a company or of interests in a partnership or trust may be taxed in the other Contracting State where the shares or the interests derive at least 50 per cent of their value directly or indirectly from immovable property referred to in Article 6 and situated in that other Contracting State, unless the relevant class of the shares or the interest is traded on a recognised stock exchange specified in subparagraph c) of paragraph 8 of Article 21 and the resident and persons related or connected to that resident own in the aggregate 5 per cent or less of that class of the shares or the interests. 例文帳に追加

２一方の締約国の居住者が法人の株式又は組合若しくは信託財産の持分の譲渡によって取得する収益に対しては、当該法人、組合又は信託財産の資産の価値の五十パーセント以上が第六条に規定する不動産であって他方の締約国内に存在するものにより直接又は間接に構成される場合には、当該他方の締約国において租税を課することができる。ただし、当該譲渡に係る株式又は持分と同じ種類の株式又は持分（以下「同種の株式等」という。）が第二十一条８に規定する公認の有価証券市場において取引され、かつ、当該一方の締約国の居住者及びその特殊関係者が所有する同種の株式等の数が同種の株式等の総数の五パーセント以下である場合は、この限りでない。 - 財務省

The textbook cites the three major processes of enterprise risk management and describes the theory and practice of each of them with the aid of case studies: (i) "risk evaluation assessment and understanding," the specific method of appropriately detecting, identifying, analyzing and assessing risks defined as an uncertainty about the future; (ii) "risk response," the specific method of maximizing return by adequately responding to identified risks and making most appropriate decisions; and (iii) "communication of risk information," the specific method of obtaining the understanding and trust of people inside and outside companies by appropriately recording, storing, describing and communicating information related to risks.例文帳に追加

テキストでは事業リスクマネジメントの主要なプロセスとして、①リスクを将来の不確実性としてとらえ、それを適切に発見、特定、分析、評価するための具体的手法である「リスクの評価・把握」、②把握したリスクに対して適切な処理手段を講じたり、最適な意思決定を行ったりすることでリターンを最大化するための具体的手法である「リスクへの対応」、③リスクに関する情報を適切に記録、保管、表現、伝達して社内外の関係者の理解と信頼を得るための具体的手法である「リスク情報の伝達」の３つを挙げており、ケーススタディを用いながら、各手法の理論と実践を紹介している。 - 経済産業省

(6) Where a trustee has prepared the documents or electromagnetic records set forth in paragraph (2), the trustee shall preserve said documents (if electromagnetic records are prepared in lieu of said documents by the method specified by Ordinance of the Ministry of Justice, such electromagnetic records) or said electromagnetic records (if documents are prepared in lieu of said electromagnetic records, such documents) until the date of the completion of the liquidation of the trust; provided, however that this shall not apply where the trustee has, after ten years have elapsed from the date of their preparation, delivered said documents or copies thereof to the beneficiary, or has provided the beneficiary with information on the matters recorded in said electromagnetic records by the method specified by Ordinance of the Ministry of Justice. 例文帳に追加

６　受託者は、第二項の書類又は電磁的記録を作成した場合には、信託の清算の結了の日までの間、当該書類（当該書類に代えて電磁的記録を法務省令で定める方法により作成した場合にあっては、当該電磁的記録）又は電磁的記録（当該電磁的記録に代えて書面を作成した場合にあっては、当該書面）を保存しなければならない。ただし、その作成の日から十年間を経過した後において、受益者に対し、当該書類若しくはその写しを交付し、又は当該電磁的記録に記録された事項を法務省令で定める方法により提供したときは、この限りでない。 - 日本法令外国語訳データベースシステム

This is a scheme using a trust account which separates the “payment and settlement deposit” from other types of deposits, and which limits the investment of funds in this account to that in safe and liquid assets (such as JGBs). 例文帳に追加

