「ADVANCE ORDER」に関連した英語例文の一覧と使い方(12ページ目) - Weblio英語例文検索

Article 275-2 (1) Where, with regard to an action to make a claim for payment of money, the defendant does not deny the facts alleged by the plaintiff at oral argument or does not advance any allegations or evidence, the court, when it finds it appropriate while taking into consideration the defendant's financial resources and any other circumstances concerned, after hearing opinions of the plaintiff, may make an order to the effect that the defendant should make a payment of money pertaining to said claim, while stipulating in the order a provision concerning the period for payment of the money pertaining to said claim or a provision authorizing installment payment with regard to such payment of money, both of which shall be within five years from the expiration of the period set forth in paragraph (3), or simultaneously stipulating a provision to the effect that if the defendant has made a payment pursuant to the provision concerning the period or has made a payment without losing, pursuant to the provision of the following paragraph, the benefit of time under the provision authorizing installment payment, he/she shall be exempted from the obligation to pay any delay damages accrued after the filing of the action. 例文帳に追加

第二百七十五条の二　金銭の支払の請求を目的とする訴えについては、裁判所は、被告が口頭弁論において原告の主張した事実を争わず、その他何らの防御の方法をも提出しない場合において、被告の資力その他の事情を考慮して相当であると認めるときは、原告の意見を聴いて、第三項の期間の経過時から五年を超えない範囲内において、当該請求に係る金銭の支払について、その時期の定め若しくは分割払の定めをし、又はこれと併せて、その時期の定めに従い支払をしたとき、若しくはその分割払の定めによる期限の利益を次項の規定による定めにより失うことなく支払をしたときは訴え提起後の遅延損害金の支払義務を免除する旨の定めをして、当該請求に係る金銭の支払を命ずる決定をすることができる。 - 日本法令外国語訳データベースシステム

(2) Every corporation in Japan which intends to become a party to a merger (hereinafter in this Article "merging corporation") shall, pursuant to the provisions of the Rules of the Fair Trade Commission, notify the Fair Trade Commission in advance of their plan with regard to such merger, in case that the sum of the total assets of one corporation exceeds the amount, provided for in a Cabinet Order, which shall not be less than ten billion yen, and the sum of the total assets of another merging corporation exceeds the amount, provided for in a Cabinet Order, which shall not be less than one billion yen; provided, however, that this shall not apply to such cases falling under any of the following items: 例文帳に追加

２　国内の会社は、合併をしようとする場合において、当該合併をしようとする会社（以下この条において「合併会社」という。）のうち、いずれか一の会社に係る総資産合計額が百億円を下回らない範囲内において政令で定める金額を超え、かつ、他のいずれか一の会社に係る総資産合計額が十億円を下回らない範囲内において政令で定める金額を超えるときは、公正取引委員会規則で定めるところにより、あらかじめ当該合併に関する計画を公正取引委員会に届け出なければならない。ただし、次の各号の一に該当する場合は、この限りでない。 - 日本法令外国語訳データベースシステム

Article 57-3 (1) To prevent impairment of workers' health caused by chemical substances, an employer who intends to manufacture or import a chemical substance (hereinafter in this Article referred to as "new chemical substance") other than the chemical substances defined by Cabinet Order as the existing chemical substances (including chemical substances whose names were made public under the provisions of paragraph (3)), shall, in advance, undertake an investigation of toxicity provided for by the Ordinance of the Ministry of Health, Labour and Welfare (meaning investigation of the influence of the said new chemical substance on the health of workers and hereinafter the same applying in this Article) and shall, as provided for by the Ordinance of the Ministry of Health, Labour and Welfare, notify the Minister of Health, Labour and Welfare of the name of the said new chemical substance and the result of the investigation of toxicity and other matters. However, shall not apply for the case falling under any of the following items or in such cases as provided for by Cabinet Order: 例文帳に追加

第五十七条の三　化学物質による労働者の健康障害を防止するため、既存の化学物質として政令で定める化学物質（第三項の規定によりその名称が公表された化学物質を含む。）以外の化学物質（以下この条において「新規化学物質」という。）を製造し、又は輸入しようとする事業者は、あらかじめ、厚生労働省令で定めるところにより、厚生労働大臣の定める基準に従つて有害性の調査（当該新規化学物質が労働者の健康に与える影響についての調査をいう。以下この条において同じ。）を行い、当該新規化学物質の名称、有害性の調査の結果その他の事項を厚生労働大臣に届け出なければならない。ただし、次の各号のいずれかに該当するときその他政令で定める場合は、この限りでない。 - 日本法令外国語訳データベースシステム

(a) the court is to make the order only if the court is further satisfied that the patented invention involves an important technical advance of considerable economic significance on the invention (other invention) to which the other patent relates; and (b) the court must further order that the patentee of the other invention: 例文帳に追加

(a) 裁判所は，その特許発明が他の特許に係わる発明(「他の発明」)に対し，顕著な経済的意義を有する重要な技術的進歩を含んでいることを更に認めたときに限り，命令を出すものとし，また (b) 裁判所は更に，他の発明の特許権者が， (i) 申請人に対し，その特許発明を実施するのに必要な範囲において他の発明を実施するライセンスを付与しなければならない旨，及び (ii) 特許権者が要求するときは，合理的条件に基づき特許発明を実施するクロスライセンスを受けることができる旨，の命令を出さなければならず，また (c) 裁判所は，他の発明の特許権者によって付与されたライセンスについては，申請人が次の条件で譲渡することができる旨を指示しなければならない。 - 特許庁

(8) The case specified by a Cabinet Order prescribed in Article 68-88(5) of the Act shall be the case where it has been determined in advance at the time of a transaction between a consolidated corporation set forth in the said paragraph and a non-affiliated person set forth in the said paragraph (hereinafter referred to as a "non-affiliated person" in this paragraph and the next paragraph), under a contract or the like, that the assets for the said transaction are to be sold, transferred, lent or provided to a foreign affiliated person related to the said consolidated corporation set forth in paragraph (5) of the said Article and where the amount of consideration for the said sale, transfer, lending or provision is deemed to have been substantially determined between the said consolidated corporation and the said foreign affiliated person, and the case where it has been determined in advance at the time of a transaction between a foreign affiliated person related to the said consolidated corporation set forth in the said paragraph and a non-affiliated person, under a contract or the like, that the assets for the said transaction are to be sold, transferred, lent or provided to a consolidated corporation set forth in the said paragraph and where the amount of consideration for the said sale, transfer, lending or provision is deemed to have been substantially determined between the said consolidated corporation and the said foreign affiliated person. 例文帳に追加

８　法第六十八条の八十八第五項に規定する政令で定める場合は、同項の連結法人と同項の非関連者（以下この項及び次項において「非関連者」という。）との間の取引の対象となる資産が同条第五項の当該連結法人に係る国外関連者に販売、譲渡、貸付け又は提供されることが当該取引を行つた時において契約その他によりあらかじめ定まつている場合で、かつ、当該販売、譲渡、貸付け又は提供に係る対価の額が当該連結法人と当該国外関連者との間で実質的に決定されていると認められる場合及び同項の当該連結法人に係る国外関連者と非関連者との間の取引の対象となる資産が同項の連結法人に販売、譲渡、貸付け又は提供されることが当該取引を行つた時において契約その他によりあらかじめ定まつている場合で、かつ、当該販売、譲渡、貸付け又は提供に係る対価の額が当該連結法人と当該国外関連者との間で実質的に決定されていると認められる場合とする。 - 日本法令外国語訳データベースシステム

Article 4 (1) When capital transactions pertaining to a notification given pursuant to the provision of Article 22, paragraph 1 of the Old Act prior to the date of enforcement of this Act (hereinafter referred to as the "Date of Enforcement"), which has not actually been conducted at the time of enforcement of this Act (limited to capital transactions to which the provision of Article 23, paragraph 1 of the Old Act is applicable; hereinafter referred to as the "Capital Transactions Subject to Examination in Advance under the Old Act" in this and the next article), fall under outward direct investment that shall be notified pursuant to the provisions of an order pursuant to Article 23, paragraph 1 of the New Act (referred to as the "Outward Direct Investment Subject to Examination in Advance under the New Act" in the next paragraph) and also fall under those for which the period in which capital transactions shall not be conducted pursuant to the provision of Article 23, paragraph 1 of the Old Act has expired prior to the Date of Enforcement, those on which a notice of acceptance of a recommendation prescribed in Article 23, paragraph 5 of the Old Act (limited to those pertaining to a content change prescribed in paragraph 2 of the said article) has been given, or those for which a content change has been ordered pursuant to the provision of paragraph 7 of the said article (referred to as the "Capital Transactions for Which Notification Procedure Has Been Completed" in the next paragraph and the next article), the Capital Transactions Subject to Examination in Advance under the Old Act shall be deemed to be those for which the period in which outward direct investment shall not be made pursuant to the provision of Article 23, paragraph 3 of the New Act has expired, those on which a notice of acceptance of a recommendation prescribed in paragraph 7 of the said article (limited to those pertaining to a content change prescribed in paragraph 4 of the said article) has been given, or those for which a content change has been ordered pursuant to the provision of paragraph 9 of the said article, respectively. 例文帳に追加

第四条　この法律の施行の日（以下「施行日」という。）前に旧法第二十二条第一項の規定によりされた届出に係る資本取引でこの法律の施行の際現に行われていないもの（旧法第二十三条第一項の規定の適用のある資本取引に限る。以下この条及び次条において「旧法事前審査対象資本取引」という。）が、新法第二十三条第一項の規定に基づく命令の規定により届け出なければならないとされる対外直接投資（次項において「新法事前審査対象対外直接投資」という。）に該当するものであって、施行日前に、旧法第二十三条第一項の規定により資本取引を行ってはならないとされる期間が満了したもの、旧法第二十三条第五項に規定する勧告（同条第二項に規定する内容の変更に係るものに限る。）を応諾する旨の通知がされたもの又は同条第七項の規定により内容の変更を命じられたもの（次項及び次条において「届出手続完了資本取引」という。）に該当するものであるときは、当該旧法事前審査対象資本取引は、それぞれ新法第二十三条第三項の規定により対外直接投資を行ってはならないとされる期間が満了したもの、同条第七項に規定する勧告（同条第四項に規定する内容の変更に係るものに限る。）を応諾する旨の通知がされたもの又は同条第九項の規定により内容の変更を命じられたものとみなす。 - 日本法令外国語訳データベースシステム