安全な決済手段を確保するためには、預金保険制度を活用した「決済用預金」の全額保護の枠組みとは別に、いわゆるナローバンク論に立脚したナローバンク勘定ともいうべき「決済用預金」の保護の仕組みを制度設計することが考えられる。具体的には次のような仕組みである。①「決済用預金」を他の預金から分離した信託勘定とする（あるいは優先弁済権を付与する）。②当該勘定の運用を流動性・安全性の高い資産（国債等）に限定する。③当該勘定の運用収益によって賄われる預金金利は自ずと低下せざるを得ないが、付利しないことまでは求めず、自由金利とする。④金融機関が破綻した場合には当該勘定の運用資産を流動化し、「決済用預金」の払い出しに充てる。⑤払い出しのための一時的な資金繰りのため預金保険機構から資金貸付を受けられるようにする。⑥このため、預金保険機構に対し保険料を支払うが、その保険料率は低くする。 - 金融庁

As we have taken actions regarding these cases, the business execution systems of insurance companies have gradually been becoming customer-oriented, with their focus shifting to improving service for policyholders and fulfilling contract terms. I recognize substantial improvements in the mindsets of managers and the company-wide execution of business, including the usage of manuals. However, the most important thing is that each insurance company maintains an appropriate level of service for policyholders and engages in business in ways that secure customers' trust. 例文帳に追加

このような対応をしてきた中で、各保険会社における業務執行態勢というのも、顧客の方を向いた、保険契約者へのサービスの向上、あるいは契約をきちんと履行することに焦点を当てた業務執行態勢に段々と近づいてきているということだろうと思いますし、経営者の皆さんの意識、そしてそれを具体化する会社全体の業務の進め方、マニュアル等も含めた進め方についてかなりの進捗が見て取れるとも思えるわけですけれども、一番大事なことは、それぞれの保険会社が保険契約者へのサービスの水準をきちんと維持して、顧客の信頼をしっかりと確かなものにして信頼されるビジネスを展開していくことだろうと思っています。 - 金融庁