Article 37 (1) Irrespective of the provisions of Article 33, paragraph 1, the Bank of Japan may provide financial institutions (banks and other institutions engaged in the business of taking deposits, etc. [deposits and others prescribed in Article 2, paragraph 2 of the Deposit Insurance Act {Act No. 34 of 1971} and other deposits for savings] and in funds transfers in the course of trade; the same shall apply hereinafter) and other financial business entities specified by a Cabinet Order (hereinafter collectively referred to as "financial institutions, etc.") with uncollateralized loans the amount of which is equivalent to the shortage of funds for a period no longer than the length of time prescribed by a Cabinet Order, when the relevant financial institutions, etc. unexpectedly experience a temporary shortage of funds necessary for payment due to accidental causes, including failures in electronic data processing systems, whereby their business operations may be seriously hampered if the shortage is not recovered swiftly, provided that the Bank finds the advance is necessary to secure smooth settlement of funds among financial institutions. 例文帳に追加

第三十七条　日本銀行は、金融機関（銀行その他の預金等（預金保険法（昭和四十六年法律第三十四号）第二条第二項に規定する預金等及び貯金をいう。）の受入れ及び為替取引を業として行う者をいう。以下同じ。）その他の金融業を営む者であって政令で定めるもの（以下「金融機関等」という。）において電子情報処理組織の故障その他の偶発的な事由により予見し難い支払資金の一時的な不足が生じた場合であって、その不足する支払資金が直ちに確保されなければ当該金融機関等の業務の遂行に著しい支障が生じるおそれがある場合において、金融機関の間における資金決済の円滑の確保を図るために必要があると認めるときは、第三十三条第一項の規定にかかわらず、当該金融機関等に対し、政令で定める期間を限度として、担保を徴求することなくその不足する支払資金に相当する金額の資金の貸付けを行うことができる。 - 日本法令外国語訳データベースシステム

(2) When a nuclear operator intends to prepare or revise a nuclear operator emergency action plan pursuant to the provisions of the preceding paragraph, it shall, pursuant to the provisions of a Cabinet Order, confer in advance with a prefectural governor who has jurisdiction over the area where the relevant nuclear site is located (hereinafter referred to as the "competent prefectural governor"), the mayor of a municipality who has jurisdiction over said area (hereinafter referred to as the "competent mayor of a municipality") and the prefectural governors of the prefectures which include a municipality that neighbors a municipality including said area (excluding the competent prefectural governor; hereinafter referred to as the "related neighboring prefectural governors"). In this case, the competent prefectural governor and related neighboring prefectural governors shall hear the opinions of the mayors of related surrounding municipalities (which means the mayors of municipalities which have prepared a regional disaster prevention plan, etc. (excluding those listed in Article 2, item (x) (a) or (c) of the Basic Act on Disaster Control Measures) concerning nuclear disasters pertaining to said nuclear site with regard to the municipal area and fulfill other requirements specified by a Cabinet Order (excluding the competent mayor of a municipality); the same shall apply hereinafter ). 例文帳に追加

２　原子力事業者は、前項の規定により原子力事業者防災業務計画を作成し、又は修正しようとするときは、政令で定めるところにより、あらかじめ、当該原子力事業所の区域を管轄する都道府県知事（以下「所在都道府県知事」という。）、当該原子力事業所の区域を管轄する市町村長（以下「所在市町村長」という。）及び当該原子力事業所の区域をその区域に含む市町村に隣接する市町村を包括する都道府県の都道府県知事（所在都道府県知事を除く。以下「関係隣接都道府県知事」という。）に協議しなければならない。この場合において、所在都道府県知事及び関係隣接都道府県知事は、関係周辺市町村長（その区域につき当該原子力事業所に係る原子力災害に関する地域防災計画等（災害対策基本法第二条第十号イ又はハに掲げるものを除く。）が作成されていることその他の政令で定める要件に該当する市町村の市町村長（所在市町村長を除く。）をいう。以下同じ。）の意見を聴くものとする。 - 日本法令外国語訳データベースシステム

Article 8-3 In the case that the Central Labor Relations Commission performs the functions of appointment of a panel of conciliators and preparation of a list thereof, as provided for in Article 10; giving the consent of the Labor Relations Commission as provided for in the proviso to Article 12, paragraph (1); making a decision of the Labor Relations Commission as provided for in item (iv) of Article 18; and other functions prescribed by Cabinet Order, only those members representing the employers other than the employer members responsible for the specified incorporated administrative agencies, etc. (such members being referred to as "the employer members responsible for ordinary enterprises" in Article 21, paragraph (1)), those members representing the workers other than the labor members responsible for the specified incorporated administrative agencies, etc. (such members being referred to as "the labor members responsible for ordinary enterprises" in said paragraph), and eight members representing the public interest nominated in advance by the chairperson, together with the chairperson (referred to as "the public members responsible for ordinary enterprises" in said paragraph and in Article 31-2) shall participate in the performance of those functions. In these cases, matters necessary for the performance of the functions of the Central Labor Relations Commission shall be prescribed by Cabinet Order. 例文帳に追加

第八条の三　中央労働委員会が第十条の斡旋員候補者の委嘱及びその名簿の作成、第十二条第一項ただし書の労働委員会の同意、第十八条第四号の労働委員会の決議その他政令で定める事務を処理する場合には、これらの事務の処理には、使用者を代表する委員のうち特定独立行政法人等担当使用者委員以外の委員（第二十一条第一項において「一般企業担当使用者委員」という。）、労働者を代表する委員のうち特定独立行政法人等担当労働者委員以外の委員（同項において「一般企業担当労働者委員」という。）並びに公益を代表する委員のうち会長があらかじめ指名する八人の委員及び会長（同項及び第三十一条の二において「一般企業担当公益委員」という。）のみが参与する。この場合において、中央労働委員会の事務の処理に関し必要な事項は、政令で定める。 - 日本法令外国語訳データベースシステム

(i) an act of making an offer or promise or having a third party make an offer or promise to a customer or any person designated by a customer, with regard to sales and purchase or other transactions of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article), to the effect that if the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1(1) of the Act on Concurrent Operation of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article) incurs any loss or shortfall in the predetermined amount of profit from the relevant Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article), property benefit will be provided to the customer or such third party in order to compensate or make up for the whole or part of such loss or shortfall; 例文帳に追加

一　有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）につき、当該有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）について顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）に損失が生ずることとなり、又はあらかじめ定めた額の利益が生じないこととなつた場合には自己又は第三者がその全部又は一部を補てんし、又は補足するため当該顧客又は第三者に財産上の利益を提供する旨を、当該顧客又はその指定した者に対し、申し込み、若しくは約束し、又は第三者に申し込ませ、若しくは約束させる行為 - 日本法令外国語訳データベースシステム

Article 51 (1) Any person who intends to engage in the business of sale (excluding sales for export) of specified measuring instruments specified by Cabinet Order shall notify, in accordance with the business classification specified by the Ordinance of the Ministry of Economy, Trade and Industry (simply referred to as a "business classification" in item 2), the following matters in advance to the prefectural governor having jurisdiction over the location of the person's place of business; provided, however, that this shall not apply to the case where a notifying manufacturing business operator or a notifying repair business operator intends to engage in the business of sale of specified measuring instruments pertaining to the notification pursuant to the provision of Article 40, paragraph 1 or Article 46, paragraph 1 which were manufactured or repaired by the person. 例文帳に追加

第五十一条　政令で定める特定計量器の販売（輸出のための販売を除く。）の事業を行おうとする者は、経済産業省令で定める事業の区分（第二号において単に「事業の区分」という。）に従い、あらかじめ、次の事項を、当該特定計量器の販売をしようとする営業所の所在地を管轄する都道府県知事に届け出なければならない。ただし、届出製造事業者又は届出修理事業者が第四十条第一項又は第四十六条第一項の規定による届出に係る特定計量器であってその者が製造又は修理をしたものの販売の事業を行おうとするときは、この限りでない。 - 日本法令外国語訳データベースシステム

Article 157-2 Where a period for advancing allegations and evidence on a specific matter is specified pursuant to the provisions of Article 147-3(3) or Article 156-2 (including cases where applied mutatis mutandis pursuant to Article 170(5)), if the court, with regard to allegations or evidence that a party has advanced after the expiration of such period, finds that such allegations or evidence will be substantially detrimental to the progress of court proceedings based on the plan for trial, it may make an order of dismissal upon petition or by its own authority; provided, however, that this shall not apply where such party has made a prima facie showing to the effect that he/she has reasonable grounds for having been unable to advance the allegations or evidence within that period. 例文帳に追加

第百五十七条の二　第百四十七条の三第三項又は第百五十六条の二（第百七十条第五項において準用する場合を含む。）の規定により特定の事項についての攻撃又は防御の方法を提出すべき期間が定められている場合において、当事者がその期間の経過後に提出した攻撃又は防御の方法については、これにより審理の計画に従った訴訟手続の進行に著しい支障を生ずるおそれがあると認めたときは、裁判所は、申立てにより又は職権で、却下の決定をすることができる。ただし、その当事者がその期間内に当該攻撃又は防御の方法を提出することができなかったことについて相当の理由があることを疎明したときは、この限りでない。 - 日本法令外国語訳データベースシステム

(9) The order pursuant to the provisions of paragraph (1), the judgment pertaining to the apprehension pursuant to the provisions of paragraph (3) and the judgment pertaining to the release pursuant to the provisions of the main clause of the preceding paragraph carried out by the Regional Board shall be conducted by a council composed of three Board members (or, after the examinations for whether or not the application pursuant to the provisions of Article 71 should be made, whether or not the decision pursuant to the provisions of paragraph (1) of Article 75 should be made or whether or not the decision pursuant to the provisions of paragraph (5) of Article 81 should be made commence, the council taking charge of such examinations); provided, however, that, in a case requiring urgency, the judgment of the Regional Board pertaining to the release pursuant to the provision of the main clause of the preceding paragraph may be made by one Board member designated by the Regional Board in advance. 例文帳に追加

９　地方委員会が行う第一項の規定による命令、第三項の規定による引致に係る判断及び前項本文の規定による釈放に係る判断は、三人の委員をもって構成する合議体（第七十一条の規定による申請、第七十五条第一項の決定又は第八十一条第五項の規定による決定をするか否かに関する審理の開始後においては、当該審理を担当する合議体）で行う。ただし、前項本文の規定による釈放に係る地方委員会の判断については、急速を要するときは、あらかじめ地方委員会が指名する一人の委員で行うことができる。 - 日本法令外国語訳データベースシステム

(3) The provisions of paragraph (1) shall not apply where the application, promise or provision of property benefit prescribed in the respective items of said paragraph is made or conducted in order to compensate in whole or in part a loss incurred from a Problematic Conduct (meaning an illegal or unjust act conducted by a Financial Instruments Business Operator, etc. or Officer or employee thereof that is specified by a Cabinet Office Ordinance as a potential cause of a dispute between said Financial Instruments Business Operator, etc. and his/her customer; hereinafter the same shall apply in this Section and the following Section); provided, however, that with regard to the offer or promise made under item (ii) of said paragraph or the provision of property benefit under item (iii) of said paragraph, this provision shall only apply in cases where said Financial Instruments Business Operator, etc. has obtained confirmation from the Prime Minister in advance to the effect that the loss to be compensated was incurred from a Problematic Conduct or other cases specified by a Cabinet Office Ordinance. 例文帳に追加

３　第一項の規定は、同項各号の申込み、約束又は提供が事故（金融商品取引業者等又はその役員若しくは使用人の違法又は不当な行為であつて当該金融商品取引業者等とその顧客との間において争いの原因となるものとして内閣府令で定めるものをいう。以下この節及び次節において同じ。）による損失の全部又は一部を補てんするために行うものである場合については、適用しない。ただし、同項第二号の申込み又は約束及び同項第三号の提供にあつては、その補てんに係る損失が事故に起因するものであることにつき、当該金融商品取引業者等があらかじめ内閣総理大臣の確認を受けている場合その他内閣府令で定める場合に限る。 - 日本法令外国語訳データベースシステム

(2) When a fire chief or fire station chief is unable to identify the owner, manager or possessor, who holds title, of an object that is found to be dangerous from a fire prevention perspective or an object that is found to be likely to hinder fire extinguishing activities, evacuation and other fire defense activities, and therefore unable to order these persons to take any necessary measures under the provision of the preceding paragraph, he/she may have his/her fire defense personnel take the measures listed in Article 3, paragraph (1), item (iii) or item (iv) with regard to said object, at the expense of said person. In this case, the fire and fire station chief shall, in advance, set a reasonable time limit and give public notice to the effect that such measures should be implemented by said time limit and that if the measures have not been implemented by said time limit, his/her fire defense personnel will implement the measures; provided, however, that this shall not apply when it is found that there is an urgent necessity. 例文帳に追加

２　消防長又は消防署長は、火災の予防に危険であると認める物件又は消火、避難その他の消防の活動に支障になると認める物件の所有者、管理者又は占有者で権原を有するものを確知することができないため、これらの者に対し、前項の規定による必要な措置をとるべきことを命ずることができないときは、それらの者の負担において、当該消防職員に、当該物件について第三条第一項第三号又は第四号に掲げる措置をとらせることができる。この場合においては、相当の期限を定めて、その措置を行うべき旨及びその期限までにその措置を行わないときは、当該消防職員がその措置を行うべき旨をあらかじめ公告しなければならない。ただし、緊急の必要があると認めるときはこの限りでない。 - 日本法令外国語訳データベースシステム

(2) When the Minister of Land, Infrastructure, Transport and Tourism, the prefectural governor or the Port Management Body, intending to order necessary steps to be taken pursuant to the provisions of Article 40-2 paragraph (1), Article 41 paragraph (1) or the preceding paragraph, is unable to identify the party to whom the orders are to be given without negligence on his/her part, he/she may take necessary measures by himself/herself or have the party designated or commissioned take necessary measures. In this case, public notice shall be given in advance to the effect that the Minister of Land, Infrastructure, Transport and Tourism, the prefectural governor or Port Management Body, or the party designated or commissioned will take necessary measures if such measures are not taken within a reasonably set period of time. 例文帳に追加

２　第四十条の二第一項、第四十一条第一項又は前項の規定により必要な措置をとることを命じようとする場合において、過失がなくて当該措置を命ずべき者を確知することができないときは、国土交通大臣、都道府県知事又は港湾管理者は、当該措置を自ら行い、又はその命じた者若しくはその委任した者にこれを行わせることができる。この場合においては、相当の期限を定めて、当該措置を行うべき旨及びその期限までに当該措置を行わないときは、国土交通大臣、都道府県知事若しくは港湾管理者又はその命じた者若しくは委任した者が当該措置を行う旨を、あらかじめ、公告しなければならない。 - 日本法令外国語訳データベースシステム

(3) The provisions of paragraph (1) shall not apply where the application, promise or provision prescribed in the respective items of the same paragraph is made or conducted in order to compensate in whole or in part for a loss incurred as a result of a Problematic Conduct (which means the problematic conduct specified by an ordinance of the competent ministry as set forth in Article 221, paragraph (2); hereinafter the same shall apply in this paragraph and the following paragraph); provided, however, that with regard to the offer or promise made under paragraph (1), item (ii) or the provision of property benefit under item (iii) of the same paragraph, this provision shall only apply in cases where said Futures Commission Merchant has obtained confirmation from the competent minister in advance to the effect that the loss to be compensated for was incurred as a result of a Problematic Conduct or in other cases specified by an ordinance of the competent ministry. 例文帳に追加

３　第一項の規定は、同項各号の申込み、約束又は提供が事故（第二百二十一条第二項の主務省令で定める事故をいう。以下この項及び次項において同じ。）による損失の全部又は一部を補てんするために行うものである場合については、適用しない。ただし、第一項第二号の申込み又は約束及び同項第三号の提供にあつては、その補てんに係る損失が事故に起因するものであることにつき、当該商品取引員があらかじめ主務大臣の確認を受けている場合その他主務省令で定める場合に限る。 - 日本法令外国語訳データベースシステム

Article 23 (1) In cases where the Settlor Company of an Investment Trust or a Trustee Company has come to fall under item (i) or item (ii), if the Prime Minister finds that it is necessary and appropriate for the public interest or for the protection of Investors that the Investment Trust Contract pertaining to the Settlor Company of the Investment Trust or Trustee Company continue, he/she may, by obtaining the consent of the Trustee Company or Settlor Company of the Investment Trust concerned with the Investment Trust Contract and another Settlor Company of an Investment Trust or Trustee Company in advance, order the Settlor Company of the Investment Trust or Trustee Company to have their business related to the Investment Trust Contract succeeded to by the other Settlor Company of an Investment Trust or Trustee Company wherefrom consent has been obtained: 例文帳に追加

第二十三条　内閣総理大臣は、投資信託委託会社又は受託会社が第一号又は第二号に該当することとなる場合において、当該投資信託委託会社又は受託会社に係る投資信託契約の存続が公益又は投資者保護のため必要かつ適当であると認めるときは、当該投資信託委託会社又は受託会社に対し、内閣総理大臣があらかじめ、当該投資信託契約に係る受託会社又は投資信託委託会社及び他の投資信託委託会社又は受託会社の同意を得た上、当該投資信託契約に関する業務をその同意を得た他の投資信託委託会社又は受託会社に引き継ぐことを命ずることができる。 - 日本法令外国語訳データベースシステム

"matters pertaining to the change," the term "shall register the following matters in a registry of Financial Instruments Business Operators, except when he/she refuses the registration under the provisions of paragraph (1) of the following Article. In this case, when the person who intends to obtain the registration set forth in Article 29 intends to conduct Specified Investment Management Activities in the course of business, the Prime Minister shall, in advance, hear the opinions of the Minister of Land, Infrastructure, Transport and Tourism or another head of an administrative organ specified by a Cabinet Order which is found to be related thereto, with regard to whether or not the person has a personnel structure sufficient to carry out business of conducting said Specified Investment Management Activities in an appropriate manner, taking into consideration the contents and method of said business" in that paragraph shall be deemed to be replaced with "shall register the following matters in a registry of Financial Instruments Business Operators, except when he/she refuses the registration under the provisions of paragraph (1) of the following Article." 例文帳に追加

変更に係る事項」と、「登録しなければならない。この場合において、内閣総理大臣は、第二十九条の登録を受けようとする者が業として特定投資運用行為を行おうとするときは、あらかじめ、その者が当該特定投資運用行為を行う業務を適確に遂行するに足りる人的構成を有する者であるかどうかにつき、当該業務の内容及び方法を勘案して関係があると認められる国土交通大臣その他の政令で定める行政機関の長の意見を聴くものとする」とあるのは「登録しなければならない - 日本法令外国語訳データベースシステム

may choose not to grant approval only where the implementation of the business pertaining to the application is found not to be in the public interest or to hinder the protection of Investors due to the difficulty of managing the risk of losses arising from the business (in the case of approval for conducting Specified Investment Management Activities in the course of business, cases where a person is found not to have a personnel structure sufficient for carrying out the business of conducting Specified Investment Management Activities in an appropriate manner shall be included). In this case, the Prime Minister shall, in advance, hear the opinions of the Minister of Land, Infrastructure, Transport and Tourism or another head of an administrative organ specified by a Cabinet Order which is found to be related thereto, with regard to whether or not such person has a personnel structure sufficient for carrying out the business of conducting said Specified Investment Management Activities, taking into consideration the contents and method of said business. 例文帳に追加