(3) The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) and Article 34-3, paragraph (5) and paragraph (6)) (Professional Investors) and Article 45 (excluding item (iii) and item (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act (Act No. 25 of 1948) shall apply mutatis mutandis to the conclusion of a specified mutual aid contract (which means a mutual aid contract specified by an ordinance of the competent ministry as one which carries the risk of incurring a loss [which means the risk that the total amount of mutual aid premiums to be paid by the user as a result of the conclusion of said mutual aid contract would exceed the total amount of mutual aid money, etc. prescribed in Article 58, paragraph (6) to be acquired by said user as a result of the conclusion of said mutual aid contract] due to fluctuations in the money rate, value of currencies, quotations on the financial instruments market prescribed in Article 2, paragraph (14) of the same Act, and other indicators; hereinafter the same shall apply in the following paragraph) by a cooperative engaged in mutual aid activities; and the provisions of Section 1, Subsection 1 of the same Chapter (excluding Articles 35 to 36-4, Article 37, paragraph (1), item (ii), Article 37-2, Article 37-3, paragraph (1), item (ii) and item (vi) and paragraph (3), Article 37-5, Article 37-6, Article 38, item (i) and item (ii), Article 38-2, the proviso to Article 39, paragraph (3), Article 39, paragraph (5), Article 40-2, and Article 40-3) (General Rules) shall apply mutatis mutandis to the conclusion of a specified mutual aid contract by a cooperative engaged in mutual aid activities or a mutual aid agent or to acting as an agent or intermediary therefor. In this case, the term "contract for a financial instruments transaction" in these provisions shall be deemed to be replaced with "specified mutual aid contract"; the term "financial instruments business" in these provisions shall be deemed to be replaced with "conclusion of a specified mutual aid contract or acting as an agent or intermediary therefor"; the term "Cabinet Office Ordinance" in these provisions (excluding the provisions of the main clause of Article 39, paragraph (3) of the same Act) shall be deemed to be replaced with "ordinance of the competent ministry"; the term "financial instruments business act" in these provisions (excluding the provisions of Article 34 of the same Act) shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "contract to conduct financial instruments business acts (meaning acts listed in each item of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of the same Act shall be deemed to be replaced with "specified mutual aid contract prescribed in Article 9-7-5, paragraph (3) of the Small and Medium-Sized Enterprise Cooperatives Act"; the phrase "intends to conclude a contract for a financial instruments transaction" in Article 37-3, paragraph (1) of the same Act shall be deemed to be replaced with "intends to conclude a contract for a financial instruments transaction, or acts as an agent or intermediary for such conclusion"; the term "the following matters" in the same paragraph shall be deemed to be replaced with "the following matters and other important matters out of the provisions of the mutual aid contract prescribed in Article 300, paragraph (1), item (i) of the Insurance Business Act as applied mutatis mutandis by replacing terms pursuant to Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act"; the term "financial instruments business operator, etc." in item (i) of the same paragraph shall be deemed to be replaced with "cooperative engaged in mutual aid activities (which means a cooperative engaged in mutual aid activities prescribed in Article 9-7-5, paragraph (1) of the Small and Medium-Sized Enterprise Cooperatives Act; hereinafter the same shall apply) or the cooperative for which said mutual aid agent (which means a mutual aid agent prescribed in paragraph (2) of the same Article) carries out mutual aid activities under entrustment"; the phrase "sales and purchase or any other transaction of securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or transaction of derivatives (hereinafter referred to as 'sales and purchase or transaction of securities, etc.' in this Article)" in Article 39, paragraph (1), item (i) of the same Act shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "securities or transaction of derivatives (hereinafter referred to as 'securities, etc.' in this Article)" in the same item shall be deemed to be replaced with "specified mutual aid contract"; the phrase "customer (in the case where a trust company, etc. [meaning a trust company or financial institution that has obtained approval under Article 1, paragraph (1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter] conducts the sales and purchase of securities or transaction of derivatives for the account of the person who sets up a trust under a trust contract, including such person who sets up the trust; hereinafter the same shall apply in this Article)" in the same item shall be deemed to be replaced with "user"; the term "loss" in the same item shall be deemed to be replaced with "loss (which means, in the case where the total amount of mutual aid premiums to be paid by the user as a result of the conclusion of said specified mutual aid contract exceeds the total amount of mutual aid money, etc. [which means mutual aid money, etc. prescribed in Article 58, paragraph (6) of the Small and Medium-Sized Enterprise Cooperatives Act; hereinafter the same shall apply in this item] to be acquired by said user as a result of the conclusion of said specified mutual aid contract, the amount obtained by deducting the total amount of said mutual aid money, etc. from the total amount of said mutual aid premiums; hereinafter the same shall apply in this Article)"; the phrase "property benefit will be provided to the customer or such third party in order for the financial instruments business operator, etc. or the third party to compensate or make up for" in the same item shall be deemed to be replaced with "property benefit will be provided to the customer or such third party, separately from said specified mutual aid contract, in order for the financial instruments business operator, etc. or the third party to compensate or make up for"; the term "sales and purchase or transaction of securities, etc." in item (ii) and item (iii) of the same paragraph shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the term "securities, etc." in the same provisions shall be deemed to be replaced with "specified mutual aid contract"; the phrase "property benefit will be provided to the customer in order for the financial instruments business operator, etc. or such third party to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to" in item (ii) of the same paragraph shall be deemed to be replaced with "property benefit will be provided to the customer, separately from said specified mutual aid contract, in order for the financial instruments business operator, etc. or such third party to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to"; the phrase "providing property benefit to a customer or a third party or having a third party provide it to a customer, with regard to the sales and purchase or transaction of securities, etc., in order to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to" in item (iii) of the same paragraph shall be deemed to be replaced with "providing property benefit to a customer or a third party, separately from said specified mutual aid contract, or having a third party provide it to a customer, with regard to the sales and purchase or transaction of securities, etc., in order to compensate for the whole or part of a loss incurred by the customer from the relevant securities, etc. or make an addition to"; the term "sales and purchase or transaction of securities, etc." in paragraph (2) of the same Article shall be deemed to be replaced with "conclusion of a specified mutual aid contract"; the phrase "that is designated by a Cabinet Office Ordinance as a potential cause" in paragraph (3) of the same Article shall be deemed to be replaced with "that is a potential cause"; the phrase "Articles 37-2 to 37-6, Article 40-2, paragraph (4), and Article 43-4" in Article 45, item (ii) of the same Act shall be deemed to be replaced with "Article 37-3 (limited to the portions pertaining to the matters listed in the items of paragraph (1), and excluding item (ii) and item (vi) of the same paragraph and paragraph (3)) and Article 37-4"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

３　金融商品取引法（昭和二十三年法律第二十五号）第三章第一節第五款（第三十四条の二第六項から第八項まで並びに第三十四条の三第五項及び第六項を除く。）（特定投資家）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は共済事業を行う協同組合が行う特定共済契約（金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動により損失が生ずるおそれ（当該共済契約が締結されることにより利用者の支払うこととなる共済掛金の合計額が、当該共済契約が締結されることにより当該利用者の取得することとなる第五十八条第六項に規定する共済金等の合計額を上回ることとなるおそれをいう。）がある共済契約として主務省令で定めるものをいう。以下この項において同じ。）の締結について、同章第二節第一款（第三十五条から第三十六条の四まで、第三十七条第一項第二号、第三十七条の二、第三十七条の三第一項第二号及び第六号並びに第三項、第三十七条の五、第三十七条の六、第三十八条第一号及び第二号、第三十八条の二、第三十九条第三項ただし書及び第五項、第四十条の二並びに第四十条の三を除く。）（通則）の規定は共済事業を行う協同組合又は共済代理店が行う特定共済契約の締結又はその代理若しくは媒介について、それぞれ準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定共済契約」と、「金融商品取引業」とあるのは「特定共済契約の締結又はその代理若しくは媒介の事業」と、これらの規定（同法第三十九条第三項本文の規定を除く。）中「内閣府令」とあるのは「主務省令」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定共済契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「中小企業等協同組合法第九条の七の五第三項に規定する特定共済契約」と、同法第三十七条の三第一項中「締結しようとするとき」とあるのは「締結しようとするとき、又はその締結の代理若しくは媒介を行うとき」と、「次に掲げる事項」とあるのは「次に掲げる事項その他中小企業等協同組合法第九条の七の五第二項において読み替えて準用する保険業法第三百条第一項第一号に規定する共済契約の契約条項のうち重要な事項」と、同項第一号中「金融商品取引業者等」とあるのは「共済事業を行う協同組合（中小企業等協同組合法第九条の七の五第一項に規定する共済事業を行う協同組合をいう。以下この号において同じ。）又は当該共済代理店（同条第二項に規定する共済代理店をいう。）がその委託を受けた共済事業を行う協同組合」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定共済契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定共済契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「利用者」と、「損失」とあるのは「損失（当該特定共済契約が締結されることにより利用者の支払う共済掛金の合計額が当該特定共済契約が締結されることにより当該利用者の取得する共済金等（中小企業等協同組合法第五十八条第六項に規定する共済金等をいう。以下この号において同じ。）の合計額を上回る場合における当該共済掛金の合計額から当該共済金等の合計額を控除した金額をいう。以下この条において同じ。）」と、「補足するため」とあるのは「補足するため、当該特定共済契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定共済契約の締結」と、「有価証券等」とあるのは「特定共済契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定共済契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定共済契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定共済契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項各号に掲げる事項に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）及び第三十七条の四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 52-2-5 The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other Than a Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person Who is a Customer Other than a Professional Investor will be Deemed to be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and paragraph (3) (Delivery of Documents Prior to Conclusion of Contract), Articles 37-5 to 37-7 inclusive (Delivery of Documents Pertaining to the Receipt of a Security Deposit, Cancellation by Means of a Document, Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and paragraph (5) of that Article (Prohibition on Compensation for Losses, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediation for conclusion of Contracts for Specified Deposits, etc. pertaining to the Foreign Bank Agency Services provided by a Foreign Bank's Agent Bank (meaning a Bank which provides the Foreign Bank Agency Services after obtaining the authorization under Article 52-2, paragraph (1) or giving a notification under paragraph (2) of that Article; the same shall apply hereinafter). In this case, the terms "Contract for Financial Instruments Transaction," "Financial Instruments Business," and "soliciting to conclude, or concluding" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc.," "agency or intermediation for the conclusion of a Contract for a Specified Deposit, etc.," and "soliciting to conclude or providing agency or intermediation for the conclusion" respectively, the term "Acts of Financial Instruments Transactions" in these provisions (excluding Article 34 of that Act) shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrases "a contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer," "and has never concluded a Contract for Financial Instruments Transaction belonging to those specified by Cabinet Office Ordinance as the same kind as the Contract for Financial Instruments Transaction pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "concluding" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. prescribed in Article 13-4 of the Banking Act," "and has never provided agency or intermediation for Contracts for Specified Deposits, etc. belonging to those specified by Cabinet Office Ordinance as the same kind as the Contracts for Specified Deposits, etc. pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "providing agency or intermediation for the conclusion of" respectively, the term "conclude" in Article 34-2, paragraph (5), item (ii) and Article 34-3, paragraph (4), item (ii) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "provide agency or intermediation for the conclusion of," the phrase "Subject Contract with" in Article 34-3, paragraph (2), item (iv), sub-item (a) of that Act shall be deemed to be replaced with "a Subject Contract through agency or intermediation by," the phrases "wishes to conclude" and "deliver to the customer a document containing the following matters in advance" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "provides agency or intermediation for the conclusion of" and "in addition to delivering to the customer a document containing the following matters in advance, provide information on the contents of contracts pertaining to the Deposits, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of Cabinet Office Ordinance, in order to contribute to the protection of Depositors, etc. (meaning the Depositors, etc. defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph)" respectively, the term "a Financial Instruments Specialist, etc." in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the Principal Foreign Bank (meaning the Principal Foreign Bank defined in Article 52-2, paragraph (1) of the Banking Act) of the Foreign Bank's Agent Bank (meaning the Foreign Bank's Agent Bank defined in Article 52-2-5 of that Act)," the phrase "purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter collectively referred to as "Purchase and Sale or Other Transaction of Securities, etc." in this Article)," "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)," "the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)" and "make up" in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," "Contracts for Specified Deposits, etc.," "the customer" and "make up, not through the Contract for Specified Deposit, etc." respectively, the terms "Purchase and Sale or Other Transaction of Securities, etc." and "Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc." and "Contract for a Specified Deposit, etc." respectively, the phrase "make an addition" in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the phrase "make an addition" in Article 39, paragraph (1), item (iii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (2) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in Article 39, paragraph (3) of that Act shall be deemed to be replaced with "that may be a potential cause of," the phrases "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" and "concluded" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to the delivery of documents under paragraph (1), the provisions of paragraph (1), items (ii) and (vi) and paragraph (3) shall be excluded) and Article 37-4" and "provided agency or intermediation for the conclusion thereof" respectively, and any other necessary technical replacement of terms shall be specified by Cabinet Order. 例文帳に追加