認められるとき（業として特定投資運用行為を行うことについての承認にあつては、当該特定投資運用行為を行う業務を適確に遂行するに足りる人的構成を有しないと認められるときを含む。）に限り、承認しないことができる。この場合において、内閣総理大臣は、あらかじめ、その者が当該特定投資運用行為を行う業務を適確に遂行するに足りる人的構成を有する者であるかどうかにつき、当該業務の内容及び方法を勘案して関係があると認められる国土交通大臣その他の政令で定める行政機関の長の意見を聴くものとする - 日本法令外国語訳データベースシステム

(3) In the event that the Minister of Land, Infrastructure and Transport, the prefectural governor or the mayor of a municipality intends to carry out, or cause to carry out, the work listed in paragraph 1 for the River or the Designated Land, or that such work is carried out within the area of the Protected Water Surface when he/she grants permission pursuant to the provisions of Article 23 through to Article 27 or Article 29 (Permission, etc. for Use of River) of the River Act, or permission pertaining to the restrictions pursuant to the provision of Article 4 (Prohibition and Restriction on Certain Acts in Designated Land) of the Erosion Control Act, he/she shall consult with the prefectural governor or the Minister of Agriculture, Forestry and Fisheries that administrates such Protected Water Surface in advance as provided for in a Cabinet Order. 例文帳に追加

３　国土交通大臣、都道府県知事又は市町村長は、河川若しくは指定土地に関する第一項に掲げる工事をし、若しくはさせようとする場合又はこれらの工事について河川法第二十三条から第二十七条まで若しくは第二十九条（河川使用の許可等）の規定による許可若しくは砂防法第四条（指定土地における一定行為の禁止、制限）の規定による制限に係る許可をしようとする場合において、当該工事が保護水面の区域内においてされるものであるときは、政令の定めるところにより、あらかじめ、当該保護水面を管理する都道府県知事又は農林水産大臣に協議しなければならない。 - 日本法令外国語訳データベースシステム

(4) In the event that the administrator of the River set forth in Article 16 (Approval of Collection Plan) of the Gravel Gathering Act (Act No. 74 of 1968) intends to grant an approval pursuant to the provision of said Article or paragraph 1 of Article 20 (Approval on Change) of said Act in connection with the collection plan or change to the collection plan when the work to be carried out based on the collection plan under said Article, or the collection plan after the change falls under the work listed in paragraph 1 and is carried out within the area of the Protected Water Surface, he/she shall consult with the prefectural governor or the Minister of Agriculture, Forestry and Fisheries that administrates such Protected Water Surface in advance as provided for in a Cabinet Order. 例文帳に追加

４　砂利採取法（昭和四十三年法律第七十四号）第十六条（採取計画の認可）に規定する河川管理者は、同条の採取計画又は変更後の採取計画に基づいて行なう工事が第一項に掲げる工事に該当し、かつ、保護水面の区域内においてされるものである場合において、当該採取計画又は採取計画の変更について同条又は同法第二十条第一項（変更の認可）の規定による認可をしようとするときは、政令の定めるところにより、あらかじめ、当該保護水面を管理する都道府県知事又は農林水産大臣に協議しなければならない。 - 日本法令外国語訳データベースシステム

Article 5 (1) Upon receiving the order from the Minister of Justice provided for in paragraph (1) of Article 4, the Superintending Prosecutor of the Tokyo High Public Prosecutors Office shall, except when the fugitive is being detained under a provisional detention permit or when the detention of the fugitive under a provisional detention permit has been suspended, have a public prosecutor of the Tokyo High Public Prosecutors Office detain the fugitive under a detention permit which has been issued in advance by a judge of the Tokyo High Court; provided that this provision shall not apply when the fugitive has a fixed residence and the Superintending Prosecutor of the Tokyo High Public Prosecutors Office finds that there is no risk of the fugitive fleeing. 例文帳に追加

第五条　東京高等検察庁検事長は、前条第一項の規定による法務大臣の命令を受けたときは、逃亡犯罪人が仮拘禁許可状により拘禁され、又は仮拘禁許可状による拘禁を停止されている場合を除き、東京高等検察庁の検察官をして、東京高等裁判所の裁判官のあらかじめ発する拘禁許可状により、逃亡犯罪人を拘禁させなければならない。但し、逃亡犯罪人が定まつた住居を有する場合であつて、東京高等検察庁検事長において逃亡犯罪人が逃亡するおそれがないと認めるときは、この限りでない。 - 日本法令外国語訳データベースシステム

(2) In cases where the Minister of Land, Infrastructure, Transport and Tourism, prefectural governors or the heads of designated cities, etc. intend to order any person to take necessary measures pursuant to the provision of the preceding paragraph, if, without any fault on their part, they cannot know with certainty the person to whom the orders for the relevant measures are to be given, they may, at the expense of such person, take the relevant measures themselves, or make the ordered or commissioned person take the measures. In this case, the Minister of Land, Infrastructure, Transport and Tourism, prefectural governors or the heads of designated cities, etc. shall set reasonable time limits and give public notice in advance to the effect that the relevant measures shall be taken and that if such measures are not taken within the fixed time limit, they or the person ordered or commissioned will take the measures. 例文帳に追加

２　前項の規定により必要な措置をとることを命じようとする場合において、過失がなくて当該措置を命ずべき者を確知することができないときは、国土交通大臣、都道府県知事又は指定都市等の長は、その者の負担において、当該措置を自ら行い、又はその命じた者若しくは委任した者にこれを行わせることができる。この場合においては、相当の期限を定めて、当該措置を行うべき旨及びその期限までに当該措置を行わないときは、国土交通大臣、都道府県知事若しくは指定都市等の長又はその命じた者若しくは委任した者が当該措置を行う旨を、あらかじめ、公告しなければならない。 - 日本法令外国語訳データベースシステム

If a person having any claim to, or in relation to, any goods of which samples have been selected and tested in pursuance of rules under sub-section (1), or of an order under sub-section (2), desires that any further samples of the goods be selected and tested, such further samples shall, on his written application and on the payment in advance by him to the court or officer of customs, as the case may be, of such sums for defraying the cost of the further selection and testing as the court or officer may from time to time require, be selected and tested to such extent as may be permitted by rules made by the Central Government in this behalf or as, in the case of goods with respect to which provision is not made in such rules, the court or officer of customs may determine in the circumstances to be reasonable, the samples being selected in the manner prescribed under sub-section (1), or in sub-section (2), as the case may be. 例文帳に追加

(1)による規則又は(2)による命令に従い見本を選択し，かつ，検査した商品に対して又は関して不服がある者が，更に追加見本を選択し，かつ，検査すべきことを希望する場合において，その者の申請書の提出があり，かつ，裁判所若しくは税関吏の随時必要とする追加選択検査費に充当する金額の裁判所又は場合に応じて税関吏に対する前納があったときは，本件について中央政府が制定した規則が許容し又はそのような規則に規定されていない商品については，裁判所若しくは税関吏がその状況下で適切であると決定することができる範囲で，前記追加見本を選択し，かつ，検査しなければならないものとし，見本は，(1)又は場合に応じて(2)に規定する方法により選択する。 - 特許庁

(4) If a person having any claim to, or in relation to, any goods of which samples have been selected and tested in pursuance of rules made under sub-section (1) or of an order passed under sub-section (2) desires that any further samples of the goods be selected and tested, such further samples shall, on his written application and on the payment in advance by him to the Court or officer of customs, as the case may be, of such sums for defraying the cost of the further selection and testing as the Court or officer may from time to time require, be selected and tested to such extent as may be permitted by with respect to which provision is not made in such rules, the Court or officer of customs may determine in the circumstances to be reasonable, the samples being selected in the manner prescribed under sub-section (1) or in sub-section (2), as the case may be. 例文帳に追加

(4)本条第(1)項により制定された規則により又は第(2)項により発出された命令に従って見本の抜き取り検査が行われた商品に、又はそのような商品に関係して、何らかの請求をなす者が当該商品の見本の追加的な抜き取り検査を希望する場合、そのように追加される見本につき、その者が裁判所又は税関職員(場合に応じ)に対する申請書の提出、及びかかる追加的な抜き取り検査の費用として裁判所又は税関職員が随時求める負担金額の前払いがあり次第、当該規則中に定めがない範囲に関し許容される限度で抜き取り検査が行われるものとし、判所又は税関職員は、相当の理由があれば、本条第(1)項又は第(2)項(場合に応じ)に基づき、所定の方式で選択する見本を決定することができる。 - 特許庁

4. Each Member shall: (a) within 12 months from the date on which the WTO Agreement takes effect for it, inform the Council for Trade in Services of its existing recognition measures and state whether such measures are based on agreements or arrangements of the type referred to in paragraph 1; (b) promptly inform the Council for Trade in Services as far in advance as possible of the opening of negotiations on an agreement or arrangement of the type referred to in paragraph 1 in order to provide adequate opportunity to any other Member to indicate their interest in participating in the negotiations before they enter a substantive phase; (c) promptly inform the Council for Trade in Services when it adopts new recognition measures or significantly modifies existing ones and state whether the measures are based on an agreement or arrangement of the type referred to in paragraph 1.例文帳に追加

4. 加盟国は、次のことを行う。 (ａ) 世界貿易機関協定が自国について効力を生ずる日から十二箇月以内に、承認のための現行の措置をサービスの貿易に関する理事会に通報し、及び当該措置が1に規定する協定又は取決めに基づくものであるかどうかを表明すること。 (ｂ) 1に規定する協定又は取決めの交渉が実質的な段階に入る前に他の加盟国が当該交渉に参加することについての関心を示すための機会を十分に与えるため、当該交渉の開始をできる限り早期にサービスの貿易に関する理事会に対して速やかに通報すること。 (ｃ) 承認のための新たな措置を採用し又は承認のための現行の措置の重大な修正を行った場合には、当該措置をサービスの貿易に関する理事会に対して速やかに通報し、及び当該措置が1に規定する協定又は取決めに基づくものであるかどうかを表明すること。 - 経済産業省

Article 34-35 (1) A person who makes it his/her practice to audit or attest financial documents for fees at the request of others in a foreign state in compliance with the laws and regulations of the foreign state, when intending to provide services that are found to correspond to the services prescribed in Article 2(1) concerning financial documents to be submitted by an issuer of securities listed in Article 2(1)(xvii) of the Financial Instruments and Exchange Act that have the nature of securities listed in Item (ix) of the same paragraph or any other securities specified by Cabinet Order or to be submitted by any other person specified by Cabinet Office Ordinance pursuant to the provisions of the same Act (such financial documents shall be hereinafter referred to as "financial documents of a foreign company, etc."), shall notify the Prime Minister in advance pursuant to the provisions of a Cabinet Office Ordinance; provided, however, that this shall not apply to a person who is specified by Cabinet Office Ordinance as one who is deemed to receive appropriate supervision of the administrative agency of the foreign state that supervises persons who provide services that are found to correspond to those set forth in the same paragraph concerning financial documents of the foreign company, etc. or an organization equivalent to such administrative agency. 例文帳に追加

第三十四条の三十五　外国の法令に準拠し、外国において、他人の求めに応じ報酬を得て、財務書類の監査又は証明をすることを業とする者は、金融商品取引法第二条第一項第十七号に掲げる有価証券で同項第九号に掲げる有価証券の性質を有するものその他の政令で定める有価証券の発行者その他内閣府令で定める者が同法の規定により提出する財務書類（以下「外国会社等財務書類」という。）について第二条第一項の業務に相当すると認められる業務を行うときは、あらかじめ、内閣府令で定めるところにより、内閣総理大臣に届け出なければならない。ただし、外国会社等財務書類について同項の業務に相当すると認められる業務を行う者に対する監督を行う外国の行政機関その他これに準ずるものの適切な監督を受けると認められる者として内閣府令で定めるものについては、この限りでない。 - 日本法令外国語訳データベースシステム

(5) In the event that the Minister of Land, Infrastructure and Transport or the administrator of a port and harbor (which means the administrator of the ports and harbors set forth in paragraph 1 of Article 2 (Definition of Administrator of the Port and Harbor) of the Ports and Harbors Act; the same shall apply hereinafter) intends to carry out work listed in paragraph 1 within the Area of Port And Harbor, or that the administrator of the port and harbor intends to grant permission pursuant to the provision of paragraph 1 of Article 37 (Permission of Work within the Area of Port and Harbor) of said Act for such work or to attend the consultation pursuant to the provision of paragraph 3 of said Article (Special Exceptions to Work by the National Government, etc. within Area of Port and Harbor), or that the prefectural governor intends to grant permission pursuant to the provision of paragraph 1 of Article 56 of said Act or to attend the consultation pursuant to the provision of paragraph 3 of said Article (Mutatis Mutandis Application to Port and Harbor without Designation of Area of Port and Harbor) or that the administrator of the port and harbor intends to exercise the authority of the prefectural governor under the provisions of the Act on Reclamation of Publicly-owned Water Surface (Act No. 57 of 1921) pursuant to the provision of paragraph 2 of Article 58 (Relationship with Act on Reclamation of Publicly-owned Water Surface) of said Act, and that such work is conducted within the area of the Protected Water Surface, the Minister of Land, Infrastructure and Transport, the administrator of the port and harbor or the prefectural governor shall consult with the prefectural governor or the Minister of Agriculture, Forestry and Fisheries that administrates such Protected Water Surface in advance as provided for in a Cabinet Order. 例文帳に追加

５　国土交通大臣又は港湾管理者（港湾法第二条第一項（港湾管理者の定義）に規定する港湾管理者をいう。以下同じ。）が港湾区域内における第一項に掲げる工事をしようとする場合又はこれらの工事について港湾管理者が同法第三十七条第一項（港湾区域内の工事の許可）の規定による許可をし、同条第三項（港湾区域内の国等の工事についての特例）の規定による協議に応じ、都道府県知事が同法第五十六条第一項の規定による許可をし、同条第三項（港湾区域の定のない港湾への準用）の規定による協議に応じ、若しくは港湾管理者が同法第五十八条第二項（公有水面埋立法との関係）の規定により公有水面埋立法（大正十年法律第五十七号）の規定による都道府県知事の職権を行おうとする場合において、当該工事が保護水面の区域内においてされるものであるときは、国土交通大臣、港湾管理者又は都道府県知事は、政令の定めるところにより、あらかじめ、当該保護水面を管理する都道府県知事又は農林水産大臣に協議しなければならない。 - 日本法令外国語訳データベースシステム

(3) To the extent necessary for the enforcement of Chapter III, Section 1 (excluding Article 7, paragraphs (1) and (5), Article 7-2, paragraph (1), Article 7-3, paragraph (1), Article 7-4, paragraphs (1) and (3), Article 8, paragraph (1), Article 13, paragraph (1), Article 17, paragraphs (1) and (3) and Article 19, paragraphs (1) and (4)), the competent minister may, pursuant to the provision of a Cabinet Order, cause specified business operators or specified chain business operators to report the status of their business in their factories, etc. (or, for specified chain Business Operators, Factories, etc. including those pertaining to said Chain Business which belong to a franchisee of the chain business conducted by said specified chain business operators), or cause officials of the competent ministry to enter the factories, etc. and inspect energy-consuming facilities, books, documents and other objects; provided, however, that when the officials enter said factories, etc. pertaining to said chain business which belong to a franchisee of the chain business conducted by said specified chain business operator, they shall obtain the consent of said franchisee in advance. 例文帳に追加

３　主務大臣は、第三章第一節（第七条第一項及び第五項、第七条の二第一項、第七条の三第一項、第七条の四第一項及び第三項、第八条第一項、第十三条第一項、第十七条第一項及び第三項並びに第十九条第一項及び第四項を除く。）の規定の施行に必要な限度において、政令で定めるところにより、特定事業者又は特定連鎖化事業者に対し、その設置している工場等（特定連鎖化事業者にあつては、当該特定連鎖化事業者が行う連鎖化事業の加盟者が設置している当該連鎖化事業に係る工場等を含む。）における業務の状況に関し報告させ、又はその職員に、当該工場等に立ち入り、エネルギーを消費する設備、帳簿、書類その他の物件を検査させることができる。ただし、当該特定連鎖化事業者が行う連鎖化事業の加盟者が設置している当該連鎖化事業に係る工場等に立ち入る場合においては、あらかじめ、当該加盟者の承諾を得なければならない。 - 日本法令外国語訳データベースシステム

Article 2 (1) The term "Whistleblowing" as used in this Act shall mean whistleblowing made by a worker (which shall mean worker as provided for in Article 9 of the Labor Standards Act (Act No. 49 of 1947); the same shall apply hereinafter), without a purpose of obtaining an wrongful gain, a purpose of causing damages to others, or any other wrongful purpose, about Reportable Fact that has been occurred, is being occurred or is about to be occurred by "Business Operator" (which shall mean any of the following business operators (which shall mean juridical person, other organization and individual who operates a business)), or such persons as officer, employee or agent in the workplace where the worker is occupied in performing the Business Operator's business activities, to the said Business Operator or the person designated by the said Business Operator in advance (hereinafter referred to as "Business Operator, etc."), to an Administrative Organ with the authority to impose disposition (which shall mean an order, rescission, and other acts involving the exercise of public authority; the same shall apply hereinafter) or recommendation, etc. (which shall mean a recommendation and other acts which are not disposition; the same shall apply hereinafter) upon the said Reportable Fact, or to any person who are recognized to be necessary to do whistleblowing to the said Reportable Fact in order to prevent the occurrence thereof or the spread of damage caused thereby (including person who suffers or might suffer damage from the said Reportable Fact, but excluding any person who might cause damages to the competitive position or any other legitimate interests of the Business Operator; the same shall apply in Item (iii) of the following Article.). 例文帳に追加

第二条　この法律において「公益通報」とは、労働者（労働基準法（昭和二十二年法律第四十九号）第九条に規定する労働者をいう。以下同じ。）が、不正の利益を得る目的、他人に損害を加える目的その他の不正の目的でなく、その労務提供先（次のいずれかに掲げる事業者（法人その他の団体及び事業を行う個人をいう。以下同じ。）をいう。以下同じ。）又は当該労務提供先の事業に従事する場合におけるその役員、従業員、代理人その他の者について通報対象事実が生じ、又はまさに生じようとしている旨を、当該労務提供先若しくは当該労務提供先があらかじめ定めた者（以下「労務提供先等」という。）、当該通報対象事実について処分（命令、取消しその他公権力の行使に当たる行為をいう。以下同じ。）若しくは勧告等（勧告その他処分に当たらない行為をいう。以下同じ。）をする権限を有する行政機関又はその者に対し当該通報対象事実を通報することがその発生若しくはこれによる被害の拡大を防止するために必要であると認められる者（当該通報対象事実により被害を受け又は受けるおそれがある者を含み、当該労務提供先の競争上の地位その他正当な利益を害するおそれがある者を除く。次条第三号において同じ。）に通報することをいう。 - 日本法令外国語訳データベースシステム