第五十二条の二の五　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五から第三十七条の七まで（保証金の受領に係る書面の交付、書面による解除、指定紛争解決機関との契約締結義務等）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、外国銀行代理銀行（第五十二条の二第一項の認可を受け、又は同条第二項の規定による届出をして外国銀行代理業務を営んでいる銀行をいう。以下同じ。）が行う外国銀行代理業務に係る特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の代理又は媒介の業務」と、「締結の勧誘又は締結」とあるのは「締結の勧誘又は締結の代理若しくは媒介」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、「を過去に当該特定投資家との間で締結」とあるのは「の締結の代理又は媒介を過去に当該特定投資家との間で」と、「を締結する」とあるのは「の締結の代理又は媒介をする」と、同法第三十四条の二第五項第二号及び第三十四条の三第四項第二号中「締結する」とあるのは「締結の代理又は媒介をする」と、同条第二項第四号イ中「と対象契約」とあるのは「による代理若しくは媒介により対象契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「外国銀行代理銀行（銀行法第五十二条の二の五に規定する外国銀行代理銀行をいう。）の所属外国銀行（同法第五十二条の二第一項に規定する所属外国銀行をいう。）」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）及び第三十七条の四」と、「締結した」とあるのは「締結の代理若しくは媒介をした」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 13-4 The provisions of Chapter III, Section 1, Subsection 5 of the Financial Instruments and Exchange Act (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other than Professional Investor) and Article 34-3, paragraphs (5) and (6) inclusive (Cases Where a Juridical Person Who Is a Customer Other Than a Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Concurrent Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition on Name Lending, Prohibition on Administration of Corporate Bonds), Article 37, paragraph (1), item (ii) (Regulations on Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Documents Prior to the Conclusion of a Contract), Article 37-5 (Delivery of Documents Pertaining to the Receipt of Security Deposits), Article 37-7 (Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Compensation of Loss, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition on Purchase and Sale, etc. Where Separate Management Is not Ensured, Limitation on the Purchase and Sale, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the conclusion of Contracts for Specified Deposits, etc. (meaning contracts on acceptance of Specified Deposits, etc. (meaning those that are specified by Cabinet Office Ordinance as deposits or Installment Savings, etc. with the risk of a principal loss caused by fluctuations pertaining to the interest rate, currency value, quotations on a financial instruments market prescribed in Article 2, paragraph (14) of that Act, or any other index); the same shall apply hereinafter) by a Bank. In this case, the term "Contract for a Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc."; the term "Financial Instruments Services" in these provisions shall be deemed to be replaced with "Concluding Contracts for Specified Deposits, etc."; the term "Act of Executing a Financial Instruments Transaction" in these provisions (excluding the provisions of Article 34 of that Act) shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the phrase "contract to conduct the Act of Financial Instruments Transactions (meaning an act listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. as Prescribed in Article 13-4 of the Banking Act"; the phrase "; provided" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. prescribed in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc. in advance, pursuant to the provisions of Cabinet Office Ordinance; provided"; the phrase "purchase and sale or other transaction of Securities (excluding a purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter referred to as the "Purchase and Sale or Other Transaction of Securities, etc." in this Article)" in Article 39, paragraph (1), item (i) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc."; the phrase "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)" in that item shall be deemed to be replaced with "Contracts for Specified Deposits, etc."; the phrase "customer (in cases where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts the purchase and sale of Securities or Derivative Transactions on the account of the person who establishes a trust under a trust contract, including such person who establishes the trust; hereinafter the same shall apply in this Article)" in that item shall be deemed to be replaced with "Customers"; the phrase "make up for" in that item shall be deemed to be replaced with "make up for, outside that Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the term "Securities, etc." in those items shall be deemed to be replaced with "Contracts for Specified Deposits, etc."; the phrase "make an addition to" in item (ii) of that paragraph shall be deemed to be replaced with "make an addition to, outside that Contract for a Specified Deposit, etc."; the term "make an addition to" in item (iii) of that paragraph shall be deemed to be replaced with "make an addition to, outside that Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in paragraph (2) of that Article shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in paragraph (3) of that Article shall be deemed to be replaced with "that may be a potential cause of"; the phrase "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to delivery of a document set forth in paragraph (1) and excluding items (ii) and (vi) of that paragraph and paragraph (3)), Article 37-4 and Article 37-6"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加