Article 13-4 The provisions of Subsection 5 of Section 1 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 34-2(6) to (8) inclusive (Cases Where a Professional Investor Will be Deemed to be a Customer Other than Professional Investor) and Article 34-3(5) and (6) inclusive (Cases Where a Juridical Person who Is a Customer Other Than Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investors), Subsection 1 of Section 2 of that Chapter (excluding Articles 35 to 36-4 inclusive (' Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, and Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document Prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) shall apply mutatis mutandis to conclusion of Contracts for Specified Deposits, etc. (meaning contracts on acceptance of Specified Deposits, etc. (meaning those that are specified by a Cabinet Office Ordinance as deposits or Installment Savings, etc. with the risk of a principal loss caused by fluctuations pertaining to the interest rate, currency value, quotations on a financial instruments market prescribed in Article 2(14) of that Act, or any other index); the same shall apply hereinafter) by a Bank. In this case, the term "Contract for Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc.,"; the term "Financial Instruments Business" shall be deemed to be replaced with "Business of Concluding Contracts for Specified Deposits, etc.,"; the term "Act of Financial Instruments Transaction" in these provisions (excluding the provisions in Article 34 of that Act) shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the phrase "contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in each item of Article 2(8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. as Prescribed in Article 13-4 of the Banking Act,"; the phrase "; provided" in Article 37-3(1) of that Act shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. prescribed in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided,"; the phrase "sales and purchase and any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance and other transactions specified by a Cabinet Order) or of Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)" in Article 39(1)(i) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.,"; the phrase "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" in that item shall be deemed to be replaced with "Contracts for Specified Deposits, etc.,"; the phrase "customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Provision, etc. of Trust Business by Financial Institutions; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including that person who sets the trust; hereinafter the same shall apply in this Article)" in that item shall be deemed to be replaced with "Customers,"; the phrase "make up for" in that item shall be deemed to be replaced with "make up, outside that Contract for a Specified Deposit, etc., for,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in items (ii) and (iii) of that paragraph shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the term "Securities, etc." in those items shall be deemed to be replaced with "Contracts for Specified Deposits, etc.,"; the phrase "make an addition to" in item (ii) of that paragraph shall be deemed to be replaced with "make an addition, outside that Contract for a Specified Deposit, etc., to,"; the term "make an addition to" in item (iii) of that paragraph shall be deemed to be replaced with "make an addition, outside that Contract for a Specified Deposit, etc., to,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in paragraph (2) of that Article shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc.,"; the phrase "that is specified by a Cabinet Office Ordinance as a potential cause of" in paragraph (3) of that Article shall be deemed to be replaced with "that is a potential cause of,"; the phrase "Articles 37-2 to 37-6 inclusive, Article 40-2(4), and Article 43-4" in Article 45(ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to delivery of a document set forth in paragraph (1) and excluding items (ii) and (vi) of that paragraph and paragraph (3)), Article 37-4 and Article 37-6,"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第十三条の四　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）、第四十条の二（最良執行方針等）並びに第四十条の三（分別管理が確保されていない場合の売買等の禁止）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、銀行が行う特定預金等契約（特定預金等（金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動によりその元本について損失が生ずるおそれがある預金又は定期積金等として内閣府令で定めるものをいう。）の受入れを内容とする契約をいう。以下同じ。）の締結について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の業務」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）、第三十七条の四及び第三十七条の六」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 52-45-2 The provisions of Subsection 1 of Section 2 of Chapter III of the Financial Instruments and Exchange Act (excluding Article 35 to 36-4 inclusive (Scope of Businesses of Persons Who Engage in Type I Financial Instruments Business or Investment Management Business, Scope of Subsidiary Businesses of Persons Who Only Engage in Type II Financial Instruments Business or Investment Advisory and Agency Business, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Bonds), Article 37(1)(ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3(1)(ii) and (vi) and Article 37-3(3) (Delivery of Document prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6(1) and (2), the proviso to Article 37-6 (4) and Article 37-6(5)(Cancellation by Means of Document), Article 38(i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39(3) and Article 39(5) (Prohibition of Compensation of Loss, etc.), Article 40-2 (Best Execution Policy) and Article 40-3 (Prohibition of Sales and Purchase, etc. Where Separate Management Is not Ensured)) (General Rules) shall apply mutatis mutandis to agency or intermediary for conclusion of Contracts for Specified Deposits, etc. by a Bank Agency. In this case, the term "Financial Instruments Business" in these provisions shall be deemed to be replaced with "agency service or intermediary service for conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Act of Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act,"; the term "Contract for Financial Instruments Transaction" in these provisions (excluding Article 37-6(3)) shall be deemed to be replaced with "Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act,"; the terms "intends to conclude" in Article 37-3(1) shall be deemed to be replaced with "conducts agency service or intermediary service for conclusion of,"; the term "; provided" shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. as defined in Article 2(5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer in advance with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of a Cabinet Office Ordinance; provided"; the term "Financial Instruments Business Operator, etc." in Article 37-3(1)(i) of that Act shall be deemed to be replaced with "the Principal Bank (meaning an Principal Bank as defined in Article 2(16) of the Banking Act) for which the Bank Agent (meaning a Bank Agent as defined in Article 2(15) of the Banking Act) is acting,"; the terms "Where a Contract for Financial Instruments Transaction has been cancelled" and "the customer to pay damages or penalty for the cancellation of that Contract for Financial Instruments Transaction beyond the amount designated by a Cabinet Office Ordinance as the amount of fees, remuneration or any other Consideration payable by the customer with regard to that contract for financial instruments transaction (referred to as "Consideration" in the following paragraph) for the period until the cancellation of that Contract for Financial Instruments Transaction" in Article 37-6(3) of that Act shall be deemed to be replaced with "When he/she has paid money to a Bank as damages or otherwise for cancellation of a Contract for a Specified Deposit, etc. (meaning a Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act; the same shall apply in Article 39) made" and "person who canceled the contract to pay money as damages or otherwise for the payment he/she has made to the Bank," respectively; the terms "sales and purchase or any other transaction of Securities (excluding sales and purchase on condition of repurchase for which the repurchase price is set in advance or other transactions designated by a Cabinet Order) or Derivative Transactions (hereinafter referred to as "Sales and Purchase or Other Transaction of Securities, etc." in this Article)," "the customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1(1) of the Act on Securities Investment Trust and Securities Investment Corporations; the same shall apply hereinafter) conducts sales and purchase of Securities or Derivative Transactions for the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)," "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" and "make up" in Article 39(1)(i) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.," "the customer," "Contract for a Specified Deposit, etc." and "make up, not through the Contract for a Specified Deposit, etc.," respectively; the terms "Sales and Purchase or Other Transaction of Securities, etc." and "Securities, etc." in Article 39(1)(ii) and (iii) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc." and "Contract for a Specified Deposit, etc.," respectively; the term "make an addition to the profit accrued to the customer from such Securities, etc." in Article 39(1)(ii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "make an addition to the profit accrued to the customer from Such Securities, etc." in Article 39(1)(iii) shall be deemed to be replaced with "make an addition to the profit accrued to the customer from the Contract for a Specified Deposit, etc., not through the Contract for a Specified Deposit, etc.,"; the term "Sales and Purchase or Other Transaction of Securities, etc." in Article 39(2) shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.,"; the term "that is specified by a Cabinet Office Ordinance as a potential cause of a dispute" in Article 39(2) shall be deemed to be replaced with "that may become a cause of dispute,"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第五十二条の四十五の二　金融商品取引法第三章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止及び社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の六第一項、第二項、第四項ただし書及び第五項（書面による解除）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）、第四十条の二（最良執行方針等）並びに第四十条の三（分別管理が確保されていない場合の売買等の禁止）を除く。）（通則）の規定は、銀行代理業者が行う特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引業」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結の代理又は媒介の業務」と、「金融商品取引行為」とあるのは「銀行法第十三条の四に規定する特定預金等契約の締結」と、これらの規定（同法第三十七条の六第三項の規定を除く。）中「金融商品取引契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「銀行代理業者（銀行法第二条第十五項に規定する銀行代理業者をいう。）の所属銀行（同条第十六項に規定する所属銀行をいう。）」と、同法第三十七条の六第三項中「金融商品取引契約の解除があつた場合には」とあるのは「特定預金等契約（銀行法第十三条の四に規定する特定預金等契約をいう。第三十九条において同じ。）の解除に伴い銀行に損害賠償その他の金銭の支払をした場合において」と、「金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価（次項において「対価」という。）の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除」とあるのは「支払」と、「又は違約金の支払を」とあるのは「その他の金銭の支払を、解除をした者に対し、」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

(a) After the action of the Examiner, if the same be adverse in any respect, the applicant, if he persists in his application for a patent, must reply thereto and may request re-examination or reconsideration, with or without amendment. (b) In order to be entitled to re-examination or reconsideration, the applicant must make a request therefor in writing, and he must distinctly and specifically point out the supposed errors in the Examiner’s action; the applicant must respond to every ground of objection and rejection in the prior Examiner’s action (except that request may be made that objections or requirements as to form, not necessary to further consideration of the claims, be held in abeyance until a claim is allowed), and the applicant’s action must appear throughout to be a bona fide attempt to advance the case to final action. The mere allegation that the Examiner has erred will not be received as a proper reason for such reexamination or reconsideration. (c) In amending an application in response to a rejection, the applicant must clearly point out the patentable inventiveness and novelty which he thinks the claims present, in view of the state of the art disclosed by the references cited or the objections made. He must also show how the amendments avoid such references or objections.例文帳に追加

(a)審査官による処分後，その処分が何れかの点において出願人に不利であった場合において，出願人がその特許出願を続行しようとするときは，出願人は，当該処分に応答した上で，補正して又は補正することなく再審査又は再審理を請求することができる。 (b)再審査又は再審理の権利を得るためには，出願人は，書面によりこれを請求しなければならず，審査官による処分の過誤と考えられる点を明瞭かつ詳細に指摘しなければならない。出願人は，審査官による以前の処分における異論及び拒絶の理由の何れにも応答しなければならない(ただし，クレームの更なる検討には関係しない方式についての異論又は要求を，クレームが許容されるまで保留にするように求める請求をすることができる)。また，出願人の行為は，一貫して，出願を最終処分まで進めるための善意の試みであることを示すものでなければならない。審査官が過誤を犯した旨の単なる主張は，再審査又は再審理の適切な理由として認められない。 (c)拒絶に応答して出願を補正するに際し，出願人は，引例によって開示された技術水準又は申し立てられた異論を考慮して，クレームが提示していると考える特許可能な発明性及び新規性を明瞭に指摘しなければならない。出願人は，当該補正が当該引例又は異論をどのように回避するかも示さなければならない。 - 特許庁

Article 52-2-5 The provisions of Chapter III, Section 1, Subsection 5 (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other Than a Professional Investor) and Article 34-3, paragraphs (5) and (6) (Cases Where a Juridical Person Who is a Customer Other than a Professional Investor will be Deemed to be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds, etc.), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and paragraph (3) (Delivery of Documents Prior to Conclusion of Contract), Articles 37-5 to 37-7 inclusive (Delivery of Documents Pertaining to the Receipt of a Security Deposit, Cancellation by Means of a Document, Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and paragraph (5) of that Article (Prohibition on Compensation for Losses, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediation for conclusion of Contracts for Specified Deposits, etc. pertaining to the Foreign Bank Agency Services provided by a Foreign Bank's Agent Bank (meaning a Bank which provides the Foreign Bank Agency Services after obtaining the authorization under Article 52-2, paragraph (1) or giving a notification under paragraph (2) of that Article; the same shall apply hereinafter). In this case, the terms "Contract for Financial Instruments Transaction," "Financial Instruments Business," and "soliciting to conclude, or concluding" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc.," "agency or intermediation for the conclusion of a Contract for a Specified Deposit, etc.," and "soliciting to conclude or providing agency or intermediation for the conclusion" respectively, the term "Acts of Financial Instruments Transactions" in these provisions (excluding Article 34 of that Act) shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrases "a contract to conduct Acts of Financial Instruments Transaction (meaning acts listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer," "and has never concluded a Contract for Financial Instruments Transaction belonging to those specified by Cabinet Office Ordinance as the same kind as the Contract for Financial Instruments Transaction pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "concluding" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. prescribed in Article 13-4 of the Banking Act," "and has never provided agency or intermediation for Contracts for Specified Deposits, etc. belonging to those specified by Cabinet Office Ordinance as the same kind as the Contracts for Specified Deposits, etc. pertaining to said application (hereinafter referred to as a "Kind of Contract" in this Subsection) with said Professional Investor" and "providing agency or intermediation for the conclusion of" respectively, the term "conclude" in Article 34-2, paragraph (5), item (ii) and Article 34-3, paragraph (4), item (ii) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "provide agency or intermediation for the conclusion of," the phrase "Subject Contract with" in Article 34-3, paragraph (2), item (iv), sub-item (a) of that Act shall be deemed to be replaced with "a Subject Contract through agency or intermediation by," the phrases "wishes to conclude" and "deliver to the customer a document containing the following matters in advance" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "provides agency or intermediation for the conclusion of" and "in addition to delivering to the customer a document containing the following matters in advance, provide information on the contents of contracts pertaining to the Deposits, etc. and other information that would be helpful for the Depositors, etc., pursuant to the provisions of Cabinet Office Ordinance, in order to contribute to the protection of Depositors, etc. (meaning the Depositors, etc. defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph)" respectively, the term "a Financial Instruments Specialist, etc." in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the Principal Foreign Bank (meaning the Principal Foreign Bank defined in Article 52-2, paragraph (1) of the Banking Act) of the Foreign Bank's Agent Bank (meaning the Foreign Bank's Agent Bank defined in Article 52-2-5 of that Act)," the phrase "purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter collectively referred to as "Purchase and Sale or Other Transaction of Securities, etc." in this Article)," "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)," "the customer (in cases where a Trust Company, etc. (meaning a trust company or a financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)" and "make up" in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," "Contracts for Specified Deposits, etc.," "the customer" and "make up, not through the Contract for Specified Deposit, etc." respectively, the terms "Purchase and Sale or Other Transaction of Securities, etc." and "Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc." and "Contract for a Specified Deposit, etc." respectively, the phrase "make an addition" in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the phrase "make an addition" in Article 39, paragraph (1), item (iii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for Specified Deposit, etc.," the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (2) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc.," the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in Article 39, paragraph (3) of that Act shall be deemed to be replaced with "that may be a potential cause of," the phrases "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" and "concluded" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to the delivery of documents under paragraph (1), the provisions of paragraph (1), items (ii) and (vi) and paragraph (3) shall be excluded) and Article 37-4" and "provided agency or intermediation for the conclusion thereof" respectively, and any other necessary technical replacement of terms shall be specified by Cabinet Order. 例文帳に追加

第五十二条の二の五　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五から第三十七条の七まで（保証金の受領に係る書面の交付、書面による解除、指定紛争解決機関との契約締結義務等）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、外国銀行代理銀行（第五十二条の二第一項の認可を受け、又は同条第二項の規定による届出をして外国銀行代理業務を営んでいる銀行をいう。以下同じ。）が行う外国銀行代理業務に係る特定預金等契約の締結の代理又は媒介について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の代理又は媒介の業務」と、「締結の勧誘又は締結」とあるのは「締結の勧誘又は締結の代理若しくは媒介」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、「を過去に当該特定投資家との間で締結」とあるのは「の締結の代理又は媒介を過去に当該特定投資家との間で」と、「を締結する」とあるのは「の締結の代理又は媒介をする」と、同法第三十四条の二第五項第二号及び第三十四条の三第四項第二号中「締結する」とあるのは「締結の代理又は媒介をする」と、同条第二項第四号イ中「と対象契約」とあるのは「による代理若しくは媒介により対象契約」と、同法第三十七条の三第一項中「を締結しようとするとき」とあるのは「の締結の代理又は媒介を行うとき」と、「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同項第一号中「金融商品取引業者等」とあるのは「外国銀行代理銀行（銀行法第五十二条の二の五に規定する外国銀行代理銀行をいう。）の所属外国銀行（同法第五十二条の二第一項に規定する所属外国銀行をいう。）」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）及び第三十七条の四」と、「締結した」とあるのは「締結の代理若しくは媒介をした」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 13-4 The provisions of Chapter III, Section 1, Subsection 5 of the Financial Instruments and Exchange Act (excluding Article 34-2, paragraphs (6) to (8) inclusive (Cases Where a Professional Investor Will Be Deemed to Be a Customer Other than Professional Investor) and Article 34-3, paragraphs (5) and (6) inclusive (Cases Where a Juridical Person Who Is a Customer Other Than a Professional Investor Will Be Deemed to Be a Professional Investor)) (Professional Investors), Section 2, Subsection 1 of that Chapter (excluding Articles 35 to 36-4 inclusive (Scope of Business Activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Concurrent Business Activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition on Name Lending, Prohibition on Administration of Corporate Bonds), Article 37, paragraph (1), item (ii) (Regulations on Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Documents Prior to the Conclusion of a Contract), Article 37-5 (Delivery of Documents Pertaining to the Receipt of Security Deposits), Article 37-7 (Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Compensation of Loss, etc.) and Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition on Purchase and Sale, etc. Where Separate Management Is not Ensured, Limitation on the Purchase and Sale, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) and Article 45 (excluding items (iii) and (iv)) (Miscellaneous Provisions) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to the conclusion of Contracts for Specified Deposits, etc. (meaning contracts on acceptance of Specified Deposits, etc. (meaning those that are specified by Cabinet Office Ordinance as deposits or Installment Savings, etc. with the risk of a principal loss caused by fluctuations pertaining to the interest rate, currency value, quotations on a financial instruments market prescribed in Article 2, paragraph (14) of that Act, or any other index); the same shall apply hereinafter) by a Bank. In this case, the term "Contract for a Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "Contract for a Specified Deposit, etc."; the term "Financial Instruments Services" in these provisions shall be deemed to be replaced with "Concluding Contracts for Specified Deposits, etc."; the term "Act of Executing a Financial Instruments Transaction" in these provisions (excluding the provisions of Article 34 of that Act) shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the phrase "contract to conduct the Act of Financial Instruments Transactions (meaning an act listed in the items of Article 2, paragraph (8); the same shall apply hereinafter) with a customer as the other party or on behalf of a customer" in Article 34 of that Act shall be deemed to be replaced with "Contracts for Specified Deposits, etc. as Prescribed in Article 13-4 of the Banking Act"; the phrase "; provided" in Article 37-3, paragraph (1) of that Act shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. prescribed in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc. in advance, pursuant to the provisions of Cabinet Office Ordinance; provided"; the phrase "purchase and sale or other transaction of Securities (excluding a purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter referred to as the "Purchase and Sale or Other Transaction of Securities, etc." in this Article)" in Article 39, paragraph (1), item (i) of that Act shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc."; the phrase "Securities or Derivative Transactions (hereinafter collectively referred to as "Securities, etc." in this Article)" in that item shall be deemed to be replaced with "Contracts for Specified Deposits, etc."; the phrase "customer (in cases where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts the purchase and sale of Securities or Derivative Transactions on the account of the person who establishes a trust under a trust contract, including such person who establishes the trust; hereinafter the same shall apply in this Article)" in that item shall be deemed to be replaced with "Customers"; the phrase "make up for" in that item shall be deemed to be replaced with "make up for, outside that Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the term "Securities, etc." in those items shall be deemed to be replaced with "Contracts for Specified Deposits, etc."; the phrase "make an addition to" in item (ii) of that paragraph shall be deemed to be replaced with "make an addition to, outside that Contract for a Specified Deposit, etc."; the term "make an addition to" in item (iii) of that paragraph shall be deemed to be replaced with "make an addition to, outside that Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in paragraph (2) of that Article shall be deemed to be replaced with "Conclusion of Contracts for Specified Deposits, etc."; the phrase "that is specified by Cabinet Office Ordinance as a potential cause of" in paragraph (3) of that Article shall be deemed to be replaced with "that may be a potential cause of"; the phrase "Articles 37-2 to 37-6 inclusive, Article 40-2, paragraph (4), and Article 43-4" in Article 45, item (ii) of that Act shall be deemed to be replaced with "Article 37-3 (limited to the part pertaining to delivery of a document set forth in paragraph (1) and excluding items (ii) and (vi) of that paragraph and paragraph (3)), Article 37-4 and Article 37-6"; and any other necessary technical replacement of terms shall be specified by a Cabinet Order. 例文帳に追加

第十三条の四　金融商品取引法第三章第一節第五款（第三十四条の二第六項から第八項まで（特定投資家が特定投資家以外の顧客とみなされる場合）並びに第三十四条の三第五項及び第六項（特定投資家以外の顧客である法人が特定投資家とみなされる場合）を除く。）（特定投資家）、同章第二節第一款（第三十五条から第三十六条の四まで（第一種金融商品取引業又は投資運用業を行う者の業務の範囲、第二種金融商品取引業又は投資助言・代理業のみを行う者の兼業の範囲、顧客に対する誠実義務、標識の掲示、名義貸しの禁止、社債の管理の禁止等）、第三十七条第一項第二号（広告等の規制）、第三十七条の二（取引態様の事前明示義務）、第三十七条の三第一項第二号及び第六号並びに第三項（契約締結前の書面の交付）、第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の七（指定紛争解決機関との契約締結義務等）、第三十八条第一号及び第二号並びに第三十八条の二（禁止行為）、第三十九条第三項ただし書及び第五項（損失補てん等の禁止）並びに第四十条の二から第四十条の五まで（最良執行方針等、分別管理が確保されていない場合の売買等の禁止、特定投資家向け有価証券の売買等の制限、特定投資家向け有価証券に関する告知義務）を除く。）（通則）及び第四十五条（第三号及び第四号を除く。）（雑則）の規定は、銀行が行う特定預金等契約（特定預金等（金利、通貨の価格、同法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動によりその元本について損失が生ずるおそれがある預金又は定期積金等として内閣府令で定めるものをいう。）の受入れを内容とする契約をいう。以下同じ。）の締結について準用する。この場合において、これらの規定中「金融商品取引契約」とあるのは「特定預金等契約」と、「金融商品取引業」とあるのは「特定預金等契約の締結の業務」と、これらの規定（同法第三十四条の規定を除く。）中「金融商品取引行為」とあるのは「特定預金等契約の締結」と、同法第三十四条中「顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約」とあるのは「銀行法第十三条の四に規定する特定預金等契約」と、同法第三十七条の三第一項中「交付しなければならない」とあるのは「交付するほか、預金者等（銀行法第二条第五項に規定する預金者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、当該特定預金等契約の内容その他預金者等に参考となるべき情報の提供を行わなければならない」と、同法第三十九条第一項第一号中「有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）」とあるのは「特定預金等契約の締結」と、「有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）」とあるのは「特定預金等契約」と、「顧客（信託会社等（信託会社又は金融機関の信託業務の兼営等に関する法律第一条第一項の認可を受けた金融機関をいう。以下同じ。）が、信託契約に基づいて信託をする者の計算において、有価証券の売買又はデリバティブ取引を行う場合にあつては、当該信託をする者を含む。以下この条において同じ。）」とあるのは「顧客」と、「補足するため」とあるのは「補足するため、当該特定預金等契約によらないで」と、同項第二号及び第三号中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、「有価証券等」とあるのは「特定預金等契約」と、同項第二号中「追加するため」とあるのは「追加するため、当該特定預金等契約によらないで」と、同項第三号中「追加するため、」とあるのは「追加するため、当該特定預金等契約によらないで」と、同条第二項中「有価証券売買取引等」とあるのは「特定預金等契約の締結」と、同条第三項中「原因となるものとして内閣府令で定めるもの」とあるのは「原因となるもの」と、同法第四十五条第二号中「第三十七条の二から第三十七条の六まで、第四十条の二第四項及び第四十三条の四」とあるのは「第三十七条の三（第一項の書面の交付に係る部分に限り、同項第二号及び第六号並びに第三項を除く。）、第三十七条の四及び第三十七条の六」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。 - 日本法令外国語訳データベースシステム

Article 52-45-2 The provisions of Chapter III, Section 2, Subsection 1 of the Financial Instruments and Exchange Act (excluding Articles 35 to 36-4 inclusive (Scope of Business activities of Persons Who Engage in Type I Financial Instruments Services or Investment Management, Scope of Subsidiary Business activities of Persons Who Only Engage in Type II Financial Instruments Services or Investment Advisory and Agency Services, Duty of Good Faith to Customers, Posting of Signs, Prohibition of Name Lending, Prohibition of Administration of Corporate Bonds), Article 37, paragraph (1), item (ii) (Regulation of Advertising, etc.), Article 37-2 (Obligation to Clarify Conditions of Transactions in Advance), Article 37-3, paragraph (1), items (ii) and (vi) and Article 37-3, paragraph (3) (Delivery of Document prior to Conclusion of Contract), Article 37-5 (Delivery of Document Pertaining to Receipt of Security Deposit), Article 37-6, paragraphs (1) and (2), the proviso to Article 37-6, paragraph (4) and Article 37-6, paragraph (5) (Cancellation by Means of Document), Article 37-7 (Obligation to Conclude a Contract, etc. with a Designated Dispute Resolution Organization), Article 38, items (i) and (ii) and Article 38-2 (Prohibited Acts), the proviso to Article 39, paragraph (3) and Article 39, paragraph (5) (Prohibition of Compensation of Loss, etc.), Articles 40-2 to 40-5 inclusive (Best Execution Policy, Prohibition of Purchase and Sale, etc. Where Separate Management Is not Ensured, Limitation on Sale and Purchase, etc. of Securities for Professional Investors, Obligation of Notification in Relation to Securities for Professional Investors)) (General Rules) of the Financial Instruments and Exchange Act shall apply mutatis mutandis to agency or intermediary for conclusion of Contracts for Specified Deposits, etc. by a Bank Agency. In this case, the term "Financial Instruments Business" in these provisions shall be deemed to be replaced with "agency or intermediation for the conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act"; the term "Act of Executing a Financial Instruments Transaction" in these provisions shall be deemed to be replaced with "conclusion of Contracts for Specified Deposits, etc. as defined in Article 13-4 of the Banking Act"; the term "Contract for Financial Instruments Transaction" in the aforementioned provisions (excluding Article 37-6, paragraph (3)) shall be deemed to be replaced with "Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act"; the terms "wishes to conclude" in Article 37-3, paragraph (1) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "engages in agency or intermediation for the conclusion of"; the term "; provided" in that paragraph shall be deemed to be replaced with "and shall, in order to contribute to the protection of Depositors, etc. (meaning Depositors, etc. as defined in Article 2, paragraph (5) of the Banking Act; hereinafter the same shall apply in this paragraph), provide the customer with information on the contents of the Contract for a Specified Deposit, etc. and other information that would be helpful for the Depositors, etc. in advance, pursuant to the provisions of Cabinet Office Ordinance; provided"; the term "Financial Instruments Specialist, etc." in Article 37-3, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "the Principal Bank (meaning an Principal Bank as defined in Article 2, paragraph (16) of the Banking Act) for which the Bank Agent (meaning a Bank Agent as defined in Article 2, paragraph (15) of the Banking Act) is acting"; the terms "Where a Contract for Financial Instruments Transaction has been cancelled" and "the customer to pay damages or penalty for the cancellation of that Contract for Financial Instruments Transaction beyond the amount specified by Cabinet Office Ordinance as the amount of fees, remuneration or any other Consideration payable by the customer with regard to that contract for Financial Instruments Transaction (referred to as a "Consideration" in the following paragraph) for the period until the cancellation of that Contract for Financial Instruments Transaction" in Article 37-6, paragraph (3) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "When a Financial Instruments Specialist has paid money to a Bank as damages or otherwise for cancellation of a Contract for a Specified Deposit, etc. (meaning a Contract for a Specified Deposit, etc. as defined in Article 13-4 of the Banking Act; the same shall apply in Article 39) made" and "person who canceled the contract to pay money as damages or otherwise for the payment he/she has made to the Bank," respectively; the terms "purchase and sale or other transactions of Securities (excluding purchase and sale on condition of repurchase for which the repurchase price is set in advance and other transactions specified by Cabinet Order) or Derivative Transactions (hereinafter referred to as "Purchase and Sale or Other Transaction of Securities, etc." in this Article)," "the customer (in the case where a Trust Company, etc. (meaning a trust company or financial institution that has obtained authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by a Financial Institution; the same shall apply hereinafter) conducts purchase and sale of Securities or Derivative Transactions on the account of the person who sets a trust under a trust contract, including such person who sets the trust; hereinafter the same shall apply in this Article)," "Securities or Derivative Transactions (hereinafter referred to as "Securities, etc." in this Article)" and "make up" in Article 39, paragraph (1), item (i) of the Financial Instruments and Exchange Act shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc.," "the customer," "Contract for a Specified Deposit, etc." and "make up, not through the Contract for a Specified Deposit, etc.," respectively; the terms "Purchase and Sale or Other Transaction of Securities, etc." and "Securities, etc." in Article 39, paragraph (1), items (ii) and (iii) of that Act shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc." and "Contract for a Specified Deposit, etc.," respectively; the term "make an addition" in Article 39, paragraph (1), item (ii) of that Act shall be deemed to be replaced with "make an addition, not through the Contract for a Specified Deposit, etc."; the term "make an addition" in Article 39, paragraph (1), item (iii) shall be deemed to be replaced with "make an addition, not through the Contract for a Specified Deposit, etc."; the term "Purchase and Sale or Other Transaction of Securities, etc." in Article 39, paragraph (2) of that Act shall be deemed to be replaced with "conclusion of a Contract for a Specified Deposit, etc."; the term "that is specified by Cabinet Office Ordinance as a potential cause of" in Article 39, paragraph (3) of that Act shall be deemed to be replaced with "that may be a potential cause of"; and any other necessary technical replacement of terms shall be specified by Cabinet Order. 例文帳に追加